← Table of contents
International Congress of Arts and Science, Volume 1

Volume 1 — DIVISION A—NORMATIVE SCIENCE (continued 6)

Reading edition

This momentary content we divide into two large groups, which we refer to the inner and outer world. If we call any kind of content of consciousness an experience, then we ascribe to the outer world such experiences as arise without the activity of our will and cannot be called forth by its activity alone. Such experiences never arise without the activity of certain parts of our body, which we call sense organs. In other words, the outer world is that which reaches our consciousness through the senses.

On the other hand, we ascribe to our inner world all experiences which arise without the immediate assistance of a sense organ. Here, first of all, belong all experiences which we call remembering and thinking. An exact and complete differentiation of the two territories is not intended here, for our purpose does not demand that this task be undertaken. For this purpose the general orientation in which every one recognizes familiar facts of his consciousness is sufficient.

Each experience has the characteristic of uniqueness. None of us doubts that the expression of the poet "Everything is only repeated in life" is really just the opposite of the truth, and that in fact nothing is repeated in life. But to express such a judgment we must be in position to compare different experiences with each other, and this possibility rests upon a fundamental phenomenon of our consciousness, memory. Memory alone enables us to put various experiences in relation to each other, so that the question as to their likeness or difference can be asked.

We find the simpler relations here in the inner experiences. A certain thought, such as twice two is four, I can bring up in my consciousness as often as I wish, and in addition to the content of the thought I experience the further consciousness that I have already had this thought before, that it is familiar to me.

A similar but somewhat more complex phenomenon appears in the experiences in which the outer world takes part. After I have eaten an apple, I can repeat the experience in two ways. First, as an inner experience, I can remember that I have eaten the apple and by an effort of my will I can re-create in myself, although with diminished strength and intensity, a part of the former experience—the part which belonged to my inner world. Another part, the sense impression which belonged to that experience, I cannot re-create by an effort of my will, but I must again eat an apple in order to have a similar experience of this sort. This is a complete repetition of the experience to which the external world also contributes. Such a repetition does not depend altogether on my own powers, for it is necessary that I have an apple, that is, that certain conditions which are independent of me and belong to the outer world be fulfilled.

Whether the outer world takes part in the repetition of an experience or not has no influence upon the possibility of the content of consciousness which we call memory. From this it follows that this content depends upon the inner experience alone, and that we remember an external event only by means of its inner constituents. The mere repetition of corresponding sense impressions is not sufficient for this, for we can see the same person repeatedly without recognizing him, if the inner accompanying phenomena were so insignificant, as a result of lack of interest, that their repetition does not produce the content of consciousness known as memory. If we see him quite frequently, the frequent repetition of the external impression finally causes the memory of the corresponding inner experience.

From this it results that for the "memory"-reaction a certain intensity of the inner experience is necessary. This threshold can be attained either at once or by continued repetition. The repetitions are the more effective the more rapidly they follow each other. From this we may conclude that the memory-value of an experience, or its capacity for calling forth the "memory"-reaction by repetition, decreases with the lapse of time. Further, we must consider the fact mentioned above, that an experience is never exactly repeated, and that therefore the "memory"-reaction occurs even where there is only resemblance or partial agreement in place of complete agreement. Here, too, there are different degrees; memory takes place more easily the more perfectly the two experiences agree, and vice versa.

If we look at these phenomena from the physiological side, we may say we have two kinds of apparatus or organs, one of which does not depend upon our will, whereas the other does. The former are the sense organs. The latter constitutes the organ of thought. Only the activities of the latter constitute our experiences or the content of our consciousness.

The activities of the former may call forth the corresponding processes of the latter, but this is not always necessary. Our sense organs can be influenced without our "noticing" it, that is, without the thinking apparatus being involved. An especially important reaction of the thinking apparatus is memory, that is, the consciousness that an experience which we have just had possesses more or less agreement with former experiences. With reference to the organ of thought, it is the expression of the general physiological fact that every process influences the organ in such a way that it has a different relation to the repetition of this process, from the first time, and moreover that the repetition is rendered easier. This influence decreases with time.

It is chiefly upon these phenomena that experience rests. Experience results from the fact that all events consist of a complete series of simultaneous and successive components. When a connection between some of those parts has become familiar to us by the repetition of similar occurrences (for instance, the succession of day and night), we do not feel such an occurrence as something completely new, but as something partially familiar, and the single parts or phases of it do not surprise us, but rather we anticipate their coming or expect them. From expectation to prediction is only a short step, and so experience enables us to prophesy the future from the past and present.

Now this is also the road to science: for science is nothing but systematized experience, that is, experience reduced to its simplest and clearest forms. Its purposes to predict from a part of a phenomenon which is known another part which is not yet known. Here it may be a question of spatial as well as of temporal phenomena. Thus the scientific zoölogist knows how to "determine," that is, to tell, from the skull of an animal, the nature of the other parts of the animal to which the skull belongs; likewise the astronomer is able to indicate the future, situation of a planet from a few observations of its present situation; and the more exact the first observations were, the more distant the future for which he can predict. All such scientific predictions are limited, therefore, with reference to their number and their accuracy. If the skull shown to the zoölogist is that of a chicken, then he will probably be able to indicate the general characteristics of chickens, and also perhaps whether the chicken had a top-knot or not; but not its color, and only uncertainly its age and its size. Both facts, the possibility of prediction and its limitation in content and amount, are an expression for the two fundamental facts, that among our experiences there is similarity, but not complete agreement.

The foregoing considerations deserve to be discussed and extended in several directions. First, the objection will be made that a chicken or a planet is not an experience; we call them rather by the most general name of thing. But our knowledge of the chicken begins with the experiencing of certain visual impressions, to which are added, perhaps, certain impressions of hearing and touch. The sight impressions (to discuss these first) by no means completely agree. We see the chicken large or small, according to the distance; and according to its position and movement its outline is very different. As we have seen, however, these differences are continually grading into one other and do not reach beyond certain limits; we neglect to observe them and rest contented with the fact that certain other peculiarities (legs, wings, eyes, bill, comb, etc.) remain and do not change. The constant properties we group together as a thing, and the changing ones we call the states of this thing. Among the changing properties, we distinguish further those which depend upon us (for example, the distance) and those upon which we have no immediate influence (for instance, the position or motion): the first is called the subjective changeable part of our experience, while the second is called the objective mutability of the thing.

This omission of both the subjectively and objectively changeable portion of the experience in connection with the retention of the constant portion and the gathering together of the latter into a unity is one of the most important operations which we perform with our experiences. We call it the process of abstraction, and its product, the permanent unity, we call a concept. Plainly this procedure contains arbitrary as well as necessary factors. Arbitrary or accidental is the circumstance that quite different phases of a given experience come to consciousness according to our attention, the amount of practice we have had, indeed according to our whole intellectual nature. We may overlook constant factors and attend to changeable ones. The objective factors, however, become necessary as soon as we have noticed them; after we have seen that the chicken is black, it is not in our power to see it red. Accordingly, in general, our knowledge of that which agrees must be less than it actually could be, since we have not been able to observe every agreement, and our concept is always poorer in constituents at any given time than it might be. To seek out such elements of concepts as have been overlooked, and to prove that they are necessary factors of the corresponding experiences, is one of the never-ending tasks of science. The other case, namely, that elements have been received in the concept which do not prove to be constant, also happens, and leads to another task. One can then leave that element out of the concept, if further experiences show that the other elements are found in them, or one can form a new concept which contains the former elements, leaving out those that have been recognized as unessential. For a long time the white color belonged to the concept swan. When the Dutch black swans became known, it was possible either to drop the element white from the concept swan (as actually happened), or to make a new concept for the bird which is similar to the swan but black. Which choice is made in a given case is largely arbitrary, and is determined by considerations of expediency.

Into the formation of concepts, therefore, two factors are operative, an objective empirical factor, and a subjective or purposive factor. The fitness of a concept is seen in relation to its purpose, which we shall now consider.

The purpose of a concept is its use for prediction. The old logic set up the syllogism as the type of thought-activity, and its simplest example is the well-known

All men are mortal, Caius is a man, Therefore Caius is mortal.

In general, the scheme runs

To the concept M belongs the element B, C belongs under the concept M, Therefore the element B is found in C.

