PART II THE PLAYFUL EXERCISE OF IMPULSES OF THE SECOND OR SOCIONOMIC358 ORDER (continued 4)
Elizabeth L. Baldwin translation
We have a direct analogue to the bird examples when an older child assumes the rôle of mother to a younger with purely playful and imitative motives. Dramatic illusion first comes in when sham activity is involved, as may be the case with dolls, other children, or even adults as the subjects. We must conclude, then, that the imitative impulse is fully developed only when imagination supplements the copy. Baldwin gives a particularly pretty instance of dramatic nursing play where the older sister takes the part of mother to the younger.578
As regards the use of dolls it would be interesting to know whether the child would of its own accord so treat any beloved object if it had never seen a real doll made by adults, but the artificial doll is always provided so early that there is no opportunity to make the experiment. In the slums of a great city a proper subject might perhaps be found. However, we know that the child’s powers of illusion are amazing. A cushion, a stick, a building block, an umbrella, a dust brush, or a footstool, a table cover, a slipper, a fork, in short, anything portable, is liable to become a beloved and zealously nurtured baby, and every detail is quickly arranged to suit the picture.579 Finally, a few words as to the origin of this toy. Its use is well-nigh universal, and one of the sights most worth seeing in an ethnological museum is a collection of dolls from all over the world. They are made of clay, of edible earth, of wax, of wood, of bark, of cloth, of porcelain, etc., and imitations of the human figure blend with those of animals, of household furniture and utensils, of arms and implements of different sorts in motley variety.580 They serve to illustrate human progress. In mediæval Europe, in ancient Rome, in Greece—everywhere the doll was at home. The old museum in Berlin, for example, possesses a wooden doll from the Egyptian excavations, which has movable legs, and a crocodile whose jaws can open and shut. Since these images of men and animals were probably the earliest form of toys, the conclusion is natural that they probably originated with idols which from religious feeling may have lain in the cradles and thus appealed to the children as playthings. Other customs and the testimony of travellers give colour to this idea, though it is difficult to draw the line between the idol and the doll.581 Through the kindness of my former colleague, Sticker, at Giessen, I myself own an old Indian wooden doll, which appears suited to be both a protection from evil spirits and a toy for children. Still, we must not allow to pass unchallenged any manifestation of the disposition which used to be so common, to refer everything to a religious origin. It is quite possible that simple pleasure in plastic representation for its own sake is responsible for the manufacture of these toys. Von den Steinen tells us, “Dolls a span long, made of straw, served as children’s toys, and were also stuck in a pole on the roof of their places of festivity as a sign that some frolic was in progress, and everybody spread the news.”582 There is nothing here to hint at a religious significance.
Of dramatic imitation play by adults we find only a few remnants among civilized people, aside from mimicry on the one hand and the borders of art on the other, where imitation is not exhibited as an end in itself, but rather in relation to its effect on the spectators, and therefore is no longer a genuine play. Professional actors “play” only in particularly happy hours. The case is quite otherwise, however, with savages, whose imitative dances, while conducted in the presence of spectators, it is true, are unmistakably for the enjoyment of the participants first, somewhat as are our amateur theatricals. We have already described animal and erotic dances, which are also imitative, of course, and all interesting, comic, and exciting elements of their life are repeated in various dramatic dances, fighting scenes being favourite subjects. I choose an example whose details most strongly recall the capacity for illusion possessed by children. It is a woman’s dance which K. Semper saw in the Palau Islands: “We could already hear the rustling of their leafy garments, which swung in time with the dancers’ movements as they stood in a long row. Their aprons were of the briefest, their naked bodies were fantastically painted in gay colours. In one hand they carried short wooden instruments which seemed to be weapons, and in the other a staff covered with a skilfully made tuft of white shavings, tipped with red. They marched in a row on to the raised platform whose roof sheltered them from the sun, and now the dance began. The beginner sang a verse without moving, then all repeated it as a chorus with accompanying rustling of the leafy gowns and beckoning movements of the arms. Soon they became more active, and apparently wished to express joy and greeting. Each seized her wooden instrument—a neighbour told me that they represented weapons—and made light swinging movements before her. During this war dance they gradually removed from the starting point. A sudden loud cry, wild movements of the arms and whole body, excited singing and blazing eyes betokened the expectation of approaching battle.... The dancers’ movements became wilder, they stamped their feet, their hands dealt blows in time with the song—here to strike a fallen foe, there to sever a head. At last victory is won. They grasp the wands bearing the gay tufts and raise them aloft, then lower them diagonally to the ground. ‘What does that mean, Frau Ebadul?’ I ask. ‘That is the battle of the Inglises against Aibukit, whom they are besieging; now they are firing the villages—the yellow tufts are flames to light the huts with.’” Aside from the rhythmical movement which is needed to complete the power of illusion for adults, this is very like the dramatic imitative play of children.
3. Plastic or Constructive Imitative Play
Under this heading are grouped external representations of two or three dimensions, thus including drawing as well as the moulding commonly understood as plastic. Here it is more difficult to distinguish between play and art than in dramatic imitation, since, while the child nursing her doll, or putting his tin soldiers through a drill, thinks not at all of spectators, and how they will be affected; even an infant artist is always eager to show what he can do. It can, however, be generally prevised that pictorial imitation is a play only when pure joy in the act of production fills the soul of the copyist.
I begin with imitative drawing, which seems to be widely practised, not only by children but by primitive people as well, and will therefore claim most of our attention. Its origin is not clearly determined, though von den Steinen’s observations make out the case pretty clearly for their connection with language of gesture. “The simplest drawings,” he says, “are those connected with gesture. When a savage repeats the cry of an animal in one of his spirited dramatic tales and wishes to make the effect more forcible, he also imitates the creature’s bearing, gait, and movements, and pictures special peculiarities, such as long ears, trunk, horns, etc., in the air with his hand. Such actions for the eye form a parallel to the voice imitation for the ear, but when they still do not suffice, drawings are made on the sand. In the absence of word equivalents for communicating with them I myself have often taken refuge in such sand writing.”583 He goes on to say that he thinks, although his observation has been confined to Indian tribes, the further development of drawing followed for the purposes of communication after the idea of making pictures was once grasped; and that finally they were made without such practical aim, efforts were made to improve the technique, and all sorts of natural objects were represented in interesting and novel aspects.584
I know of nothing that should hinder us from accepting this luminous explanation and applying it to the origin of all drawing but for one point, which does offer some difficulty. That a primitive hunter should imitate animal bearing, gait, and movement is easily accounted for by the instinct for dramatic imitation, but it takes us no nearer to our goal; and, moreover, how does it happen that he adds the outline of ears, trunk, or horns in the air to complete the picture? On this point the whole question depends. Would this mode of suggesting contour ever occur to a man who had never seen drawing? Does not the former presuppose the latter, instead of accounting for it? I do not presume to judge of the force of this objection, but feel that we can not afford to ignore it. If it is a just one, von den Steinen’s explanation of course falls to the ground, and there is apparently nothing left but to refer the whole subject to playful experimentation. In this case we would best proceed from the sand drawing, since it is probable that the child or adult playfully marking on the sand accidentally produces some semblance to a natural object and adopts it as his own. Thus the child observed by Miss Shinn accidentally produced (110th week) a triangle in the midst of aimless scribbling, and repeated it afterward with conscious intent.585 While absolute certainty is unattainable in such instances, it would still be valuable to make observations on a child who had never seen a pencil used for drawing or writing. Should such a one go on from scribbling to drawing, our play idea would receive valuable confirmation.
Another question is how far drawing, however acquired, may be regarded as a play. The finished production of the artist’s pencil is not always so, by any means, for in modern times his art requires all a man’s energies, and becomes his life calling and his means of support. Productions of dilettantes belong more to our sphere. But how is it with primitive folk? Here, too, the play idea is often excluded, for the reason that their drawings serve religious purposes, or are used as picture writing; yet, according to the views of recent ethnologists, it would be misleading to refer such drawing exclusively to these ends. “We are convinced,” says Grosse, “that in the drawings of savage people, with comparatively few exceptions, neither a religious nor any other serious purpose is involved. We are perfectly right in trusting the numerous witnesses who assure us that such drawings are made simply for the pleasure of making them.”586 This establishes the pre-eminently playful character of primitive drawing and sculpture, and the efforts of children are still more obviously so. Imitative and imaginative play here join hands, the former making the point of departure while the expanding and illuminating power of the latter is needed to complete the satisfaction in the finished product.
