Chapter II
Reading edition
GERMANY
SECTION 1. THE LEADER
It is superfluous in these days to point out that no great historical movement is caused by the personality, however potent, of a single individual. The men who take the helm at crises are those who but express in themselves what the masses of their followers feel. The need of leadership is so urgent that if there is no really great man at hand, the people will invent one, endowing the best of the small men with the prestige of power, and embodying in his person the cause for which they strive. But a really strong personality to some extent guides the course of events by which he is carried along. Such a man was Luther. [Sidenote: Luther, 1483-1546] Few have ever alike represented and dominated an age as did he. His heart was the most passionately earnest, his will the strongest, his brain one of the most capacious of his time; above all he had the gift of popular speech to stamp his ideas into the fibre of his countrymen. If we may borrow a figure from chemistry, he found public opinion a solution supersaturated with revolt; all that was needed to precipitate it was a pebble thrown in, but instead of a pebble he added the most powerful reagent possible.
On that October day when Columbus discovered the new world, Martin, a boy of very nearly nine, was sitting at his desk in the school at Mansfeld. Though both diligent and quick, he found the crabbed Latin primer, itself written in abstract Latin, very difficult, and was flogged fourteen times in one morning by {63} brutal masters for faltering in a declension. When he returned home he found his mother bending under a load of wood she had gathered in the forest. Both she and his father were severe with the children, whipping them for slight faults until the blood came. Nevertheless, as the son himself recognized, they meant heartily well by it. But for the self-sacrifice and determination shown by the father, a worker in the newly opened mines, who by his own industry rose to modest comfort, the career of the son would have been impossible.
Fully as much as by bodily hardship the boy's life was rendered unhappy by spiritual terrors. Demons lurked in the storms, and witches plagued his good mother and threatened to make her children cry themselves to death. God and Christ were conceived as stern and angry judges ready to thrust sinners into hell. "They painted Christ," says Luther—and such pictures can still be seen in old churches—"sitting on a rainbow with his Mother and John the Baptist on either side as intercessors against his frightful wrath."
At thirteen he was sent away to Magdeburg to a charitable school, and the next year to Eisenach, where he spent three years in study. He contributed to his support by the then recognized means of begging, and was sheltered by the pious matron Ursula Cotta. In 1501 he matriculated at the old and famous university of Erfurt. [Sidenote: Erfurt] The curriculum here consisted of logic, dialectic, grammar, and rhetoric, followed by arithmetic, ethics, and metaphysics. There was some natural science, studied not by the experimental method, but wholly from the books of Aristotle and his medieval commentators, and there were also a few courses in literature, both in the Latin classics and in their later imitators. Ranking among the better {64} scholars Luther took the degrees of bachelor in 1502 and of master of arts in 1505, and immediately began the study of jurisprudence. While his diligence and good conduct won golden words from his preceptors he mingled with his comrades as a man with men. He was generous, even prodigal, a musician and a "philosopher"; in disputations he was made "an honorary umpire" by his fellows and teachers. "Fair fortune and good health are mine," he wrote a friend on September 5, 1501, "I am settled at college as pleasantly as possible."
For the sudden change that came over his life at the age of twenty-one no adequate explanation has been offered. Pious and serious as he was, his thoughts do not seem to have turned towards the monastic life as a boy, nor are the old legends of the sudden death of a friend well substantiated. As he was returning to Erfurt from a visit home, he was overtaken by a terrific thunderstorm, in which his excited imagination saw a devine warning to forsake the "world." In a fright he vowed to St. Ann to become a monk and, though he at once regretted the rash promise, on July 17, 1505, he discharged it by entering the Augustinian friary at Erfurt. After a year's novitiate he took the irrevocable vows of poverty, chastity, and obedience. In 1507 he was ordained priest. In the winter of 1510-1 he was sent to Rome on business of the order, and there saw much of the splendor and also of the corruption of the capital of Christendom. Having started, in 1508, to teach Aristotle at the recently founded University of Wittenberg, a year later he returned to Erfurt, but was again called to Wittenberg to lecture on the Bible, a position he held all his life. [Sidenote: 1511]
During his first ten years in the cloister he underwent a profound experience. He started with the horrible and torturing idea that he was doomed to hell. {65} "What can I do," he kept asking, "to win a gracious God?" The answer given him by his teachers was that a man must work out his own salvation, not entirely, but largely, by his own efforts. The sacraments of the church dispensed grace and life to the recipient, and beyond this he could merit forgiveness by the asceticism and privation of the monastic life. Luther took this all in and strove frantically by fasting, prayer, and scourging to fit himself for redemption. But though he won the reputation of a saint, he could not free himself from the desires of the flesh. He was helpless; he could do nothing. Then he read in Augustine that virtue without grace is but a specious vice; that God damns and saves utterly without regard to man's work. He read in Tauler and the other mystics that the only true salvation is union with God, and that if a man were willing to be damned for God's glory he would find heaven even in hell. He read in Lefevre d'Etaples that a man is not saved by doing good, but by faith, like the thief on the cross.
In May, 1515, he began to lecture on Paul's Epistles to the Romans, and pondered the verse (i, 17) "The just shall live by his faith." [Sidenote: Justification by faith only] All at once, so forcibly that he believed it a revelation of the Holy Ghost, the thought dawned upon him that whereas man was impotent to do or be good, God was able freely to make him so. Pure passivity in God's hands, simple abandonment to his will was the only way of salvation; not by works but by faith in the Redeemer was man sanctified. The thought, though by no means new in Christianity, was, in the application he gave it, the germ of the religious revolution. In it was contained the total repudiation of the medieval ecclesiastical system of salvation by sacrament and by the good works of the cloister. To us nowadays the thought seems remote; the question which called it forth outworn. But to the {66} sixteenth century it was as intensely practical as social reform is now; the church was everywhere with her claim to rule over men's daily lives and over their souls. All progress was conditioned on breaking her claims, and probably nothing could have done it so thoroughly as this idea of justification by faith only.
The thought made Luther a reformer at once. He started to purge his order of Pharisaism, and the university of the dross of Aristotle. Soon he was called upon to protest against one of the most obtrusive of the "good works" recommended by the church, the purchase of indulgences. Albert of Hohenzollern was elected, through political influence and at an early age, to the archiepiscopal sees of Magdeburg and Mayence, this last carrying with it an electorate and the primacy of Germany. For confirmation from the pope in the uncanonical occupation of these offices, Albert paid a huge sum, the equivalent of several hundred thousand dollars today. Mayence was already in debt and the young archbishop knew not where to turn for money. To help him, and to raise money for Rome, Leo X declared an indulgence. In order to get a large a profit as possible Albert employed as his chief agent an unscrupulous Dominican named John Tetzel. [Sidenote: Tetzel] This man went around the country proclaiming that as soon as the money clinked in the chest the soul of some dead relative flew from purgatory, and that by buying a papal pardon the purchaser secured plenary remission of sins and the grace of God.
The indulgence-sellers were forbidden to enter Saxony, but they came very near it, and many of the people of Wittenberg went out to buy heaven at a bargain. Luther was sickened by seeing what he believed to be the deception of the poor people in being taught to rely on these wretched papers instead of on real, lively faith. He accordingly called their value in question, {67} in Ninety-five Theses, or heads for a scholastic debate, which he nailed to the door of the Castle Church on October 31, 1517. [Sidenote: The Ninety-five Theses, 1517] He pointed out that the doctrine of the church was very uncertain, especially in regard to the freeing of souls from purgatory; that contrition was the only gate to God's pardon; that works of charity were better than buying of indulgences, and that the practices of the indulgence-sellers were extremely scandalous and likely to foment heresy among the simple. In all this he did not directly deny the whole value of indulgences, but he pared it down to a minimum.
The Theses were printed by Luther and sent around to friends in other cities. They were at once put into German, and applauded to the echo by the whole nation. Everybody had been resentful of the extortion of greedy ecclesiastics and disgusted with their hypocrisy. All welcomed the attack on the "holy trade," as its supporters called it. Tetzel was mobbed and had to withdraw in haste. The pardons no longer had any sale. The authorities took alarm at once. Leo X directed the general of the Augustinians to make his presumptuous brother recant. [Sidenote: February 3, 1518] The matter was accordingly brought up at the general chapter of the Order held at Heidelberg in May. Luther was present, was asked to retract, and refused. On the contrary he published a Sermon on Indulgence and Grace and a defence of the theses stating his points more strongly than before.
The whole of Germany was now in commotion. The Diet which met at Augsburg in the summer of 1518 was extremely hostile to the pope and to his legate, Cardinal Cajetan. At the instance of this theologian, who had written a reply to the Theses, and of the Dominicans, wounded in the person of Tetzel, Luther was summoned to Rome to be tried. On August 5 the {68} Emperor Maximilian promised his aid to the pope, and in order to expedite matters, the latter changed the summons to Rome to a citation before Cajetan at Augsburg, at the same time instructing the legate to seize the heretic if he did not recant. At this juncture Luther was not left in the lurch by his own sovereign, Frederic the Wise, Elector of Saxony, through whom an imperial safe-conduct was procured. Armed with this, the Wittenberg professor appeared before Cajetan at Augsburg, was asked to recant two of his statements on indulgences, and refused. [Sidenote: October 12-14, 1518] A few days later Luther drew up an appeal "from the pope badly informed to the pope to be better informed," and in the following month appealed again from the pope to a future oecumenical council. In the meantime Leo X, in the bull Cum postquam, authoritatively defined the doctrine of indulgences in a sense contrary to the position of Luther.
