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The decline of the West, Volume 2

Volume 2 — CHAPTER XI THE STATE (B) STATE AND HISTORY (continued 2)

Charles Francis Atkinson translation

The Tribunate was the happiest inspiration, not only of this period, but of the Classical Polis generally. It was the Tyrannis raised to the position of an integral part of the Constitution, and set in parallel, moreover, with the old oligarchical offices, all of which continued in being. This meant that the social revolution also was carried out in legal forms, so that what was elsewhere a wild discharge in shock and countershock became here a forum-contest, limited as a rule to debate and vote. There was no need to evoke the tyrant, for he was there already. The Tribune possessed rights inherent in position, not rights arising out of an office, and with his immunity he could carry out revolutionary acts that would have been inconceivable without street-fighting in any other Polis. This creation was an incident, but no other of its creations helped Rome to rise as this did. In Rome alone the transition from the First to the Second Tyrannis, and the further development therefrom till beyond the days of Zama, was accomplished, not indeed without shocks, but at any rate without catastrophe. The Tribune was the link between the Tarquins and Cæsar. With the Lex Hortensia of 287 he became all-powerful, he is the Second Tyrannis in constitutional “form.” In the second century, tribunes caused consuls and censors to be arrested. The Gracchi were tribunes, Cæsar assumed the perpetual tribunate, and in the principate of Augustus the tribunician dignity was the essential element of his position, the only one in virtue of which he possessed sovereign rights.

The crisis of 471 was not unique but generically Classical. Its target was the oligarchy, which even now, within the Demos created by the Tyrannis, strove to be the impulsive force in affairs. It was no longer, as in Hesiod’s day, the oligarchy as estate versus non-estate, but the oligarchic party against a second party—both in the cadre of the absolute state, which as such was not brought into the controversy. In Athens, 487 B.C., the archons were overthrown and their rights transferred to the college of strategi.⁠[704] In 461 the Areopagus, the Athenian equivalent of the Senate, was overthrown. In Sicily (where relations with Rome were close) the democracy triumphed at Acragas (Agrigentum) in 471, at Syracuse in 465, at Rhegium and Messana in 461. In Sparta the kings Cleomenes (488) and Pausanias (470) tried in turn, without success, to free the Helots—in Roman terms, the Clientela—and thereby to acquire for the kingship, vis-à-vis the oligarchic Ephors, the importance of the tribunate in Rome. The missing element in this case, which was present (though overlooked by our scholars) in that of Rome, was the population-strength of the mercantile city that gives such movements both weight and leadership; it was on this that even the great Helot rising of 464 broke down (an event which probably inspired the Roman legends of a secession of the Plebs to the Mons Sacer).

In a Polis, the country nobility and the patriciate fuse (that is the object of synœcism, as we have seen), but not so the burgher and the peasant. So far as concerns their struggle with the oligarchy these are a single party—namely, the democratic—but otherwise they are two. This is what comes to expression in the next crisis. In this (c. 450) the Roman patriciate sought to re-establish its power as a party—for so we must interpret the introduction of the Decemvirs and the abolition of the Tribunate; the legislation of the Twelve Tables by which the plebs, which had recently attained political existence, was denied “Connubium” and “Commercium”; and above all the creation of the small country tribes in which the influence of the old families (not legally but in fact) predominated and which (in the Comitia Tributa now set up alongside the old Centuriata) enjoyed the unchallengeable majority of 16 to 4. This, of course, meant the disfranchisement of the townspeople by the peasantry, and there can be no doubt that it was a move of the Patrician party to make effective in one common blow the common antipathy of the countryside and themselves towards the money economics of the city.

The counterstroke came quickly; it is recognizable in the number ten of the tribunes who appear after the withdrawal of the Decemvirs,⁠[705] but there were other events too that cannot but have belonged with it—the attempt of Sp. Mælius to set up a Tyrannis (439), the setting-up of Consular Tribunes by the army in place of the civil officials (438), and the Lex Canuleia (445) which made an end of the prohibition of connubium between patricians and plebeians.

There can be no doubt, of course, that there were factions within both the patrician and the plebeian parties which would have liked to upset this fundamental trait of the Roman Polis, the opposition of Senate and Tribunate, by abolishing the one or the other; but the form turned out to be so right that it was never seriously challenged. With the enforcement by the Army of plebeian eligibility to the highest offices (399) the contest took a quite different turn. The fifth century may be summed up, under the aspect of internal politics, as that of the struggle for lawful Tyrannis; thenceforward the polarity of the constitution was admitted, and the parties contended no longer for the abolition, but for the capture, of the great offices. This was the substance of the revolution that took place in the period of the Samnite Wars. From 287 the Plebes had the entrée to all offices, and the proposals of the tribunes, when approved by them, automatically became law; on the other hand, it was thenceforward always practicable for the Senate by corruption or otherwise to induce some one tribune to exercise his veto and thus to deprive the institution of its power. It was in the struggle of two competent authorities that the juristic subtlety of the Romans was developed. Elsewhere decisions were usually by way of fist and bludgeon—the technical word is “Cheirocracy”—but in this “best” period of Roman constitutional law, the fourth century, the habit was formed of using the weapons of thesis and interpretation, a mode of contest in which the slightest points of legal wording could be decisive.

But Rome was unique in all Classical history in this equilibrium of Senate and Tribunate. Everywhere else it was a matter not of swaying balance, but of sheer alternatives, namely Oligarchy or Ochlocracy. The absolute Polis and the Nation which was identical with it were accepted as given premisses, but of the inward forms none possessed stability. The victory of one party meant the abolition of all the institutions of the other, and people became accustomed to regard nothing as either venerable enough or useful enough to be exempt from the chances of the day’s battle. Sparta’s “form,” so to say, was senatorial, Athens’s tribunician, and by the beginning of the Peloponnesian War, in 431, the idea that forms must be alternative was so firmly fixed that only radical solutions were henceforth possible.

With this, the future was set for Rome. It was the one state in which political passions had persons only, and no longer institutions, as their target; the only one which was firmly in “form.” Senatus Populusque Romanus—that is, Senate and Tribunate—was the form of forged bronze that no party would henceforward batter, whereas all the rest, with the narrowness of their individual power-horizons in the world of Classical states, were only able to prove once more the fact that domestic politics exist simply in order that foreign politics may be possible.

VI

At this point, when the Culture is beginning to turn itself into the Civilization, the non-Estate intervenes in affairs decisively—and for the first time—as an independent force. Under the Tyrannis and the Fronde, the State has invoked its aid against the Estates proper, and it has for the first time learned to feel itself a power. Now it employs its strength for itself, and does so as a class standing for its freedom against the rest. It sees in the absolute State, in the Crown, in rooted institutions, the natural allies of the old Estates and the true and last representatives of symbolic tradition. This is the difference between the First and the Second Tyrannis, between Fronde and Bourgeois Revolution, between Cromwell and Robespierre.

The State, with its heavy demands on each individual in it, is felt by urban reason as a burden. So, in the same phase, the great forms of the Baroque arts begin to be felt as restrictive and become Classicist or Romanticist—that is, sickly or unformed; German literature from 1770 is one long revolt of strong individual personalities against strict poetry. The idea of the whole nation being “in training” or “in form” for anything becomes intolerable, for the individual himself inwardly is no longer in condition. This holds good in morals, in arts, and in modes of thought, but most of all in politics. Every bourgeois revolution has as its scene the great city, and as its hall-mark the incomprehension of old symbols, which it replaces by tangible interests and the craving (or even the mere wish) of enthusiastic thinkers and world-improvers to see their conceptions actualized. Nothing now has value but that which can be justified by reason. But, deprived thus of the exaltation of a form that is essentially symbolical and works metaphysically, the national life loses the power of keeping its head up in the being-streams of history. Follow the desperate attempts of the French Government—the handful of capable and farsighted men under the mediocre Louis XVI—to keep their country in “condition” when, after the death of Vergennes in 1787, the whole gravity of the external situation had become manifest. With the death of this diplomatist France disappeared for years from the political combinations of Europe; at the same time the great reform that the Crown had carried through against all resistances—above all, the general administrative reform of that year, based on the freest self-management—remained completely ineffective, because in view of the pliancy of the State, the question of the moment for the Estates became, suddenly, the question of power.⁠[706] As a century before and a century afterwards, European war was drawing visibly nearer with an inexorable necessity, but no one now took any notice of the external situation. The nobility as an Estate had rarely, but the bourgeoisie as an Estate had never, thought in terms of foreign policy and world-history. Whether the State in its new form would be able to hold its own at all amongst the other States, no one asked. All that mattered was whether it secured men’s “rights.”

But the bourgeoisie, the class of urban “freedom,” strong as its class-feeling remained for generations (in West Europe even beyond 1848), was at no time wholly master of its actions. For, first of all, it became manifest in every critical situation that its unity was a negative unity, only really existent in moments of opposition to something, anything, else—“Tiers État” and “Opposition” are almost synonymous—and that when something constructive of its own had to be done, the interests of the various groups pulled all ways. To be free from something—that, all wanted. But the intellectual desired the State as an actualization of “justice” against the force of historical facts; or the “rights of man”; or freedom of criticism as against the dominant religion. And Money wanted a free path to business success. There were a good many who desired rest and renunciation of historical greatness, or wished this and that tradition and its embodiments, on which physically or spiritually they lived, to be spared. But there was another element, now and henceforth, that had not existed in the conflicts of the Fronde (the English Civil War included) or the first Tyrannis, but this time stood for a power—namely, that which is found in all Civilizations under different contemptuous labels—dregs, canaille, mob, Pöbel—but with the same tremendous connotation. In the great cities, which alone now spoke the decisive words—the open land can at most accept or reject faits accomplis, as our eighteenth century proves⁠[707]—a mass of rootless fragments of population stands outside all social linkages. These do not feel themselves as attached either to an Estate or to a vocational class, nor even to the real working-class, although they are obliged to work. Elements drawn from all classes and conditions belong to it instinctively—uprooted peasantry, literates, ruined business men, and above all (as the age of Catiline shows with terrifying clarity) derailed nobles. Their power is far in excess of their numbers, for they are always on the spot, always on hand at the big decisions, ready for anything, devoid of all respect for orderliness, even the orderliness of a revolutionary party. It is from them that events acquire the destructive force which distinguishes the French Revolution from the English, and the Second Tyrannis from the First. The bourgeoisie looks at these masses with real uneasiness, defensively, and seeks to separate itself from them—it was to a defensive act of this category, the 13th Vendémiaire, that Napoleon owed his rise.⁠[708] But in the pressure of facts the separating frontier cannot be drawn; wherever the bourgeoisie throws into the scale against the older orders its feeble weight of aggressiveness—feeble in relative numbers and feeble because its inner cohesion is risked at every moment—this mass has forced itself into their ranks, pushed to the front, imparted most of the drive that wins the victory, and very often managed to secure the conquered position for itself—not seldom with the continued idealistic support of the educated who are intellectually captivated, or the material backing of the money powers, which seek to divert the danger from themselves on to the nobility and the clergy.