As I am unfortunately unable to go into details,587 I close the subject with some general remarks on the character of such drawing. For the child and for the savage the chief object of representation is one of the most difficult of all, namely, living animals. Miss Shinn’s niece, who began with mathematical figures, is an exception accounted for by the fact that she was intentionally directed toward abstract form. Even the geometrical patterns in primitive ornamentation may often be traced to the imitation of animals, and a distinction between the work of these people and that of children lies in the fact that they prefer such figures while children incline to the human figure, which is rarely represented by savages. The explanation of this is that for the hunter the animals which he pursues form the chief objects of his imagination, as any sportsman among ourselves who begins to draw will illustrate. A third view is presented when we ask what is the psychological antecedent of imitation. In civilized art it is as a rule conscious perception of the actual object, as genuine artists rarely paint from memory. But it is quite otherwise with children; they object to drawing from Nature, as H. T. Lukens points out.588 They prefer to make the absent present by their art, and their passion for drawing is considerably dampened by the practice in observation which school discipline requires. The child’s model is commonly a mental image, a fact which explains many of his particularities. The savage, too, from what we know of his art, seems to produce it not directly from the object, but from his impression of it, and thus it happens that he represents effects of things which are not visible to the beholder now, though they may have been elements of the scene which he recollects, and explains, too, in part his almost incredible errors in proportion and in the relative position of things, such as placing the mustache of a European above the eyes, or even on top of the head.589 This suggests the distinction which Grosse makes between childish and primitive art. He thinks it strange that the two are even considered to be on a par, since children seldom show a trace of the hunter’s close observation. The art of savages is, as a rule, naturalistic, that of children symbolic; the only actual resemblance being the lack of perspective in both. This view certainly contains an important germ of truth, but the statement is extreme. It is true that many drawings of primitive man display a remarkable truth to Nature, impossible to a child, and, as Grosse rightly says, resulting from trained powers of observation joined to the dexterity acquired in the manipulation of weapons and tools. But this wider knowledge and greater skill seem to me to be the sole grounds of difference, and the sharp distinction of naturalistic and symbolic unwarranted. Of course, drawing is in itself to a great degree symbolic, but the symbolism displayed by children, surprising as it often is, does not betoken any special preference for symbolism, but often results partly from incapacity and partly from the exigencies of the subject being represented. When full representation is unattainable they are satisfied to make their meaning intelligible, and savages, too, often resort to similar expedients. Grosse himself gives us some Australian drawings on wood where the human face is represented without a mouth, just as often happens in childish efforts. In these figures the fingers are symbolized by mere lines. In his valuable chapter on drawing among the Bakaïri, von den Steinen points out still closer analogy with children’s work. He says, for example, that, as a rule, only three fingers and toes are indicated, to serve as a suggestion for the rest. It seems to me that it is then rather a question of more or less than any real difference.
Our next topic is the question of beauty, and here, too, the child and the savage are close parallels. Both have a certain interest in the introduction of colour which appeals to them, both object to carrying out the full type, both probably draw from memory, and both lack almost totally the appreciation of beautiful form. The savage, indeed, does introduce the simpler elements of beautiful form in his ornamentation, but in his representations of human and animal figures there is little effort to preserve such outlines. This bears out our former conclusion that savages have little appreciation for physical beauty as such, and with children it is much the same. Some children, it is true, make a general distinction between people who are beautiful and those who are ugly, but in drawing not only the ability but often the intention as well is wanting, to produce beautiful faces. When they do attempt something definite in the way of expression it is much more likely to be caricature of homeliness than beauty. It is known also that this tendency is especially displayed in periods of highly developed art, and more particularly by the Germans.
A final observation refers to children alone. I have already noted that imitative play, in which the player appears in dramatic relation to the puppet, while common enough with children, is not found in adult art unless at the most a partial analogy is traceable in some religious connections; these same principles apply to drawing. The child plays with the figures he has drawn as with dolls, and gives us a most attractive picture of his capacity for illusion. Marie G——, when four and a half years old, wanted to draw a holy family. First came a kneeling figure, whose position was most precarious—his knees would not bend properly, and for reverently folded hands there was a confusion of crossing lines. The little artist cried with annoyance: “The naughty child doesn’t want to kneel. Joseph will be angry with him because he won’t kneel down and say his prayers; he is stamping and scolding.—You naughty child, won’t you kneel down now and pray?” In the meantime she made Joseph (asking if he wore trousers), with his foot raised to stamp on the ground, and then came the kneeling figure—a good child now, at last. A little of this capacity for illusion is sometimes found among full-grown artists, and especially among the naïve religious painters who are conscious of the divine indwelling as they make their representations of religious subjects.
The consideration of plastic imitative play in its narrower sense will occupy us but a short time. Von den Steinen’s explanation of drawing, given above, will hardly apply here. The probable starting point for such figures was the accidental resemblance of some outline to weapons, implements, or ornaments. The child’s ready capacity for illusion which is as likely to call a circular outline an umbrella as a human head is not wanting in adults as well, and especially so among primitive people. When he makes a dagger handle out of a reindeer horn, or a necklace of various small objects, or adorns a clay vessel with impressions, and enjoys doing these things, his hands thus rendered skilful need but little help to make other images. Another possible origin is in experimentation with plastic material, such as clay or wax, which would naturally lead to moulding.
The first hypothesis is well illustrated by von den Steinen’s description of the chain figures of the Bakaïri. He says, “As the rhyme often suggests the thought, so an outline already familiar may suggest a motive”; the meagre suggestions which satisfy savages in such cases “is evident in most of the figures which adorn their necklaces, strung between seeds, shells, and nuts. It matters not what is the material—a bit of the spiral of a rose-coloured snail shell with an irregular outline does duty as a crab; from the shell of the Caramujo branco (Orthalicus melanostornus) they cut birds and fishes;... bits of green and black mottled stone are fishes when flat and birds when rounded, and sometimes Nature is assisted in carrying out these resemblances. Fruit, too, was used which bore an accidental resemblance to some sort of bird.”590
But Brazilian plastic art includes the other type as well; they mould figures in wax and in the edible clay which furnished their forefathers with food. As a man held a lump of clay in his hand the impulse may have been aroused by some accidental resemblance, and thus give rise in a purely playful manner to the custom which von den Steinen has called “only a skilful method of storing the material.... Black wax was most beautifully moulded by the Mehinakú into excellent animal forms and suspended around the neck or laid away in a basket until wanted.”591 That this was a playful habit is proved by the maize figures of the same tribe. These were usually bird forms almost as large as turkeys, and hung from the roof on long ropes, “A strange spectacle to the traveller who thinks at once of idols or fetiches, but these fine birds are in reality nothing but well-filled ears of corn in the natural husks.”592 We can not here go into the higher forms of primitive sculpture, but it may be mentioned in passing that even such aboriginal tribes as the Indians of central Brazil often make use of their plastic skill for symbolic decoration. Thus the Mehinakú adorn the upper end of their wooden spades with the carved head of a mud wasp, because they too dig in the ground and throw up the dirt as the Indian does with his tool.593
We must pass still more hurriedly over the plastic efforts of children, which are of much less importance than their drawings, though among the children of savages the disposition to attempt a rude sort of sculpture is much more common than with us. Nachtigal relates that the negro children of Runga formed rhinoceroses and elephants out of the beautiful red clay which abounds there.594 There are individual instances of a similar kind among civilized children. Ricci has taken some trouble to make a collection of such work by Italian children, and finds it differs less from the efforts of savages than their drawing does.595 On the whole, however, this branch of art seems to be comparatively little prized or pursued with the exception of making snow men and some caricatures in wax, dough fruits, and the fashioning in sand of gardens, streets, cities, tunnels, and forts which are all about as much imitative play as production.
In conclusion I offer a few general remarks on imitation in connection with representative art, where three forms of it can be distinguished—objective, artistic, and subjective imitation. The first consists, as we have seen, in repetition founded on sense-perception and simple memory, while the last permits considerable deviation from reality. The child and probably the savage prefers to produce from memory.
Artistic imitation may be defined as the influence of copies produced by other artists. It plays in art the same rôle as that which falls to tradition in general culture, for without it the artistic genius would have little advantage over the gifted savage; indeed, even with him artistic imitation is of great importance. It is not alone the wish to do what others have attained; it is also the via regia to the higher evolution of art. A stimulating task is to trace in history how originality was won by copying. Baldwin’s little girl began to build a church from blocks after a picture. When she has laid the foundation, suddenly her face lights up and she begins to depart from the model. On being reminded by her father that churches are not built in that way she answers, “Oh, no; I am making an animal with a head and a tail and four legs,” and, full of pride in her new discovery, she returns to her work of art, which is no longer a church, but has been turned into an animal.596 We see here, as in a magnifying glass, the law of progress. Not in random discharges but from real action comes the new; and the action that leads to the new is not original, but must be imitative.597
This imitative action must not only always have another artist’s work as its model; here may enter our principle of subjective or self-imitation, which, indeed, is more a physiological than a psychological principle since it is no other than all-powerful habit in its spontaneous form, the impulse to repeat.