The next move of the Vicar of Christ was to send to Germany a special agent, the Saxon Charles von Miltitz, with instructions either to cajole the heretic into retraction or the Elector into surrendering him. In neither of these attempts was he successful. [Sidenote: January 1519] At an interview with Luther the utmost he could do was to secure a general statement that the accused man would abide by the decision of the Holy See, and a promise to keep quiet as long as his opponents did the same.
Such a compromise was sure to be fruitless, for the champions of the church could not let the heretic rest for a moment. The whole affair was given a wider publicity than it had hitherto attained, and at the same time Luther was pushed to a more advanced position than he had yet reached, by the attack of a theologian of Ingolstadt, John Eck. When he assailed the Theses on the ground that they seriously impaired the authority of the Roman see, Luther retorted:
{69} The assertion that the Roman Church is superior to all other churches is proved only by weak and vain papal decrees of the last four hundred years, and is repugnant to the accredited history of the previous eleven hundred years, to the Bible, and to the decree of the holiest of all councils, the Nicene.
[Sidenote: The Leipzig Debate, 1519]
A debate on this and other propositions between Eck on the one side and Luther and his colleague Carlstadt on the other took place at Leipzig in the days from June 27 to July 16, 1519. The climax of the argument on the power of popes and councils came when Eck, skilfully manoeuvring to show that Luther's opinions were identical with those of Huss, forced from his opponent the bold declaration that "among the opinions of John Huss and the Bohemians many are certainly most Christian and evangelic, and cannot be condemned by the universal church." The words sent a thrill through the audience and throughout Christendom. Eck could only reply: "If you believe that a general council, legitimately convoked, can err, you are to me a heathen and a publican." Reconciliation was indeed no longer possible. When Luther had protested against the abuse of indulgences he did so as a loyal son of the church. Now at last he was forced to raise the standard of revolt, at least against Rome, the recognized head of the church. He had begun by appealing from indulgence-seller to pope, then from the pope to a universal council; now he declared that a great council had erred, and that he would not abide by its decision. The issue was a clear one, though hardly recognized as such by himself, between the religion of authority and the right of private judgment.
His opposition to the papacy developed with extraordinary rapidity. His study of the Canon Law made him, as early as March, 1519, brand the pope as either Antichrist or Antichrist's apostle. He {70} applauded Melancthon, a brilliant young man called to teach at Wittenberg in 1518, for denying transubstantiation. He declared that the cup should never have been withheld from the laity, and that the mass considered as a good work and a sacrifice was an abomination. His eyes were opened to the iniquities of Rome by Valla's exposure of the Donation of Constantine, published by Ulrich von Hutten in 1519. After reading it he wrote:
Good heavens! what darkness and wickedness is at Rome! You wonder at the judgment of God that such unauthentic, crass, impudent lies not only lived but prevailed for many centuries, that they were incorporated into the Canon Law, and (that no degree of horror might be wanting) that they became as articles of faith.
Like German troops Luther was best in taking the offensive. These early years when he was standing almost alone and attacking one abuse after another, were the finest of his whole career. Later, when he came to reconstruct a church, he modified or withdrew much of what he had at first put forward, and re-introduced a large portion of the medieval religiosity which he had once so successfully and fiercely attacked. The year 1520 saw him at the most advanced point he ever attained. It was then that he produced, with marvellous fecundity, a series of pamphlets unequalled by him and unexcelled anywhere, both in the incisive power of their attack on existing institutions and in the popular force of their language.
[Sidenote: To the Christian Nobility, 1520]
His greatest appeal to his countrymen was made in his Address to the Christian Nobility of the German Nation on the Improvement of the Christian Estate. In this he asserts the right of the civil power to reform the spiritual, and urges the government to exercise this right. The priests, says he, defend themselves against all outside interference by three "walls," of {71} which the first is the claim that the church is superior to the state, in case the civil authority presses them; the second, the assertion, if one would correct them by the Bible, that no one can interpret it but the pope; the third, if they are threatened with a general council, the contention that no one can convoke such a council save the pope. Luther demolishes these walls with words of vast import. First, he denies any distinction between the spiritual and temporal estates. Every baptized Christian, he asserts, is a priest, and in this saying he struck a mortal blow at the great hierarchy of privilege and theocratic tyranny built up by the Middle Ages. The second wall is still frailer than the first, says the writer, for anyone can see that in spite of the priests' claims to be masters of the Bible they never learn one word of it their whole life long. The third wall falls of itself, for the Bible plainly commands everyone to punish and correct any wrong-doer, no matter what his station.
[Sidenote: Reform measures]
After this introduction Luther proposes measures of reform equally drastic and comprehensive. The first twelve articles are devoted to the pope, the annates, the appointment of foreigners to German benefices, the appeal of cases to Rome, the asserted authority of the papacy over bishops, the emperor, and other rulers. All these abuses, as well as jubilees and pilgrimages to Rome should be simply forbidden by the civil government. The next three articles deal with sacerdotal celibacy, recommending that priests be allowed to marry, and calling for the suppression of many of the cloisters. It is further urged that foundations for masses and for the support of idle priests be abolished, that various vexatious provisions of the Canon Law be repealed, and that begging on any pretext be prohibited. The twenty-fourth article deals with the Bohemian schism, saying that Huss was wrongly {72} burned, and calling for union with the Hussites who deny transubstantiation and demand the cup for the laity. Next, the writer takes up the reform of education in the interests of a more biblical religion. Finally, he urges that sumptuary laws be passed, that a bridle be put in the mouth of the great monopolists and usurers, and that brothels be no longer tolerated.
Of all the writer's works this probably had the greatest and most immediate influence. Some, indeed, were offended by the violence of the language, defended by Luther from the example of the Bible and by the necessity of rousing people to the enormities he attacked. But most hailed it as a "trumpet-blast" calling the nation to arms. Four thousand copies were sold in a few days, and a second edition was called for within a month. Voicing ideas that had been long, though vaguely, current, it convinced almost all of the need of a reformation. According to their sympathies men declared that the devil or the Holy Ghost spoke through Luther.
[Sidenote: The Babylonian Captivity, 1520]
Though less popular both in form and subject, The Babylonian Captivity of the Church was not less important than the Address to the German Nobility. It was a mortal blow at the sacramental system of the church. In judging it we must again summon the aid of our historical imagination. In the sixteenth century dogmas not only seemed but were matters of supreme importance. It was just by her sacramental system, by her claim to give the believer eternal life and salvation through her rites, that the church had imposed her yoke on men. As long as that belief remained intact progress in thought, in freedom of conscience, in reform, remained difficult. And here, as is frequently the case, the most effective arguments were not those which seem to us logically the strongest. Luther made no appeal to reason as such. He {73} appealed to the Bible, recognized by all Christians as an authority, and showed how far the practice of the church had degenerated from her standard. [Sidenote: Sacraments] In the first place he reduced the number of sacraments, denying that name to matrimony, orders, extreme unction and confirmation. In attacking orders he demolished the priestly ideal and authority. In reducing marriage to a civil contract he took a long step towards the secularization of life. Penance he considered a sacrament in a certain sense, though not in the strict one, and he showed that it had been turned by the church from its original significance of "repentance" [1] to that of sacramental penance, in which no faith was required but merely an automatic act. Baptism and the eucharist he considered the only true sacraments, and he seriously criticized the prevalent doctrine of the latter. He denied that the mass is a sacrifice or a "good work" pleasing to God and therefore beneficial to the soul either of living or of dead. He denied that the bread and wine are transubstantiated into the body and blood of Jesus, though he held that the body and blood are really present with the elements. He demanded that the cup be given to the laity.
The whole trend of Luther's thought at this time was to oppose the Catholic theory of a mechanical distribution of grace and salvation (the so-called opus operatum) by means of the sacraments, and to substitute for it an individual conception of religion in which faith only should be necessary. How far he carried this idea may be seen in his Sermon on the New Testament, that is on the Holy Mass,[2] published in the same year as the pamphlets just analysed. In it he makes the essence of the sacrament forgiveness, and the vehicle of this forgiveness the word of God apprehended by {74} faith, not the actual participation in the sacred bread and wine. Had he always been true to this conception he would have left no place for sacrament or priest at all. But in later years he grew more conservative, until, under slightly different names, almost the old medieval ideas of church and religion were again established, and, as Milton later expressed it, "New presbyter was but old priest writ large."
[1] In Latin penitentia means both penance and repentance.
[2] Cf. Matthew, xxvi, 28.
SECTION 2. THE REVOLUTION
[Sidenote: Germany]
Although the Germans had arrived, by the end of the fifteenth century, at a high degree of national self-consciousness, they had not, like the French and English, succeeded in forming a corresponding political unity. The Holy Roman Empire of the German Nation, though continuing to assert the vast claims of the Roman world-state, was in fact but a loose confederacy of many and very diverse territories. On a map drawn to the scale 1:6,000,000 nearly a hundred separate political entities can be counted within the limits of the Empire and there were many others too small to appear. The rulers of seven of these territories elected the emperor; they were the three spiritual princes, the Archbishops of Mayence, Treves and Cologne, the three German temporal princes, the Electors of the Rhenish Palatinate, Saxony, and Brandenburg, and in addition the King of Bohemia, who, save for purposes of the imperial choice, did not count as a member of the Germanic body. Besides these there were some powerful dukedoms, like Austria and Bavaria, and numerous smaller bishoprics and counties. There were also many free cities, like Augsburg and Nuremberg, small aristocratic republics. Finally there was a large body of "free knights" or barons, whose tiny fiefs amounted often to no more than a castle and a few acres, but who owned no feudal superior save {75} the emperor. The unity of the Empire was expressed not only in the person of the emperor, but in the Diet which met at different places at frequent intervals. Its authority, though on the whole increasing, was small.
