Chapter I · (continued 2)
Edward L. (Edward Leroy) Schaub translation
But are we deprived of all knowledge concerning the most primitive grammatical forms and concerning the related question of the origin of language, by virtue of the fact that the languages of primitive peoples have, with the exception of meagre remnants, apparently been lost? There is a consideration touching the question of primitive forms of thought and language that enables us, in spite of the difficulty suggested, to answer this question in the negative. The development of language does not at all keep pace with that of the other forms of culture. Primitive forms of thought especially, and the corresponding expression which they receive in language, may long persist after external culture is relatively advanced. And thus, among tribes that are in general far beyond the primitive stage, linguistic forms may still be found which are exact counterparts of phenomena that, from a psychological point of view, must be regarded as primitive. As regards this point, it is especially the African languages of the Soudan that offer a typical field for linguistic study. If we analyse the syntax of such a language and the forms of thought which the sentence structure allows us to infer, we gain the impression that it is hardly possible to imagine a form of human thought whose essential characteristics could be more primitive. This is clearly apparent from a consideration of the Ewe language of the peoples of Togo, a German colonial possession. This is a Soudan language, on whose grammar D. Westermann, a German missionary, has given us a valuable treatise. While the Ewe language does not contain all the essential features apparently characteristic of relatively primitive thought, it does exemplify some of them. We are led to this conclusion particularly when we compare it, together with other Soudan languages, with a form of language which, though it arises under highly advanced cultural conditions, may nevertheless be regarded as primitive, since it is actually formed anew before our very eyes. I refer to gesture-language. In this case, it is not sounds, but expressive movements, imitative and pantomimic, that form the means by which man communicates his thoughts to man. Though we may regard gesture-language as an original form of language, in so far as we can observe it at the moment of its creation, we must not, of course, forget that the genesis of the forms of gesture communication familiar to us belongs to a higher culture whose conditions differ widely from those of primitive thought.
Now, of the various forms of gesture-language, the one that is least subject to change is doubtless the means of communication employed by those who are bereft of hearing, and therefore of speech as well, namely, the deaf and dumb. A similar means of communication through signs and gestures may also be observed among peoples of low culture. Especially when they consist of tribes with markedly different dialects, do such peoples make use of gestures in communicating with one another. Investigations of the spontaneously arising gesture-language of deaf-mutes date largely from the first half of the nineteenth century. More recent studies have been made of the gestures of the North American Indian tribes, and similar, though less complete, observations have been reported concerning the Australians. In these cases, however, gestures sometimes serve also as a sort of secret language. This is even more true of certain signs that occur among some of the peoples of southern Europe, as, for example, among the Neapolitans. In considering the question before us, such cases must, of course, be excluded, since the motive of communicating ideas may here be entirely displaced by that of keeping them secret; instead of a language that arises spontaneously, we have a means which is, on the whole, consciously elaborated for purposes of mutual understanding. If we disregard these cases, which belong to an entirely different order of facts, and examine the data gathered from widely different parts of the earth and from very diverse conditions of culture, we find a remarkable agreement. In certain details, of course, there are differences. The ideas of the Indian are not in all respects like those of the civilized European or those of the Australian. Nevertheless, the gestures that refer to specific concrete objects are frequently so similar that many of the signs employed by the gesture-language of the deaf-mutes of Europe may be found among the Dakota Indians. Could we transfer one of these deaf and dumb persons to this group of Indians, he would probably have no difficulty at all in communicating with them. In more recent times the opportunity of investigating spontaneous gesture-language has not been so great, because deaf-mutes have become more and more educated to the use of verbal language. The principal material for the study of the natural gesture-language of deaf-mutes is, therefore, still to be found in the older observations of Schmalz (1838, 2nd ed. 1848), a German teacher of people thus afflicted, and in the somewhat later reports of an Englishman by the name of Scott (1870).