Children best illustrate it, but the familiar saying that genius consists in an infinite capacity for taking pains is a popular expression of the fact that progress depends on indefatigable perseverance. It is Baldwin’s persistent imitation again. And self-imitation is as indispensable to progress as is the imitation of others, acting in conjunction with the law of habit, according to which the frequent use of an act tends to make it easy. The conservative principle of imitation furnishes a basis for higher development by supplying an incentive for the mechanical effort required by the first laborious accomplishment of the task, as well as for the introduction of new details and the application of effective variations. Here, too, an example from child psychology clearly shows the coupling of new with old habits. A child observed by Perez had learned to draw a locomotive, and was so charmed with the accomplishment that he did not want to draw anything else. One day his grandmother wanted him to make a portrait of her, and what did the boy do but draw a locomotive with a first-class carriage attached, and his grandmother’s head protruding from one of the windows!598 In similar way the painting of landscape began in history with little pieces of background piping out of figure pictures.
4. Inner Imitation
The conviction has long prevailed599 among German students of æsthetics that one of the weightiest problems of their science is offered by that familiar process by which we put ourselves into the object observed, and thus attain a sort of inward sympathy with it. In France the same problem has been treated in a notable manner by Jouffroy, who says, “Imiter en soi l’état extérieurement manifeste de la nature vivante, c’est ressentir l’effet esthétique fondamental.”600 In this very complicated process we can distinguish these leading characteristics: 1a. The mind conceives of the experience of the other individual as if it were its own. 1b. We live through the psychic states which a lifeless object would experience if it possessed a mental life like our own. 2a. We inwardly participate in the movements of an external object. 2b. We also conceive of the motions which a body at rest might make if the powers which we attribute to it were actual (the fluidity of form). 3. We transfer the temper, which is the result of our own inward sympathy, to the object and speak of the solemnity of the sublime, the gaiety of beauty, etc.
By including all these under the rather inadequate name of æsthetic sympathy, and bearing in mind what we learned in the review of æsthetic pleasure, we can not fall into the error of supposing that they include the whole field; yet at the same time we must see that their explanation involves not only its most difficult but also its most important problem. Why is this?
The attempt might be made to answer this question entirely in terms of the psychology of association, only we should then be forced to designate processes as associational which do not at all come under the original definition of the word—namely, processes of fusing or blending, which is not the bringing of a succession of disparate ideas into special relations, but rather a unifying process, in which the after-effect of past experience and the present perception blends to an inseparable synthesis.
I select, then, as an example, the latest utterance of Lipps on the impression produced by a Doric column, citing only those points which seem to meet our purpose. He speaks first of the mechanical method of regarding the column and then continues: “But another element follows this naturally. Mechanical events external to us are not the only things in the world. There are events lying nearer to us in every sense of the word since they take place within us; and these are similar or analogous to the external events. Moreover, we have the disposition to regard similar things from the same point of view, and this point of view is determined preferably by the nearest object. Therefore we compare what happens externally with what happens in or to ourselves and judge of it according to the analogy of our own experience.” After remarking that such a method of observation is implied in such expressions as “strength,” “aspiration,” etc., as applied to a column, Lipps goes on: “Our satisfaction is not of the general kind which applies to the universal idea of strength, effort, activity. Every mechanical event has its special character or its special manner of fulfilment. This may be easier, more untrammelled, or more difficult, and requiring the overcoming of more serious obstacles; it may require greater or less expenditure of ‘force.’ All this reminds us of our own inner processes and evokes those, not indeed identical in character, but analogous. It presents to us an image of similar effort on our own part, and with it the peculiar personal sensations which accompany the act. The mechanical event which seems to fulfil itself ‘with ease’ incites us to an equally simple and expeditious act; the violent expenditure of vigorous mechanical energy, to an exertion of our own will power, to which is added the feeling of lightness and freedom proper to a self-originated act, and in other cases the not less agreeable feeling of our own strength.” Omitting what intervenes I add the conclusion of the treatise: “From the conditions indicated there results not, indeed, the entire æsthetic impression produced by a Doric column, but a considerable part of it. The vigorous curves and spring of such a pillar afford me joy by reminding me of those qualities in myself and of the pleasure I derive from seeing them in another. I sympathize with the column’s manner of holding itself and attribute to it qualities of life because I recognise in it proportions and other relations agreeable to me. Thus all enjoyment of form, and indeed all æsthetic enjoyment whatsoever, resolves itself into an agreeable feeling of sympathy.”601 Here we encounter the difficulty mentioned above. It is evident from these extracts that this is a case of successive associations. We are “reminded” of similar subjective processes, and the “idea” of similar acts of our own is “evoked,” be they facile or strenuous. But successive associations are not available as an element in æsthetic enjoyment, as Lipps602 goes on to say: “Moreover, all this takes place without reflection. Just as we do not first see the pillar and subsequently work out its mechanical interpretation, so the second, personal interpretation, can not be said to follow the other. The being of the column, as I perceive it, is necessitated by mechanical causes which themselves appear to me to be from the standpoint of human action.”603 Then we have not a true image of our own deeds before us; we are not actually “reminded,” for the process is one of simultaneous fusion, in which the consequences of earlier experience unite with sense-perception to effect a direct harmony. From this direct blending at the instant of perception we see why, to the observer, the pillar seems to hold itself “as I do when I brace myself and stand up straight.”
Assuming that this simple presentation of the psychology of inner sympathy furnishes the elements of an explanation, still, in my opinion, the state of æsthetic enjoyment is not yet sufficiently accounted for. The fusion processes described form part of a general psychological fact, and it is impossible to complete an act of apperception without such synthesis. The question must be answered as to how æsthetic perception is differentiated as a particular satisfaction from general apperception; and the answer brings us directly to the idea of play. Take thunder, for example. On the ground of the synthetic process, its roar makes, universally and naturally, the impression of a mighty voice raised in anger. The child has that impression when it frightens him; so has the savage man when he regards it with religious awe. But neither feeling is on that account æsthetic; that comes only when the hearer enjoys the emotional effect of the phenomenon as such, rendered possible by the process of fusion; when he has an independent, self-centred pleasure in this result—that is to say, when he plays. The same remarks apply to the column. It is self-evident that we can not think of its upward spring without calling in our earlier experiences, but it seems to me to be just as apparent that in æsthetic perception the impression is intentionally lingered over only for the sake of its pleasure-giving qualities, i. e., playfully.
Further, I think it is certain that there is in the play of æsthetic enjoyment a condition of consciousness analogous to that underlying a special class of plays—namely, the experimental. The force of this analogy has impelled various students of various lands, independently of one another, to this common goal. It is, of course, only a relationship of conditions of consciousness, not genuine identity; but we may affirm this much—namely, that inner sympathy is at least as closely connected with dramatic imitation as the latter is with plastic imitation. If the dramatic begins with a mere motor reaction, which tends more and more to identify itself with self-transference into the condition of another being, then inner imitation appears as but a further step toward spiritualizing the imitative impulse. When, therefore, I designate æsthetic sympathy as a play of inner imitation I believe I have correctly characterized the psychic attitude of æsthetic enjoyment as far as it is based on the fusion processes.
But I must go a step further. So far we have had in mind only past acts and their effects as the psychological precedent of such sympathy, and herein lies, in my opinion, the inadequacy of the whole associative method. The sympathy of an æsthetic nature possesses such warmth and intimacy, and such progressive force, that the effects of former experience, however indispensable, are not sufficient, as Volkelt, Dilthey, Th. Ziegler, and A. Biese have justly remarked. Mere echoes of the past can not bring about what I understand as the play of inner imitation. On the strength of my experience I hold fast to inner imitation as an actuality, and one connected with motor processes, which bring it into much closer touch with external imitation than the foregoing dissertation would indicate. I have intentionally made use of the qualifications “in my opinion,” “in my experience,” etc. For, theoretically at least, I must admit the possibility that persons may exist for whom æsthetic enjoyment does not get beyond the stage here indicated. All that follows relates to those only in whose æsthetic pleasures motor accompaniments are apparent, whether subjects of consciousness or inaccessible to the self-examiner.
In attempting to develop the main points of this fuller conception of inner imitation, I first take up the analogy between the child’s dramatic imitation and æsthetic sympathy.604 The child playing with a doll raises the lifeless thing temporarily to the place of a symbol of life. He lends the doll his own-soul whenever he answers a question for it; he lends to it his feelings, conceptions, and aspirations; he gives to it the pretence of mobility by posing it in a manner that implies movement, or by his simple fiat when he asserts that it has nodded, or beckoned, or opened its mouth. Here the resemblance to æsthetic sympathy is already strong, and is still further augmented by the use of the child’s own body as the instrument of his mimic play. His attitudes and positions are then symbolic. The boy who with the paltry aid of a paper helmet and a stick to stride can identify himself with the cavalry officer whom he imitates has the soul of a fighter. And he can extend this power of symbolic imitation to inanimate things as well; kneeling with his hands on the floor, he is a bench which easily turns into a locomotive as soon as forward motion and the puffing sound suggest it. We have here illustrated the power of illusion to convert a mere symbol into the thing symbolized, entering fully into the pretence and yet not confusing itself with reality, just as in æsthetic sympathy. Thus imitation proves itself to be the author of the symbol.