There is another aspect, too, under which this epoch has its importance—in it for the first time abstract truths seek to intervene in the world of facts. The capital cities have become so great, and urban man so superior and influential over the waking-consciousness of the whole Culture (this influence is what we call Public Opinion) that the powers of the blood and the tradition inherent in the blood are shaken in their hitherto unassailable position. For it must be remembered that the Baroque State and the absolute Polis in their final development of form are thoroughly living expressions of a breed, and that history, so far as it accomplishes itself in these forms, possesses the full pulse of that breed. Any theory of the State that may be fashioned here is one that is deduced from the facts, that bows to the greatness of the facts. The idea of the State had finally mastered the blood of the first Estate, and put it wholly and without reserve at the State’s service. “Absolute” means that the great being-stream is as a unit in form, possesses one kind of pulse and instinct, whether the manifestations of that pulse be diplomatic or strategic flair, dignity of moral and manners, or fastidious taste in arts and thoughts.

As the contradictory to this grand fact, now, Rationalism appears and spreads, that which has been described above⁠[709] as the community of waking-consciousness in the educated, whose religion is criticism and whose numina are not deities but concepts. Now begins the influence of books and general theories upon politics—in the China of Lao-tse as in the Athens of the Sophists and the Europe of Montesquieu—and the public opinion formed by them plants itself in the path of diplomacy as a political magnitude of quite a new sort. It would be absurd to suppose that Pisistratus or Richelieu or even Cromwell determined their actions under the influence of abstract systems, but after the victory of “Enlightenment” that is what actually happens.

Nevertheless the historical rôle of the great concepts of the Civilization is very different from the complexion that they presented in the minds of the ideologues who conceived them. The effect of a truth is always quite different from its tendency. In the world of facts, truths are simply means, effective in so far as they dominate spirits and therefore determine actions. Their historical position is determined not by whether they are deep, correct, or even merely logical, but by whether they tell. We see this in the phrase “catchword,” “Schlagwort.” What certain symbols, livingly experienced, are for the Springtime religions—the Holy Sepulchre for the Crusader, the Substance of Christ for the times of the Council of Nicæa—that two or three inspiriting word-sounds are for every Civilized revolution. It is only the catchwords that are facts—the residue of the philosophical or sociological system whence they come does not matter to history. But, as catchwords, they are for about two centuries powers of the first rank, stronger even than the pulse of the blood, which in the petrifying world of the outspread cities is beginning to be dulled.

But—the critical spirit is only one of the two tendencies which emerge out of the chaotic mass of the Non-Estate. Along with abstract concepts abstract Money,—money divorced from the prime values of the land—along with the study the counting-house, appear as political forces. The two are inwardly cognate and inseparable—the old opposition between priest and noble continued, acute as ever, in the bourgeois atmosphere and the city framework.⁠[710] Of the two, moreover, it is the Money that, as pure fact, shows itself unconditionally superior to the ideal truths, which so far as the fact-world is concerned exist (as I have just said) only as catchwords, as means. If by “democracy” we mean the form which the Third Estate as such wishes to impart to public life as a whole, it must be concluded that democracy and plutocracy are the same thing under the two aspects of wish and actuality, theory and practice, knowing and doing. It is the tragic comedy of the world-improvers’ and freedom-teachers’ desperate fight against money that they are ipso facto assisting money to be effective. Respect for the big number—expressed in the principles of equality for all, natural rights, and universal suffrage—is just as much a class-ideal of the unclassed as freedom of public opinion (and more particularly freedom of the press) is so. These are ideals, but in actuality the freedom of public opinion involves the preparation of public opinion, which costs money; and the freedom of the press brings with it the question of possession of the press, which again is a matter of money; and with the franchise comes electioneering, in which he who pays the piper calls the tune. The representatives of the ideas look at one side only, while the representatives of money operate with the other. The concepts of Liberalism and Socialism are set in effective motion only by money. It was the Equites, the big-money party, which made Tiberius Gracchus’s popular movement possible at all; and as soon as that part of the reforms that was advantageous to themselves had been successfully legalized, they withdrew and the movement collapsed. Cæsar and Crassus financed the Catilinarian movement, and so directed it against the Senatorial party instead of against property. In England politicians of eminence laid it down as early as 1700 that “on ’Change one deals in votes as well as in stocks, and the price of a vote is as well known as the price of an acre of land.”⁠[711] When the news of Waterloo reached Paris, the price of French government stock rose⁠[712]—the Jacobins had destroyed the old obligations of the blood and so had emancipated money; now it stepped forward as lord of the land.⁠[713] There is no proletarian, not even a Communist, movement that has not operated in the interest of money, in the directions indicated by money, and for the time permitted by money—and that, without the idealist amongst its leaders having the slightest suspicion of the fact.⁠[714] Intellect rejects, money directs—so it runs in every last act of a Culture-drama, when the megalopolis has become master over the rest. And, in the limit, intellect has no cause of complaint. For, after all, it has won its victory—namely, in its own realm of truths, the realm of books and ideals that is not of this world. Its conceptions have become venerabilia of the beginning Civilization. But Money wins, through these very concepts, in its realm, which is only of this world.

In the Western world of States, it was in England that both sides of Third-Estate politics, the ideal and the real, graduated. Here alone it was possible for the Third Estate to avoid the necessity of marching against an absolute State in order to destroy it and set up its own dominion on the ruins. For here it could grow up into the strong form of the First Estate, where it found a fully developed form of interest-politics, and from whose methods it could borrow for its own purposes a traditional tactic such as it could hardly wish to improve upon. Here was the home of Parliamentarism, genuine and quite inimitable, which had insular position instead of the state as its starting-point, and the habits of the First and not the Third Estate as its background. Further, there was the circumstance that this form had grown up in the full bloom of Baroque and, therefore, had Music in it. The Parliamentary style was completely identical with that of cabinet-diplomacy;⁠[715] and in this anti-democratic origin lay the secret of its successes.

But it was on British soil, too, that the rationalistic catchwords had, one and all, sprung up, and their relation to the principles of the Manchester School was intimate—Hume was the teacher of Adam Smith. “Liberty” self-evidently meant intellectual and trade freedom. An opposition between fact-politics and enthusiasm for abstract truths was as impossible in the England of George III as it was inevitable in the France of Louis XVI. Later, Edmund Burke could retort upon Mirabeau that “we demand our liberties, not as rights of man, but as rights of Englishmen.” France received her revolutionary ideas without exception from England, as she had received the style of her absolute monarchy from Spain. To both she imparted a brilliant and irresistible shape that was taken as a model far and wide over the Continent, but of the practical employment of either she had no idea. The successful utilization of the bourgeois catchwords⁠[716] in politics presupposes the shrewd eye of a ruling class for the intellectual constitution of the stratum which intends to attain power, but will not be capable of wielding it when attained. Hence in England it was successful. But it was in England too that money was most unhesitatingly used in politics—not the bribery of individual high personages which had been customary in the Spanish or Venetian style, but the “nursing” of the democratic forces themselves. In eighteenth-century England, first the Parliamentary elections and then the decisions of the elected Commons were systematically managed by money;⁠[717] England, too, discovered the ideal of a Free Press, and discovered along with it that the press serves him who owns it. It does not spread “free” opinion—it generates it.

Both together constitute liberalism (in the broad sense); that is, freedom from the restrictions of the soil-bound life, be these privileges, forms, or feelings—freedom of the intellect for every kind of criticism, freedom of money for every kind of business. But both, too, unhesitatingly aim at the domination of a class, a domination which recognizes no overriding supremacy of the State. Mind and money, being both inorganic, want the State, not as a matured form of high symbolism to be venerated, but as an engine to serve a purpose. Thus the difference between these forces and those of Frondism is fundamental, for the latter’s reaction had been a defence of the old Gothic against the intrusive Baroque way of living and being “in form,”—and now both these are on the defensive together and almost indistinguishable. Only in England (it must be emphasized again and again) the Fronde had disarmed, not only the State in open battle, but also the Third Estate by its inward superiority, and so attained to the one kind of first-class form that democracy is capable of working up to, a form neither planned nor aped, but naturally matured, the expression of an old breed and an unbroken sure tact that can adapt itself to the use of every new means that the changes of Time put into its hands. Thus it came about that the English Parliament, while taking part in the Succession-Wars of the Absolute States, handled them as economic wars with business aims. The mistrust felt for high form by the inwardly formless Non-Estate is so deep that everywhere and always it is ready to rescue its freedom—from all form—by means of a dictatorship, which acknowledges no rules and is, therefore, hostile to all that has grown up, which, moreover, in virtue of its mechanizing tendency, is acceptable to the taste both of intellect and of money—consider, for example, the structure of the state-machine of France which Robespierre began and Napoleon completed. Dictatorship in the interests of a class-ideal appealed to Rousseau, Saint-Simon, Rodbertus, and Lassalle as it had to the Classical ideologues of the fourth century—Xenophon in the Cyropædia and Isocrates in the Nicocles.⁠[718]

But the well-known saying of Robespierre that “the Government of the Revolution is the despotism of freedom against tyranny” expresses more than this. It lets out the deep fear that shakes every multitude which, in the presence of grave conjunctures, feels itself “not up to form.” A regiment that is shaken in its discipline will readily concede to accidental leaders of the moment powers of an extent and a kind which the legitimate command could never acquire, and which if legitimate would be utterly intolerable. But this, on a larger scale, is the position of every commencing Civilization. Nothing reveals more tellingly the decline of political form than that upspringing of formless powers which we may conveniently designate, from its most conspicuous example, Napoleonism. How completely the being of Richelieu or of Wallenstein was involved in the unshakable antecedents of their period! And how instinct with form, under all its outer unform, was the English Revolution! Here, just the reverse; the Fronde fights about the form, the absolute State in the form, but the bourgeoisie against the form. The mere abolition of an order that had become obsolete was no novelty—Cromwell and the heads of the First Tyrannis had done that. But, that behind the ruins of the visible there is no longer the substance of an invisible form; that Robespierre and Napoleon find nothing either around or in them to provide the self-evident basis essential to any new creation; that for a government of high tradition and experience they have no choice but to substitute an accidental régime, whose future no longer rests secure on the qualities of a slowly and thoroughly trained minority, but depends entirely on the chance of the adequate successor turning up—such are the distinguishing marks of this turning of the times, and hence comes the immense superiority that is enjoyed for generations still by those states which manage to retain a tradition longer than others.