One can say that this method of reasoning is in regular use even to this day. It must be added, however, that this use is of a quite different nature from that of the ancients. Whereas formerly the setting up of the first proposition or the major premise was considered the most important thing, and the establishment of the second proposition or minor premise was thought to be a rather trifling matter, now the relation is reversed. The major premise contains the description of a concept, the minor makes the assertion that a certain thing belongs under this concept. What right exists for such an assertion? The most palpable reply would be, since all the elements of the concept M (including B) are found in C, C belongs under the concept M. Such a conclusion would indeed be binding, but at the same time quite worthless, for it only repeats the minor premise. Actually the method of reasoning is essentially different, for the minor premise is not obtained by showing that all the elements of the concept M are found in C, but only some of them. The conclusion is not necessary, but only probable, and the whole process of reasoning runs: Certain elements are frequently found together, therefore they are united in the concept M. Certain of these elements are recognized in the thing C, therefore probably the other elements of the concept M will be found in C.

The old logic, also, was familiar with this kind of conclusion. It was branded, however, as the worst of all, by the name of incomplete induction, since the absolute certainty demanded of the syllogism did not belong to its results. One must admit, however, that the whole of modern science makes use of no other form of reasoning than incomplete induction, for it alone admits of a prediction, that is, an indication of relations which have not been immediately observed.

How does science get along with the defective certainty of this process of reasoning? The answer is, that the probability of the conclusion can run through all degrees from mere conjecture to the maximum probability, which is practically indistinguishable from certainty. The probability is the greater the more frequently an incomplete induction of this kind has proven correct in later experience. Accordingly we have at our command a number of expressions which in their simplest and most general form have the appearance: If an element A is met within a thing, then the element B is also found in it (in spatial or temporal relationship).

If the relation is temporal, this general statement is known by some such name as the law of causality. If it is spatial, one talks of the idea (in the Platonic sense), or the type of the thing, of substance, etc.

From the considerations here presented we get an easy answer to many questions which are frequently discussed in very different senses. First, the question concerning the general validity of the law of causality. All attempts to prove such a validity have failed, and there has remained only the indication that without this law we should feel an unbearable uncertainty in reference to the world. From this, however, we see very plainly that here it is merely a question of expediency. From the continuous flux of our experiences we hunt out those groups which can always be found again, in order to be able to conclude that if the element A is given, the element B will be present. We do not find this relationship as "given," but we put it into our experiences, in that we consider the parts which correspond to the relationship as belonging together.

The very same thing may be said of spatial complexes. Such factors as are always, or at any rate often, found together are taken by us as "belonging together," and out of them a concept is formed which embraces these factors. A question as to the why has here, as with the temporal complexes, no definite meaning. There are countless things that happen together once to which we pay no attention because they happen only once or but seldom. The knowledge of the fact that such a single concurrence exists amounts to nothing, since from the presence of one factor it does not lead to a conclusion as to the presence of another, and therefore does not make possible prediction. Of all the possible, and even actual combinations, only those interest us which are repeated, and this arbitrary but expedient selection produces the impression that the world consists only of combinations that can be repeated; that, in other words, the law of causality or of the type is a general one. However general or limited application those laws have, is more a question of our skill in finding the constant combinations among those that are present than a question of objective natural fact.

Thus we see the development and pursuit of all sciences going on in such a way that on the one hand more and more constant combinations are discovered, and on the other hand more inclusive relations of this kind are found out, by means of which elements are united with each other which before no one had even tried to bring together. So sciences are increasing both in the sense of an increasing complication and in an increasing unification.

If we consider from this standpoint the development and procedure of the various sciences, we find a rational division of the sum total of science in the question as to the scope and multiplicity of the combinations or groups treated of in them. These two properties are in a certain sense antithetical. The simpler a complex is, that is, the fewer elements brought together in it, the more frequently it is met with, and vice versa. One can therefore arrange all the sciences in such a way that one begins with the least multiplicity and the greatest scope, and ends with the greatest multiplicity and the least scope. The first science will be the most general, and will therefore contain the most general and therefore the most barren concepts; the last will contain the most specific and therefore the richest.

What are these limiting concepts? The most general is the concept of thing, that is, any piece of experience, seized arbitrarily from the flux of our experiences, which can be repeated. The most specific and richest is the concept of human intercourse. Between the science of things and the science of human intercourse, all the other sciences are found arranged in regular gradation. If one follows out the scheme the following outline results:

1.Theory of order.⎫

2.Theory of numbers, or arithmetic.⎬Mathematics.

3.Theory of time.⎪

4.Theory of space, or geometry.⎭

5.Mechanics.⎫

6.Physics.⎬Energetics.

7.Chemistry.⎭

8.Physiology.⎫

9.Psychology.⎬Biology.

10.Sociology.⎭

This table is arbitrary in so far as the grades assumed can be increased or diminished according to need. For example, mechanics and physics could be taken together; or between physics and chemistry, physical chemistry could be inserted. Likewise between physiology and psychology, anthropology might find a place; or the first five sciences might be united under mathematics. How one makes these divisions is entirely a practical question, which will be answered at any time in accordance with the purposes of division; and dispute concerning the matter is almost useless.

I should like, however, to call attention to the three great groups of mathematics, energetics, and biology (in the wider sense). They represent the decisive regulative thought which humanity has evolved, contributed up to this time, toward the scientific mastery of its experiences. Arrangement is the fundamental thought of mathematics. From mechanics to chemistry the concept of energy is the most important; and for the last three sciences it is the concept of life. Mathematics, energetics, and biology, therefore, embrace the totality of the sciences.

Before we enter upon the closer consideration of these sciences, it will be well to anticipate another objection which can be raised on the basis of the following fact. Besides the sciences named (and those which lie between them) there are many others, as geology, history, medicine, philology, which we find difficulty in arranging in the above scheme, which must, however, be taken into consideration in some way or other. They are often characterized by the fact that they stand in relation with several of the sciences named, but even more by the following circumstance. Their task is not, as is true of the pure sciences above named, the discovery of general relationships, but they relate rather to existing complex objects whose origin, scope, extent, etc., in short, whose temporal and spatial relationships they have to discover or to "explain." For this purpose they make use of relations which are placed at their disposal by the first-named pure sciences. These sciences, therefore, had better be called applied sciences. However, in this connection we should not think only or even chiefly of technical applications; rather the expression is used to indicate that the reciprocal relations of the parts of an object are to be called to mind by the application of the general rules found in pure science.

While in such a task the abstraction process of pure science is not applicable (for the omission of certain parts and the concentration upon others which is characteristic of these is excluded by the nature of the task), yet in a given case usually the necessity of bringing in various pure sciences for the purpose of explanation is evident.

Astronomy is one of these applied sciences. Primarily it rests upon mechanics, and in its instrumental portion, upon optics; in its present development on the spectroscopic side, however, it borrows considerably of chemistry. In like manner history is applied sociology and psychology. Medicine makes use of all the sciences before mentioned, up to psychology, etc.

It is important to get clearly in mind the nature of these sciences, since, on account of their compound nature, they resist arrangement amongst the pure sciences, while, on account of their practical significance, they still demand consideration. The latter fact gives them also a sort of arbitrary or accidental character, since their development is largely conditioned by the special needs of the time. Their number, speaking in general, is very large, since each pure science may be turned into an applied science in various ways; and since in addition we have combinations of two, three, or more sciences. Moreover, the method of procedure in the applied sciences is fundamentally different from that in the pure sciences. In the first it is a question of the greatest possible analysis of a single given complex into its scientifically comprehensible parts; while pure science, on the other hand, considers many complexes together in order to separate out from them their common element, but expressly disclaims the complete analysis of a single complex.

In scientific work, as it appears in practice, pure and applied science are by no means sharply separated. On the one hand the auxiliaries of investigations, such as apparatus, books, etc., demand of the pure investigator knowledge and application in applied science; and, on the other hand, the applied scientist is frequently unable to accomplish his task unless he himself becomes for the time being a pure investigator and ascertains or discovers the missing general relationships which he needs for his task. A separation and differentiation of the two forms of science was necessary, however, since the method and the aim of each present essential differences.

In order to consider the method of procedure of pure science more carefully, let us turn back to the table on pages 339, 340, and attend to the single sciences separately. The theory of arrangement was mentioned first, although this place is usually assigned to mathematics. However, mathematics has to do with the concepts of number and magnitude as fundamentals, while the theory of arrangement does not make use of these. Here the fundamental concept is rather the thing or object of which nothing more is demanded or considered than that it is a fragment of our experience which can be isolated and will remain so. It must not be an arbitrary combination; such a thing would have only momentary duration, and the task of science, to learn the unknown from the given, could not find application. Rather must this element have such a nature that it can be characterized and recognized again, that is, it must already have a conceptual nature. Therefore only parts of our experience which can be repeated (which alone can be objects of science) can be characterized as things or objects. But in saying this we have said all that was demanded of them. In other respects they may be just as different as is conceivable.