This external imitation proclaims the inner. What, then, constitutes the difference between the two, and how are we to define inner imitation in the fuller sense in which it is used here? We have seen that external imitation is at the same time inner sympathy, and the external bodily movements are chiefly directed toward furtherance of this and of the transference of self which accompanies it. But how is it when external visible imitative movements are wanting? Is inner sympathy to be conceived of as merely a brain process in which only the recollection of past movements, attitudes, etc., is blended with sense perception? By no means. There is still activity, and that in the common sense of the word as it relates to motor processes. It is manifested in various movements whose imitative character may not be perceptible to others. In this instantaneous perception of the movements actually in progress I find the central fact with which blend, on the one hand, imitation of past experiences, and on the other the perceptions of sense.
Inquiry concerning the complex movements of inner imitation is not yet past its opening stages, but so much seems to be established—namely, that by it are called forth movement and postural sensations (especially those of equilibrium), light muscular innervation, together with visual and respiratory movement, all of which are of great importance. Movements of the eyes have been given special attention by R. Vischer,605 sensations of rest by Couturat.606 Wundt has made eye movements of general psychological interest, and S. Stricker607 has attempted to do the same for the muscular sensations called forth by the central impulses (at the present stage, including principally tactile sensations of the skin, as well as muscular and joint sensations). Intensely interesting is the article by Vernon Lee and Anstruther-Thomson on beauty and its contrary,608 which quotes a number of observers who, as much from practice as from the possession of exceptional gifts, far transcend the limits attained by the average man in self-observation. Couturat and Stricker advance the idea that such movement processes, so far as they depend on mild muscular contraction, are due to the imitative impulse.
Before adducing some examples, I must venture on one more observation. It is not, of course, to be assumed that such external movements are necessarily genuine copies of sense-perceptions. In the psychological treatment of eye movements, for example, sufficient caution has not been exercised, and consequently a false standard has arisen, transcending the facts. Here we shall find a comparison with external dramatic imitation play of great value, bearing in mind that the result of the latter is a symbol, not a counterpart. When a boy has to cut off his comrade’s head in dramatic play, a very soft blow with a stick is sufficient to indicate execution with the sword of justice, and in the same way and degree the movement of which we are speaking may be symbolic. Suppose a man fancying a huge spiral imprinted on the wall in front of him. If he remembers the motor processes he can reproduce them at will; little movements of the eyes, little tensions of the neck muscles and in the throat, together with breathing movements, are useful and (at least in my own case) even indispensable, and yet there is no really spiral motion—the symbol is sufficient.609
I now present a few examples. First, as regards the optical perception of movement. “When I am in good physical condition,” says Stricker, “and take my stand at some distance from an exercise ground so that I can watch the company with ease but not catch the word of command, I feel certain muscular sensations quite as strongly as if I stood under the command and attempted to follow it. When the troop marches, I keep time with them in the sensations of my lower limbs; when they go through the arm exercise, I have quite intense muscular feelings in my upper arm; when they turn, I feel the same in my back.” (B) The following passage shows that the same individual can experience also other symbolic sensations of movement: “From the exercise ground I went to the theatre to see the gymnasts, and first watched one using a springboard. At the moment when he leaped from it I had a distinct sensation in my chest, and the feeling, too, of motion in the muscles of my eyes.”610 In poetic art inner imitation of movements must also be given due weight.611 Lessing’s requirements for a poet depend largely on this, for on its subjective side poetic enjoyment is connected with memory pictures, and movement is conspicuous in these.612
All this is true in a higher degree of the enjoyment of musical movement. Herder said once: “The passionate part of our nature (τὸ θυμικόν) rises and falls, it throbs or glides softly. Now it sweeps us along, now holds us back; it is now weak, now strong; its own movement, its step, as it were, varies with every modulation, with every strong accent and vanishes as the tone varies. Music strikes a chord in our innermost nature.”613 In all this we find not only the effect of association, but actual motor processes in our own bodies, which extend from the rhythmical movements, visible for others, to the most delicate (and invisible) associations in the inner part of our body. The process which I tried to characterize in the section on hearing-play is with me connected with breathing movements and tensions of the throat and mouth muscles, and is thus symbolic in both directions. Those who play much on some instrument commonly find that with them the tension is of those muscles which they most use—this is apt to be especially the case in recalling a remembered melody. We must avoid a too free assumption of “internal song,” as well as of throat movements. Baldwin says,614 “I am able with the greatest ease to hold aloud an ā sound at ć, say, and at the same time cause a whole tune—say Yankee Doodle—to run its course ‘in my ear.’” I, too, can do this, though not with ease; the remembered tune is literally “in the head”—that is to say, I have the sensations of movement which represent this melody clearly in my mind, where they are difficult to locate, but are actual sensations, not mere memories. I can observe this process to better advantage by holding my breath and drumming on the table, hearing a melody in the rhythmic movement. These instances, however, do not clear up the undeniable contrast between an acoustic and a motor melody, particularly as in the first, motor accompaniments are entirely wanting. This is probably the case in a much higher degree for æsthetic enjoyment than for mere recollection.
I pass finally to the consideration of the æsthetic impression of objects at rest, giving first two examples from the article already cited, by Vernon Lee and Anstruther-Thomson, who seem to stand aside altogether from the conflict raging among our own students of æsthetics and psychology at present devoting themselves to this subject. They are more under the influence of the Lange-James sensation theory, in the pursuance of which they have little in common with the theory of symbolism as advanced here, and do not even make use of the term inner imitation. Yet the fact of it leads them to the expression “to mime” in attempting to characterize æsthetic perception. Their observations undoubtedly transcend the normal (particularly in motor types), and in some instances practice comes to the aid of natural endowment, while auto-suggestion occasionally plays a part. These extreme cases, however, may serve to call the reader’s attention to the normal conditions, which are not so obvious.
The first example relates to the inspection of a jar. “Here is a jar equally common in antiquity and in modern peasant ware. Looking at this jar one has a specific sense of a whole. One’s bodily sensations are extraordinarily composed, balanced, correlated in their diversity. To begin with, the feet press on the ground, while the eyes fix the base of the jar. Then one accompanies the lift up, so to speak, of the body of the jar by a lift up of one’s own body; and one accompanies by a slight sense of downward pressure of the head the downward pressure of the widened rim on the jar’s top. Meanwhile, the jar’s equal sides bring both lungs into equal play; the curve outward of the jar’s two sides is simultaneously followed by an inspiration as the eyes move up to the jar’s widest point. Then expiration begins, and the lungs seem closely to collapse as the curve inward is followed by the eyes, till, the narrow part of the neck being reached, the ocular following of the widened-out top provokes a short inspiration. Moreover, the shape of the jar provokes movement of balance, the left curve a shifting on to the left foot, and vice versa. A complete and equally distributed set of bodily adjustments has accompanied the ocular side of the jar; this totality of movements and harmony of movements in ourselves answers to the intellectual fact, of finding that the jar is a harmonious whole.”615
Now an example of the influence of attention in the observation of plastic form: “We can not satisfactorily focus a stooping figure like the Medicean Venus if we stand before it bolt upright and with tense muscles, nor a very erect and braced figure like the Apoxyomenos if we stand before it humped up and with slackened muscles. In such cases the statue seems to evade our eye, and it is impossible to realize its form thoroughly; whereas, when we adjust our muscles in imitation of the tenseness or slackness of the statue’s attitude, the statue immediately becomes a reality to us.”616
It is easy to turn such passages into ridicule (and there are some much stranger in the article), but the fact is that they are only extreme expressions of actual elements in all the motor forms of æsthetic enjoyment. But the authors have not grasped the fact of symbolism, and they stress too much the sensations of movement, just as Sergi, for example, has done in his Dolera e Piacere. When the scholar in Riehl’s Burg Neideck, on his first sight of an extended plain, had the feeling of being himself widened out, this effect was in all probability due to sensations produced by breathing movements. Yet this is not in itself the whole satisfaction, but rather a mere motor symbol which satisfies the imitative impulse, just as the external suggestion is responded to by dramatic imitation, or the little motions of the body in the phantastic visions of the dream.
To answer the question of how this play of inner imitation originates, it must be borne in mind that voluntary external imitation must always be preceded by a stadium of adjustment (or “Einstellung”). So it is especially in childhood, where this prodromal stage is often of long duration. And what are here the objects of the child’s imitation?—sounds, gestures, attitudes. Now sounds, gestures, and attitudes are also the very objects of inner imitation in æsthetic pleasure.
In concluding, we are confronted by the question whether this faculty of inner imitation belongs exclusively to a special group of individuals—namely, the distinctly motor type. If this is so, then a very important part of the æsthetic satisfaction is confined to a fraction of the human race. One hesitates to affirm that we of the motor type labour under the disadvantage of taking intense pleasure in a state which is lacking in physical resonance, so to speak; and yet, if this is the case, we still can boast that fusion with past processes which after all leaves the plus sign in our favour. I am convinced, however, that no such sharp distinction of types is warranted by the facts, the difference being as a rule one of quantity or degree of individual endowment. Ability to observe such movements in one’s self is no criterion. There may be individuals with very strong inner imitative movements who are unable to separate the motor element from the tout ensemble. To illustrate the difficulty: A man who glances suddenly to the right imparts to surrounding objects an apparent motion to the left (this may help to account for the “fluidity of form”), yet to many it is impossible to get a clear perception of this, even under the most favourable conditions. In the same way there are probably many who deserve to be reckoned with the motors in æsthetic enjoyment who are yet unable to make their own movements a matter of observation.