With no imperial system of taxation, no professional army and no centralized administration, the real power of the emperor dwindled. Such as it was he derived it from the fact that he was always elected from one of the great houses. Since 1438 the Hapsburgs, Archdukes of Austria, had held the imperial office. Since 1495 there was also an imperial supreme court of arbitration. [Sidenote: 1495] The first imperial tax was levied in 1422 to equip a force against the Hussites. In the fifteenth century also the rudiments of a central administration were laid in the division of the realm into ten "circles," and the levy of a small number of soldiers. And yet, at the time of the Reformation, the Empire was little better than a state in dissolution through the centrifugal forces of feudalism.
So little was the Empire an individual unit that the policy of her rulers themselves was not imperial. The statesmanship of Maximilian was something smaller than national; it was that of his Archduchy of Austria. The policy of his successor, on the other hand, was determined by something larger than Germany, the consideration of the Spanish and Burgundian states that he also ruled. Maximilian tried in every way to aggrandize his personal power, not that of the German Nation. [Sidenote: Maximilian I, 1493-1519] The Diet of Worms of 1495 tried to remodel the constitution. It proclaimed a perpetual public peace, provided that those who broke it should be outlawed, and placed the duty of executing the ban upon all territories within ninety miles of the offender. It also passed a bill for taxation, called the "common penny," which combined features of a poll tax, an {76} income tax and a property tax. The difficulty of collecting it was great; Maximilian himself as a territorial prince tried to evade it instead of setting his subjects the good example of paying it. He probably derived no more than the trifling sum of 50,000-100,000 gulden from it annually. The Diet also revived the Supreme Court and gave it a permanent home at Frankfort-on-the-Main. Feeble efforts to follow up this beginning of reform were made in subsequent Diets, but they failed owing to the insuperable jealousies of the princes and because the party of national unity lost the sympathy of the common people, to whom alone they could look for support.
Maximilian's external policy, though adventurous and unstable, was somewhat more successful. His only principle was to grasp whatever opportunity seemed to offer. Thus at one time he seriously proposed to have himself elected pope. His marriage with Mary, the daughter of Charles the Bold, added to the estates of his house Burgundy—the land comprising what is now Belgium, Luxemburg, most of Holland and large portions of north-eastern France. On the death of Mary, in 1482, Maximilian had much trouble in getting himself acknowledged as regent of her lands for their son Philip the Handsome. A part of the domain he also lost in a war with France. This was more than made up, however, by the brilliant match he made for Philip in securing for him the hand of Mad Joanna, the daughter and heiress of Ferdinand and Isabella of Spain. This marriage produced two sons, Charles and Ferdinand. The deaths of Isabella (1504), of Philip (1506) and of Ferdinand of Aragon (1516) left Charles at the age of sixteen the ruler of Burgundy and of Spain with its immense dependencies in Italy and in America. [Sidenote: Charles V, 1500-1558] From this time forth the policy of Maximilian concentrated in the effort to {77} secure the succession of his eldest grandson to the imperial throne.
When Maximilian died on January 12, 1519, there were several candidates for election. So little was the office considered national that the kings of France and England entered the lists, and the former, Francis I, actually at one time secured the promise of votes from the majority of electors. Pope Leo made explicit engagements to both Charles and Francis to support their claims, and at the same time instructed his legate to labor for the choice of a German prince, either Frederic of Saxony, if he would in return give up Luther, or else Joachim of Brandenburg. But at no time was the election seriously in doubt. The electors followed the only possible course in choosing Charles on June 28. They profited, however, by the rivalry of the rich king of France to extort enormous bribes and concessions from Charles. The banking house of Fugger supplied the necessary funds, and in addition the agents of the emperor-elect were obliged to sign a "capitulation" making all sorts of concessions to the princes. One of these, exacted by Frederic of Saxony in the interest of Luther, was that no subject should be outlawed without being heard.
The settlement of the imperial election enabled the pope once more to turn his attention to the suppression of the rapidly growing heresy. After the Leipzig debate the universities of Cologne and Louvain had condemned Luther's positions. Eck went to Rome in March, 1520, and impressed the curia, which was already planning a bull condemning the heretic, with the danger of delay. After long discussions the bull Exsurge Domine was ratified by the College of Cardinals and promulgated by Leo on June 15. [Sidenote: Bull against Luther, 1520] In this, forty-one of Luther's sayings, relating to the sacraments of penance and the eucharist, to indulgences and {78} the power of the pope, to free will and purgatory, and to a few other matters, were anathematized as heretical or scandalous or false or offensive to pious ears. His books were condemned and ordered to be burnt, and unless he should recant within sixty days of the posting of the bull in Germany he was to be considered a heretic and dealt with accordingly. Eck was entrusted with the duty of publishing this fulmination in Germany, and performed the task in the last days of September.
The time given Luther in which to recant therefore expired two months later. Instead of doing so he published several answers to "the execrable bull of Anti-christ," and on December 10 publicly and solemnly burnt it, together with the whole Canon Law. This he had come to detest, partly as containing the "forged decretals," partly as the sanction for a vast mechanism of ecclesiastical use and abuse, repugnant to his more personal theology. The dramatic act, which sent a thrill throughout Europe, symbolized the passing of some medieval accretions on primitive Christianity. There was nothing left for the pope but to excommunicate the heretic, as was done in the bull Decet Pontificem Romanum drawn up at Rome in January, [Sidenote: 1521] and published at Worms on May 6.
In the meantime Charles had come to Germany. For more than a year after his election he remained in Spain, where his position was very insecure on account of the revolt against his Burgundian officers. Arriving in the Netherlands in the summer of 1520 Charles was met by the special nuncios of the pope, Caracciolo and Aleander. After he was crowned emperor at Aix-la-Chapelle, he opened his first Diet, at Worms. [Sidenote: October 23, 1520 January 27, 1521 The Diet of Worms]
Before this august assembly came three questions of highest import. The first related to the dynastic {79} policy of the Hapsburgs. For the chronic war with France an army of 24,000 men and a tax of 128,000 gulden was voted. The disposition of Wuerttemberg caused some trouble. Duke Ulrich had been deposed for rebellion in 1518, and his land taken from him by the Swabian League and sold to the emperor in 1520. Together with the Austrian lands, which Charles secretly handed over to his young brother Ferdinand, this territory made the nucleus of Hapsburg power in Germany.
The Diet then took up the question of constitutional reform. In order to have a permanent administrative body, necessary during the long absences of the emperor, an Imperial Council of Regency was established and given a seat at Nuremberg. [Sidenote: Council of Regency] The emperor nominated the president and four of the twenty-two other members; each of the six German electors nominated one member; six were chosen by the circles into which the Empire was divided and six were elected by the other estates. The powers of the council were limited to the times when the emperor was away.
The third question treated by the Diet was the religious one. As usual, they drew up a long list of grievances against the pope, to which many good Catholics in the assembly subscribed. Next they considered what to do with Luther. Charles himself, who could speak no language but French, and had no sympathy whatever with a rebel from any authority spiritual or temporal, would much have preferred to outlaw the Wittenberg professor at once, but he was bound by his promise to Frederic of Saxony. Of the six electors, who sat apart from the other estates, Frederic was strongly for Luther, the Elector Palatine was favorably inclined towards him, and the Archbishop of Mayence represented a mediating policy. The other three electors were opposed. Among the {80} lesser princes a considerable minority was for Luther, whereas among the representatives of the free cities and of the knights, probably a majority were his followers. The common people, though unrepresented, applauded Luther, and their clamors could not pass unheeded even by the aristocratic members of the Diet. [Sidenote: February 13] The debate was opened by Aleander in a speech dwelling on the sacramental errors of the heretic and the similarity of his movement to that of the detested Bohemians. After a stormy session the estates decided to summon the bold Saxon before them and accordingly a citation, together with a safe-conduct, was sent him.
Though there was some danger in obeying the summons, Luther's journey to Worms, was a triumphal progress. Brought before the Diet in the late afternoon of April 17, he was asked if a certain number of books, the titles of which were read, were his and if he would recant the heresy contained in them. The form of the questions took him by surprise, for he had expected to be confronted with definite charges and to be allowed to defend his positions. He accordingly asked for time, and was granted one more day. [Sidenote: April 18, 1521] On his second appearance he made a great oration admitting that the books were his and closing with the words:
Unless I am convicted by Scripture or by right reason (for I trust neither popes nor councils since they have often erred and contradicted themselves) . . . I neither can nor will recant anything since it is neither safe nor right to act against conscience. God help me. Amen.
There he stood, braving the world, for he could do no other. . . . He left the hall the hero of his nation.