If the question is asked, What can be said scientifically about indefinite things of this sort? it is especially the relations of arrangement and association which yield an answer. If we call any definite combination of such things a group, we can arrange such a group in different ways, that is, we can determine for each thing the relation in which it is to stand to the neighboring thing. From every such arrangement result not only the relationships indicated, but a great number of new ones, and it appears that when the first relationships are given the others always follow in like manner. This, however, is the type of the scientific proposition or natural law (page 335). From the presence of certain relations of arrangement we can deduce the presence of others which we have not yet demonstrated.

To illustrate this fact by an example, let us think of the things arranged in a simple row, while we choose one thing as a first member and associate another with it as following it; with the latter another is associated, etc. Thereby the position of each thing in the row is determined only in relation to the immediately preceding thing. Nevertheless, the position of every member in the whole row, and therefore its relation to every other member, is determined by this. This is seen in a number of special laws. If we differentiate former and latter members we can formulate the proposition, among others, if B is a later member with reference to A, and C with reference to B, then C is also a later member with reference to A.

The correctness and validity of this proposition seems to us beyond all doubt. But this is only a result of the fact that we are able to demonstrate it very easily in countless single cases, and have so demonstrated it. We know only cases which correspond to the proposition, and have never experienced a contradictory case. To call such a proposition, however, a necessity of thinking, does not appear to me correct. For the expression necessity of thinking can only rest upon the fact that every time the proposition is thought, that is, every time one remembers its demonstration, its confirmation always arises. But every sort of false proposition is also thinkable. An undeniable proof of this is the fact that so much which is false is actually thought. But to base the proof for the correctness of a proposition upon the impossibility of thinking its opposite is an impossible undertaking, because every sort of nonsense can be thought: where the proof was thought to have been given, there has always been a confusion of thought and intuition, proof or inspection.

With this one proposition of course the theory of order is not exhausted, for here it is not a question of the development of this theory, but of an example of the nature of the problems of science. Of the further questions we shall briefly discuss the problem of association.

If we have two groups A and B given, one can associate with every member of A one of B; that is, we determine that certain operations which can be carried on with the members of A are also to be carried on with those of B. Now we can begin by simply carrying out the association, member for member. Then we shall have one of three results: A will be exhausted while there are still members of B left, or B will be exhausted first, or finally A and B will be exhausted at the same time. In the first case we call A poorer than B; in the second B poorer than A; in the third both quantities are alike.

Here for the first time we come upon the scientific concept of equality, which calls for discussion. There can be no question of a complete identity of the two groups which have been denominated equal, for we have made the assumption that the members of both groups can be of any nature whatever. They can then be as different as possible, considered singly, but they are alike as groups. However I may arrange the members of A, I can make a similar arrangement of the members of B, since every member of A has one of B associated with it; and with reference to the property of arrangement there is no difference to be observed between A and B. If, however, A is poorer or richer than B, this possibility ceases, for then one of the groups has members to which none of the members in the other group corresponds; so that the operations carried out with these members cannot be carried out with those of the other group.

Equality in the scientific sense, therefore, means equivalence, or the possibility of substitution in quite definite operations or for quite definite relations. Beyond this the things which are called like may show any differences whatever. The general scientific process of abstraction is again easily seen in this special case.

On the basis of the definitions just given, we can establish further propositions. If group A equals B, and B equals C, then A also equals C. The proof of this is that we can relate every member of A to a corresponding member of B and by hypothesis no member will be left. Then C is arranged with reference to B, and here also no member is left. By this process every member of A, through the connecting link of a member of B, is associated with a member of C, and this association is preserved even if we cut out the group B. Therefore A and C are equal. The same process of reasoning can be carried out for any number of groups.

Likewise it can be demonstrated that if A is poorer than B and B poorer than C, then A is also poorer than C. For in the association of B with A some members of B are left over by hypothesis, and likewise some members of C are left over if one associates C with B. Therefore in the association of C with A, not only those members are left over which could not be associated with B, but also those members of C which extend beyond B. This proposition can be extended to any number of groups, and permits the arrangement of a number of different groups in a simple series by beginning with the poorest and choosing each following so that it is richer than the preceding but poorer than the following. From the proposition just established, it follows that every group is so arranged with reference to all other groups that it is richer than all the preceding and poorer than all the following.[3]

In this derivation of scientific proposition or laws of the simplest kinds, the process of derivation and the nature of the result becomes particularly clear. We arrive at such a proposition by performing an operation and expressing the result of it. This expression enables us to avoid the repetition of the operation in the future, since in accordance with the law we can indicate the result immediately. Thus an abbreviation and therefore, a facilitation of the problem is attained which is the more considerable the larger the number of operations saved.

If we have a number of equal groups, we know by the process of association that all of the operations with reference to arrangement which we can perform with one of them can be performed with all the others. It is sufficient, therefore, to determine the properties of arrangement of one of these groups in order to know forthwith the properties of all the others. This is an extremely important proposition, which is continually employed for the most various purposes. All speaking, writing, and reading rests upon the association of thoughts with sounds and symbols, and by arranging the signs in accordance with our thoughts we bring it to pass that our hearers or readers think like thoughts in like order. In a similar fashion we make use of various systems of formulæ in the different sciences, especially in the simpler sciences; and these formulæ we correlate with phenomena and use in place of the phenomena themselves, and can therefore derive from them certain characteristics of phenomena without being compelled to use the latter. The force of this process appears very strikingly in astronomy where, by the use of definite formulæ associated with the different heavenly bodies, we can foretell the future positions of these bodies with a high degree of approximation.

From the theory of order we come to the theory of number or arithmetic by the systematic arrangement or development of an operation just indicated (page 343). We can arrange any number of groups in such a way that a richer always follows a poorer. But the complex obtained in this manner is always accidental with reference to the number and the richness of its members. A regular and complete structure of all possible groups is evidently obtained only if we start from a group of one member or from a simple thing, and by the addition of one member at a time make further groups out of those that we have. Thus we obtain different groups arranged according to an increasing richness, and since we have advanced one member at a time, that is, made the smallest step which is possible, we are certain that we have left out no possible group which is poorer than the richest to which the operation has been carried.

This whole process is familiar; it gives the series of the positive whole numbers, that is, the cardinal numbers. It is to be noted that the concept of quantity has not yet been considered; what we have gained is the concept of number. The single things or members in this number are quite arbitrary, and especially they do not need to be alike in any manner. Every number forms a group-type, and arithmetic or the science of numbers has the task of investigating the properties of these different types with reference to their division and combination. If this is done in general form, without attention to the special amount of the number, the corresponding science is called algebra. On the other hand, by the application of formal rules of formation, the number system has had one extension after another beyond the territory of its original validity. Thus counting backward led to zero and to the negative numbers; the inversion of involution to the imaginary numbers. For the group-type of the positive whole numbers is the simplest but by no means the only possible one, and for the purpose of representing other manifolds than those which are met with in experience, these new types have proved themselves very useful.

At the same time the number series gives us an extremely useful type of arrangement. In the process of arising it is already ordered, and we make use of it for the purpose of arranging other groups. Thus, we are accustomed to furnish the pages in a book, the seats in a theatre, and countless other groups which we wish to make use of in any kind of order with the signs of the number series, and thereby we make the tacit assumption that the use of that corresponding group shall take place in the same order as the natural numbers follow each other. The ordinal numbers arising therefrom do not represent quantities, nor do they represent the only possible type of arrangement, but they are again the simplest of all. We come to the concept of magnitude only in the theory of time and space. The theory of time has not been developed as a special science; on the contrary, what we have to say about time first appears in mechanics. Meantime we can present the fundamental concepts, which arise in this connection, with reference to such well-known characteristics of time that the lack of a special science of time is no disadvantage.

The first and most important characteristic of time (and of space, too) is that it is a continuous manifold; that is, every portion of time chosen can be divided at any place whatever. In the number series this is not the case; it can be divided only between the single numbers. The series one to ten has only nine places of division and no more. A minute, or a second, on the other hand, has an unlimited number of places of division. In other words, there is nothing in the lapse of any time which hinders us from separating or distinguishing in thought at any given instant the time which has elapsed till then from the following time. It is just the same with space, except that time is a simple manifold and space a threefold, continuous manifold.

Nevertheless, when we measure them, we are accustomed to indicate times and spaces with numbers. If we first examine, for example, the process of measuring a length, it consists in our applying to the distance to be measured a length conceived as unchangeable, the unit of measure, until we have passed over the distance. The number of these applications gives us the measure or magnitude of the distance. The result is that by the indication of arbitrarily chosen points upon the continuous distance, we place upon it an artificial discontinuity which enables us to associate it with the discontinuous number series.