The First Tyrannis had completed the Polis with the aid of the non-noble; the latter now destroyed it with the aid of the Second Tyrannis. As an idea, it perishes in the bourgeois revolutions of the fourth century, for all that it may persist as an arrangement or a habit or an instrument of the momentary powers that be. Classical man never ceased, in fact, to think and live politically in its form. But never more was it for the multitude a symbol to be respected and venerated, any more than the Divine Right of Kings was venerated in the West after Napoleon had almost succeeded in making his own dynasty “the oldest in Europe.”

Further, in these revolutions too, as ever in Classical history, there were only local and temporary solutions—nothing resembling the splendid sweep of the French Revolution from the Bastille to Waterloo—and the scenes in them were more atrocious still, for the reason that in this Culture, with its basically Euclidean feeling, the only possible way seemed to be that of physical collision of party against party, and the only possible end for the loser, not functional incorporation in the victor’s system as in the West, but destruction root and branch. At Corcyra (427) and Argos (370) the possessing classes were slaughtered en masse; in Leontini (422) they were expelled from the city by the lower classes, which carried on affairs for a while with slaves until, in fear of an avenging return, they evacuated altogether and migrated to Syracuse. The refugees from hundreds of these revolutions inundated the cities, recruited the mercenary armies of the Second Tyrannis, and infested the routes by land and sea. The readmission of such exiled fractions is a standing feature in the peace-terms offered by the Diadochi and later by the Romans. But the Second Tyrannis itself secured its positions by acts of this kind. Dionysius I (407–367) secured his hegemony over Syracuse—the city in whose higher society, along with that of Athens, centred the ripest culture of Hellas, the city where Æschylus had produced his Persian trilogy in 470—by wholesale executions of educated people and confiscations of their property; this he followed up by entirely rebuilding the population, in the upper levels by granting large properties to his adherents, and in the lower by raising masses of slaves to the citizenship and distributing amongst them (as was not uncommon) the wives and daughters of the victims.⁠[719]

After the characteristically Classical fashion, the type of these revolutions was such as to produce always an increase of number, never of extent. Multitudes of them happened, but each proceeded purely for itself and at one point of its own, and it is only the fact that they were contemporary with one another that gives them the character of a collective phenomenon, which marks an epoch. Similarly with Napoleonism; here again, a formless regimen for the first time raised itself above the framework of the State, yet without being able to attain to complete inward detachment therefrom. It supported itself on the Army, which, vis-à-vis the nation that had lost its “form,” began to feel itself as an independent power. That is the brief road from Robespierre to Bonaparte—with the fall of the Jacobins the centre of gravity passed from the administration to the ambitious generals. How deeply this new tendency implanted itself in the West may be seen from the example of Bernadotte and Wellington, and even more from the story of Frederick William III’s “call to my People” in 1813—in this case the continuance of the dynasty would have been challenged by the military had not the King stiffened himself to break with Napoleon.⁠[720]

This anti-constitutionality of the Second Tyrannis declared itself also in the position taken by Alcibiades and Lysander in the armed forces of their respective cities during the latter stages of the Peloponnesian War, a position incompatible with the basic form of the Polis. The first-named, destitute as an exile of official position, and against the will of the home authorities, exercised from 411 the de facto command of the Athenian Navy; the second, though not even a Spartiate, felt himself entirely independent at the head of an army devoted to his person. In the year 408 the contest of the two powers for the supremacy over the Ægean world took the form of a contest between these two individuals.⁠[721] Shortly after this, Dionysius of Syracuse built up the first large-scale professional army and introduced engines of war (artillery)⁠[722]—a new form which served as a model for the Diadochi and Rome also. Thereafter the spirit of the army was a political power on its own account, and it became a serious question how far the State was master, and how far tool, of its army. The fact that the government of Rome was exclusively in the hands of a military committee⁠[723] from 390 to 367⁠[724] reveals pretty clearly that the army had a policy of its own. It is well known that Alexander, the Romanticist of the Second Tyrannis, fell more and more under the influence of his generals, who not only compelled the retreat from India but also disposed of his inheritance amongst themselves as a matter of course.

This is essentially Napoleonism, and so is the extension of personal rule over regions united by ties neither national nor jural, but merely military and administrative. But extension was just what was essentially incompatible with the Polis. The Classical State is the one State that was incapable of any organic widening, and the conquests of the Second Tyrannis therefore resolved themselves into a juxtaposition of two political units, the Polis and the subjugated territory, the cohesion of which was initially accidental and perpetually in danger. Thus arose that strange picture of the Hellenistic-Roman world, the true significance of which is not even yet recognized—a circle of border-regions, and within them a congeries of Poleis to which, small as they were, the conception of the State proper, the res publica, continued to be bound as exclusively as ever. In this middle (indeed, so far as concerned each individual, hegemony was in one point) was the theatre of all real politics. The “orbis terrarum”—a significant expression—was merely a means or object to it. The Roman notions of “imperium”—dictatorial powers of administration outside the city moat (which were automatically extinguished when its holder entered the Pomœrium)—and of “provincia” as the opposite of “res publica,” express the common Classical instinct, which knew only the city’s body as the State and political subject, and the “outside” only in relation to it, as object to it. Dionysius made his city of Syracuse into a fortress surrounded by a “scrap-heap of states,” and extended his field of power thence, over Upper Italy and the Dalmatian coast, into the northern Adriatic, where he possessed Ancona and Hatria at the mouth of the Po. Philip of Macedon, following the example of his teacher Jason of Pheræ (murdered in 370), adopted the reverse plan, placing his centre of gravity in the periphery (that is, practically in the army) and thence exercising a hegemony over the Hellenic world of States. Thus Macedonia came to extend to the Danube, and after Alexander’s death there were added to this outer circle the empires of the Seleucids and the Ptolemies—each governed from a Polis (Antioch, Alexandria), but through the intermediary of existing native machinery, which, be it said, was at its lowest better than any Classical administration of it could have been. Rome herself in the same period (c. 326–265) built up her Middle-Italian territory as a border state, secured in all directions by a system of colonies, allies, and settlements with Latin right. Then, from 237, we find Hamilcar Barca winning for Carthage, a city old established in the Classical way of life, an empire in Spain; C. Flaminius (225) conquering the Po Valley for Rome; and finally Cæsar making his Gallic empire. These were the foundations upon which rested, first, the Napoleonic struggles of the Diadochi in the East, then those of Scipio and Hannibal in the West—the limits of the Polis outgrown in both cases—and lastly the Cæsarian struggles of the Triumvirs, who supported themselves on the total of all the border states and used their means, in order to be—“the first in Rome.”

VII

In Rome the strong and happily conceived form of the State that was reached about 340 kept the social revolution within constitutional limits. A Napoleonic figure like Appius Claudius the Censor of 310, who built the first aqueduct and the Appian Way, and ruled in Rome almost as a tyrant, very soon failed when he tried to eliminate the peasantry by means of the great-city masses and so to impart the one-sided Athenian direction to politics—for that was his aim in taking up the sons of slaves into the Senate, in reorganizing the Centuries on a money instead of a land-assessment basis,⁠[725] and in distributing freedmen and landless men amongst the country tribes, so that they might outvote the rustics (as they were always able to do, since the latter rarely attended). But his successors in the censorship lost no time in reversing this, and relegated the landless to the great city-tribes again. The non-estate itself, well led by a minority of distinguished families, saw its aim (as has been said before) not in the destruction, but in the acquisition, of the senatorial organs of administration. In the end, it forced its way into all offices (even, by the Lex Ogulnia, of 300, into the politically important priesthoods of the Pontifices and Augurs), and by the outbreak of 287 it secured force of law for plebiscita even without the Senate’s approval.

The practical result of this freedom-movement was precisely the reverse of that which ideologues would have expected—there were no idealogues in Rome. The greatness of its success robbed the non-estate of its object and thereby deprived it of its driving force, for positively, when not “in opposition,” it was null. After 287 the state-form existed for the purpose of being politically used, and used, too, in a world in which only the states of the great fringe—Rome, Carthage, Macedonia, Syria, and Egypt—really counted. It had ceased to be in any danger of becoming the passive of “peoples’-rights” activities. And it was precisely this security that formed the basis on which the one people that had remained “in form” rose to its grandeur.

On the one hand, it had developed within the Plebs, formless and long weakened in its race-impulses by the mass-intake of freedmen,⁠[726] an upper stratum distinguished by great practical aptitudes, rank, and wealth, which joined forces with a corresponding stratum within the patriciate. Hence there came into existence a very narrow circle of men of the strongest race-quality, dignified life, and broad political outlook, in whom the whole stock of experience in governing and generalship and negotiation was concentrated and transmitted; who regarded the direction of the State as the one profession worthy of their status, considered themselves as inheritors of a privilege to exercise it, and educated their children solely in the art of ruling and the convictions of a measurelessly proud tradition. This nobility, which as such had no constitutional existence, found its constitutional engine in the Senate, which had originally been a body representing the interests of the patricians (that is, the “Homeric” aristocracy), but in which from the middle of the fourth century ex-consuls—men who had both ruled and commanded—sat as life-members, forming a close group of eminent talents that dominated the assembly and, through it, the State. Even by 279 the Senate appeared to Cineas, the ambassador of Pyrrhus, like a council of kings, and finally its kernel was a small group of leading men, holding the titles “princeps” and “clarissimus,” men in every respect—rank, power, and public dignity—the peers of those who reigned over the empires of the Diadochi.⁠[727] There came into being a government such as no megalopolis in any other Culture whatsoever has possessed, and a tradition to which it would be impossible to find parallels save perhaps in the Venice and the Papal Curia of the Baroque, and there under a wholly different set of conditions. Here were no theories such as had been the ruin of Athens, none of the provincialism that had made Sparta in the long run contemptible, but simply a praxis in the grand style. If “Rome” is a perfectly unique and marvellous phenomenon in world-history, it is due, not to the Roman “people,” which in itself, like any other, was raw material without form, but to this class which brought Rome into condition and kept her so, willy-nilly—with the result that this particular stream of being, which in 350 was still without importance save to middle Italy, gradually drew into its bed the entire history of the Classical, and made the last great period of that history a Roman period.

It was the very perfection of political flair that was displayed by this small circle (which possessed no sort of public rights) in managing the democratic forms created by the Revolution—forms that here as elsewhere derive all value from the use that is made of them. The only factor in them that if mishandled would have been dangerous in an instant—namely, the interpenetration of two mutually exclusive powers—was handled so superbly and so quietly that it was always the higher experience that gave the note, while the people remained throughout convinced that decisions were made by, and in the sense desired by, itself. To be popular, and yet historically successful in the highest degree—here is the secret of this policy, and for that matter the only possibility of policy existing at all in such times, an art in which the Roman régime has remained unequalled to this day.