Hoping still to convince him of error, Catholic theologians held protracted but fruitless conferences with him before his departure from Worms on the 26th of {81} April. The sympathy of the people with him was shown by the posting at Worms of placards threatening his enemies. Charles was sincerely shocked and immediately drew up a statement that he would hazard life and lands on the maintenance of the Catholic faith of his fathers. An edict was drafted by Aleander on the model of one promulgated in September in the Netherlands. [Sidenote: Luther banned] The Edict of Worms put Luther under the ban of the Empire, commanded his surrender to the government at the expiration of his safe-conduct, and forbade all to shelter him or to read his writings. Though dated on May 8, to make it synchronize with a treaty between Charles and Leo, the Edict was not passed by the Diet until May 26. At this time many of the members had gone home, and the law was forced on the remaining ones, contrary to the wishes of the majority, by intrigue and imperial pressure.
After leaving Worms Luther was taken by his prince, Frederic the Wise, and placed for safe-keeping in the Wartburg, a fine old castle near Eisenach. [Sidenote: The Wartburg] Here he remained in hiding for nearly a year, while doing some of his most important work. Here he wrote his treatise On Monastic Vows, declaring that they are wrong and invalid and urging all priests, nuns and monks to leave the cloister and to marry. In thus freeing thousands of men and women from a life often unproductive and sterile Luther achieved one of the greatest of his practical reforms. At the Wartburg also Luther began his translation of the Bible. The New Testament appeared in September 1522, and the Old Testament followed in four parts, the last published in 1532.
[Sidenote: The radicals]
While Luther was in retirement at the Wartburg, his colleagues Carlstadt and Melanchthon, and the Augustinian friar Gabriel Zwilling, took up the movement at Wittenberg and carried out reforms more radical {82} than those of their leader. The endowments of masses were confiscated and applied to the relief of the poor on new and better principles. Prostitution was suppressed. A new order of divine service was introduced, in which the words purporting that the mass was a sacrifice were omitted, and communion was given to the laity in both kinds. Priests were urged to marry, and monks were almost forced to leave the cloister. An element of mob violence early manifested itself both at Wittenberg and elsewhere. An outbreak at Erfurt against the clergy occurred in June, 1521, and by the end of the year riots took place at Wittenberg.
Even now, at the dawn of the revolution, appeared the beginnings of those sects, more radical than the Lutheran, commonly known as Anabaptist. The small industrial town of Zwickau had long been a hotbed of Waldensian heresy. Under the guidance of Thomas Muenzer the clothweavers of this place formed a religious society animated by the desire to renovate both church and state by the readiest and roughest means. Suppression of the movement at Zwickau by the government resulted only in the banishment, or escape, of some of the leaders. [Sidenote: December 27, 1521] Three of them found their way to Wittenberg, where they proclaimed themselves prophets divinely inspired, and conducted a revival marked with considerable, though harmless, extravagance.
[Sidenote: January 20, 1522]
As the radicals at Wittenberg made the whole of Northern Germany uneasy, the Imperial Council of Regency issued a mandate forbidding all the innovations and commanding the Elector of Saxony to stop them. It is remarkable that Luther in this felt exactly as did the Catholics. Early in March he returned to Wittenberg with the express purpose of checking the reforms which had already gone too far {83} for him. His personal ascendency was so great that he found no trouble in doing so. Not only the Zwickau prophets, but Carlstadt and Zwilling were discredited. Almost all their measures were repealed, including those on divine service which was again restored almost to the Catholic form. Not until 1525 were a simple communion service and the use of German again introduced.
[Sidenote: Rebellion of the knights, 1522-3]
It soon became apparent that all orders and all parts of Germany were in a state of ferment. The next manifestation of the revolutionary spirit was the rebellion of the knights. This class, now in a state of moral and economic decay, had long survived any usefulness it had ever had. The rise of the cities, the aggrandizement of the princes, and the change to a commercial from a feudal society all worked to the disadvantage of the smaller nobility and gentry. About the only means of livelihood left them was freebooting, and that was adopted without scruple and without shame. Envious of the wealthy cities, jealous of the greater princes and proud of their tenure immediately from the emperor, the knights longed for a new Germany, more centralized, more national, and, of course, under their special direction. In the Lutheran movement they thought they saw their opportunity; in Ulrich von Hutten they found their trumpet, in Francis von Sickingen their sword. A knight himself, but with possessions equal to those of many princes, a born warrior, but one who knew how to use the new weapons, gold and cannon, Sickingen had for years before he heard of Luther kept aggrandizing his power by predatory feuds. So little honor had he, that though appointed to high military command in the campaign against France, he tried to win personal advantage by treason, playing off the emperor against King Francis, with whom, for a long time, he almost {84} openly sided. In 1520 he fell under the influence of Hutten, who urged him to espouse the cause of the "gospel" as that of German liberty. By August 1522 he became convinced that the time was ripe for action, and issued a manifesto proclaiming that the feudal dues had become unbearable, and giving the impression that he was acting as an ally of Luther, although the latter knew nothing of his intentions and would have heartily disapproved of his methods.
Sickingen's first march was against Treves. The archbishop's "unchristian cannon" forced him to retire from this city. On October 10 the Council of Regency declared him an outlaw. A league formed by Treves, the Palatinate and Hesse, defeated him and captured his castle at Landstuhl in May, 1523. Mortally wounded he died on May 7.
Alike unhurt and unhelped by such incidents as the revolt of the knights, the main current of religious revolution swept onwards. Leo X died on December 1, 1521, and in his place was elected Adrian of Utrecht, a man of very different character. [Sidenote: Adrian VI, 1522-33] Though he had already taken a strong stand against Luther, he was deeply resolved to reform the corruption of the church. To the Diet called at Nuremberg [Sidenote: Diet of Nuremberg, 1522] in the latter part of 1522 he sent as legate Chieregato with a brief demanding the suppression of the schism. It was monstrous, said he, that one little brother should seduce a whole nation from the path trodden by so many martyrs and learned doctors. Do you suppose, he asked, that the people will longer respect civil government if they are taught to despise the canons and decrees of the spiritual power? At the same time Adrian wrote to Chieregato:
Say that we frankly confess that God permits this persecution of his church on account of the sins of men, especially those of the priests and prelates. . . . We {85} know that in this Holy See now for some years there have been many abominations, abuses in spiritual things, excesses in things commanded, in short, that all has become perverted. . . . We have all turned aside in our ways, nor was there, for a long time, any who did right,—no, not one.
This confession rather strengthened the reform party, than otherwise, making its demands seem justified; and all that the Diet did towards the settlement of the religious question was to demand that a council, with representation of the laity, should be called in a German city. A long list of grievances against the church was again drawn up and laid before the emperor.
The same Diet took up other matters. The need for reform and the impotence of the Council of Regency had both been demonstrated by the Sickingen affair. A law against monopolies was passed, limiting the capital of any single company to fifty thousand gulden. In order to provide money for the central government a customs duty of 4 per cent. ad valorem was ordered. Both these measures weighed on the cities, which accordingly sent an embassy to Charles. They succeeded in inducing him to disallow both laws.
[Sidenote: Diet of Nuremberg, 1524]
The next Diet, which assembled at Nuremberg early in 1524, naturally refrained from passing more futile laws for the emperor to veto, but on the other hand it took a stronger stand than ever on the religious question. The Edict of Worms was still nominally in force and was still to all intents and purposes flouted. Luther was at large and his followers were gaining. In reply to a demand from the government that the Edict should be strictly carried out, the Diet passed a resolution that it should be observed by each state as far as its prince deemed it possible. Despairing of an oecumenical council the estates demanded that a {86} German national synod be called at Spires before the close of the year with power to decide on what was to be done for the time being.
There is no doubt that by this time the public opinion of North Germany, at least, was thoroughly Lutheran. Ferdinand hardly exaggerated when he wrote his brother that throughout the Empire there was scarce one person in a thousand not infected with the new doctrines. [Sidenote: 1523] The place now occupied by newspapers and weekly reviews was taken by a vast swarm of pamphlets, most of which have survived. [Sidenote: Popular pamphlets] Those of the years immediately following the Diet of Worms reveal the first enthusiasm of the people for the "gospel." The greater part of the broadsides produced are concerned with the leader and his doctrines. The comparison of him to Huss was a favorite one. One pamphleteer, at least, drew the parallel between his trial at Worms and that of Christ before Pilate. The whole bent of men's minds was theological. Doctrines which now seem a little quaint and trite were argued with new fervor by each writer. The destruction of images, the question of the real presence in the sacrament, justification by faith, and free will were disputed. Above all the Bible was lauded in the new translation, and the priests continued, as before, to be the favorite butt of sarcasm.
Among the very many writers of these tracts the playwright of Nuremberg, Hans Sachs, took a prominent place. In 1523 he published his poem on "the Nightingale of Wittenberg, whose voice sounds in the glorious dawn over hill and dale." This bird is, of course, Luther, and the fierce lion who has sought his life is Leo. [Sidenote: Hans Sachs] The next year Hans Sachs published no less than three pamphlets favoring the reform. They were: 1. A Disputation between a Canon and a Shoemaker, defending the Word of God and the Christian {87} Estate. 2. Conversation on the Hypocritical Works of the Clergy and their Vows, by which they hope to be saved to the disparagement of Christ's Blood. 3. A Dialogue against the Roman Avarice. Multiply these pamphlets, the contents of which is indicated by their titles, by one hundred, and we arrive at some conception of the pabulum on which the people grew to Protestantism. Of course there were many pamphlets on the other side, but here, as in a thousand other cases, the important thing proved to be to have the cause ventilated. So long as discussion was forced in the channels selected by the reformers, even the interest excited by their adversaries redounded ultimately to their advantage.