A still further assumption, however, belongs to the concept of measuring, namely, that the parts of the distance cut off by the unit used as a measure be equal, and it is taken for granted that this requirement will be fulfilled to whatever place the unit of measure is shifted. As may be seen, this is a definition of equality carried further than the former, for one cannot actually replace a part of the distance by another in order to convince one's self that it has not changed. Just as little can one assert or prove that the unit of measure in changing its place in space remains of the same length; we can only say that such distances as are determined by the unit of measure in different places are declared or defined as equal. Actually, for our eye, the unit of measure becomes smaller in perspective the farther away from it we find ourselves.

From this example we see again the great contribution which arbitrariness or free choice has made to all our structure of science. We could develop a geometry in which distances which seem subjectively equal to our eye are called equal, and upon this assumption we would be able to develop a self-consistent system or science. Such a geometry, however, would have an extremely complex and impractical structure for objective purposes (as, for example, land measurement), and so we strive to develop a science as free as possible from subjective factors. Historically, we have before us a process of this sort in the astronomy of Ptolemy and that of Copernicus. The former corresponded to the subjective appearances in the assumption that all heavenly bodies revolved around the earth, but proved to be very complicated when confronted with the task of mastering these movements with figures. The latter gave up the subjective standpoint of the observer, who looked upon himself as the centre, and attained a tremendous simplification by placing the centre of revolution in the sun.

A few words are to be said here about the application of arithmetic and algebra to geometry. It is well known that under definite assumptions (coördinates), geometrical figures can be represented by means of algebraic formulæ, so that the geometrical properties of the figure can be deduced from the arithmetical properties of the formulæ, and vice versa. The question must be asked how such a close and univocal relationship is possible between things of such different nature. The answer is, that here is an especially clear case of association. The manifold of numbers is much greater than that of surface or space, for while the latter are determined by two or three independent measurements, one can have any number of independent number series working together. Therefore the manifold of numbers is arbitrarily limited to two or three independent series, and in so far determines their mutual relations (by means of the laws of cosine) that there results a manifold, corresponding to the spatial, which can be completely associated with the spatial manifold. Then we have two manifolds of the same manifold character, and all characteristics of arrangement and size of the one find their likeness in the other.

This again characterizes an extremely important scientific procedure which consists, namely, in constructing a formal manifold for the content of experience of a certain field, to which one attributes the same manifold character which the former possesses. Every science reaches by this means a sort of formal language of corresponding completeness, which depends upon how accurately the manifold character of the object is recognized and how judiciously the formulæ have been chosen. While in arithmetic and algebra this task has been performed fairly well (though by no means absolutely perfectly), the chemical formulæ, for instance, express only a relatively small part of the manifold to be represented; and in biology as far as sociology, scarcely the first attempts have been made in the accomplishment of this task.

Language especially serves as such a universal manifold to represent the manifolds of experience. As a result of its development from a time of less culture, it has by no means sufficient regularity and completeness to accomplish its purpose adequately and conveniently. Rather, it is just as unsystematic as the events in the lives of single peoples have been, and the necessity of expressing the endlessly different particulars of daily life has only allowed it to develop so that the correspondence between word and concept is kept rather indefinite and changeable, according to need within somewhat wide limits. Thus all work in those sciences which must make vital use of these means, as especially psychology and sociology, or philosophy in general, is made extremely difficult by the ceaseless struggle with the indefiniteness and ambiguity of language. An improvement of this condition can be effected only by introducing signs in place of words for the representation of concepts, as the progress of science allows it, and equipping these signs with the manifold which from experience belongs to the concept.

An intermediate position in this respect is taken by the sciences which were indicated above as parts of energetics. In this realm there is added to the concepts order, number, size, space, and time, a new concept, that of energy, which finds application to every single phenomenon in this whole field, just as do those more general concepts. This is due to the fact that a certain quantity, which is known to us most familiarly as mechanical work, on account of its qualitative transformability and quantitative constancy, can be shown to be a constituent of every physical phenomenon, that is, every phenomenon which belongs to the field of mechanics, physics, and chemistry. In other words, one can perfectly characterize every physical event by indicating what amounts and kinds of energy have been present in it and into what energies they have been transformed. Accordingly, it is logical to designate the so-called physical phenomena as energetical.

That such a conception is possible is now generally admitted. On the other hand, its expediency is frequently questioned, and there is at present so much the more reason for this because a thorough presentation of the physical sciences in the energetical sense has not yet been made. If one applies to this question the criterion of the scientific system given above, the completeness of the correspondence between the representing manifold and that to be represented, there is no doubt that all previous systematizations in the form of hypotheses which have been tried in these sciences are defective in this respect. Formerly, for the purpose of representing experiences, manifolds whose character corresponded to the character of the manifold to be represented only in certain salient points without consideration of any rigid agreement, indeed, even without definite question as to such an agreement, have been employed.

The energetical conception admits of that definiteness of representation which the condition of science demands and renders possible. For each special manifold character of the field a special kind of energy presents itself: science has long distinguished mechanical, electric, thermal, chemical, etc., energies. All of these different kinds hold together by the law of transformation with the maintenance of the quantitative amount, and in so far are united. On the other hand, it has been possible to fix upon the corresponding energetical expression for every empirically discovered manifold. As a future system of united energetics, we have then a table of possible manifolds of which energy is capable. In this we must keep in mind the fact that, in accordance with the law of the conservation, energy is a necessarily positive quantity which also is furnished with the property of unlimited possibility of addition; therefore, every particular kind of energy must have this character.

The very small manifold which seems to lack this condition is much widened by the fact that every kind of energy can be separated into two factors, which are only subject to the limitation that their product, the energy, fulfills the conditions mentioned while they themselves are much freer. For example, one factor of a kind of enemy can become negative as well as positive; it is only necessary that at the same time the other factor should become negative, viz., positive.

Thus it seems possible to make a table of all possible forms of energy, by attributing all thinkable manifold characteristics to the factors of the energy and then combining them by pairs and cutting out those products which do not fulfill the above-mentioned conditions. For a number of years I have tried from time to time to carry out this programme, but I have not yet got far enough to justify publication of the results obtained.

If we turn to the biological sciences, in them the phenomenon of life appears to us as new. If we stick to the observed facts, keeping ourselves free from all hypotheses, we observe as the general characteristics of the phenomena of life the continuous stream of energy which courses through a relatively constant structure. Change of substance is only a part, although a very important part, of this stream. Especially in plants we can observe at first hand the great importance of energy in its most incorporeal form, the sun's rays. Along with this, self-preservation and development and reproduction, the begetting of offspring of like nature, are characteristic. All of these properties must be present in order that an organism may come into existence; they must also be present if the reflecting man is to be able by repeated experience to form a concept of any definite organism, whether of a lion or of a mushroom. Other organisms are met with which do not fulfill these conditions; on account of their rarity, however, they do not lead to a species concept, but are excluded from scientific consideration (except for special purposes) as deformities or monsters.

While organisms usually work with kinds of energy which we know well from the inorganic world, organs are found in the higher forms which without doubt cause or assist transfers of energy, but we cannot yet say definitely what particular kind of energy is active in them. These organs are called nerves, and their function is regularly that, after certain forms of energy have acted upon one end of them, they should act at the other end and release the energies stored up there which then act in their special manner. That energetical transformations also take place in the nerve during the process of nervous transmission can be looked upon as demonstrated. We shall thus be justified in speaking of a nerve energy, while leaving it undecided whether there is here an energy of a particular kind, or perhaps chemical energy, or finally a combination of several energies.

While these processes can be shown objectively by the stimulation of the nerve and its corresponding releasing reaction in the end apparatus (for instance, a muscle), we find in ourselves, connected with certain nervous processes, a phenomenon of a new sort which we call self-consciousness. From the agreement of our reactions with those of other people we conclude with scientific probability that they also have self-consciousness; and we are justified in making the same conclusion with regard to some higher animals. How far down something similar to this is present cannot be determined by the means at hand, since the analogy of organization and of behavior diminishes very quickly; but the line is probably not very long, in view of the great leap from man to animal. Moreover, there are many reasons for the view that the gray cortical substance in the brain, with its characteristic pyramidal cell, is the anatomical substratum of this kind of nervous activity.

The study of the processes of self-consciousness constitutes the chief task of psychology. To this science belong those fields which are generally allotted to philosophy, especially logic and epistemology, while æsthetics, and still more ethics, are to be reckoned with the social sciences.