Nevertheless, on the other side of the picture, the result of the Revolution was the emancipation of Money. Thenceforward money was master in the Comitia Centuriata. That which called itself “populus” there became more and more a tool in the hands of big money, and it required all the tactical superiority of the ruling circles to maintain a counterpoise in the Plebs, and to keep effective a representation of the yeomanry, under the leadership of the noble families, in the thirty-one country tribes from which the great city mass continued to be excluded. Hence the drastic energy with which the arrangements made by Appius Claudius were revoked. The natural alliance between high finance and the mass, though we see it actually at work later (under the Gracchi and Marius) for the destruction of the tradition of the blood,⁠[728] was at any rate made impossible for many generations. Bourgeoisie and yeomanry, money and landowning, maintained a reciprocal equilibrium of separate organisms, and were held together and made efficient by the State-idea (of which the nobility was the incarnation) until this inward form fell to pieces, and the two tendencies broke apart in enmity. The First Punic War was a traders’ war and directed against the agrarian interest, and, therefore, the consul Appius Claudius (a descendant of the great Censor) laid the decision of the matter in 284 before the Comitia Centuriata. The conquest of the Po plain, on the other hand, was in the interests of the peasantry and it was, therefore, in the Comita Tributa that it was carried by the Tribune C. Flaminius—the first genuinely Cæsarian type in Roman history, builder of the Via Flaminia and the Circus Flaminius. But when in pursuance of his policy he (as Censor in 220) forbade the Senators to engage in trade, and also at the same time made the old noble centuries accessible to plebeians, he was practically benefiting only the new financial nobility of the First Punic War period, and thus (entirely in spite of himself) he became the creator of high finance organized as an Estate—that is, that of the Equites, who a century later put an end to the great age of the nobility. Henceforth, when Hannibal (before whom Flaminius had fallen on the field of battle) had been disposed of, money steadily became, even for the government as such, the “ultima ratio” in the accomplishment of its policy—the last true State-policy that the Classical world was to know.

When the Scipios and their circle had ceased to be the governing influence, nothing remained but the private policies of individuals, who followed their own interests without scruple, and looked upon the “orbis terrarum” as passive booty. The historian Polybius (who belonged to that circle) regarded Flaminius as a mere demagogue and traced to him all the misfortunes of the Gracchan period. He was wholly in error as to Flaminius’s intentions, but he was right as to his effect. Flaminius—like the elder Cato, who with the blind zeal of the agrarian overthrew the great Scipio on account of his world-policy—achieved the reverse of what he intended. Money stepped into the place of blood-leadership, and money took less than three generations to exterminate the yeomanry.

If it was an improbable piece of good luck in the destinies of the Classical peoples that Rome was the only city-state to survive the Revolution with an unimpaired constitution, it was, on the contrary, almost a miracle that in our West—with its genealogical forms deep-rooted in the idea of duration—violent revolution broke out at all, even in one place—namely, Paris. It was not the strength, but the weakness of French Absolutism which brought the English ideas, in combination with the power of money, to the point of an explosion which gave living form to the catchwords of the “Enlightenment,” which bound together virtue and terror, freedom and despotism, and which echoed still even in the minor catastrophes of 1830 and 1848 and the more recent Socialistic longing for catastrophe.⁠[729] In England itself, when the aristocracy ruled more absolutely than ever in France, there was certainly a small circle round Fox and Sheridan which was enthusiastic for the ideas of the Revolution—all of which were of English provenance—and men talked of universal suffrage and Parliamentary reform.⁠[730] But that was quite enough to induce both parties, under the leadership of a Whig (the younger Pitt), to take the sharpest measures to defeat any and every attempt to interfere in the slightest degree with the aristocratic régime for the benefit of the bourgeoisie. The English nobility let loose the twenty-year war against France, and mobilized all the monarchs of Europe to bring about in the end, not the fall of Napoleon, but the fall of the Revolution—the Revolution that had had the naïve daring to introduce the opinions of private English thinkers into practical politics, and so to give a position to the Tiers État of which the consequences were all the better foreseen in the English lobbies for having been overlooked in the Paris salons.⁠[731]

What was called “Opposition” in England was—the attitude of one aristocratic party while the other was running the Government. It did not mean there, as it meant all over the Continent, professional criticism of the work which it was someone else’s profession to do, but the practical endeavour to force the activity of Government into a form in which the opposition was ready and fit at any moment to take it over. But this Opposition was at once—and in complete ignorance of its social presuppositions—taken as a model for that which the educated in France and elsewhere aimed at creating, namely, a class-domination of the Tiers État under the eyes of a dynasty, no very clear idea being formed as to the latter’s future. The English dispositions were, from Montesquieu onwards, lauded with enthusiastic misunderstanding—although these Continental countries, not being islands, lacked the first condition precedent for an “English” evolution. Only in one point was England really a model. When the bourgeoisie had got so far as to turn the absolute state back again into an Estate-state, they found over there a picture which in fact had never been other than it was. True, it was the aristocracy alone who ruled in it—but at least it was not the Crown.

The result of the turn, and the basic form of the Continental States at the beginning of the Civilization, is “Constitutional Monarchy,” the extremest possibility of which appears as what we call nowadays a Republic. It is necessary to get clear, once and for all, of the mumblings of the doctrinaires who think in timeless and therefore unreal concepts and for whom “Republic” is a form-in-itself. The republican ideal of the nineteenth century has no more resemblance to the Classical res publica, or even to Venice or the original Swiss cantons, than the English constitution to a “constitution” in the Continental sense. That which we call republic is a negation, which of inward necessity postulates that the thing denied is an ever-present possibility. It is non-monarchy in forms borrowed from the monarchy. The genealogical feeling is immensely strong in Western mankind; it strains its conscience so far as to pretend that Dynasty determines its political conduct even when Dynasty no longer exists at all. The historical is embodied therein, and unhistorically we cannot live. It makes a great difference whether, as in the case of the Classical world, the dynastic principle conveys absolutely nothing to the inner feelings of a man, or, as in the case of the West, it is real enough to need six generations of educated people to fight it down in themselves. Feeling is the secret enemy of all constitutions that are plans and not growths; they are in last analysis nothing but defensive measures born of fear and mistrust. The urban conception of freedom—freedom from something—narrows itself to a merely anti-dynastic significance, and republican enthusiasm lives only on this feeling.

Such a negation inevitably involves a preponderance of theory. While Dynasty and its close congener Diplomacy conserve the old tradition and pulse, Constitutions contain an overweight of systems, bookishness, and framed concepts—such as is entirely unthinkable in England, where nothing negative and defensive adheres to the form of government. It is not for nothing that the Faustian is par excellence the reading and writing Culture. The printed book is an emblem of temporal, the Press of spatial, infinity. In contrast with the immense power and tyranny of these symbols, even the Chinese Civilization seems almost empty of writing. In Constitutions, literature is put into the field against knowledge of men and things, language against race, abstract right against successful tradition—regardless of whether a nation involved in the tide of events is still capable of work and “maintaining its form.” Mirabeau was quite alone and unsuccessful in combating the Assembly, which “confused politics with fiction.” Not only the three doctrinaire constitutions of the age—the French of 1791, the German of 1848 and 1919—but practically all such attempts shut their eyes to the great Destiny in the fact-world and imagine that that is the same as defeating it. In lieu of unforeseen happenings, the incidents of strong personality and imperious circumstances, it is Causality that is to rule—timeless, just, unvarying, rational cohesion of cause and effect. It is symptomatic that no written constitution knows of money as a political force. It is pure theory that they contain, one and all.

This rift in the essence of constitutional monarchy is irremediable. Here actual and conceptual, work and critique, are frontally opposed, and it is their mutual attrition that constitutes what the average educated man calls internal politics. Apart from the cases of Prussia-Germany and Austria—where constitutions did come into existence at first,⁠[732] but in the presence of the older political traditions were never very influential—it was only in England that the practice of government kept itself homogeneous. Here, race held its own against principle. Men had more than an inkling that real politics, politics aiming at historical success, is a matter of training and not of shaping. This was no aristocratic prejudice, but a cosmic fact that emerges much more distinctly in the experience of any English racehorse-trainer than in all the philosophical systems in the world. Shaping can refine training, but not replace it. And thus the higher society of England, Eton and Balliol, became training-grounds where politicians were worked up with a consistent sureness the like of which is only to be found in the training of the Prussian officer-corps—trained, that is, as connoisseurs and masters of the underlying pulse of things (not excluding the hidden course of opinions and ideas). Thus prepared, they were able, in the great flood of bourgeois-revolutionary principles that swept over the years after 1832, to preserve and control the being-stream which they directed. They possessed “training,” the suppleness and collectedness of the rider who, with a good horse under him, feels victory coming nearer and nearer. They allowed the great principles to move the mass because they knew well that it is money that is the “wherewithal” by which motion is imparted to these great principles, and they substituted, for the brutal methods of the eighteenth century, methods more refined and not less effective—one of the simpler of these being to threaten their opponents with the cost of a new election. The doctrinaire constitutions of the Continent saw only the one side of the fact democracy. Here, where there was no constitution, but men were in “condition,” it was seen as a whole.

A vague feeling of all this was never quite lost on the Continent. For the absolute State of the Baroque there had been a perfectly clear form, but for “constitutional monarchy” there were only unsteady compromises, and Conservative and Liberal parties were distinguished—not, as in England after Canning, by the possession of different but well-tested modes of government, applied turn-and-turn-about to the actual work of governing—but according to the direction in which they respectively desired to alter the constitution—namely, towards tradition or towards theory. Should the Parliament serve the Dynasty, or vice versa?—that was the bone of contention, and in disputing over it it was forgotten that foreign policy was the final aim. The “Spanish” and the misnamed “English” sides of a constitution would not and could not grow together, and thus it befell that during the nineteenth century the diplomatic service outwards and the Parliamentary activity inwards developed in two divergent directions. Each became in fundamental feeling alien to, and contemptuous of, the other. Life fretted itself to soreness in a form that it had not developed out of itself. After Thermidor, France succumbed to the rule of the Bourse, mitigated from time to time by the setting up of a military dictature (1800, 1851, 1871, 1918). Bismarck’s creation was in fundamentals of a dynastic nature, with a parliamentary component of decidedly subordinate importance, and in it the inner friction was so strong as to monopolize the available political energy, and finally, after 1916, to exhaust the organism itself. The Army had its own history, with a great tradition going back to Frederick William I,⁠[733] and so also had the administration. In them was the source of Socialism as one kind of true political “training,” diametrically opposed to the English⁠[734] but, like it, a full expression of strong race-quality. The officer and the official were trained high. But the necessity of breeding up a corresponding political type was not recognized. Higher policy was handled “administratively” and minor policy was hopeless squabbling. And so army and administration finally became aims in themselves, after Bismarck’s disappearance had removed the one man who even without a supply of real politicians to back him (this tradition alone could have produced) was big enough to treat both as tools of policy. When the issue of the World War removed the upper layers, nothing remained but parties educated for opposition only, and these brought the activity of Government down to a level hitherto unknown in any Civilization.