[Sidenote: The Peasants' War, 1524-5]
The denunciation of authority, together with the message of the excellence of the humblest Christian and the brotherhood of man, powerfully contributed to the great rising of the lower classes, known as the Peasants' War, in 1524-5. It was not, as the name implied, confined to the rustics, for probably as large a proportion of the populace of cities as of the tillers of the soil joined it. Nor was there in it anything entirely new. The cry for justice was of long standing, and every single element of the revolt, including the hatred of the clergy and demand for ecclesiastical reform, is to be found also in previous risings. Thus, the rebellion of peasants under Hans Boehm, commonly called the Piper of Niklashausen, in 1476, was brought about by a religious appeal. The leader asserted that he had special revelations from the Virgin Mary that serfdom was to be abolished, and the kingdom of God to be introduced by the levelling of all social ranks; and he produced miracles to certify his divine calling. There had also been two risings, closely connected, the first, in 1513, deriving its name of "Bundschuh" from the peasant's tied shoe, a class emblem, and the {88} second, in 1514, called "Poor Conrad" after the peasant's nickname. If the memory of the suppression of all these revolts might dampen the hopes of the poor, on the other hand the successful rise of the Swiss democracy was a perpetual example and encouragement to them.
[Sidenote: Causes]
The most fundamental cause of all these risings alike was, of course, the cry of the oppressed for justice. This is eternal, as is also one of the main alignments into which society usually divides itself, the opposition of the poor and the rich. It is therefore not very important to inquire whether the lot of the third estate was getting better or worse during the first quarter of the sixteenth century. In either case there was a great load of wrong and tyranny to be thrown off. But the question is not uninteresting in itself. As there are diametrically opposite answers to it, both in the testimony of contemporaries and in the opinion of modern scholars, it is perhaps incapable of being answered. In some districts, and in some respects, the lot of the poor was becoming a little easier; in other lands and in different ways it was becoming harder. The time was one of general prosperity, in which the peasant often shared. The newer methods of agriculture, manufacture and commerce benefited him who knew how to take advantage of them. That some did so may be inferred from the statement of Sebastian Brant that the rustics dress like nobles, in satin and gold chains. On the other hand the rising prices would bear hard on those laborers dependent on fixed wages, though relieving the burden of fixed rents. The whole people, except the merchants, disliked the increasing cost of living and legislated against it to the best of their ability. Complaints against monopoly were common, and the Diets sometimes enacted laws against them. Foreign trade was looked on with {89} suspicion as draining the country of silver and gold. Again, although the peasants benefited by the growing stability of government, they felt as a grievance the introduction of the new Roman law with its emphasis upon the rights of property and of the state. Burdens directly imposed by the territorial governments were probably increasing. If the exactions from the landlords were not becoming greater, it was simply because they were always at a maximum. At no time was the rich gentleman at a loss to find law and precedent for wringing from his serfs and tenants all that they could possibly pay. [Sidenote: Peasant classes] The peasants were of three classes: the serfs, the tenants who paid a quit-rent, and hired laborers. The former, more than the others, perhaps, had now arrived at the determination to assert their rights. For them the Peasants' War was the inevitable break with a long economic past, now intolerable and hopeless. There is some evidence to show that the number of serfs was increasing. This process, by menacing the freedom of the others, united all in the resolve to stop the gradual enslavement of their class, to reckon with those who benefited by it.
How little now there was in the ideals of the last and most terrible of the peasant risings may be seen by a study of the programs of reform put forward from time to time during the preceding century. There is nothing in the manifestos of 1525 that may not be found in the pamphlets of the fifteenth century. The grievances are the same, and the hope of a completely renovated and communized society is the same. One of the most influential of these socialistic pamphlets was the so-called Reformation of the Emperor Sigismund, written by an Augsburg clergyman about 1438, first printed in 1476, and reprinted a number of times before the end of the century. Its title bears witness to the Messianic belief of the people that one of their {90} great, old emperors should sometime return and restore the world to a condition of justice and happiness. The present tract preached that "obedience was dead and justice sick"; it attacked serfdom as wicked, denounced the ecclesiastical law and demanded the freedom given by Christ.
The same doctrine, adapted to the needs of the time, is preached in the Reformation of the Emperor Frederic III, published anonymously in 1523. Though more radical than Luther it reflects some of his ideas. Still more, however, does it embody the reforms proposed at Nuremberg in 1523. It may probably have been written by George Ruexner, called Jerusalem, an Imperial Herald prominent in these circles. It advocated the abolition of all taxes and tithes, the repeal of all imperial civil laws, the reform of the clergy, the confiscation of ecclesiastical property, and the limitation of the amount of capital allowed any one merchant to 10,000 gulden.
Though there was nothing new in either the manner of oppression or in the demands of the third estate during the last decade preceding the great rebellion, there does seem to be a new atmosphere, or tone, in the literature addressed to the lower classes. While on the one hand the poor were still mocked and insulted as they always had been by foolish and heartless possessors of inherited wealth and position, from other quarters they now began to be also flattered and courted. The peasant became in the large pamphlet literature of the time an ideal figure, the type of the plain, honest, God-fearing man. [Sidenote: The peasant idealized] Nobles like Duke Ulrich of Wuerttemberg affected to be called by popular nicknames. Carlstadt and other learned men proclaimed that the peasant knew better the Word of God and the way of salvation than did the learned. Many radical preachers, especially the Anabaptist {91} Muenzer, carried the message of human brotherhood to the point of communism. There were a number of lay preachers, the most celebrated being the physician Hans Maurer, who took the sobriquet "Karsthans." This name, "the man with the hoe," soon became one of the catch-words of the time, and made its way into popular speech as a synonym for the simple and pious laborer. Hutten took it up and urged the people to seize flails and pitchforks and smite the clergy and the pope as they would the devil. [Sidenote: 1521] Others preached hatred of the Jews, of the rich, of lawyers. Above all they appealed to the Bible as the devine law, and demanded a religious reform as a condition and preliminary to a thorough renovation of society. Although Luther himself from the first opposed all forms of violence, his clarion voice rang out in protest against the injustice of the nobles. "The people neither can nor will endure your tyranny any longer," he said to them in 1523, "God will not endure it; the world is not what it once was when you drove and hunted men like wild beasts."
The rising began at Stuehlingen, not far from the Swiss frontier, in June 1524, and spread with considerable rapidity northward, until the greater part of Germany was in the throes of revolution. The rebels were able to make headway because most of the regular troops had been withdrawn to the Turkish front or to Italy to fight the emperor's battle against France. In South Germany, during the first six months, the gatherings of peasants and townsmen were eminently peaceable. They wished only to negotiate with their masters and to secure some practical reforms. But when the revolt spread to Franconia and Saxony, a much more radically socialistic program was developed and the rebels showed themselves readier to enforce their demands by arms. For the year 1524 there {92} was no general manifesto put forward, but there were negotiations between the insurgents and their quondam masters. In this district or in that, lists of very specific grievances were presented and redress demanded. In some cases merely to gain time, in others sincerely, the lords consented to reply to these petitions. They denied this or that charge, and they promised to end this or that form of oppression. Neither side was prepared for civil war. In all it was more like a modern strike than anything else.
In the early months of 1525 several programs were drawn up of a more general nature than those previously composed, and yet by no means radical. The most famous of these was called The Twelve Articles, printed and widely circulated in February. [Sidenote: The Twelve Articles] The exact place at which they originated is unknown. The authorship has been much disputed, and necessarily so, for they were the work of no one brain, but were as composite a production as is the Constitution of the United States. The material in them is drawn from the mouths of a whole people. Far more than in other popular writings one feels that they are the genuine expression of the public opinion of a great class. Probably their draftsman was Sebastian Lotzer, the tanner who for years past had preached apostolic communism. It is not impossible that the Anabaptist Balthasar Huebmaier had a hand in them. Their demands are moderate and would be considered matters of self-evident justice to-day. The first article is for the right of each community to choose its own pastor. The second protests against the minor tithes on vegetables paid to the clergy, though expressly admitting the legality of the tithes on grain. The third article demands freedom for the serfs, the fourth and fifth, ask for the right to hunt and to cut wood in the forests. The sixth, seventh and eighth articles {93} protest against excessive forced labor, illegal payments and exorbitant rents. The ninth article denounces the new (Roman) law, and requests the reestablishment of the old (German) law. The tenth article voices the indignation of the poor at the enclosure by the rich of commons and other free land. The eleventh demands the abolition of the heriot, or inheritance-tax, by which the widow of a rustic was obliged to yield to her lord the best head of cattle or other valuable possession. The final article expresses the willingness of the insurgents to have all their demands submitted to the Word of God. Both here and in the preamble the entire assimilation of divine and human law is postulated, and the charge that the Lutheran Gospel caused sedition, is met.
[Sidenote: Other manifestos]
Though the Twelve Articles were adopted by more of the bands of peasants than was any other program, yet there were several other manifestos drawn up about the same time. Thus, in the Fifty-nine Articles of the Stuehlingen peasants the same demands are put forth with much more detail. The legal right to trial by due process of law is asserted, and vexatious payments due to a lord when his peasant marries a woman from another estate, are denounced. But here, too, and elsewhere, the fundamental demands were the same: freedom from serfdom, from oppressive taxation and forced labor, and for unrestricted rights of hunting and woodcutting in the forests. Everywhere there is the same claim that the rights of the people are sanctioned by the law of God, and generally the peasants assume that they are acting in accordance with the new "gospel" of Luther. The Swabians expressly submitted their demands to the arbitration of a commission of four to consist of a representative of the emperor, Frederic of Saxony, Luther and either Melanchthon or Bugenhagen.