The latter have to do with living beings in so far as they can be united in groups with common functions. Here in place of the individual mind appears a collective mind, which owing to the adjustment of the differences of the members of society shows simpler conditions than that. From this comes especially the task of the historical sciences. The happenings in the world accessible to us are conditioned partly by physical, partly by psychological factors, and both show a temporal mutability in one direction. Thus arises on the one hand a history of heaven and earth, on the other hand a history of organisms up to man.

All history has primarily the task of fixing past events through the effects which have remained from them. Where such are not accessible, only analogy is left, a very doubtful means for gaining a conception of those events. But it must be kept in mind that an event which has left no evident traces has no sort of interest for us, for our interest is directly proportional to the amount of change which that event has caused in what we have before us. The task of historical science is just as little exhausted, however, with the fixing of former events as, for instance, the task of physics with the establishment of a single fact, as the temperature of a given place at a given time. Rather the individual facts must serve to bring out the general characteristics of the collective mind, and the much discussed historical laws are laws of collective psychology. Just as physical and chemical laws are deduced in order with their help to predict the course of future physical events (to be called forth either experimentally or technically), so should the historical laws contribute to the formation and control of social and political development. We see that the great statesmen of all time have eagerly studied history for this purpose, and from that we derive the assurance that there are historical laws in spite of the objections of numerous scholars.

After this brief survey, if we look back over the road we have come, we observe the following general facts. In every case the development of a science consists in the formation of concepts by certain abstractions from experience, and setting of these concepts in relation with each other so that a systematical control of certain sides of our experience is made possible. These relations, according to their generality and reliability, are called rules or laws. A law is the more important the more it definitely expresses concerning the greatest possible number of things, and the more accurately, therefore, it enables us to predict the future. Every law rests upon an incomplete induction, and is therefore subject to modification by experience. From this there results a double process in the development of science.

First, the actual conditions are investigated to find out whether, besides those already known, new rules or laws, that is, constant relations between individual peculiarities, cannot be discovered between them. This is the inductive process, and the induction is always an incomplete one on account of the limitlessness of all possible experience.

Immediately the relationship found inductively is applied to cases which have not yet been investigated. Especially such cases are investigated as result from a combination of several inductive laws. If these are perfectly certain, and the combination is also properly made, the result has claim to unconditional validity. This is the limit which all sciences are striving to reach. It has almost been reached in the simpler sciences: in mathematics and in certain parts of mechanics. This is called the deductive process.

In the actual working of every science the two methods of investigation are continually changing. The best means of finding new successful inductions is in the making of a deduction on a very insufficient basis, perhaps, and subsequently testing it in experience. Sometimes the elements of his deductions do not come into the investigator's consciousness; in such cases we speak of scientific instinct. On the other hand we have much evidence from great mathematicians that they were accustomed to find their general laws by the method of induction, by trying and considering single cases; and that the deductive derivation from other known laws is an independent operation which sometimes does not succeed until much later. Indeed there is to-day a number of mathematical propositions which have not yet reached the second stage and therefore have at present a purely inductive empirical character. The proportion of such laws in science increases very quickly with the rise in the scale (page 339).

Another peculiarity which may be mentioned here is that in the scale all previous sciences have the character of applied sciences (page 341) with reference to those which follow, since they are everywhere necessary in the technique of the latter, yet do not serve to increase their own field but are merely auxiliaries to the latter.

If we ask finally what influence upon the shaping of the future such investigations as those which have been sketched in outline above can have, the following can be said. Up till now it has been considered a completely uncontrollable event whether and where a great and influential man of science has developed. It is obvious that such a man is among the most costly treasures which a people (and, indeed, humanity) can possess. The conscious and regular breeding of such rarities has not been considered possible. While this is still the case for the very exceptional genius, we see in the countries of the older civilization, especially in Germany at present, a system of education in vogue in the universities by which a regular harvest of young scientific men is gained who not only have a mastery of knowledge handed down, but also of the technique of discovery. Thereby the growth of science is made certain and regular, and its pursuit is raised to a higher plane. These results were formerly attained chiefly by empirically and oftentimes by accidental processes. It is a task of scientific theory to make this activity also regular and systematic, so that success is no more dependent solely upon a special capacity for the founding of a "school" but can also be attained by less original minds. By the mastery of methods the way to considerably higher performances than he could otherwise attain will be open for the exceptionally gifted.

THE CONTENT AND VALIDITY OF THE CAUSAL LAW

BY BENNO ERDMANN

(Translated from the German by Professor Walter T. Marvin, Western Reserve University)

[Benno Erdmann, Professor of Philosophy, University of Bonn, since 1898. b. October 5, 1851, Glogau in Schlesien, Germany. Ph.D.; Privy Councilor. Academical Lecturer, Berlin, 1876- ; Special Professor, Kiel, 1878-79; Regular Professor, ibid. 1879-84; ibid. Breslau, 1884-90; ibid. Halle, 1890-98. Member various scientific and learned societies. Author of The Axioms of Geometry; Kant's Criticism; Logic; Psychological Researches on Reading (together with Prof. Ramon Dodge); The Psychology of the Child and the School; Historical Researches an Kant's Prolegomena, and many other works and papers in Philosophy.]

We have learned to regard the real, which we endeavor to apprehend scientifically in universally valid judgments, as a whole that is connected continuously in time and in space and by causation, and that is accordingly continuously self-evolving. This continuity of connection has the following result, namely, every attempt to classify the sum total of the sciences on the basis of the difference of their objects leads merely to representative types, that is, to species which glide into one another. We find no gaps by means of which we can separate sharply physics and chemistry, botany and zoölogy, political and economic history and the histories of art and religion, or, again, history, philology, and the study of the prehistoric.

As are the objects, so also are the methods of science. They are separable one from another only through a division into representative types; for the variety of these methods is dependent upon the variety of the objects of our knowledge, and is, at the same time, determined by the difference between the manifold forms of our thought, itself a part of the real, with its elements also gliding into One another.[4]

The threads which join the general methodology of scientific thought with neighboring fields of knowledge run in two main directions. In the one direction they make up a closely packed cable, whereas in the other their course diverges into all the dimensions of scientific thought. That is to say, first, methodology has its roots in logic, in the narrower sense, namely, in the science of the elementary forms of our thought which enter into the make-up of all scientific methods. Secondly, methodology has its source in the methods themselves which actually, and therefore technically, develop in the various fields of our knowledge out of the problems peculiar to those fields.

It is the office of scientific thought to interpret validly the objects that are presented to us in outer and inner perception, and that can be derived from both these sources. We accomplish this interpretation entirely through judgments and combinations of judgments of manifold sorts. The concepts, which the older logic regarded as the true elementary forms of our thinking, are only certain selected types of judgment, such stereotyped judgments as those which make up definitions and classifications, and which appear independent and fundamental because their subject-matter, that is, their intension or extension, is connected through the act of naming with certain words. Scientific methods, then, are the ways and means by which our thought can accomplish and set forth, in accordance with its ideal, this universally valid interpretation.

There belongs, accordingly, to methodology a list of problems which we can divide, to be sure only in abstracto, into three separate groups. First, methodology has to analyze the methods which have been technically developed in the different fields of knowledge into the elementary forms of our thinking from which they have been built up. Next to this work of analyzing, there comes a second task which may be called a normative one; for it follows that we must set forth and deduce systematically from their sources the nature of these manifold elements, their resulting connection, and their validity. To these two offices must be added a third that we may call a potiori a synthetic one; for finally we must reconstruct out of the elements of our thinking, as revealed by analysis, the methods belonging to the different fields of knowledge and also determine their different scope and validity.

The beginning of another conception of the office of methodology can be found in those thoughts which have become significant, especially in Leibnitz's fragments and drafts of a calculus ratiocinator or a spécieuse générale. The foregoing discussion has set aside all hope that these beginnings and their recent development may give, of the possibility of constructing the manifold possible methods a priori, that is, before or independent of experience. However, it remains entirely undecided, as it should in this our preliminary account of the office of general methodology, whether or not all methods of our scientific thought will prove to be ultimately but branches of one and the same universal method, a thought contained in the undertakings just referred to. Although modern empiricism, affiliated as it is with natural science, tends to answer this question in the affirmative even more definitely and dogmatically than any type of the older rationalism, still the question is one that can be decided only in the course of methodological research.