But to-day Parliamentarism is in full decay. It was a continuation of the Bourgeois Revolution by other means, the revolution of the Third Estate of 1789 brought into legal form and joined with its opponent the Dynasty as one governmental unit. Every modern election, in fact, is a civil war carried on by ballot-box and every sort of spoken and written stimulus, and every great party-leader is a sort of Napoleon. In this form, meant to remain infinitely valid, which is peculiar to the Western Culture and would be nonsensical and impossible in any other, we discern once more our characteristic tendency to infinity, historical foresight⁠[735] and forethought, and will to order the distant future, in this case according to bourgeois standards of the present.

All the same, Parliamentarism is not a summit as the absolute Polis and the Baroque State were summits, but a brief transition—namely, between the Late-Culture period with its mature forms and the age of great individuals in a formless world. It contains, like the houses and furniture of the first half of the nineteenth century, a residue of good Baroque. The parliamentary habit is English Rococo—but, no longer un-self-conscious and in the blood, but superficial-initiative and at the mercy of goodwill. Only in the brief periods of first enthusiasms has it an appearance of depth and duration, and then only because in the flush of victory respect for one’s newly-won status makes it incumbent to adopt the high manners of the defeated class. To preserve the form, even when it contradicts the advantage, is the convention which makes parliamentarism possible. But when this convention comes to be fully observed, the very fact that it is so means that the essence of parliamentarism has already been evaporated. The Non-Estate falls apart again into its natural interest-groups, and the passion of stubborn and victorious defence is over. And as soon as the form ceases to possess the attractiveness of a young ideal that will summon men to the barricades, unparliamentary methods of attaining an object without (and even in spite of) the ballot-box will make their appearance—such as money, economic pressure, and, above all, the strike. Neither the megalopolitan masses nor the strong individuals have any real respect for this form without depth or past, and when the discovery is made that it is only a form, it has already become a mark and shadow. With the beginning of the twentieth century Parliamentarism (even English) is tending rapidly towards taking up itself the rôle that it once assigned to the kingship. It is becoming an impressive spectacle for the multitude of the Orthodox, while the centre of gravity of big policy, already de jure transferred from the Crown to the people’s representatives, is passing de facto from the latter to unofficial groups and the will of unofficial personages. The World War almost completed this development. There is no way back to the old parliamentarism from the domination of Lloyd George and the Napoleonism of the French militarists. And for America, hitherto lying apart and self-contained, rather a region than a State, the parallelism of President and Congress which she derived from a theory of Montesquieu has, with her entry into world politics, become untenable, and must in times of real danger make way for formless powers such as those with which Mexico and South America have long been familiar.

VIII

With this enters the age of gigantic conflicts, in which we find ourselves to-day. It is the transition from Napoleonism to Cæsarism, a general phase of evolution, which occupies at least two centuries and can be shown to exist in all the Cultures. The Chinese call it Shan-Kwo, the “period of the Contending States” (480–230, corresponding to the Classical 300–50).⁠[736] At the beginning are reckoned seven great powers, which, first planlessly, but later with clearer and clearer purpose, tend to the inevitable final result of this close succession of vast wars and revolutions. A century later there are still five. In 441 the ruler of the Chóu dynasty became a state-pensioner of the “Eastern Duke,” and the remains of territory that he possessed ceased accordingly to figure in later history. Simultaneously began in the unphilosophical north-west⁠[737] the swift rise of the “Roman” state of Tsin, which extended its influence westward and southward over Tibet and Yunnan and enclosed the other states in a great arc. The focus of the opposition was in the kingdom of Tsu in the Taoist south,⁠[738] whence the Chinese Civilization pressed slowly outwards into the still little-known lands south of the great river. Here we have in fact the opposition of Rome and the Hellenistic—on the one side, hard, clear will-to-power; on the other, the tendency to dreaming and world-improvement. In 368–320 (corresponding to the Second Punic War) the contest intensified itself into an uninterrupted struggle of the whole Chinese world, fought with mass armies, for which the population was strained to the extreme limit. “The allies, whose lands were ten times as great as those of Tsin, in vain rolled up a million men—Tsin had ever reserves in hand still. From first to last a million men fell,” writes Sze-ma-tsien. Su-tsin, who began by being Chancellor of Tsin, but later became a supporter of the League of Nations (hoh-tsung) idea and went over to the Opposition, worked up two great coalitions (333 and 321), which, however, collapsed from inward disunity at the first battles. His great adversary, the Chancellor Chang-I, resolutely Imperialist, was in 311 on the point of bringing the Chinese world to voluntary subjection when a change of occupancy of the throne caused his combination to miscarry. In 294 began the campaigns of Pe-Ki.⁠[739] It was in the prestige of his victories that the King of Tsin took the mystic Emperor-title of the legendary age,⁠[740] which openly expressed the claim to world-rule, and was at once imitated by the ruler of Tsi in the east.⁠[741] With this began the second maximum phase of the decisive struggles. The number of independent states grew steadily less. In 255 even the home state of Confucius, Lu, vanished, and in 249 the Chóu dynasty came to an end. In 246 the mighty Wang-Cheng became, at the age of thirteen, Emperor of Tsin, and in 241, with the aid of his Chancellor Lui-Shi (the Chinese Mæcenas⁠[742]), he fought out to victory the last bout that the last opponent, the Empire of Tsu, ventured to challenge. In 221, sole ruler in actual fact, he assumed the title Shi (Augustus). This is the beginning of the Imperial age in China.

No era confronts its mankind so distinctly with the alternative of great form or great individual powers as this “Period of the Contending States.” In the degree in which the nations cease to be politically in “condition,” in that degree possibilities open up for the energetic private person who means to be politically creative, who will have power at any price, and who as a phenomenon of force becomes the Destiny of an entire people or Culture. Events have become unpredictable on the basis of form. Instead of the given tradition that can dispense with genius (because it is itself cosmic force at highest capacity), we have now the accident of great fact-men. The accident of their rise brings a weak people (for example, the Macedonians), to the peak of events overnight, and the accident of their death (for example, Cæsar’s) can immediately plunge a world from personally secured order into chaos.

This indeed had been manifested earlier in critical times of transition. The epoch of the Fronde, the Ming-shu, the First Tyrannis, when men were not in form, but fought about form, has always thrown up a number of great figures who grew too big for definition and limitation in terms of office. The change from Culture to Civilization, with its typical Napoleonism, does so too. But with this, which is the preface to unredeemed historical formlessness, dawns the real day of the great individual. For us this period attained almost to its climax in the World War; in the Classical World it began with Hannibal, who challenged Rome in the name of Hellenism (to which inwardly he belonged), but went under because the Hellenistic East, in true Classical fashion, apprehended the meaning of the hour too late, or not at all. With his downfall began that proud sequence that runs from the Scipios through Æmilius Paullus, Flamininus, the Catos, the Gracchi, Marius, and Sulla to Pompey, Cæsar, and Augustus. In China, correspondingly, during the period of the “Contending States,” a like chain of statesmen and generals centred on Tsin as the Classical figures centred on Rome. In accordance with the complete want of understanding of the political side of Chinese history that prevails, these men are usually described as Sophists.⁠[743] They were so, but only in the same sense as leading Romans of the same period were Stoics—that is, as having been educated in the philosophy and rhetoric of the Greek East. All were finished orators and all from time to time wrote on philosophy, Cæsar and Brutus no less than Cato and Cicero, but they did so not as professional philosophers, but because otium cum dignitate was the habit of cultivated gentlemen. In business hours they were masters of fact, whether on battle-field or in high politics, and precisely the same is true of the Chancellors Chang-I and Su-tsin;⁠[744] the dreaded diplomatist Fan-Sui who overthrew Pe-Ki, the general; Wei-Yang the legislator of Tsin; Lui-Shi, the first Emperor’s Mæcenas, and others.

The Culture had bound up all its forces in strict form. Now they were released, and “Nature”—that is, the cosmic—broke forth immediate. The change from the absolute State to the battling Society of nations that marks the beginning of every Civilization may mean for idealists and ideologues what they like—in the world of facts it means the transition from government in the style and pulse of a strict tradition to the sic volo, sic jubeo of the unbridled personal régime. The maximum of symbolic and super-personal form coincides with that of the Late period of the Culture—in China about 600, in the Classical about 450, for ourselves about 1700. The minimum in the Classical lies in the time of Sulla and Pompey, and for us will be reached (and possibly passed) in the next hundred years. Great interstate and internal conflicts, revolutions of a fearful kind, interpenetrate increasingly, but the questions at issue in all of them without exception are (consciously and frankly or not) questions of unofficial, and eventually purely personal, power. It is historically of no importance what they themselves aimed at theoretically, and we need not know the catchwords under which the Chinese and Arabian revolutions of this stage broke out, nor even whether there were such catchwords. None of the innumerable revolutions of this era—which more and more become blind outbreaks of uprooted megalopolitan masses—has ever attained, or ever had the possibility of attaining, an aim. What stands is only the historical fact of an accelerated demolition of ancient forms that leaves the path clear for Cæsarism.