{94} When the revolt reached the central part of Germany it became at once more socialistic and more bloody. [Sidenote: Muenzer] The baleful eloquence of Thomas Muenzer was exerted at Muehlhausen to nerve the people to strike down the godless with pitiless sword. Already in September 1524 he preached: "On! on! on! This is the time when the wicked are as fearful as hounds. . . . Regard not the cries of the godless. . . . On, while the fire is hot. Let not your swords be cold from blood. Smite bang, bang on the anvil of Nimrod; cast his tower to the ground!" Other leaders took up the message and called for the extirpation of the tyrants, including both the clergy and the lords. Communism was demanded as in the apostolic age; property was denounced as wrong. Regulation of prices was one measure put forward, and the committing of the government of the country to a university another.
The propaganda of deeds followed close upon the propaganda of words. During the spring of 1525 in central Germany forty-six cloisters and castles were burned to the ground, while violence and rapine reigned supreme with all the ferocity characteristic of class warfare. On Easter Sunday, April 16, one of the best-armed bands of peasants, under one of the most brutal leaders, Jaecklein Rohrbach, attacked Weinsberg. The count and his small garrison of eighteen knights surrendered and were massacred by the insurgents, who visited mockery and insult upon the countess and her daughters. Many of the cities joined the peasants, and for a short time it seemed as if the rebellion might be successful.
[Sidenote: Suppression of the rising]
But in fact the insurgents were poorly equipped, untrained, without cooeperation or leadership. As soon as the troops which won the battle of Pavia in Italy were sent back to Germany the whole movement collapsed. [Sidenote: February 24, 1525] The Swabian League inflicted decisive {95} defeats upon the rebels at Leipheim on April 4, and at Wurzach ten days later. Other blows followed in May. In the center of Germany the Saxon Electorate lay supine. Frederic the Wise died in the midst of the tumult [Sidenote: May 5, 1525] after expressing his opinion that it was God's will that the common man should rule, and that it would be wrong to resist the divine decree. His young neighbor, Philip, Landgrave of Hesse, acted vigorously. After coming to terms with his own subjects by negotiations, he raised troops and met a band of insurgents at Frankenhausen. He wished to treat with them also, but Muenzer's fanaticism, promising the deluded men supernatural aid, nerved them to reject all terms. In the very ancient German style they built a barricade of wagons, and calmly awaited the attack of the soldiers. [Sidenote: May 15] Undisciplined and poorly armed, almost at the first shot they broke and fled in panic, more than half of them perishing on the field. Muenzer was captured, and, after having been forced by torture to sign a confession of his misdeeds, was executed. After this there was no strength left in the peasant cause. The lords, having gained the upper hand, put down the rising with great cruelty. The estimates of the numbers of peasants slain vary so widely as to make certainty impossible. Perhaps a hundred thousand in all perished. The soldiers far outdid the rebels in savage reprisals. The laborers sank back into a more wretched state than before; oppression stalked with less rebuke than ever through the land.
SECTION 3. THE FORMATION or THE PROTESTANT PARTY
[Sidenote: Defections from Luther]
In the sixteenth century politics were theological. The groups into which men divided had religious slogans and were called churches, but they were also political parties. The years following the Diet of {96} Worms saw the crystallization of a new group, which was at first liberal and reforming and later, as it grew in stability, conservative. At Worms almost all the liberal forces in Germany had been behind Luther, the intellectuals, the common people with their wish for social amelioration, and those to whom the religious issue primarily appealed. But this support offered by public opinion was vague; in the next years it became, both more definite and more limited. At the same time that city after city and state after state was openly revolting from the pope, until the Reformers had won a large constituency in the Imperial Diets and a place of constitutional recognition, there was going on another process by which one after another certain elements at first inclined to support Luther fell away from him. During these years he violently dissociated himself from the extreme radicals and thus lost the support of the proletariat. In the second place the growing definiteness and narrowness of his dogmatism and his failure to show hospitality to science and philosophy alienated a number of intellectuals. Third, a great schism weakened the Protestant church. But these losses were counterbalanced by two gains. The first was the increasing discipline and coherence of the new churches; the second was their gradual but rapid attainment of the support of the middle and governing classes in many German states.
[Sidenote: The Radicals]
Luther's struggle with radicalism had begun within a year after his stand at Worms. He had always been consistently opposed to mob violence, even when he might have profited by it. At Worms he disapproved Hutten's plans for drawing the sword against the Romanists. When, from his "watchtower," he first spied the disorders at Wittenberg, he wrote that notwithstanding the great provocation given to the common man by the clergy, yet tumult was the work of {97} the devil. When he returned home he preached that the only weapon the Christian ought to use was the Word. "Had I wished it," said he then, "I might have brought Germany to civil war. Yes, at Worms I might have started a game that would not have been safe for the emperor, but it would have been a fool's game. So I did nothing, but only let the Word act." Driven from Wittenberg, the Zwickau prophets, assisted by Thomas Muenzer, continued their agitation elsewhere. As long as their propaganda was peaceful Luther was inclined to tolerate it. "Let them teach what they like," said he, "be it gospel or lies." But when they began to preach a campaign of fire and sword, Luther wrote, in July 1524, to his elector begging him "to act vigorously against their storming and ranting, in order that God's kingdom may be advanced by word only, as becomes Christians, and that all cause of sedition may be taken from the multitude [Herr Omnes, literally Mr. Everybody], more than enough inclined to it already."
When the revolt at last broke out Luther was looked up to and appealed to by the people as their champion. In April 1525 he composed an Exhortation to Peace on the Twelve Articles of the Swabian Peasants, [Sidenote: Exhortation to Peace] in which he distributed the blame for the present conditions liberally, but impartially, on both sides, aristocrats and peasants. To the former he said that their tyranny, together with that of the clergy had brought this punishment on themselves, and that God intended to smite them. To the peasants he said that no tyranny was excuse for rebellion. Of their articles he approved of two only, that demanding the right to choose their pastors and that denouncing the heriot or death-duty. Their second demand, for repeal of some of the tithes, he characterized as robbery, and the third, for freedom of the serf, as unjustified because it made Christian {98} liberty a merely external thing, and because Paul had said that the bondman should not seek to be free (I Cor. vii, 20 f). The other articles were referred to legal experts.
Hardly had this pamphlet come from the press before Luther heard of the deeds of violence of Rohrbach and his fellows. Fearing that complete anarchy would result from the triumph of the insurgents, against whom no effective blow had yet been struck, he wrote a tract Against the Thievish, Murderous Hordes of Peasants. [Sidenote: The peasants denounced] In this he denounced them with the utmost violence of language, and urged the government to smite them without pity. Everyone should avoid a peasant as he would the devil, and should join the forces to slay them like mad dogs. "If you die in battle against them," said he to the soldiers, "you could never have a more blessed end, for you die obedient to God's Word in Romans 13, and in the service of love to free your neighbor from the bands of hell and the devil." A little later he wrote: "It is better that all the peasants be killed than that the princes and magistrates perish, because the rustics took the sword without divine authority. The only possible consequence of their Satanic wickedness would be the diabolic devastation of the kingdom of God." And again: "One cannot argue reasonably with a rebel, but one must answer him with the fist so that blood flows from his nose." Melanchthon entirely agreed with his friend. "It is fairly written in Ecclesiasticus xxxiii," said he, "that as the ass must have fodder, load, and whip, so must the servant have bread, work, and punishment. These outward, bodily servitudes are needful, but this institution [serfdom] is certainly pleasing to God."
Inevitably such an attitude alienated the lower classes. From this time, many of them looked not to {99} the Lutheran but to the more radical sects, called Anabaptists, for help. The condition of the Empire at this time was very similar to that of many countries today, where we find two large upper and middle-class parties, the conservative (Catholic) and liberal (Protestant) over against the radical or socialistic (Anabaptist).
[Sidenote: The Anabaptists]
The most important thing about the extremists was not their habit of denying the validity of infant baptism and of rebaptizing their converts, from which they derived their name. What really determined their view-point and program was that they represented the poor, uneducated, disinherited classes. The party of extreme measures is always chiefly constituted from the proletariat because it is the very poor who most pressingly feel the need for change and because they have not usually the education to judge the feasibility of the plans, many of them quack nostrums, presented as panaceas for all their woes. A complete break with the past and with the existing order has no terrors for them, but only promise.
A radical party almost always includes men of a wide variety of opinions. So the sixteenth century classed together as Anabaptists men with not only divergent but with diametrically opposite views on the most vital questions. Their only common bond was that they all alike rejected the authoritative, traditional and aristocratic organization of both of the larger churches and the pretensions of civil society. It is easy to see that they had no historical perspective, and that they tried to realize the ideals of primitive Christianity, as they understood it, without reckoning the vast changes in culture and other conditions, and yet it is impossible not to have a deep sympathy with the men most of whose demands were just and who sealed their faith with perpetual martyrdom. {100} [Sidenote: Spread of radicalism] Notwithstanding the heavy blow to reform given in the crushing of the peasants' rising, radical doctrines continued to spread among the people. As the poor found their spiritual needs best supplied in the conventicle of dissent, official Lutheranism became an established church, predominantly an aristocratic and middle-class party of vested interest and privilege.