IV. Social Plays
Much discrimination is required in the attempt to single out a special group of social plays proper to our subject. I am, however, well aware that it is an essential feature in any system of play, and that Baldwin is quite right when he says in his valuable preface to The Play of Animals, “Finally, I should like to suggest that a possible category of ‘Social Plays’ might be added to Groos’s classification.” The great difficulty is that it is well-nigh impossible to make separate observations on them as a distinct class, for as a rule the social impulse furnishes the incentive to the special games which we have considered. To take a familiar example: Society chat is a social play par excellence, and yet the indulgence in this element of it appeals to consciousness as but a vague and undefined satisfaction compared with the influence of the impulses to combat and to courtship. For this reason the present section must be of a somewhat different character from the foregoing ones. It must be theoretic, and thus form a connecting link with the second part of the book.
In the sphere of social play we still find ourselves in close touch with imitation. Though Tarde’s formula, “La société c’est l’imitation,” has the one-sidedness characteristic of an epigram, it is an unquestionable fact that this impulse is of fundamental significance in the origination and preservation of social conditions. Uniformity of conduct and sentiment, without which social co-operation would be impossible, is preserved mainly by imitation, and, what is more, by its involuntary form, as illustrated in the infectiousness of such simple acts as coughing and gaping. But, before going into this, I must emphasize some phases of the social impulse which are not identical with imitation, and whose value to play is easily demonstrated.
It may be recalled that in our inquiry into the origin of the imitative impulse the question was raised whether its resemblance to instinct might not be explained by its relation to the genuine instincts of race affinity and the production of calls and warning cries. The physical and mental association common to men and gregarious animals seems to me to depend largely on these two relatively simple instincts, those of physical association and communication. Both are extremely important for the establishment of the family, and the view that the social factor has nothing to do with the family is, in my opinion, far too extreme. Ants and bees may serve them for illustrations, but in the life of herds and tribes the primal relation between mother and child seems to me the starting point from which the need of association and communication has extended.617
Our inquiry then will proceed from need of bodily association or the herding instinct as a starting point. However this impulse may have developed phylogenetically, ontogenetically the child’s associative needs are at first satisfied by the family, and almost entirely by the mother; he is, as a rule, relatively late in turning his attention to a social sphere. “Before the third or fourth year,” says Madame Necker de Saussure, with some exaggeration, “the child is happy only with his elders. His needs, his pleasures, and the certainty with which he counts on our protection are all in our keeping. Other children interest him for a time, but soon tire him, and their little tempers excite his own. In his inability to cope with such situations he turns again to the grown people.”618 Although this is put too strongly,619 its essential truth is well known; indeed, Curtmann and Flashar for that very reason deprecate the extension of the child’s social circle at too early an age, and Franz Kübel says, in Süddeutschen Schulboten (1875): “Because the life of an eremite, be he scholar, æsthetic, or what not, is a mistake, why should all of life necessarily be social? Why should the bud be forced to open too early? Why should the sphere of individual life be so soon widened to take in love for all? It seems to me indisputable that the early education of a child should be carried on in the family circle, and also that there is a dangerous tendency to arouse social impulses too early.”620 Indeed, we must admit that experimentation can not have its due effect if the child is introduced too early to a wider circle, and that the strong stimulus of social life tends to overshadow and interfere with the development of family life when allowed to exert its full force on the very young. Just as with children who are kept too much at home, overweening family feeling interferes with their progress in society and hampers them through life, so, on the other hand, too much society weakens the parental relation. There should be a certain equilibrium of influence, as in all other departments of culture, to supply the most favourable conditions in the struggle for existence.
Returning from this digression, we remark first that there can be no doubt of the value of social games in preparing incipient men and women for later life. “Le società infantile,” says Colozza, “sono società di guoco.”621 The demand for identification with some social group finds its satisfaction in this way, and this satisfaction rests, as we have seen, on the broad foundation underlying other instincts, especially those relating to combativeness. I merely mention the direct effect of the impulse for association, the agreeable consciousness of being “in the swim.” Among animals this feeling is manifested rather as a reaction from the annoyance of separation from the herd, yet the gregarious animal pasturing with its kind or carrying food to them may be filled with a cheering sense of security such as we experience when established in a cosy corner at the club. Be that as it may, the child at any rate, as soon as it is old enough to make the acquaintance of other children, is filled with eager desire to be wherever his comrades are assembled for whatever purpose. I need only hint at his rage and despair when he sees through a window that the “other fellows” are collecting, while he for some reason can not go out.
These early manifestations of the social instinct are too simple to require much illustration. We all recognise them, and they are frequently displayed by adults as well. Holidays spent in simple playful indulgence of the gregarious instinct are of the greatest value for the collective social life of mankind. Here as elsewhere the practice theory is applicable to adults, as two extremely diverse instances will illustrate most satisfactorily. One is the difficulty of keeping up religious community life when the festival character is allowed to lapse; even when there remains enough association of the votaries themselves to constitute a gratification of the associative impulse, yet the abandonment of holiday festivities undoubtedly has a marked effect. The tamer a religious observance becomes the larger the proportions of lukewarm adherents. Many sects have a clear perception of this, and it accounts for the fact that some of them employ methods not far removed from the practices of savages. This brings us to the second instance—namely, the importance of festive gatherings to savage peoples. If our owners, our own peasantry, scattered in families through the rural districts, are in danger of losing their social feelings when deprived of religious or secular festivals, the necessity is yet much greater with primitive men. Apart from warfare, this is about their only means of association as tribes or clans. It is valuable, too, in connection with and preparatory to their fights. Among the Weddas of Ceylon, who “have not yet acquired the art of war,” and are very undeveloped socially, we find only feeble suggestions of the festival. From our noble cathedrals, our concert halls and theatres, and other places of amusement, converging lines lead directly back to the festal huts of savages. From these, however, women are as a rule strictly excluded.
Finally, I remark that a playful motive is often discernible in the formation of the multifarious clubs for the advancement of some worthy object in this age of abounding culture. We all know persons for whom an absorbing interest in the ostensible object of the club would be out of the question but for the good company. The mere fact of being one of a group is satisfaction enough to the gregarious instinct, and the playfulness of this condition can scarcely be questioned.
Turning now to the wider social impulses to which these simple manifestations are related, we must first notice the voluntary subordination of the individual which is so essential a feature. In the relation of parent and child there could hardly be any training, and certainly no such thing as education, without this element. After dwelling on the child’s spirit of opposition, Sully gives in his Studies in Childhood the contrary picture in a series of incidents designed to show that there is yet in the childish soul something “on the side of law,” and goes on to remark that “it is worth while asking whether, if the child were naturally disposed to look on authority as something wholly hostile, he would get morally trained at all.”622 While this is true, still the contrary, rebellious spirit is developed by the parental relation, and we may see voluntary subordination much better illustrated by going on the street with the child and noticing his behaviour with his playmates. The blind obedience accorded the leader of a little band is calculated to fill parents and teachers with envy. Here the social impulse is supreme in the demand for association and classification which governs and directs society. The same relation exists among animals between the herd and its leader, and no orderly association of men could exist without it. As simple compulsion is not enough with children, so with adults discipline is insufficient. The leader’s command must be met by an inward disposition to obey in the interests of the whole. The heads of political parties who thunder invectives against the “slaves” and “dumb cattle” in other parties are yet considerably disconcerted when their own followers display too little of the disposition for subordination.
The common fighting plays of children markedly exhibit this voluntary submission to a leader, less known, I think, in regulation games than in the many contests which a crowd of children will naturally fall into when a few belligerent spirits are present; when there is a trick to be played on schoolmates or janitor, an orchard to plunder, some unpopular person to annoy by breaking his windows or otherwise damaging his property—in these escapades the leader’s word has absolute authority, and the most docile children will commit deeds in blind obedience which fill their parents with amazement and horror. The influence of example is a factor not to be overlooked, but it is not by any means all; more influential still is the esprit de corps after the plot is once hatched. Formerly, when children were given more freedom in this direction, schoolboy leagues were of great importance, but even now their associations for contest play a weighty part in youthful life; there they learn to see how common peril strengthens the bond of union and enjoins submission to the leader. It is an illustration in miniature of the influence of war on the evolution of society.