The conception of a methodology of scientific thought can be said to be almost as old as scientific thought itself; for it is already contained essentially, though undifferentiated, in the Socratic challenge of knowledge. None the less, the history of methodology, as the history of every other science, went through the course of which Kant has given a classical description. "No one attempts to construct a science unless he can base it on some idea; but in the elaboration of it the schema, nay, even the definition which he gives in the beginning of his science, corresponds very seldom to his idea, which, like a germ, lies hidden in the reason, and all the parts of which are still enveloped and hardly distinguishable even under microscopical observation."[5]

We are indebted to the Greek, and especially to the Platonic-Aristotelian philosophy for important contributions to the understanding of the deductive method of mathematical thought. It was precisely this trend of philosophic endeavor which, though furnishing for the most part the foundation of methodological doctrine well on into the seventeenth century, offered no means of differentiating the methods that are authoritative for our knowledge of facts. What Socrates was perhaps the first to call "induction," is essentially different, as regards its source and aim, from the inductive methods that direct our research in natural and mental science. For it is into these two fields that we have to divide the totality of the sciences of facts, the material sciences, let us call them, in opposition to the formal or mathematical sciences,—that is, if we are to do justice to the difference between sense and self perception, or "outer" and "inner" perception.

Two closely connected forces especially led astray the methodological opinions regarding the material sciences till the end of the eighteenth century, and in part until the beginning of the nineteenth century. We refer, in the first place, to that direction of thought which gives us the right to characterize the Platonic-Aristotelian philosophy as a "concept philosophy;" namely, the circumstance that Aristotelian logic caused the "concept" to be set before the "judgment." In short, we refer to that tendency in thought which directs the attention not to the permanent in the world's occurrences, the uniform connections of events, but rather to the seemingly permanent in the things, their essential attributes or essences. Thus the concept philosophy, as a result of its tendency to hypostasize, finds in the abstract general concepts of things, the ideas, the eternal absolute reality that constitutes the foundation of things and is contained in them beside the accidental and changing properties.[6] Here we have at once the second force which inspired the ancient methodology. These ideas, like the fundamentally real, constitute that which ultimately alone acts in all the coming into existence and the going out of existence of the manifold things. In the Aristotelian theory of causation, this thought is made a principle; and we formulate only what is contained in it, when we say that, according to it, the efficient and at the same time final causes can be deduced through mere analysis from the essential content of the effects; that, in fact, the possible effects of every cause can be deduced from the content of its definition. The conceptual determination of the causal relation, and with it in principle the sum total of the methods in the material sciences, becomes a logical, analytical, and deductive one. These sciences remain entirely independent of the particular content of experience as this broadens, and so do also the methods under discussion.

As a consequence, every essential difference between mathematical thought and the science of causes is done away with in favor of a rationalistic construction of the methods of material science. Accordingly, throughout the seventeenth century, the ideal of all scientific method becomes, not the inductive method that founded the new epoch of the science of to-day, but the deductive mathematical method applied to natural scientific research. The flourish of trumpets with which Francis Bacon hailed the onslaught of the inductive methods in the natural science of the time, helped in no way; for he failed to remodel the traditional, Aristotelian-Scholastic conception of cause, and, accordingly, failed to understand both the problem of induction and the meaning of the inductive methods of the day.[7] Descartes, Hobbes, Spinoza, and related thinkers develop their mathesis universalis after the pattern of geometrical thinking. Leibnitz tries to adapt his spécieuse générale to the thought of mathematical analysis. The old methodological conviction gains its clear-cut expression in Spinoza's doctrine: "Aliquid efficitur ab aliqua re" means "aliquid sequitur ex ejus definitione."

The logically straight path is seldom the one taken in the course of the history of thought. The new formulation and solution of problems influence us first through their evident significance and consequences, not through the traditional presuppositions upon which they are founded. Thus, in the middle of the seventeenth century, when insight into the precise difference between mental and physical events gave rise to pressing need for its definite formulation, no question arose concerning the dogmatic presupposition of a purely logical (analytisch) relationship between cause and effect; but, on the contrary, this presupposition was then for the first time brought clearly before consciousness. It was necessary to take the roundabout way through occasionalism and the preëstablished harmony, including the latter's retreat to the omnipotence of God, before it was possible to miss the question of the validity of the presupposition that the connection between cause and effect is analytic and rational.

Among the leading thinkers of the period this problem was recognized as the cardinal problem of contemporaneous philosophy. It is further evidence how thoroughly established this problem must have been among the more deeply conceived problems of the time in the middle of the eighteenth century, that Hume and Kant were forced to face it, led on, seemingly independently of each other, and surely from quite different presuppositions and along entirely different ways. The historical evolution of that which from the beginning has seemed to philosophy the solving of her true problem has come to pass in a way not essentially different from that of the historical evolution in all other departments of human knowledge. Thus, in the last third of the seventeenth century, Newton and Leibnitz succeeded in setting forth the elements of the infinitesimal calculus; and, in the fifth decade of the nineteenth century, Robert Mayer, Helmholtz, and perhaps Joule, formulated the law of the conservation of energy. In one essential respect Hume and Kant are agreed in the solution of the new, and hence contemporaneously misunderstood, problem. Both realized that the connection between the various causes and effects is not a rational analytic, but an empirical synthetic one. However, the difference in their presuppositions as well as method caused this common result to make its appearance in very different light and surroundings. In Hume's empiricism the connection between cause and effect appears as the mere empirical result of association; whereas in Kant's rationalism this general relation between cause and effect becomes the fundamental condition of all possible experience, and is, as a consequence, independent of all experience. It rests, as a means of connecting our ideas, upon an inborn uniformity of our thought.

Thus the way was opened for a fundamental separation of the inductive material scientific from the deductive mathematical method. For Hume mathematics becomes the science of the relations of ideas, as opposed to the sciences of facts. For Kant philosophical knowledge is the knowledge of the reason arising from concepts, whereas the mathematical is that arising from the construction of concepts. The former, therefore, studies the particular only in the universal; the latter, the universal in the particular, nay, rather in the individual.

Both solutions of the new problem which in the eighteenth century supplant the old and seemingly self-evident presupposition, appear accordingly embedded in the opposition between the rationalistic and empiristic interpretation of the origin and validity of our knowledge, the same opposition that from antiquity runs through the historical development of philosophy in ever new digressions.

Even to-day the question regarding the meaning and the validity of the causal connection stands between these contrary directions of epistemological research; and the ways leading to its answer separate more sharply than ever before. It is therefore more pressing in our day than it was in earlier times to find a basis upon which we may build further epistemologically and therefore methodologically. The purpose of the present paper is to seek such a basis for the different methods employed in the sciences of facts.

* * * * *

As has already been said, the contents of our consciousness, which are given us immediately in outer and inner perception, constitute the raw material of the sciences of facts. From these various facts of perception we derive the judgments through which we predict, guide, and shape our future perception in the course of possible experience. These judgments exist in the form of reproductive ideational processes, which, if logically explicit, become inductive inferences in the broader sense. These inferences may be said to be of two sorts, though fundamentally only two sides of one and the same process of thought; they are in part analogical inferences and in part inductive inferences in the narrower sense. The former infers from the particular in a present perception, which in previous perceptions was uniformly connected with other particular contents of perception, to a particular that resembles those other contents of perception. In short, they are inferences from a particular to a particular. After the manner of such inferences we logically formulate, for example, the reproductive processes, whose conclusions run: "This man whom I see before me, is attentive, feels pain, will die;" "this meteor will prove to have a chemical composition similar to known meteors, and also to have corresponding changes on its surface as the result of its rapid passage through our atmosphere." The inductive inferences in the narrower sense argue, on the contrary, from the perceptions of a series of uniform phenomena to a universal, which includes the given and likewise all possible cases, in which a member of the particular content of the earlier perceptions is presupposed as given. In short, they are conclusions from a particular to a universal that is more extensive than the sum of the given particulars. For example: "All men have minds, will die;" "all meteoric stones will prove to have this chemical composition and those changes of surface."

There is no controversy regarding the inner similarity of both these types of inference or regarding their outward structure; or, again, regarding their outward difference from the deductive inferences, which proceed not from a particular to a particular or general, but from a general to a particular.

There is, however, difference of opinion regarding their inner structure and their inner relation to the deductive inferences. Both questions depend upon the decision regarding the meaning and validity of the causal relation. The contending parties are recruited essentially from the positions of traditional empiricism and rationalism and from their modern offshoots.

We maintain first of all:

1. The presupposition of all inductive inferences, from now on to be taken in their more general sense, is, that the contents of perception are given to us uniformly in repeated perceptions, that is, in uniform components and uniform relations.

2. The condition of the validity of the inductive inferences lies in the thoughts that the same causes will be present in the unobserved realities as in the observed ones, and that these same causes will bring forth the same effects.