It is sometimes said that the origin and growth of the Anabaptists was due to the German translation of the Bible. This is not true and yet there is little doubt that the publication of the German version in 1522 and the years immediately following, stimulated the growth of many sects. The Bible is such a big book, and capable of so many different interpretations, that it is not strange that a hundred different schemes of salvation should have been deduced from it by those who came to it with different prepossessions. While many of the Anabaptists were perfect quietists, preaching the duty of non-resistance and the wickedness of bearing arms, even in self-defence, others found sanction for quite opposite views in the Scripture, and proclaimed that the godless should be exterminated as the Canaanites had been. In ethical matters some sects practised the severest code of morals, while others were distinguished by laxity. By some marriage was forbidden; others wanted all the marriage they could get and advocated polygamy. The religious meetings were similar to "revivals," frequently of the most hysterical sort. Claiming that they were mystically united to God, or had direct revelations from him, they rejected the ceremonies and sacraments of historic Christianity, and sometimes substituted for them practices of the most absurd, or most doubtful, character. When Melchior Rink preached, his followers howled like dogs, bellowed like cattle, neighed like horses, and brayed like asses—some of them very {101} naturally, no doubt. In certain extreme cases the meetings ended in debauchery, while we know of men who committed murder in the belief that they were directed so to do by special revelation of God. Thus at St. Gall one brother cut another's throat, while one of the saints trampled his wife to death under the influence of the spirit. But it is unfair to judge the whole movement by these excesses.
The new sectaries, of course, ran the gauntlet of persecution. In 1529 the emperor and Diet at Spires passed a mandate against them to this effect: "By the plenitude of our imperial power and wisdom we ordain, decree, oblige, declare, and will that all Anabaptists, men and women who have come to the age of understanding, shall be executed and deprived of their natural life by fire, sword, and the like, according to opportunity and without previous inquisition of the spiritual judges." Lutherans united with Catholics in passing this edict, and showed no less alacrity in executing it. As early as 1525 the Anabaptists were persecuted at Zurich, where one of their earliest communities sprouted. Some of the leaders were drowned, others were banished and so spread their tenets elsewhere. Catholic princes exterminated them by fire and sword. In Lutheran Saxony no less than thirteen of the poor non-conformists were executed, and many more imprisoned for long terms, or banished.
And yet the radical sects continued to grow. The dauntless zeal of Melchior Hofmann braved all for the propagation of their ideas. For a while he found a refuge at Strassburg, but this city soon became too orthodox to hold him. He then turned to Holland, where the seed sowed fell into fertile ground. Two Dutchmen, the baker John Matthys of Haarlem and the tailor John Beuckelssen of Leyden went to the episcopal city of Muenster in Westphalia [Sidenote: Muenster] near the Dutch {102} border, and rapidly converted the mass of the people to their own belief in the advent of the kingdom of God on earth. An insurrection expelled the bishop's government and installed a democracy in February, 1534. After the death of Matthys on April 5, a rising of the people against the dictatorial power of Beucklessen was suppressed by this fanatic who thereupon crowned himself king under the title of John of Leyden. Communism of goods was introduced and also polygamy. The city was now besieged by its suzerain, the Bishop of Muenster, and after horrible sufferings had been inflicted on the population, taken by storm on June 25, 1535. The surviving leaders were put to death by torture.
The defeat itself was not so disastrous to the Anabaptist cause as were the acts of the leaders when in power. As the Reformer Bullinger put it: "God opened the eyes of the governments by the revolt at Muenster, and thereafter no one would trust even those Anabaptists who claimed to be innocent." Their lack of unity and organization told against them. Nevertheless the sect smouldered on in the lower classes, constantly subject to the fires of martyrdom, until, toward the close of the century, it attained some cohesion and respectability. The later Baptists, Independents, and Quakers all inherited some portion of its spiritual legacies. To the secular historian its chief interest is in the social teachings, which consistently advocated tolerance, and frequently various forms of anarchy and socialism.
[Sidenote: Defection of the humanists]
Next to the defection of the laboring masses, the severest loss to the Evangelical party in these years was that of a large number of intellectuals, who, having hailed Luther as a deliverer from ecclesiastical bondage, came to see in him another pope, not less {103} tyrannous than he of Rome. Reuchlin the Hebrew scholar and Mutian the philosopher had little sympathy with any dogmatic subtlety. Zasius the jurist was repelled by the haste and rashness of Luther. The so-called "godless painters" of Nuremberg, George Penz and the brothers Hans and Bartholomew Beham, having rejected in large part Christian doctrine, were naturally not inclined to join a new church, even when they deserted the old.
But a considerable number of humanists, and those the greatest, after having welcomed the Reformation in its first, most liberal and hopeful youth, deliberately turned their backs on it and cast in their lot with the Roman communion. The reason was that, whereas the old faith mothered many of the abuses, superstitions, and dogmatisms abominated by the humanists, it had also, at this early stage in the schism, within its close a large body of ripe, cultivated, fairly tolerant opinion. The struggling innovators, on the other hand, though they purged away much obsolete and offensive matter, were forced, partly by their position, partly by the temper of their leaders, to a raw self-assertiveness, a bald concentration on the points at issue, incompatible with winsome wisdom, or with judicial fairness. How the humanists would have chosen had they seen the Index and Loyola, is problematical; but while there was still hope of reshaping Rome to their liking they had little use for Wittenberg.
I admit that for some years I was very favorably inclined to Luther's enterprise [wrote Crotus Rubeanus in 1531] [Sidenote: Rubeanus], but when I saw that nothing was left untorn and undefiled . . . I thought the devil might bring in great evil in the guise of something good, using Scripture as his shield. So I decided to remain in the church in which I was baptized, reared and taught. Even if some fault might be found in it, yet in time it {104} might have been proved, sooner, at any rate, than in the new church which in a few years has been torn by so many sects.
Wilibald Pirckheimer, the Greek scholar and historian of Nuremberg, hailed Luther so warmly at first that he was put under the ban of the bull Exsurge Domine. By 1529, however, he had come to believe him insolent, impudent, either insane or possessed by a devil.
I do not deny [he wrote] that at the beginning all Luther's acts did not seem to be vain, since no good man could be pleased with all those errors and impostures that had accumulated gradually in Christianity. So, with others, I hoped that some remedy might be applied to such great evils, but I was cruelly deceived. For, before the former errors had been extirpated, far more intolerable ones crept in, compared to which the others seemed child's play.
[Sidenote: Appeal to Erasmus]
To Erasmus, the wise, the just, all men turned as to an arbiter of opinion. From the first, Luther counted on his support, and not without reason, for the humanist spoke well of the Theses and commentaries of the Wittenberger. On March 28, 1519, Luther addressed a letter to him, as "our glory and hope," acknowledging his indebtedness and begging for support. Erasmus answered in a friendly way, at the same time sending a message encouraging the Elector Frederic to defend his innocent subject.
Dreading nothing so much as a violent catastrophe, the humanist labored for the next two years to find a peaceful solution for the threatening problem. Seeing that Luther's two chief errors were that he "had attacked the crown of the pope and the bellies of the monks," Erasmus pressed upon men in power the plan of allowing the points in dispute to be settled by an impartial tribunal, and of imposing silence on both parties. At the same time he begged Luther to do nothing {105} violent and urged that his enemies be not allowed to take extreme measures against him. But after the publication of the pamphlets of 1520 and of the bull condemning the heretic, this position became untenable. Erasmus had so far compromised himself in the eyes of the inquisitors that he fled from Louvain in the autumn of 1521, and settled in Basle. He was strongly urged by both parties to come out on one side or the other, and he was openly taunted by Ulrich von Hutten, a hot Lutheran, for cowardice in not doing so. Alienated by this and by the dogmatism and intolerance of Luther's writings, Erasmus finally defined his position in a Diatribe on Free Will. [Sidenote: 1524] As Luther's theory of the bondage of the will was but the other side of his doctrine of justification by faith only—for where God's grace does all there is nothing left for human effort—Erasmus attacked the very center of the Evangelical dogmatic system. The question, a deep psychological and metaphysical one, was much in the air, Valla having written on it a work published in 1518, and Pomponazzi having also composed a work on it in 1520, which was, however, not published until much later. It is noticeable that Erasmus selected this point rather than one of the practical reforms advocated at Wittenberg, with which he was much in sympathy. Luther replied in a volume on The Bondage of the Will reasserting his position more strongly than ever. [Sidenote: 1525] How theological, rather than philosophical, his opinion was may be seen from the fact that while he admitted that a man was free to choose which of two indifferent alternatives he should take, he denied that any of these choices could work salvation or real righteousness in God's eyes. He did not hesitate to say that God saved and damned souls irrespective of merit. Erasmus answered again in a large work, the Hyperaspistes (Heavy-Armed Soldier), which came {106} out in two parts. [Sidenote: 1526-7] In this he offers a general critique of the Lutheran movement. Its leader, he says, is a dogmatist, who never recoils from extremes logically demanded by his premises, no matter how repugnant they may be to the heart of man. But for himself he is a humanist, finding truth in the reason as well as in the Bible, and abhorring paradoxes.