This leads to the observation that play is instrumental in teaching children submission to law as well as to a leader. Thus H. Schiller says very truly of gymnastic exercises: “They promote not only presence of mind, dexterity, skill, and readiness, but furnish as well valuable training for society. Law and limitation are here self-imposed by the players, and he finds them again in the bounds which he strives to transcend.”623 Since gymnastic and belligerent games afford exercise chiefly to males, we trace here an interesting distinction between the sexes. It seems that those manifestations of the social impulse relating to subordination are not pursued by women so energetically nor in the same way as with men. Woman is the guardian of good form, but as a rule she will not subordinate herself to rigorous law. I think any customs agent will bear me out in this statement from his observation of the behaviour of travellers. This probably results from a difference in the instinctive equipment of the sexes; fighting impulses, which are strongly developed in the males, further the social ones by reason of their imperative requirement of association. This is apparent in the exercises referred to by Schiller, and is materially advanced by the practice which play affords. The success of American women in their movement for emancipation is largely furthered by their participation with men in various sports and the consequent better development of their social capacities.
I conclude these remarks on voluntary subordination with some reference to the origin of punishment. It is commonly referred to the principle of vengeance, but, though feelings of personal grievance and revenge may be closely involved in its origin and development, they can not entirely account for the institution of punishment. Even the play of children clearly distinguishes between personal revenge and social chastisement. The infraction of the unwritten laws of our familiar games arouses a spontaneous and general sentiment against the offender which does indeed resemble the demand for vengeance, but stresses more the idea of social injury. What urges to the chastisement of the liar, the coward, and the betrayer is a righteous indignation which results from outraged social feelings, and the desire to expel the offender from the group. This was apparent in the early tribes from which all civilized peoples have developed. Justice is as old as social humanity, and if it can be derived at all from personal revenge this could have been possible only as far as offences between man and man were regarded as offences against the community as a whole.
Social sympathy next demands our attention as connected with the demand for association, and for the sake of brevity I include in the term not merely the inward sentiment, but also the émotion tendre and the readiness to lend a helping hand to other members of the same group. It is perhaps best defined by the expression “good fellowship,” which is everywhere current. Play has a significant part in it as well with children as with adults. I introduced a passage in The Play of Animals on the actions of some young foxes who amused themselves playing together until some occasion arose for strife. Then, one of them being bitten so that blood flowed, the others fell upon and devoured him; and I then remarked that “the good comradeship of young animals is first of all a play comradeship. It exists in play when aside from the conditions of the play there is little sympathetic feeling.” This is to a great degree applicable to humanity as well. Apart from relations of actual friendship which are deeper than simple comradeship, we find among individuals very little genuine interest and kindliness. It is only when people are members of the same social group that they learn to regard one another with the friendly feeling which is necessary for effective association. Social sympathy is apt to be but a wider egoism, and the identification of the individual I with the social whole a slightly more circuitous route to self-advancement. When party lines are obliterated the interest subsides, as many have discovered who counted on personal friendship as a result of social sympathy. Further consideration of the value of this comradeship, however, shows it to be indispensable to the formation and maintenance of society, and that the school in which it is developed is furnished by play. Children scarcely manifest it in any other connection; as they grow older they may form friendships independently of their common play, but as a rule their comradeship is that of play. With adults the case is not very different, for even when they associate for a serious purpose banquets and other playful features are considered indispensable for strengthening the bond. These festivities, it is true, have their root in the common need for amusement, but their practical value consists in the impetus they give to social sympathy, and their indirect furtherance of effective association.
As the associative impulse which we have made our starting point primarily promotes external connections, but is attended with various far-reaching consequences, and finally results in the demand for communication, so this last, from serving first the narrow unit of the family, brings about the inner spiritual union of the social group. The chief means which serves this impulse of humanity is language.624 Although this communication does serve a practical purpose from its very inception, there are still many playful manifestations of it. Compayré offers an observation which may be regarded as a prelingual illustration of this. It records a sort of dialogue between a child, still unable to speak, and his elder brother. “Pendant quelques minutes c’est une alternance ininterrompue, là de mots et de phrases nettement articulés, ici de petits cris confus.”625 Older children, too, often show the same thing in their play with dolls and other toys as well as toward persons and animals. We sometimes sigh for a limit to the unmeaning gabble which the child apparently enjoys for its own sake.
Similar observations have been made on adults, though here as with children it is difficult to draw the line between play and earnest. So far as the object is to instruct others or make a good impression and thus improve one’s own social standing, the act is serious, but it oftener wears the aspect of merely playful self-exhibition. And, finally, when an unimportant piece of news is passed about and talked over “just for something to say,” we have an instance of pure playfulness, since a satisfaction of the social impulse is sought without serious aim and purely for its own sake. The teas and Kaffeeklätzchen so affected by women are of a similar character. Without attempting to analyze too closely the style of conversation prevailing on such occasions, we venture to say that a universal desire for expression is conspicuous. This is certainly the fact in the social gatherings of men and of society in general. Ordinary society chat is a social play.
There are other phases of conversational intercourse, however, which are more germane to our present purpose, such, for example, as the invention of special forms of speech which are selections from tentative efforts by the process of exclusion. The great social importance of a common language thus finds expression in play. Reference has already been made to the fact that children coin words—that is, they make use of sounds independently discovered by experimentation. Sometimes several children will construct a sort of secret language in this way. The remarkable case referred to by H. Hale of a pair of devoted twins who did not learn first the language spoken around them, but one all their own, in which they conversed with ease and fluency, is not, however, an instance in point, since there was evidently no play about it. Yet children do form such a secret system sometimes in play. Colonel Higginson mentions two girls about thirteen years old who made a language for their own amusement. They wrote about two hundred words of it in a book. Thus “Bojiwassis” denoted the half-anxious, half-resolute feeling that precedes taking a leap, and “Spygri” the pride in having accomplished it. “Pippadolify” expressed the stiff manner of walking of the young officers in Washington.626 This well illustrates childish versatility in word coinage. Von Martius, Peschel, and others attribute the rapid transformations in the language of savages to the influence of children, whose faulty reproduction of words learned from their parents is adopted by the latter.627 Also original creations arise in the intercourse of parent and child. We have already spoken of the imitative sounds that come into a language in this way, and childish experimentation may be equally influential. “Papa” and “mamma” are evidences that this is sometimes true, and many other words may have had a similar origin.
But, turning again to our subject proper, we find that the tendency of a social group to distinguish itself by its manner of speaking is widespread among adults.628 It can not always be called playful, however, as some serious aim is often had in view, as in the code of criminals and the passwords of secret societies, but the technicalities of special callings and professions are often clearly playful, and are especially affected by the newcomer who is impressed with the advantages of belonging to the set. With what zeal does the newly initiated sportsman set himself to learn the vocabulary of the chase! With what unction does the freshman repeat the latest student’s slang! Conan Doyle, in his Rodney Stone, has given us an admirable picture of the affected speech of the English dandy at the beginning of the nineteenth century, and the euphuism of Shakespeare’s time is another instance. Pleasure and pride in belonging to a certain class or set are often manifested in such peculiarities.
But impulse for communication may assume other forms, as in the cases when we found it of so great value in courtship under the form of self-exhibition. And it has also, as Baldwin629 points out, a more general social significance. While our personal peculiarities are first brought out in our intercourse with others, we at once become conscious, on the other hand, of an impulse to display them in order to gain influence. Satisfaction with one’s own achievements is attained only when these have gained social recognition. Self-exhibition plays an important part, too, in the pleasure we derive from collective games. The rivalry which we have studied from the standpoint of the fighting instinct takes a more pacific form, as the pleasure of finding one’s importance testified to by imitation on the part of others. This is not mere exultation in victory over others, but takes higher ground, since the sense of superiority which it engenders is dependent on their support.
When the display of one’s excellences thus transcends verbal expression it results from the highest forms of social intercourse, from that devotion of time and energy to society which constitutes the vocation of the social leader. It is the very opposite to that voluntary subordination to a leader of which we have spoken, and yet true social leadership also is founded on just such subordination. The aspirant for its honours must so merge himself in the society that its aggrandizement shall mean his own—a signal proof of the force of the social impulse. Whether the task is great or small, the ruling of an empire or the leadership of a club, the principle is the same, and consequently the social plays of children are enlightening. Even here, forceful, active, inventive natures quickly attain the mastery and the difference is apparent between the merely violent, who think only of their own advancement, and the born leader who makes the interests of society his own, who is ready to answer for the crowd, and is found in the front line in times of danger and will suffer no injustice to any of his following. Such leadership is possible only where there is the capacity for identifying his own will and conviction with those of the rest, thus effectuating the groups’ subordination. The “magnetism” of those who succeed as leaders depends on the presence and force of this faculty; they must have not mere strength of will, but the kind of will adapted for fusion with the common will for the attainment of its social ends.