But the same is true also of the wars, in which the armies and their tactical methods become more and more the creation, not of the epoch, but of uncontrolled individual captains, who in many cases discovered their genius very late and by accident. While in 300 there were Roman armies, in 100 there were the armies of Marius and Sulla and Cæsar; and Octavian’s army, which was composed of Cæsar’s veterans, led its general much more than it was led by him. But with this the methods of war, its means, and its aims assumed raw-natural and ferocious forms,⁠[745] very different from those prevailing before. Their duels were not eighteenth-century Trianon duels, encounters in knightly forms with fixed rules to determine when a man might declare himself exhausted, what maximum of force might be employed, and what conditions the chivalry permitted a victor to impose. They were ring-battles of infuriated men with fists and teeth, fought to the bodily collapse of one and exploited without reserve or restraint by the victor. The first great example of this “return to Nature” is afforded by the French Revolutionary and Napoleonic armies, which, instead of artificial manœuvres with small bodies, practised the mass-onset without regard to losses and thereby shattered to atoms the refined strategy of the Rococo. To bring the whole muscular force of a nation on to the battlefields by the universal-service system was an idea utterly alien to the age of Frederick the Great.⁠[746]

Similarly, in every Culture, the technique of war hesitatingly followed the advance of craftsmanship, until at the beginning of the Civilization it suddenly takes the lead, presses all mechanical possibilities of the time relentlessly into its service, and under pressure of military necessity even opens up new domains hitherto unexploited—but at the same time renders largely ineffectual the personal heroism of the thoroughbred, the ethos of the noble, and the subtle intellect of the Late Culture. In the Classical world, where the Polis made mass-armies essentially impossible—for relatively to the general smallness of Classical forms, tactical included, the numbers of Cannæ, Philippi, and Actium were enormous and exceptional—the second Tyrannis (Dionysius of Syracuse leading) introduced mechanical technique into warfare, and on a large scale.⁠[747] Then for the first time it became possible to carry out sieges like those of Rhodes (305), Syracuse (213), Carthage (146), and Alesia (52), in which also the increasing importance of rapidity, even for Classical strategy, became evident. It was in line with this tendency that the Roman legion, the characteristic structure of which developed only in the Hellenistic age, worked like a machine as compared with the Athenian and Spartan militias of the fifth century. In China, correspondingly, iron was worked up for cutting and thrusting weapons from 474, light cavalry of the Mongolian model displaced the heavy war-chariot, and fortress warfare suddenly acquired outstanding importance.⁠[748] The fundamental craving of Civilized mankind for speed, mobility, and mass-effects finally combined, in the world of Europe and America, with the Faustian will to domination over Nature and produced dynamic methods of war that even to Frederick the Great would have seemed like lunacy, but to us of to-day, in close proximity to our technics of transportation and industry, are perfectly natural. Napoleon horsed his artillery and thereby made it highly mobile (just as he broke up the mass army of the Revolution into a system of self-contained and easily moved corps), and already at Wagram and Borodino it had augmented its purely physical effectiveness to the point of what we should call rapid-fire and drum fire.⁠[749] The second stage is—most significantly—marked by the American Civil War of 1861–5—which even in the numbers of troops it involved far surpassed the order of magnitude of the Napoleonic Wars⁠[750] and in which for the first time the railway was used for large troop-movements, the telegraph-network for messages, and a steam fleet, keeping the sea for months on end, for blockade, and in which armoured ships, the torpedo, rifled weapons, and monster artillery of extraordinary range were discovered.⁠[751]⁠[752] The third stage is that of the World War, preluded by the Russo-Japanese conflict;⁠[753] here submarine and aircraft were set to work, speed of invention became a new arm in itself, and the extent (though most certainly not the intensity) of the means used attained a maximum. But to this expenditure of force there corresponds everywhere the ruthlessness of the decisions. At the very outset of the Chinese Shan-Kwo period we find the utter annihilation of the State of Wu—an act which in the preceding Chun-tsiu period chivalry would have made impossible. Even in the peace of Campo Formio Napoleon outraged the convenances of the eighteenth century, and after Austerlitz he introduced the practice of exploiting military success without regard to any but material restrictions. The last step still possible is being taken in the peace treaty of the Versailles type, which deliberately avoids finality and settlement, and keeps open the possibility of setting up new conditions at every change in the situation. The same evolution is seen in the chain of the three Punic Wars. The idea of wiping out one of the leading great powers of the world—which eventually became familiar to everyone through Cato’s deliberately dry insistence on his “Ceterum censeo Carthaginem esse delendam”—never crossed the mind of the victor of Zama and, for all the wild war-ethics of the Classical Poleis, it would have seemed to Lysander, as he stood victorious in Athens, an impiety towards every god.

The Period of the Contending States begins for the Classical world with the battle of Ipsus (301) which established the trinity of Eastern great powers, and the Roman victory over the Etruscans and Samnites at Sentinum (295), which created a mid-Italian great power by the side of Carthage. Then, however, the characteristic Classical preference for things near and in the present resulted in eyes’ being shut while Rome won, first the Italian south in the Pyrrhic adventure, then the sea in the first Punic War, and then the Celtic north through C. Flaminius. The significance even of Hannibal (probably the only man of his time who clearly saw the trend of events) was ignored by all, the Romans themselves not excepted. It was at Zama, and not merely later at Magnesia and Pydna, that the Hellenistic Eastern powers were defeated. All in vain the great Scipio, truly anxious in the presence of the destiny to which a Polis overloaded with the tasks of a world-dominion was marching, sought thereafter to avoid all conquest. In vain his entourage forced through the Macedonian War, against the will of every party, merely in order that the East could thenceforth be ignored as harmless. Imperialism is so necessary a product of any Civilization that when a people refuses to assume the rôle of master, it is seized and pushed into it. The Roman Empire was not conquered—the “orbis terrarum” condensed itself into that form and forced the Romans to give it their name. It is all very Classical. While the Chinese states defended even the mere remnants of their independence with the last bitterness, Rome after 146 only took upon herself to transform the Eastern land-masses into provinces because there was no other resource against anarchy left. And even this much resulted in the inward form of Rome—the last which had remained upright—melting in the Gracchan disorders. And (what is unparalleled elsewhere) it was not between states that the final rounds of the battle for Imperium were fought, but between the parties of a city—the form of the Polis allowed of no other outcome. Of old it had been Sparta versus Athens, now it was Optimate versus Popular Party. In the Gracchan revolution, which was already (134) heralded by a first Servile War, the younger Scipio was secretly murdered and C. Gracchus openly slain—the first who as Princeps and the first who as Tribune were political centres in themselves amidst a world become formless. When, in 104, the urban masses of Rome for the first time lawlessly and tumultuously invested a private person, Marius, with Imperium, the deeper importance of the drama then enacted is comparable with that of the assumption of the mythic Emperor-title by the ruler of Tsin in 288. The inevitable product of the age, Cæsarism, suddenly outlines itself on the horizon.

The heir of the Tribune was Marius, who like him linked mob and high finance and in 87 murdered off the old aristocracy in masses. The heir of the Princeps was Sulla, who in 82 annihilated the class of the great merchants by his proscriptions. Thereafter the final decisions press on rapidly, as in China after the emergence of Wang Cheng. Pompey the Princeps and Cæsar the Tribune—tribune not in office, but in attitude—were still party-leaders, but nevertheless, already at Lucca, they were arranging with Crassus and each other for the first partition of the world amongst themselves. When the heirs of Cæsar fought his murderers at Philippi, both had ceased to be more than groups. By Actium the issue was between individuals, and Cæsarism will out, even in such a process as this.

In the corresponding evolution within the Arabian world it is, of course, the Magian Consensus that takes the place of the bodily Polis as the basic form in and through which the facts accomplish themselves; and this form, as we have seen, excluded any separation of political and religious tendencies to such an extent that even the urban bourgeois urge towards freedom (marking, here as elsewhere, the beginning of the Period of Contending States) presents itself in orthodox disguise, and so has hitherto almost escaped notice.⁠[754] It appeared as a will to break loose from the Caliphate, which the Sassanids, and Diocletian following them, had created in the forms of the feudal state. From the times of Justinian and Chosroës Nushirvan this had had to meet the onset of Frondeurs—led by the heads of the Greek and Mazdaist Churches, the nobility, both Persian-Mazdaist (above all Irak) and Greek (particularly the Asiatic), and the high chivalry of Armenia, which was divided into two parts by the difference of religion. The absolutism almost attained in the seventh century was then suddenly destroyed by the attack of Islam. In its political beginnings Islam was strictly aristocratic; the handful of Arabian families⁠[755] who everywhere kept the leading in their hands, very soon formed in the conquered territories a new higher nobility of strong breed and immense self-sufficingness which thrust the dynasty down to the same level as its English “contemporaries” thrust theirs. The Civil War between Othman and Ali (656–661) was the expression of a true Fronde, and its movements were all in the interests of two clans and their respective adherents. The Islamic Whigs and Tories of the eighth century, like the English of the eighteenth, alone practised high politics, and their coteries and family quarrels are more important to the history of the time than any events in the reigning house of the Ommaiyads (661–750).

But with the fall of the gay and enlightened dynasty that has resided in Damascus—that is, West-Aramæan and Monophysite Syria—the natural centre of gravity of the Arabian Culture reappeared; it was the East-Aramæan region. Once the basis of Sassanid and now of Abbassid power, but always—irrespective of whether its shaping was Persian or Arabian, or its religion Mazdaist, Nestorian, or Islamic—it expressed one and the same grand line of development and was the exemplar for Syria as for Byzantium alike. From Kufa the movement started which led to the downfall of the Ommaiyads and their ancien régime, and the character of this movement—of which the whole extent has never to this day been observed—was that of a social revolution directed against the primary orders of society and the aristocratic tradition.⁠[756] It began among the Mavali, the small bourgeoisie in the East, and directed itself with bitter hostility against the Arabs, not qua champions of Islam but qua new nobility. The recently converted Mavali, almost all former Mazdaists, took Islam more seriously than the Arabs themselves, who represented also a class-ideal. Even in the army of Ali the wholly democratic and Puritan Qaraites had split off,⁠[757] and in their ranks we see for the first time the combination of fanatic sectarianism and Jacobinism. Here and now there emerged not only the Shiite tendency, but also the first impulses towards the Communistic Karramiyya movement, which can be traced to Mazdak⁠[758] and later produced the vast outbreaks under Babek. The Abbassids were anything but favourites with the insurgents of Kufa, and it was only owing to their great diplomatic skill that they were first allowed a footing as officers and then—almost like Napoleon—were able to enter into the heritage of a Revolution that had spread over the whole East. After their victory they built Baghdad—a resurrected Ctesiphon, symbol of the downfall of feudal Arabism—and this first world-city of the new Civilization became from 800 to 1050 the theatre of the events which led from Napoleonism to Cæsarism, from the Caliphate to the Sultanate, which, in Baghdad no less than in Byzantium, is the Magian type of power without form—here also the only kind of power still possible.