The controversy was not allowed to drop at this point. Many a barbed shaft of wit-winged sarcasm was shot by the light-armed scholar against the ranks of the Reformers. "Where Lutheranism reigns," he wrote Pirckheimer, "sound learning perishes." "With disgust," he confessed to Ber, "I see the cause of Christianity approaching a condition that I should be very unwilling to have it reach . . . While we are quarreling over the booty the victory will slip through our fingers. It is the old story of private interests destroying the commonwealth." Erasmus first expressed the opinion, often maintained since, that Europe was experiencing a gradual revival both of Christian piety and of sound learning, when Luther's boisterous attack plunged the world into a tumult in which both were lost sight of. On March 30, 1527, he wrote to Maldonato:
I brought it about that sound learning, which among the Italians and especially among the Romans savored of nothing but pure paganism, began nobly to celebrate Christ, in whom we ought to boast as the sole author of both wisdom and happiness if we are true Christians. . . . I always avoided the character of a dogmatist, except in certain obiter dicta which seemed to me conducive to correct studies and against the preposterous judgments of men.
In the same letter he tells how hard he had fought the obscurantists, and adds: "While we were waging a fairly equal battle against these monsters, behold {107} Luther suddenly arose and threw the apple of Discord into the world."
In short, Erasmus left the Reformers not because they were too liberal, but because they were too conservative, and because he disapproved of violent methods. His gentle temperament, not without a touch of timidity, made him abhor the tumult and trust to the voice of persuasion. In failing to secure the support of the humanists Protestantism lost heavily, and especially abandoned its chance to become the party of progress. Luther himself was not only disappointed in the disaffection of Erasmus, but was sincerely rebelled by his rationalism. A man who could have the least doubt about a doctrine was to him "an Arian, an atheist, and a skeptic." He went so far as to say that the great Dutch scholar's primary object in publishing the Greek New Testament was to make readers doubtful about the text, and that the chief end of his Colloquies was to mock all piety. Erasmus, whose services to letters were the most distinguished and whose ideal of Christianity was the loveliest, has suffered far too much in being judged by his relation to the Reformation. By a great Catholic[1] he has been called "the glory of the priesthood and the shame," by an eminent Protestant scholar[2] "a John the Baptist and Judas in one."
[Sidenote: Sacramentarian schism]
The battle with the humanists was synchronous with the beginnings of a fierce internecine strife that tore the young evangelical church into two parts. Though the controversy between Luther and his principal rival, Ulrich Zwingli, was really caused by a wide difference of thought on many subjects, it focused its rays, like a burning-glass, upon one point, the doctrine of the real presence of the body and blood of Christ in the {108} eucharist. The explanation of this mystery evolved in the Middle Ages and adopted by the Lateran Council of 1215, was the theory, called "transubstantiation," that the substance of the bread turned into the substance of the body, and the substance of the wine into the substance of the blood, without the "accidents" of appearance and taste being altered. Some of the later doctors of the church, Durand and Occam, opposed this theory, though they proposed a nearly allied one, called "consubstantiation," that the body and blood are present with the bread and wine. Wyclif and others, among whom was the Italian philosopher Pico della Mirandola, proposed the theory now held in most Protestant churches that the bread and wine are mere symbols of the body and blood.
At the dawn of the Reformation the matter was brought into prominence by the Dutch theologian Hoen, from whom the symbolic interpretation [Sidenote: Symbolism] was adopted first by Carlstadt and then by the Swiss Reformers Zwingli and Oecolampadius. Luther himself wavered. He attacked the sacrifice of the mass, in which he saw a "good work" repugnant to faith, and a great practical abuse, as in the endowed masses for souls, but he finally decided on the question of the real presence that the words "this is my body" were "too strong for him" and meant just what they said.
After a preliminary skirmish with Carlstadt, resulting in the latter's banishment from Saxony, there was a long and bitter war of pens between Wittenberg and the Swiss Reformers. Once the battle was joined it was sure to be acrimonious because of the self-consciousness of each side. Luther always assumed that he had a monopoly of truth, and that those who proposed different views were infringing his copyright, so to speak. "Zwingli, Carlstadt and Oecolampadius would never have known Christ's gospel rightly," he {109} opined, "had not Luther written of it first." He soon compared them to Absalom rebelling against his father David, and to Judas betraying his Master. Zwingli on his side was almost equally sure that he had discovered the truth independently of Luther, and, while expressing approbation of his work, refused to be called by his name. His invective was only a shade less virulent than was that of his opponent.
The substance of the controversy was far from being the straight alignment between reason and tradition that it has sometimes been represented as. Both sides assumed the inerrancy of Scripture and appealed primarily to the same biblical arguments. Luther had no difficulty in proving that the words "hoc est corpus meum" meant that the bread was the body, and he stated that this must be so even if contrary to our senses. Zwingli had no difficulty in proving that the thing itself was impossible, and therefore inferred that the biblical words must be explained away as a figure of speech. In a long and learned controversy neither side convinced the other, but each became so exasperated as to believe the other possessed of the devil. In the spring of 1529 Lutherans joined Catholics at the Diet of Spires in refusing toleration to the Zwinglians. The division of Protestants of course weakened them. Their leading statesman, Philip, Landgrave of Hesse, seeing this, did his best to reconcile the leaders. For several years he tried to get them to hold a conference, but in vain. Finally, he succeeded in bringing together at his castle at Marburg on the Lahn, Luther, Melanchthon, Zwingli, Oecolampadius, and a large number of other divines. [Sidenote: Marburg colloquy October 1-3, 1529] The discussion here only served to bring out more strongly the irreconcilability of the two "spirits." Shortly afterwards, when the question of a political alliance came up, the Saxon theologians drafted a memorial stating that {110} they would rather make an agreement with the heathen than with the "sacramentarians." [Sidenote: 1530] The same attitude was preserved at the Diet of Augsburg, where the Lutherans were careful to avoid all appearance of friendship with the Zwinglians lest they should compromise their standing with the Catholics. Zwingli and his friends were hardly less intransigeant.
[Sidenote: October 11, 1531]
When Zwingli died in battle with the Catholic cantons and when Oecolampadius succumbed to a fever a few weeks later, Luther loudly proclaimed that was a judgment of God and a triumph for his own party. Though there was no hope of reconciling the Swiss, the South German Zwinglians, headed by the Strassburg Reformers Bucer and Capito, hastened to come to an understanding with Wittenberg, without which their position would have been extremely perilous. Bucer claimed to represent a middle doctrine, such as was later asserted by Calvin. As no middle ground is possible, the doctrine is unintelligible, being, in fact, nothing but the statement, in strong terms, of two mutually exclusive propositions. After much humiliation the divines succeeded, however, in satisfying Luther, with whom they signed the Wittenberg Concord on May 29, 1536. The Swiss still remained without the pale, and Luther's hatred of them grew with the years. Shortly before his death he wrote that he would testify before the judgment-seat of God his loathing for the sacramentarians. He became more and more conservative, bringing back to the sacrament some of the medieval superstitions he had once expelled. He began again to call it an offering and a sacrifice and again had it elevated in church for the adoration of the faithful. He wavered on this point, because, as he said, he doubted whether it were more his duty to "spite" the papists or the sacramentarians. He finally decided on the latter, "and if necessary," {111} continued he, "I will have the host elevated three, seven, or ten times, for I will not let the devil teach me anything in my church."
[Sidenote: Growth of Lutheranism in middle and upper classes]
Notwithstanding the bitter controversies just related Lutheranism flourished mightily in the body of the people who were neither peasants nor intellectuals nor Swiss. The appeal was to the upper and middle classes, sufficiently educated to discard some of the medievalism of the Roman Church and impelled also by nationalism and economic self-interest to turn from the tyranny of the pope. City after city and state after state enlisted under the banner of Luther. He continued to appeal to them through the press. As a popular pamphleteer he must be reckoned among the very ablest. His faults, coarseness and unbridled violence of language, did not alienate most of his contemporaries. Even his Latin works, too harshly described by Hallam as "bellowing in bad Latin," were well adapted to the spirit of the age. But nothing like his German writings had ever been seen before. In lucidity and copiousness of language, in directness and vigor, in satire and argument and invective, in humor and aptness of illustration and allusion, the numerous tracts, political and theological, which poured from his pen, surpassed all that had hitherto been written and went straight to the hearts of his countrymen. And he won his battle almost alone, for Melanchthon, though learned and elegant, had no popular gifts, and none of his other lieutenants could boast even second-rate ability.
[Sidenote: German Bible, 1522-32]
Among his many publications a few only can be singled out for special mention. The continuation of the German Bible undoubtedly helped his cause greatly. In many things he could appeal to it against the Roman tradition, and the very fact that he claimed to do so while his opponents by their attitude seemed to {112} shrink from this test, established the Protestant claim to be evangelical, in the eyes of the people. Next came his hymns, many popular, some good and one really great. [Sidenote: Hymns, 1528] Ein' feste Burg has been well called by Heine the Marseillaise of the Reformation. The Longer and Shorter Catechisms [Sidenote: Catechisms, 1529] educated the common people in the evangelical doctrine so well that the Catholics were forced to imitate their enemy, though tardily, by composing, for the first time, catechisms of their own.
Having overthrown much of the doctrine and discipline of the old church Luther addressed himself with admirable vigor and great success to the task of building up a substitute for it. In this the combination of the conservative and at the same time thoroughly popular spirit of the movement manifested itself. In divine service the vernacular was substituted for Latin. New emphasis was placed upon preaching, Bible-reading and hymn-singing. Mass was no longer incomprehensible, but was an act of worship in which all could intelligently participate; bread and wine were both given to the laity, and those words of the canon implying transubstantiation and sacrifice were omitted. Marriage was relegated from the rank of a sacrament to that of a civil contract. Baptism was kept in the old form, even to the detail of exorcizing the evil spirit. Auricular confession was permitted but not insisted upon.