In concluding these observations on the associative principle, I must notice the social side of artistic activity. It may be said in general that artistic production fulfils an important function in giving universal pleasure. H. Rutgers Marshall tries to establish the existence of “the blind instinct to produce art works.”630 The attempt, however, to analyze the social tendencies operative in the creative artist will disclose the two last-mentioned forms of the communication impulse. The artist longs to set forth with all his power that which fills his soul, and to make objective representation of it for his own benefit and that of others, and at the same time win, by this unfolding of his nature, influence over the souls of others—giving that he may gain. This motive is not equally strong in all art, yet to a certain degree Richepin’s passionate words apply to any such work: “C’est tout moi qui ruissela dans ce livre.... Voici mon sang et ma chair, bois et mange!” and every great artist strives for mastery over the emotions of others. The genius may, it is true, create only for himself or a choice few, or when his work is finished he may conceive a distaste for it or not concern himself at all about it, yet on the whole it can not be denied that the controlling motive (half conscious, it may be) is the desire to gain mastery by means of his art. Gildemeister rightly says: “Publicity is the breath of art. Dilettantism may be confined to the studio or the salon, art must speak to the people.”631 Since it is directly through these social aims, however, that æsthetic production diverges from play, we need not linger on the subject.
We now take up the last of the social influences which we had to consider, the powerful agency of imitation, and more especially such involuntary imitation as is manifested in the infectiousness of coughing, gaping, etc. Its influence is universal. Espinas, Souriau, Tarde, Sighele, Le Bon, and others have treated the problem of such mass suggestion, and Baldwin contributes a valuable chapter full of critical acumen on the Theory of Mob Action, in his Social and Ethical Interpretations. To introduce the subject I give two examples, one from animal psychology, the other from anthropology, illustrating the extreme phenomena of mass suggestion. Hudson gives us the following: “This was on the southern pampas at a place called Gualicho, where I had ridden for an hour before sunset over a marshy plain where there was still much standing water in rushy pools, though it was at the height of the dry season. This whole plain was covered with an endless flock of chakars, not in close order, but scattered about in pairs and small groups. In this desolate spot I found a small rancho, inhabited by a gaucho and his family, and I spent the night with them. About nine o’clock we were eating our supper in the rancho when suddenly the entire multitude of birds covering the marsh for miles around burst forth into a tremendous evening song. It is impossible to describe the effect of this mighty rush of sound.... One peculiarity was that in this mighty noise, which sounded louder than the sea thundering on a rocky coast, I seemed to be able to distinguish hundreds, even thousands, of individual voices. Forgetting my supper, I sat motionless and overcome with astonishment while the air and even the frail rancho seemed to be trembling in that tempest of sound. When it ceased, my host remarked with a smile: ‘We are accustomed to this, señor; every evening we have this concert.’ It is well worth the ride of a hundred miles to hear this demonstration.”632 Mediæval dancing may furnish an example from human life. At Freiburg in Switzerland, in 1346, before the castle of Graf Greyerz, a dance was practised which began with simple movements. They gathered strength, however, like an avalanche, and spread through the entire country. Uhland has made this dance the subject of a poem, which may be paraphrased as follows:
“The youngest maiden, slender as a stalk of maize, Seized the count’s hand and drew him in the ring. They danced through the village, where file succeeded file, They danced across the meadows, they danced through the wood, To where, far across the mountains, the silvery sounds rang out.” Marrentanz.
These, as I have said, are extreme manifestations of mass suggestion, and should not be given too much weight in explaining social development. “The loss of identity and social continence,” says Baldwin, “on the part of the individual, when he is carried away by a popular movement, is well struck off by the common saying that he has ‘lost his head.’ This is true; but then he regains his head and is ashamed that he lost it. His normal place in society is determined by the events of that part of his life in which he keeps his head. And the same is true of the events in the life of the social group as a whole.”633 Yet these forms of suggestion which border on the pathological are but exaggerations of social qualities indispensable to the race. Had we not the inborn impulse to imitate movements which sweep through a mob, great occasions would never find us ready with great actions. The magic power of mass suggestion is the indispensable complement of the social leader’s talents, and consequently is closely related to our familiar voluntary subordination. Tarde even regards obedience as a special case of imitation, and to strengthen his position reminds us that command begins with example. With monkeys, horses, dogs, etc., the leader sets the example by performing the particular act, and the others imitate him.634 Yet I am quite confident that voluntary subordination is not identical with imitation. Even with animals the leader is the strongest, most skilful, and generally the most intelligent of the herd, and obedience appears as imitation perhaps, but not of the ordinary kind; rather of one who by means of the force of his individuality compels subjection through fear, respect, and love, or the compounding of these. The need of the weak to lean on the strong does indeed lead to imitation, but is not identical with it.
Moreover, it seems to me that an explanation of mass suggestion can not be arrived at by means of the imitative impulse without the assumption that voluntary subordination works with it; that blending of fear, respect, and attraction is not necessarily confined to a single leader, but may be directed to the whole group, and, indeed, without such a sentiment the leader’s influence would be much crippled. Those whose minds are made up not to go with the herd (the partisans of another faction, for instance) will display little imitative inclination so long, at least, as this determination is clearly defined. But when the personality of the leader and the imposing and alluring aspects of the mass combine their effects, the imitative impulse assumes its full force. The result is quite similar to that obtained in hypnosis, with which it is often compared, and in the manifestations of which, in spite of the important rôle played by imitation, voluntary subordination is indispensable for the operation of suggestion.
If now we inquire as to how these processes take effect in play, we find the practice theory applicable to adults in a greater degree even than to children; for we are at once confronted by the importance of festivals as mentioned above and again impressing itself upon us here. For the further division of our subject I distinguish between general acts and general inner imitation, in the former of which motor and in the latter emotional suggestion is conspicuous.
The desire to act in conjunction with the social group finds manifold expression in the play of children. “Any one who watches the games of a set of boys in the school yard or in the streets,” says Baldwin, “will see that it is only a small part of the moves of the game which are provided for with any consistent or well-planned plot or scheme. The game is begun, and then becomes, in great measure, the carrying out of a series of coups et contre-coups on the part of the leaders among the players; the remainder following the dictation and example of the few. When the leader whoops, the crowd also whoop; when he fights, they fight. All this social practice is most valuable as discipline in serious social business.”635 Such effects of general imitation are prominent in most social fighting plays, but we shall confine ourselves to some children’s games in which acting in common seems to be itself the principal aim. Here we are met by the fact that in its last analysis such play is referable to adult imitation—that is to say, they are handed down to the children. A simple kind of play, which clearly reveals a social character, is that in which the children imitate all sorts of movements made by the leader. For example, take the familiar one in which the children dance around, hand in hand, singing:
“Adam had seven sons, seven sons had Adam, They ate not, they drank not, they looked in his face And did just so”;636
whereupon they all stop, the leader stepping to the centre of the circle and making all sorts of motions—clapping hands, bowing, bending, lifting his arms, sawing, scrubbing, fiddling, sneezing, coughing, laughing, crying, etc.—all of which are repeated by the other children. This same song was probably sung by adults in the Easter processions which were derived from the mediæval pest dances, but even so their origin is not yet reached. The following description by Svoboda strongly recalls the play of children: “Dancing is the greatest pleasure of the Nikobars; it is very solemn and slow. A place is cleared for it among the huts; the leader steps out, and first of all marks a great circle, while each man lays his hand on his neighbour’s shoulder. The leader raises the tune, making a step, now left, now right, swinging his free leg. All keep their eyes fixed on him and mimic what he does, sinking on their knees, sitting on their heels, and then making a grotesque leap, or stepping backward and forward. All this is repeated stiffly, mechanically, and without any spirit, but constantly accompanied by a nasal song, until late in the night.”637
Further we may notice dancing games of children accompanied by song. In looking through a collection of them like that of Böhme, one is astonished at their variety as well as the remarkable and often apparently meaningless songs that accompany them. Many are of the opinion that they date from the middle ages, while others trace them back to the old German religious dances along with a cycle of songs in celebration of the goddess Freija. As a rule, proofs are wanting in both directions, and there is a choice of opinions between them. If, for example, the common stooping at the end of a stanza appears to be a survival of some religious ceremony, it may just as probably be the duck, duck, duck of animal dances of prehistoric times. Rochholz has actually derived a Swiss form of the song from such mimicry of animals. The obscurity of many verses is caused by the frequent introduction of new subjects. In one case the ceremony of taking the veil is dramatically gone through with, and J. Bolle states that this originated in a thoroughly frivolous dance of adults. Indeed, the intermeddling of adults is constantly to be reckoned with, as in the case of a shepherd’s song, where “Adam” is substituted for “Amor” with evident ironical intent.
In regard to such games of children the following question is a pertinent one: How does it happen that the social plays whose models are formed in the dancing of men or of both sexes are practised chiefly by girls? If we think back to our own childhood we shall find that while little fellows do take part in such games, older boys regard them as unmanly and unworthy of them. I suspect that in earlier times, when the men indulged in them, the boys gladly followed suit, as is quite generally the case among savages now.