3. The conclusions of all inductive inferences have, logically speaking, purely problematic validity, that is, their contradictory opposite remains equally thinkable. They are, accurately expressed, merely hypotheses, whose validity needs verification through future experience.

The first-mentioned presupposition of inductive inference must not be misunderstood. The paradox that nothing really repeats itself, that each stage in nature's process comes but once, is just as much and just as little justified as the assertion, everything has already existed. It does not deny the fact that we can discriminate in the contents of our perceptions the uniformities of their components and relations, in short, that similar elements are present in these ever new complexes. This fact makes it possible that our manifold perceptions combine to make up one continuous experience. Even our paradox presupposes that the different contents of our perceptions are comparable with one another, and reveal accordingly some sort of common nature. All this is not only a matter of course for empiricism, which founds the whole constitution of our knowledge upon habits, but must also be granted by every rationalistic interpretation of the structure of knowledge. Every one that is well informed knows that what we ordinarily refer to as facts already includes a theory regarding them. Kant judges in this matter precisely as Hume did before him and Stuart Mill after him. "If cinnabar were sometimes red and sometimes black, sometimes light and sometimes heavy, if a man could be changed now into this, now into another animal shape, if on the longest day the fields were sometimes covered with fruit, sometimes with ice and snow, the faculty of my empirical imagination would never be in a position, when representing red color, to think of heavy cinnabar."[8]

The assumption that in recurring perceptions similar elements of content, as well as of relation, are given, is a necessary condition of the possibility of experience itself, and accordingly of all those processes of thought which lead us, under the guidance of previous perceptions, from the contents of one given perception to the contents of possible perceptions.

A tradition from Hume down has accustomed us to associate the relation of cause and effect not so much with the uniformity of coexistence as with the uniformity of sequence. Let us for the present keep to this tradition. Its first corollary is that the relation of cause and effect is to be sought in the uninterrupted flow and connection of events and changes. The cause becomes the uniformly preceding event, the constant antecedens, the effect the uniformly following, the constant consequens, in the course of the changes that are presented to consciousness as a result of foregoing changes in our sensorium.

According to this tradition that we have taken as our point of departure, the uniformity of the sequence of events is a necessary presupposition of the relation between cause and effect. This uniformity is given us as an element of our experience; for we actually find uniform successions in the course of the changing contents of perception. Further, as all our perceptions are in the first instance sense perceptions, we may call them the sensory presupposition of the possibility of the causal relation.

In this presupposition, however, there is much more involved than the name just chosen would indicate. The uniformity of sequence lies, as we saw, not in the contents of perception as such, which are immediately given to us. It arises rather through the fact that, in the course of repeated perceptions, we apprehend through abstraction the uniformities of their temporal relation. Moreover, there lie in the repeated perceptions not only uniformities of sequence, but also uniformities of the qualitative content of the successive events themselves, and these uniformities also must be apprehended through abstraction. Thus these uniform contents of perception make up series of the following form:

a1 → b1 a2 → b2 " " " " " " an → bn

The presupposition of the possibility of the causal relations includes, therefore, more than mere perceptive elements. It involves the relation of different, if you will, of peculiar contents of perception, by virtue of which we recognize a2 → b2 ... an → bn as events that resemble one another and the event a1 → b1 qualitatively as well as in their sequence. There are accordingly involved in our presupposition reproductive elements which indicate the action of memory. In order that I may in the act of perceiving a3 → b3 apprehend the uniformity of this present content with that of a2 → b2 and a1 → b1, these earlier perceptions must in some way, perhaps through memory,[9] be revived with the present perception.

In this reproduction there is still a further element, which can be separated, to be sure only in abstracto, from the one just pointed out. The present revived content, even if it is given in memory as an independent mental state, is essentially different from the original perception. It differs in all the modifications in which the memory of lightning and thunder could differ from the perception of their successive occurrence, or, again, the memory of a pain and the resulting disturbance of attention could differ from the corresponding original experience. However, as memory, the revived experience presents itself as a picture of that which has been previously perceived. Especially is this the case in memory properly so called, where the peculiar space and time relations individualize the revived experience. If we give to this identifying element in the associative process a logical expression, we shall have to say that there is involved in revival, and especially in memory, an awareness that the present ideas recall the same content that was previously given us in perception. To be sure, the revival of the content of previous perceptions does not have to produce ideas, let alone memories. Rapid, transitory, or habitual revivals, stimulated by associative processes, can remain unconscious, that is, they need not appear as ideas or states of consciousness. Stimulation takes place, but consciousness does not arise, provided we mean by the term "consciousness" the genus of our thoughts, feelings, and volitions. None the less it must not be forgotten that this awareness of the essential identity of the present revived content with that of the previous perception can be brought about in every such case of reproduction. How all this takes place is not our present problem.

We can apply to this second element in the reproductive process, which we have found to be essential to the causal relation, a Kantian term, "Recognition." This term, however, is to be taken only in the sense called for by the foregoing statements; for the rationalistic presuppositions and consequences which mark Kant's "Synthesis of Recognition" are far removed from the present line of thought.

We may, then, sum up our results as follows: In the presupposition of a uniform sequence of events, which we have accepted from tradition as the necessary condition of the possibility of the causal relation, there lies the thought that the contents of perception given us through repeated sense stimulation are related to one another through a reproductive recognition.

The assumption of such reproductive recognition is not justified merely in the cases so far considered. It is already necessary in the course of the individual perceptions a and b, and hence in the apprehension of an occurrence. It makes the sequence itself in which a and b are joined possible; for in order to apprehend b as following upon a, in case the perception of a has not persisted in its original form, a must be as far revived and recognized upon b's entrance into the field of perception as it has itself passed out of that field. Otherwise, instead of b following upon a and being related to a, there would be only the relationless change from a to b. This holds generally and not merely in the cases where the perception of a has disappeared before that of b begins, for example, in the case of lightning and thunder, or where it has in part disappeared, for example, in the throwing of a stone.

We have represented a as an event or change, in order that uniform sequences of events may alone come into consideration as the presupposition of the causal relation. But every event has its course in time, and is accordingly divisible into many, ultimately into infinitely many, shorter events. Now if b comes only an infinitely short interval later than a, and by hypothesis it must come later than a, then a corresponding part of a must have disappeared by the time b appears. But the infinitesimal part of a perception is just as much out of all consideration as would be an infinitely long perception; all which only goes to show that we have to substitute intervals of finite length in place of this purely conceptual analysis of a continuous time interval. This leaves the foregoing discussion as it stands. If b follows a after a perceptible finite interval, then the flow or development of a by the time of b's appearance must have covered a course corresponding to that interval; and all this is true even though the earlier stages of a remain unchanged throughout the interval preceding b's appearance. The present instant of flow is distinct from the one that has passed, even though it takes place in precisely the same way. The former, not the latter, gives the basis of relation which is here required, and therefore the former must be reproduced and recognized. This thought also is included in the foregoing summary of what critical analysis shows to be involved in the presupposition of a uniform sequence.

In all this we have already abandoned the field of mere perception which gave us the point of departure for our analysis of uniform sequence. We may call the changing course of perception only in the narrower meaning the sensory presupposition of the causal relation. In order that these changing contents of perception may be known as like one another, as following one another, and as following one another uniformly, they must be related to one another through a recognitive reproduction.

Our critical analysis of uniform sequence is, however, not yet complete. To relate to one another the contents of two ideas always requires a process at once of identifying and of differentiating, which makes these contents members of the relation, and which accordingly presupposes that our attention has been directed to each of the two members as well as to the relation itself—in the present case, to the sequence. Here we come to another essential point. We should apply the name "thought" to every ideational process in which attention is directed to the elements of the mental content and which leads us to identify with one another, or to differentiate from one another, the members of this content.[10] The act of relating, which knows two events as similar, as following one another, indeed, as following one another uniformly, is therefore so far from being a sensation that it must be claimed to be an act of thinking. The uniformity of sequence of a and b is therefore an act of relating on the part of our thought, so far as this becomes possible solely through the fact that we at one and the same time identify with one another and differentiate from one another a as cause and b as effect. We say "at one and the same time," because the terms identifying and differentiating are correlatives which denote two different and opposing sides of one and the same ideational process viewed logically. Accordingly, there is here on need of emphasizing that the act of relating, which enables us to think a as cause and b as effect, is an act of thought also, because it presupposes on our part an act of naming which raises it to being a component of our formulated and discursive thought. We therefore think a as cause and b as effect in that we apprehend the former as uniform antecedens and the latter as uniform consequens.