We have to recognize quite clearly, then, that in the Arabian world as elsewhere democracy was a class-ideal—the outlook of townsmen and the expression of their will to be free from the old linkages with land, be it a desert or plough-land. The “no” which answered the Caliph-tradition could disguise itself in very numerous forms, and neither free-thought nor constitutionalism in our sense was necessary to it. Magian mind and Magian money are “free” in quite a different way. The Byzantine monkhood was liberal to the point of turbulence, not only against court and nobility, but also against the higher ecclesiastical powers, which had developed a hierarchy (corresponding to the Gothic) even before the Council of Nicæa. The consensus of the Faithful, the “people” in the most daring sense, was looked upon as willed by God (“Nature,” Rousseau would have said), as equal and free from all powers of the blood. The celebrated scene in which the Abbot Theodore of Studion adjured the Emperor Leo V to obey (813) is a Storming of the Bastille in Magian forms.⁠[759] Not long afterwards there began the revolt of the Paulicians, very pious and in social matters wholly radical,⁠[760] who set up a state of their own beyond the Taurus, ravaged all Asia Minor, defeated one Imperial levy after another, and were not subjugated till 874. This corresponds in every way to the communistic-religious movement of the Karramiyya, which extended from the Tigris to Merv and whose leader Babek succumbed only after a twenty years’ struggle (817–837);⁠[761] and the other like outbreak of the Carmathians⁠[762] in the West (890–904), whose liaisons reached from Arabia into all the Syrian cities and who propagated rebellion as far as the Persian coast. But, besides these, there were still other disguises of the political party-battle. When now we are told that the Byzantine army was Iconoclast and that the military party was consequently opposed by an Iconodule monkish party, we begin to see the passions of the century of the image-controversy (740–840) in quite a new light, and to understand that the end of the crisis (843)—the final defeat of the Iconoclasts and simultaneously of the free-church monkish policy—signifies a Restoration in the 1815 sense of the word.⁠[763] And, lastly, this period is the time of the fearful slave-rebellion in Irak—the kernel of the Abbassids’ realm—which throws sudden light upon a series of other social upheavals. Ali, the Spartacus of Islam, founded in 869, south of Baghdad, a veritable Negro state out of the masses of runaways, built himself a capital, Muktara, and extended his power far in the directions of Arabia and Persia alike, where he gained the support of whole tribes. In 871 Basra, the first great port of the Islamic world, inhabited by nearly a million souls, was taken, deluged in massacre, and burnt. Not till 883 was this slave-state destroyed.

Thus slowly the Sassanid-Byzantine forms were hollowed out, and in the place of the ancient traditions of the higher officialdom and nobility there arose the inconsequent and wholly personal power of incidental geniuses—the Sultanate. For this is the specifically Arabian form, and it appears simultaneously in Byzantium and Baghdad and takes its steady course from the Napoleonic beginnings about 800 to the completed Cæsarism of the Seljuk Turks about 1050. This form is purely Magian, belongs only to that Culture, and is incomprehensible without the most fundamental axioms of its soul. The Caliphate, a synthesis of political (not to say cosmic) beat and style, was not abolished—for the Caliph as the representative of God recognized by the Consensus of the elect is sacred—but he was deprived of all powers that Cæsarism needed to possess, just as Pompey and Augustus in fact, and Sulla and Cæsar in fact and in name, abstracted these powers from the old constitutional forms of Rome. In the end there remained to the Caliph about as much power as the Senate and the Comitias had under Tiberius. The whole richness of being in high form—in law, costume, ethic—that had once been a symbol, was now mere trappings covering a formless and purely factual régime.

So we find by the side of Michael III (842–867) Bardas, and by Constantine VII (912–959) Romanos—the latter even formally Co-Emperor.⁠[764] In 867 the ex-groom Basileios, a Napoleonic figure, overthrew Bardas and founded the sword-dynasty of the Armenians (to 1081), in which generals instead of Emperors mostly ruled—force-men like Romanos, Nicephorus, and Bardas Phocas. The greatest amongst them was John Tzimisces (969–976) in Armenian Kiur Zan. In Baghdad it was the Turks who played the Armenian rôle; in 842 the Caliph Vathek invested one of their leaders for the first time with the title of Sultan. From 862 the Turkish prætorians held the ruler in tutelage, and in 945 Achmed, the founder of the Sultan-dynasty of the Buyids, formally restricted the Abbassid Caliph to his religious dignities. And then there set in, in both the world-cities, an unrestrained competition between the mighty provincial families for possession of the supreme power. In the case of the Christian we find, indeed, Basileios II and others challenging the great latifundia lords, but this does not in the least mean social purposes in the legislator. It was an act of self-defence on the part of the momentary potentate against possible heirs, and closely analogous, therefore, to the proscriptions of Sulla and the Triumvirs. Half Asia Minor belonged to the Dukas, Phocas, and Skleros connexions; the Chancellor Basileios, who could keep an army on pay out of his own fabulous resources, has long ago been compared with Crassus.⁠[765] But the imperial age proper begins only with the Seljuk Turks.⁠[766] Their leader Togrulbek won Irak in 1043 and Armenia in 1049, and in 1055 forced the Caliph to grant him the hereditary Sultanate. His son Alp Arslan conquered Syria and, by the victory of Manzikert, gained eastern Asia Minor. The remnant of the Byzantine Empire thenceforward possessed no importance to, or influence on, the further destinies of the Turkish Islamic Imperium.

This is the phase, too, which in Egypt is concealed under the name of the “Hyksos.” Between the XIIth and the XVIIIth Dynasties lay two centuries,⁠[767] which began with the collapse of the ancien régime which had culminated with Sesostris III,⁠[768] and ended with the beginning of the New Empire. The numbering of the dynasties itself suffices to disclose something catastrophic. In the lists of kings the names appear successive or parallel, usurpers of obscurest origin, generals, people with strange titles, often reigning only a few days. With the very first king of the XIIIth Dynasty the high-Nile records at Semne break off, and with his successor the archives at Kahun come to an end. It is the time out of which the Leiden Papyrus portrays the great social revolution.⁠[769] The fall of the Government and the victory of the mass is followed by outbreaks of the army and the rise of ambitious soldiers. In Egypt from about 1680 appears the name of the “Hyksos,”⁠[770] a designation with which the historians of the New Empire, who no longer understood or wished to understand the meaning of the epoch, covered up the shame of these years. These Hyksos, there can be no doubt whatever, played the part that the Armenians played in Byzantium; and in the Classical world too, the destinies of the Cimbri and Teutones, would have gone the same way had they defeated Marius and his legions of city canaille; they would have filled the armies of the Triumvirs again and again, and in the end probably set up barbarian chieftains in their place—for the case of Jugurtha shows the lengths to which foreigners dared to go with the Rome of those days. The provenance or constitution of the intruders does not matter—they might be body-guards, insurgent slaves, Jacobins, or purely alien tribes. What does matter is what they were for the Egyptian world in that century of theirs. In the end they set up a state in the Western Delta and built a capital, Auaris, for it.⁠[771] One of their leaders, Khyan by name, who styled himself, not Pharaoh, but “Embracer of the Country” and “prince of the young men” (names as essentially revolutionary as the Consul sine collega or dictator prepetuus of Cæsar’s time) a man probably of the stamp of John Tzimisces, ruled over all Egypt and spread his renown as far as Crete and the Euphrates. But after him began a fight of all the districts for the Imperium, and out of that fight Amasis and the Theban dynasty eventually emerged victorious.

For us this time of Contending States began with Napoleon and his violent-arbitrary government by order. His head was the first in our world to make effective the notion of a military and at the same time popular world-domination—something altogether different from the Empire of Charles V and even the British Colonial Empire of his own day. If the nineteenth century has been relatively poor in great wars—and revolutions—and has overcome its worst crises diplomatically by means of congresses, this has been due precisely to the continuous and terrific war-preparedness which has made disputants, fearful at the eleventh hour of the consequences, postpone the definitive decision again and again, and led to the substitution of chess-moves for war. For this is the century of gigantic permanent armies and universal compulsory service. We ourselves are too near to it to see it under this terrifying aspect. In all world-history there is no parallel. Ever since Napoleon, hundreds of thousands, and latterly millions, of men have stood ready to march, and mighty fleets renewed every ten years have filled the harbours. It is a war without war, a war of overbidding in equipment and preparedness, a war of figures and tempo and technics, and the diplomatic dealings have been not of court with court, but of headquarters with headquarters. The longer the discharge was delayed, the more huge became the means and the more intolerable the tension. This is the Faustian, the dynamic, form of “the Contending States” during the first century of that period, but it ended with the explosion of the World War. For the demand of these four years has been altogether too much for the principle of universal service—child of the French Revolution, revolutionary through and through, as it is in this form—and for all tactical methods evolved from it.⁠[772] The place of the permanent armies as we know them will gradually be taken by professional forces of volunteer war-keen soldiers; and from millions we shall revert to hundreds of thousands. But ipso facto this second century will be one of actually Contending States. These armies are not substitutes for war—they are for war, and they want war. Within two generations it will be they whose will prevails over that of all the comfortables put together. In these wars of theirs for the heritage of the whole world, continents will be staked, India, China, South Africa, Russia, Islam called out, new technics and tactics played and counterplayed. The great cosmopolitan foci of power will dispose at their pleasure of smaller states—their territory, their economy and their men alike—all that is now merely province, passive object, means to end, and its destinies are without importance to the great march of things. We ourselves, in a very few years, have learned to take little or no notice of events that before the War would have horrified the world; who to-day seriously thinks about the millions that perish in Russia?

Again and again between these catastrophes of blood and terror the cry rises up for reconciliation of the peoples and for peace on earth. It is but the background and the echo of the grand happening, but, as such, so necessary that we have to assume its existence even if, as in Hyksos Egypt, in Baghdad and Byzantium, no tradition tells of it. Esteem as we may the wish towards all this, we must have the courage to face facts as they are—that is the hall-mark of men of race-quality and it is by the being of these men that alone history is. Life if it would be great, is hard; it lets choose only between victory and ruin, not between war and peace, and to the victory belong the sacrifices of victory. For that which shuffles querulously and jealously by the side of the events is only literature,—written or thought or lived literature—mere truths that lose themselves in the moving crush of facts. History has never deigned to take notice of these propositions. In the Chinese world Hiang-Sui tried, as early as 535, to found a peace league. In the period of the Contending States, imperialism (Lien-heng) was opposed by the League of Nations idea (Hoh-tsung),⁠[773] particularly in the southern regions, but it was foredoomed like every half-measure that steps into the path of a whole, and it had vanished even before the victory of the North. But both tendencies alike rejected the political taste of the Taoists, who, in those fearful centuries, elected for intellectual self-disarmament, thereby reducing themselves to the level of mere material to be used up by others and for others in the grand decisions. Even Roman politics—deliberately improvident as the Classical spirit was in all other respects—at least made one attempt to bring the whole world into one system of equal co-ordinated forces which should do away with all necessity for further wars—that is, when at the fall of Hannibal Rome forwent the chance of incorporating the East. But reluctance was useless; the party of the younger Scipio went over to frank Imperialism in order to make an end of chaos, although its clear-sighted leader foresaw therein the doom of his city, which possessed (and in a high degree) the native Classical incapacity for organizing anything whatever. The way from Alexander to Cæsar is unambiguous and unavoidable, and the strongest nation of any and every Culture, consciously or unconsciously, willing or unwilling, has had to tread it.