A final word on children’s festivals, in which the social significance of play is most clearly displayed. Take the most familiar example, the school picnic: if only a handful of children go for an outing with a teacher they are not particularly delighted, but when the whole school goes their pleasure is increased more than proportionately to their numbers. They are excited and joyous, and every expression of pleasure seems multiplied by a many-voiced echo, and, until they grow tired, all show a readiness to obey the spirit of good comradeship. Such an occasion bears all the essential marks of a genuine festa, with its feeling of belonging to the social group, subordination to the good of the whole and to the leader who represents it, sympathetic participation, and satisfaction of the associative impulse in its various forms, the attraction which belongs to actions and enjoyments in common with others, and finally the festal board which makes a play of eating and drinking. Some of the festivals of children, too, have been handed down from the sports of adults. A Swabian dance that was formerly performed by the salt refiners now belongs to the children, who dress for it in the costume of the craft. But most such holidays have a much earlier origin in pagan feasts, as in the case of Easter, Mayday, Whitsuntide, midsummer, etc. I take as my solitary example the Heidelberg Sommertagsfest, in which a portable pyramid of straw represents conquered winter, and one bedecked with fresh green is triumphant summer. The attendant children carry wands trimmed with eggs, pretzels, and gay streamers, and sing as they go:
“Strieh, Strah, Stroh, Der Sommerdag is do. Der Sommer un der Winder, Des sinn Geschwisterkinder. “Summerdag Stab aus, Blost dem Winter die Auge aus. Strieh, Strah, Stroh, Der Sommerdag is do.”
This ancient mythological festival, which survives with wonderful vitality among children in the Palatinate and some other localities, threatened to become extinct in Heidelberg until some one seriously undertook its restoration. It is an inspiriting sight when the fine old streets are the scenes of the processions of numerous summer and winter pyramids, and thousands of children in holiday attire, carrying the gay wands and merrily singing the old song. It can not be questioned that feelings of fellowship and attachment to home are heightened and deepened by the practice of such customs.
Turning now to adults, whose festivals furnish the models for these childish ones, I can not better illustrate the importance of imitation on such occasions than by repeating the striking passage quoted from James in the Play of Animals. In concluding a passage on play he says: “There is another sort of human play, into which higher æsthetic feelings enter. I refer to the love of festivities, ceremonies, and ordeals, etc., which seems to be universal in our species. The lowest savages have their dances, more or less formally conducted. The various religions have their solemn rites and exercises, and civic and military powers symbolize their grandeur by processions and celebrations of divers sorts. We have our operas and parties and masquerades. An element common to all these ceremonial games, as they are called, is the excitement of concerted action, as one of an organized crowd. The same acts, performed with a crowd, seem to mean vastly more than when performed alone. A walk with the people on a holiday afternoon, an excursion to drink beer or coffee at a popular ‘resort,’ or an ordinary ballroom, are examples of this. Not only are we amused at seeing so many strangers, but there is a distinct stimulation at feeling our share in their collective life. The perception of them is the stimulus, and our reaction upon it is our tendency to join them and do what they are doing, and our unwillingness to be the first to leave off or go home alone.”638
As we can not possibly review the whole field of society, a few general remarks must suffice to supplement what has already been said. While there was at one time a tendency to relegate this, like so many other sociological problems, to a religious origin, such a proceeding is now regarded with some degree of skepticism. The Australians celebrate all important events by dances—the harvest, the opening of the fishing season, the coming of age of youths, a meeting with friendly tribes, setting out to battle or the chase, and success in these. “Among the pacific Bakaïri on the Rio Novo,” says von den Steinen, “the principal festival is in April. I, with my civilized ideas, clung to the supposition of a thanksgiving celebration, and wondered what friendly power was the recipient of all this praise and gratitude. I tried to get something definite out of Antonio, but he was unresponsive to my suggestion. ‘We have the feast at harvest time,’ he said, ‘because we have something to feast on then; in the dry season we have to scrimp, and in the wet season everything is afloat.’ Materialistic, if you will, but eminently practical.”639
It seems then that the origin at least of the festival is referable to general social needs whose important stimuli arouse a general excitation, and thus attain their most effective expression. The essentials to primitive festivals were the feast and the dance, both being conducted with the intemperance characteristic of mass suggestion. Here we find again that playful satisfaction of the sense of taste which claimed our attention in the beginning of this discussion, and this is its clearest manifestation, since here the play is a social one. As the child may be led to perform incredible feats in the consumption of cakes, candy, and other dainties at a party, so the adult, when not hampered by anxiety about his digestion or compunctions as to such impositions on hospitality (and these considerations are usually as far from the mind of a savage as that of a child), can accomplish quite as much on festive occasions. This effect is furthered by the free use of alcohol, which, in spite of its many bad qualities, is not to be despised as a promoter of sociability. We hear so much of the fights and brawls to which the unlicensed indulgence in spirituous drinks gives rise that we forget that mild intoxication puts the majority of men in a cheerful and friendly humour, and is calculated to promote the good fellowship of the company. Without the least intention of denying the danger incurred in the use of alcohol as a beverage, I still think it only fair to show the other side of the picture—namely, the damper it puts on anxiety and care, and its promotion of social sympathy, of the associative impulses and the capacity for enthusiasm in all directions.
Dancing, which next to feasting is the most primitive form of festivity, is kept up to an incredible duration, the expenditure of strength being constantly renewed. In the sagas of the Bakaïri, it is said of Keri, the founder of the tribe: “Keri called all his followers together, and in the evening they danced on the village green. Keri stopped to drink while the dance costumes floated in the air about him. He called to Kame [the ancestor of another tribe]. Many of the people came, and Keri was lord of the dance. They danced the whole day, and only rested toward evening; after dark they began again and danced the whole night. Early in the morning they went to the river and bathed; then they came back to the house and began again and danced all that day and night. Then the holiday was over.”640 The intoxication of motion, which, as we have before seen, is probably the chief stimulus in dancing, is universally enjoyed on such occasions, and enhances the social impulses. It is a sort of ecstatic state apart from the narrow individual sphere, and favourable to social affiliation. Indeed, among primitive people it is often the indispensable condition of an alliance, as there is a widespread custom for several neighbouring tribes to collect for some high feast. No one has given a better description of the importance of the dance for the promotion of sociability than has Grosse. “The warmth of the dance,” he says, “fuses the distinct individualities to a unified essence moved and governed by a single emotion. During its progress the participants find themselves in a condition of social completeness, the different groups feeling and acting like members of a unified organism. This is the most important effect of primitive dancing. It takes a number of men who, in their detached, unsettled condition of varying individual needs and desires, are living unregulated lives, and teaches them to act with one impulse, one meaning, and to one end. It makes for order and cohesion in the hunting tribes whose way of life tends to separate them. After war it is perhaps the one factor which makes the interdependence of individuals of savage tribes apparent to themselves, and incidentally it is one of the best means of preparing for war, for gymnastic exercises prefigure military tactics in more ways than one.”641
In studying the festal and social customs of highly civilized peoples, while we find much that is new, many things are reminiscent of savage life. Eating is still the principal feature, but the common impulse to activity is no longer expressed in forms so specialized as the savage dance, for the modern social dance is of comparatively little importance in this connection. Entertainment by means of vocal and instrumental music and rhythmic elocution, displays of physical prowess and singing contests almost complete the list of plays applicable here, being concerned as they all are with collective life. I may mention one other phenomenon, however, which illustrates the analogy with primitive customs—namely, the societies formed for social enjoyment. They prove the need felt by civilized men to form within the limits of their more extended social sphere smaller circles which by their exclusiveness enhance the feeling of sympathy. Formerly, when special well-organized groups arose in the burgher guilds, they were partly of a social character, as J. Schaller points out,642 and we yet have labour unions, merchants’ clubs, and artists’ leagues, though in many of them the trade or calling is no longer stressed; on the contrary, versatility is the chief desideratum in the membership, and no strict exclusiveness prevails. Such details are commonly determined by the general degree of cultivation prevalent. Moreover, there is apt to be a certain ritual belonging to such organizations, with written statutes and unwritten traditions, all more or less playful, and quickly developed among savages into a sort of cultus. I am not aware whether a monograph exists treating this subject in detail, though one would certainly be of interest.
Secret societies recall the usages of savages, especially in one particular—namely, in excluding females. The implication in the use of the word savage, usually unjust, is quite fair here, since the men are pledged to inflict instant death on the woman whose curiosity should penetrate to the secrets of their club. And while among civilized men the protest is less vigorously applied, still the exclusion is enforced. Von den Steinen thinks that among the Bakaïri the regulation is due to their objection to having their women seen by strangers, and representatives of several tribes usually take part in the dance. Their other festivities are special hunting feasts, which are regarded as altogether unsuitable for the participation of women.643 Quite as influential, if not more so, seems to me the natural feeling that the presence of women destroys the company’s sense of unity. Savages especially, who regard women with open contempt, would feel ill at ease if their festivities were invaded by the other sex. When we see how little boys, as soon as they are out of their infancy, spontaneously refuse to take little girls for their playmates,644 we must ascribe some serious meaning to this essential distinction between the sexes. It is this, I think, which forms the chief ground for the exclusion of women from the sports of civilized men, and perhaps the same desire to be left to themselves is a considerable factor in masculine opposition to the woman’s movement.