* * * * *

Have we not the right, after the foregoing analysis, to interpret the uniform sequence of events solely as the necessary presupposition of the causal relation? Is it not at the same time the adequate presupposition? Yes, is it not the causal relation itself? As we know, empiricism since Hume has answered the last question in the affirmative, and rationalism since Kant has answered it in the negative.

We, too, have seemingly followed in our discussion the course of empiricism. At least, I find nothing in that discussion which a consistent empiricist might not be willing to concede; that is, if he is ready to set aside the psychological investigation of the actual processes which we here presuppose and make room for a critical analysis of the content of the relation of cause and effect.[11] However, the decision of the question, whether or not empiricism can determine exhaustively the content that we think in the causal relation, depends upon other considerations than those which we have until now been called upon to undertake. We have so far only made clear what every critical analysis of the causal relation has to concede to empiricism. In reality the empiristic hypothesis is inadequate. To be sure, the proof of this inadequacy is not to be taken from the obvious argument which Reid raised against the empiricism of Hume, and which compelled Stuart Mill in his criticism of that attack[12] to abandon his empiristic position at this point. No doubt the conclusion to which we also have come for the time being, goes much too far, the conclusion that the cause is nothing but the uniform antecedens and the effect merely the uniform consequens. Were it true, as we have hitherto assumed, that every uniformly preceding event is to be regarded as cause and every uniformly following event as effect, then day must be looked upon as cause of night and night as cause of day.

Empiricism can, however, meet this objection without giving up its position; in fact, it can employ the objection as an argument in its favor; for this objection affects only the manifestly imperfect formulation of the doctrine, not the essential arguments.

It should have been pointed out again and again in the foregoing exposition that only in the first indiscriminating view of things may we regard the events given us in perception as the basis of our concepts of cause and effect. All these events are intricately mixed, those that are given in self perception as well as those given in sense perception. The events of both groups flow along continuously. Consequently, as regards time, they permit a division into parts, which division proceeds, not indeed for our perception, but for our scientific thought, in short, conceptually, into infinity. The events of sense perception permit also conceptually of infinite division in their spatial relations.

It is sufficient for our present purpose, if we turn our attention to the question of divisibility in time. This fact of divisibility shows that the events of our perception, which alone we have until now brought under consideration, must be regarded as systems of events. We are therefore called upon to apportion the causal relations among the members of these systems. Only for the indiscriminating view of our practical Weltanschauung is the perceived event a the cause of the perceived event b. The more exact analysis of our theoretical apprehension of the world compels us to dissect the events a and b into the parts aα, aβ, aγ—bα, bβ, bγ, and, where occasion calls for it, to continue the same process in turn for these and further components. We have accordingly to relate those parts to one another as causes and effects which, from the present standpoint of analysis, follow one another uniformly and immediately, viz., follow one another so that from this standpoint no other intervening event must be presupposed. In this way we come to have a well-ordered experience. The dispositions to such experience which reveal themselves within the field of practical thought taught man long before the beginning of scientific methods not to connect causally day and night with one another, but the rising and setting of the sun with day and night. The theoretical analysis, indeed, goes farther. It teaches that in what is here summed up as rising of the sun and yonder as day, there lie again intricate elements requiring special attention, in our own day extending perhaps to the lines of thought contained in the electro-dynamic theory of light and of electrons. Still the ways of thought remain the same, on all the levels of penetrating analysis. We have throughout to relate to one another as cause and effect those events which, in a well-ordered experience, must be regarded as following one another immediately. The cause is then the immediate uniform antecedens, the effect the immediate uniform consequens. Otherwise stated, the perceived events that we are accustomed, from the standpoint of the practical Weltanschauung, to regard as causes and effects, e. g., lightning and thunder, from the theoretical apprehension of the world prove to be infinitely involved collections of events, whose elements must be related to one another as causes and effects in as far as they can be regarded as following one another immediately. No exception is formed by expressions of our rough way of viewing and describing which lead us without hesitation to regard as cause one out of the very many causes of an event, and this, too, not necessarily the immediate uniformly preceding event. All this lies rather in the nature of such a hasty view.

The present limitation of uniform sequence to cases of immediate sequence sets aside, then, the objection from which we started, in that it adopts as its own the essential point in question.

Moreover, the way that leads us to this necessary limitation goes farther: it leads to a strengthening of the empiristic position. It brings us to a point where we see that the most advanced analysis of intricate systems of events immediately given to us in perception as real nowhere reveals more than the simple fact of uniform sequence. Again where we come to regard the intervals between the events that follow one another immediately as very short, there the uniformity of the time relation makes, it would seem, the events for us merely causes and effects; and as often as we have occasion to proceed to the smaller time differences of a higher order, the same process repeats itself; for we dissect the events that make up our point of departure into ever more complex systems of component events, and the coarser relations of uniform sequence into ever finer immediate ones. Nowhere, seemingly, do we get beyond the field of events in uniform sequence, which finally have their foundation in the facts of perception from which they are drawn. Thus there follows from this conceptual refinement of the point of departure only the truth that nothing connects the events as causes and effects except the immediate uniformity of sequence.

None the less, we have to think the empiristic doctrine to the bottom, if we desire to determine whether or not the hypothesis which it offers is really sufficient to enable us to deduce the causal relation. For this purpose let us remind ourselves that the question at issue is, whether or not this relation is merely a temporal connection of events that are given to us in perception or that can be derived from the data of perception.

Besides, let us grant that this relation is as thoroughly valid for the content of our experience as empiricism has always, and rationalism nearly always, maintained. We presuppose, therefore, as granted, that every event is to be regarded as cause, and hence, in the opposite time relation, as effect, mental events that are given to us in self perception no less than the physical whose source is our sense perception. In other words, we assume that the totality of events in our possible experience presents a closed system of causal series, that is, that every member within each of the contemporary series is connected with the subsequent ones, as well as with the subsequent members of all the other series, backward and forward as cause and effect; and therefore, finally, that every member of every series stands in causal relationship with every member of every other series. We do not then, for the present purpose, burden ourselves with the hypothesis which was touched upon above, that this connection is to be thought of as a continuous one, namely, that other members can be inserted ad infinitum between any two members of the series.

We maintain at the same time that there is no justification for separating from one another the concepts, causality and interaction. This separation is only to be justified through the metaphysical hypothesis that reality consists in a multitude of independently existing substances inherently subject to change, and that their mutual interconnection is conditioned by a common dependence upon a first infinite cause.[13] Every connection between cause and effect is mutual, if we assume with Newton that to every action there is an equal opposing reaction.

In that we bring the totality of knowable reality, as far as it is analyzable into events, under the causal relation, we may regard the statement that every event requires us to seek among uniformly preceding events for the sufficient causes of its own reality, namely, the general causal law, as the principle of all material sciences. For all individual instances of conformity to law which we can discover in the course of experience are from this point of view only special cases of the general universal conformity to law which we have just formulated.

For the empiristic interpretation, the (general) causal law is only the highest genus of the individual cases of empirically synthetic relations of uniform sequence. Starting from these presuppositions, it cannot be other than a generalization from experience, that is, a carrying over of observed relations of uniform, or, as we may now also say, constant sequence to those which have not been or cannot be objects of observation, as well as to those which we expect to appear in the future. Psychologically regarded, it is merely the most general expression of an expectation, conditioned through associative reproduction, of uniform sequence. It is, therefore,—to bring Hume's doctrine to a conclusion that the father of modern empiricism himself did not draw,—a species of temporal contiguity.

The general validity which we ascribe to the causal law is accordingly a merely empirical one. It can never attain apodeictic or even assertorical validity, but purely that type of problematic validity which we may call "real" in contradistinction to the other type of problematic validity attained in judgments of objective as well as of subjective and hypothetical possibility.[14] No possible progress of experience can win for the empiristically interpreted causal law any other than this real problematic validity; for experience can never become complete a parte post, nor has it ever been complete a parte ante. The causal law is valid assertorically only in so far as it sums up, purely in the way of an inventory, the preceding experiences. We call such assumptions, drawn from well-ordered experience and of inductive origin, "hypotheses," whether they rest upon generalizing inductive inferences in the narrower sense, or upon specializing inferences from analogy. They, and at the same time the empiristically interpreted causal law, are not hypotheses in the sense in which Newton rightly rejected all formation of hypotheses,[15] but are such as are necessarily part of all methods in the sciences of facts in so far as the paths of research lead out beyond the content given immediately in perception to objects of only possible experience.

Notes in this chapter

Explore with AITake your curiosity a little further.

Reading settings