From the rigour of these facts there is no refuge. The Hague Conference of 1907 was the prelude of the World War; the Washington Conference of 1921 will have been that of other wars. The history of these times is no longer an intellectual match of wits in elegant forms for pluses and minuses, from which either side can withdraw when it pleases. The alternatives now are to stand fast or to go under—there is no middle course. The only moral that the logic of things permits to us now is that of the climber on the face of the crag—a moment’s weakness and all is over. To-day all “philosophy” is nothing but an inward abdication and resignation, or a craven hope of escaping realities by means of mysticisms. It was just the same in Roman times. Tacitus tells us⁠[774] how the famous Musonius Rufus tried, by exhortations on the blessings of peace and the evils of war, to influence the legions that in 70 stood before the gates of Rome, and barely escaped alive from their blows. The military commander Avidius Cassius called the Emperor Marcus Aurelius a “philosophical old woman.”

In these conditions so much of old and great traditions as remains, so much of historical “fitness” and experience as has got into the blood of the twentieth-century nations, acquires an unequalled potency. For us creative piety, or (to use a more fundamental term) the pulse that has come down to us from first origins, adheres only to forms that are older than the Revolution and Napoleon,⁠[775] forms which grew and were not made. Every remnant of them, however tiny, that has kept itself alive in the being of any self-contained minority whatever will before long rise to incalculable values and bring about historical effects which no one yet imagines to be possible. The traditions of an old monarchy, of an old aristocracy, of an old polite society, in so much as they are still healthy enough to keep clear of professional or professorial politics, in so far as they possess honour, abnegation, discipline, the genuine sense of a great mission (race-quality, that is, and training), sense of duty and sacrifice—can become a centre which holds together the being-stream of an entire people and enables it to outlast this time and make its landfall in the future. To be “in condition” is everything. It falls to us to live in the most trying times known to the history of a great Culture. The last race to keep its form, the last living tradition, the last leaders who have both at their back, will pass through and onward, victors.

X {sic}

By the term “Cæsarism” I mean that kind of government which, irrespective of any constitutional formulation that it may have, is in its inward self a return to thorough formlessness. It does not matter that Augustus in Rome, and Hwang-ti in China, Amasis in Egypt and Alp Arslan in Baghdad disguised their position under antique forms. The spirit of these forms was dead,⁠[776] and so all institutions, however carefully maintained, were thenceforth destitute of all meaning and weight. Real importance centred in the wholly personal power exercised by the Cæsar, or by anybody else capable of exercising it in his place. It is the récidive of a form-fulfilled world into primitivism, into the cosmic-historyless. Biological stretches of time once more take the place vacated by historical periods.⁠[777]

Notes in this chapter

Note 1 · This measure—a usurpation of the administration by the “nation in arms”—corresponds to the setting-up of Consular Tribunes in Rome in the miNote 2 · According to B. Niese. Modern investigators are right in the view that the Decemvirate was at first intended to be temporary; but the questiNote 3 · A. Wahl, Vorgeschichte d. franz. Revolution, II (1907); this work is the only presentation of the subject from the world-historical point ofNote 4 · Even the highly provincial March Revolution of 1848 in Germany was a purely urban matter; hence the vanishingly small proportion of the popuNote 5 · Hence also the exclusive bourgeois character of the National Guard in France from 1815 to 1851, the period between two phases of popular TyrNote 6 · Pp. 97, and 305.Note 7 · See pp. 348.Note 8 · J. Hatschek, Engl. Verfassungsgesch., p. 588.Note 9 · On the other side of the Channel, it is well known that the Rothschild fortune was founded in a dramatic play upon the varying news from theNote 10 · But even during the Reign of Terror in the middle of Paris, there flourished the establishment of Dr. Belhomme, in which members of the highNote 11 · The great movement which makes use of the catchwords of Marx has not delivered the entrepreneur into the power of the worker, but both into Note 12 · Both the old parties possessed clear lines of tradition back to 1680.Note 13 · The moral and political “Enlightenment” movement was in England also a product of the Third Estate (Priestley and Paley, Paine, Godwin), andNote 14 · Pelham, the successor of Walpole, paid to members of the Commons, through his secretary, £500 to £800 at the end of each session according tNote 15 · Here it was actually the interest of bourgeois and “enlightenment” ideals that the personal régime of dictatorship was thought to favour, foNote 16 · Diodorus XIV, 7. The drama was repeated in 317, when Agathocles the ex-potter let loose his mercenary bands and the mob upon the new upper cNote 17 · Already that part of the Prussian army which had been in Russia had declared against Napoleon—and that, though its general, Yorck, was no liNote 18 · Ed. Meyer, Gesch. d. Alt., IV, §§ 626, 630.Note 19 · H. Delbrück, Gesch. d. Kriegskunst (1908), I, p. 142.Note 20 · Three to six “tribuni militares consulari protestate” instead of the Consuls. Just at this juncture, as the result of the introduction of paNote 21 · It is perhaps not a mere coincidence that 367 is the year of Dionysius’s death.Note 22 · According to K. J. Neumann, this goes back to the great Censor.Note 23 · According to Roman law, the freed slave at once acquired citizenship, with some few limitations. As the slave-material came from all over thNote 24 · From the end of the fourth century the nobility developed into a closed circle of families that had, or claimed to have, consuls among theirNote 25 · Another instance, among many, is its rôle in preparing the German crash of 1918.Note 26 · And even in France, where the judicial class in the parlements openly scorned the Government, and with impunity tore down royal proclamationNote 27 · In 1793 there were 306 members of the House of Commons who were elected by 160 persons in all. Old Sarum, the constituency of the elder PittNote 28 · Afterwards—from 1832—the English nobility itself, through a series of prudent measures, drew the bourgeoisie into co-operation with it, but Note 29 · Early, that is, in the post-revolutionary era here considered.—Tr.Note 30 · The reassertion of this tradition after the emergency-army of the Wars of Liberation (1812–15) had dispersed into the body of the community Note 31 · See Preussentum und Sozialismus, pp. 40, et seq.Note 32 · The genesis of the Roman Tribunate was a blind incident, the happy consequences of which no one really foresaw. Western Constitutions, on thNote 33 · From the few European works that concern themselves with questions of ancient Chinese history, it emerges that Chinese literature contains aNote 34 · Corresponding more or less to the province of Shen-si.Note 35 · On the middle Yang-tse-kiang.Note 36 · Biography 13 of Sze-ma-tsien. So far as the translated evidences allow us to judge, the preparation and dispositions of these campaigns, theNote 37 · See pp. 312, et seq.Note 38 · Now approximately Shan-tung and Pe-chi-li.Note 39 · Piton, “Lu-puh-Weih,” China Rev. XIII, pp. 365 et seq.Note 40 · Even if the Chinese authors themselves misunderstood the expression in the same, or anything like the same, way as their Western translatorsNote 41 · Both, like most of the leading statesmen of the time, were pupils of Kwei-ku-tse, whose knowledge of men, deep sense of the historically posNote 42 · A story is told of Sun, that when for a jest (or a demonstration of tactics) opposed forces were made up from the court ladies, one of the cNote 43 · Frederick’s “conscripts” (Landeskinder) were a long-service element, small in proportion to the population, and of serf status. Only the relNote 44 · Large, that is, relatively to the general development of Classical technics in other fields, which was of the slightest—not in any way outstNote 45 · The book of the Socialist Moh-ti, of this period, treats of universal love of mankind in its first part, of fortress artillery in its secondNote 46 · A whole literature exists for Napoleon’s “case-shot attack,” which was closely studied in the years before 1914 with the definite aim of finNote 47 · On the side of the North, more than 1½ million men out of barely 20 million inhabitants. [The total of men of military age in the North was Note 48 · To which should be added, though on a small scale, the first serious attempts at submarines, machine-guns, and magazine rifles.—Tr.Note 49 · Amongst the wholly new problems was that of rapidly restoring railways and bridges; the bridge at Chattanooga, for the heaviest military traNote 50 · Modern Japan belongs to the Western Civilization no less than “modern” Carthage of the third century to the Classical.Note 51 · For the politico-social history of the Arabian World there is the same lack of deep and penetrating research as for the Chinese. Only the poNote 52 · It was a few thousands only that accompanied the first conquerors and spread themselves from Tunis to Turkestan, and these everywhere constiNote 53 · J. Wellhausen, Das arabische Reich und sein Sturz (1902), pp. 309, et seq.Note 54 · Compare the inner divisions of the English Parliamentary army in and after the Civil Wars.—Tr.Note 55 · See p. 261.Note 56 · K. Dieterich, Byz. Charakterköpfe, p. 54: “Since thou wilt have an answer from us, receive it then! Paul has said some in the Church are ordNote 57 · Cf. p. 316.Note 58 · Huart, Gesch. d. Araber (1914), I, p. 299.Note 59 · See Ency. Brit., XI ed., art. “Carmathians.”—Tr.Note 60 · Krumbacher, Byz. Lit.-Gesch., p. 969.Note 61 · For all this see Krumbacher, op. cit., pp. 969–90; C. Neumann, Die Weltstellung des Byz. Reiches vor den Kreuzzügen (1894), pp. 21, et seq.Note 62 · Krumbacher, op. cit., 993.Note 63 · And perhaps not in Baghdad alone, for the gifted Maniakes, who was hailed by the army in Sicily as Emperor and fell in 1043 in his march on Note 64 · 1785–1580. See, for the following, Ed. Meyer, Gesch. d. Alt. §§ 298, et seq.; Weill, La Fin du moyen empire égyptien (1918). That Ed. Meyer’Note 65 · P. 387.Note 66 · Erman, “Mahnworte eines ägypt. Propheten” (Sitz. Preuss. Akad., 1919, pp. 804, et seq.): “The higher officials are displaced, the land robbeNote 67 · The Papyrus says: the “archer-folk from without”—that is, the barbarian mercenary troops. To these the native youth attached itself.Note 68 · Glance also at the Negro-state in Irak and the “contemporary” attempts of Spartacus, Sertorius, and Sextus Pompey, and we get a fair idea ofNote 69 · As an inspiriting idea it may be retained; translated into actuality it will never be again.Note 70 · Piton, op. cit., p. 521.Note 71 · Hist., III, 1.Note 72 · Including the constitution of the United States of America. Only thus can we account for the reverence that the American cherishes for it, eNote 73 · Cæsar recognized this clearly. “Nihil esse rem publicam, appellationem modo sine corpore ac specie” (Suetonius, Cæsar, 77).Note 74 · See p. 48.
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