What, now, do these observations teach us concerning the origin of gesture-language, and therefore probably also concerning the factors underlying the origin of language in general? According to the popular notion, a so-called impulse for communication or, perhaps, certain intellectual processes, voluntary reflections, and actions, account for the fact that the contents of one's own consciousness come to be communicated to other individuals. If, however, we observe gesture-language in its origin, we obtain an entirely different view. This mode of communication is not the result of intellectual reflections or conscious purposes, but of emotion and the involuntary expressive movements that accompany emotion. Indeed, it is simply a natural development of those expressive movements of human beings that also occur where the intention of communicating is obviously absent. As is well known, it is not only emotions that are reflected in one's movements, particularly in mimetic movements of the face, but also ideas. Whenever ideas strongly tinged with feeling enter into the course of emotions, the direct mimetic expressions of the face are supplemented by movements of the arms and hands. The angry man gesticulates with movements which clearly indicate the impulse to attack that is inherent in anger. Or, when we have an ideational process of an emotional nature, and ideas arise referring to objects that are present to us, we point to the objects, even though there be no intention of communicating the ideas. Directions in space, likewise, as well as past time and futurity, are involuntarily expressed by means of backward and forward pointing movements; 'large' and 'small' are expressed by the raising and lowering of the hands. When further movements are added, indicating the form of an object by describing its image in the air with the hands, all the elements of a gesture-language are complete. What is lacking is only that the emotionally coloured idea be not a mere expression of one's own emotion, but that it evoke the same emotion and, through this, the same idea, in the minds of others. Under the influence of the emotion aroused within them, those addressed must then reply with the same, or slightly different, expressive movements. When this occurs, there is developed a common thinking in which impulsive movements are more and more displaced by voluntary actions, and ideational contents, together with the corresponding gestures, enter into the foreground of attention. By virtue of this ideational content, movements expressive of emotions come to be expressions of ideas; the communication of an individual's experiences to others results in an exchange of thought—that is, in language. This development, however, is influenced by that of all the other psychical functions, and especially by the transition of emotional and impulsive movements into voluntary actions.
Of what nature, now, is the content of such a gesture-language as arises independently within a community, and which may, in so far, be regarded as primitive? To this we may briefly reply that all elements of this language are perceptible to the senses, and therefore immediately intelligible. Hence it is that deaf-mutes, though of different nationalities, can make themselves understood without difficulty, even upon meeting for the first time. This intelligibility of gesture-language, however, rests upon the fact that the signs it employs—or, translated into the terminology of spoken language, its words—are direct representations of the objects, the qualities, or the events referred to. Whenever the object discussed is present, the gesture of pointing with the hand and finger is itself the clearest way of designating the object. Thus, for instance, 'I' and 'you' are expressed by the speaker's pointing to himself or to the other person. This suggests a similar movement to designate a 'third person' who is not present. The sign in this case is a backward movement of the finger. Whenever the objects of conversation are present in the field of vision, the dumb person, as a rule, dispenses with every other form of representation but that of merely pointing to them.
Since the objects under discussion are, on the whole, only rarely present, there is a second and important class of gestures, which, for the sake of brevity, we may call graphic. The deaf-mute, as also the Indian and the Australian, represents an absent object by pictures outlined in the air. What he thus sketches in only very general outlines is intelligible to one practised in gesture-language. Moreover, there is a marked tendency for such gestures to become permanent within a particular social group. For the word 'house,' the outlines of roof and walls are drawn; the idea of walking is communicated by imitating the movements of walking with the index and middle fingers of the right hand upon the left arm, which is held out horizontally; the idea of striking is represented by causing the hand to go through the movements of striking. Not infrequently, however, several signs must be combined to make a gesture intelligible. In the German and English deaf and dumb language, the word 'garden,' for example, is expressed by first describing a circle with the index finger to indicate a place, and by then lifting the thumb and the index finger to the nose as the gesture for smelling. 'Garden,' thus, is, as it were, a place where there are flowers to smell. The idea 'teacher' cannot, of course, be directly represented or pictured; it is too complicated for a language of representation. The deaf and dumb person, therefore, is likely to proceed by first making the gesture for man. For this purpose, he singles out an incidental characteristic, his gesture being that of lifting his hat. Since women do not remove their hats in greeting, this gesture is highly typical. The distinctive sign for woman consists in laying the hands upon the breast. Now, in order to communicate the idea of 'male teacher,' the hat is first lifted as the above gesture for man, and then the index finger is raised. This is done either because pupils in school raise the index finger to indicate their knowledge of a certain thing or, perhaps, because the teacher occasionally raises his finger when he wishes to command attention or to threaten punishment.
Pointing and graphic gestures thus represent the two means which gesture-language employs. Within the second of these classes of gestures, however, we may distinguish a small sub-group that may be called significant; in this case, the object is not represented by means of a direct picture, but by incidental characteristics—man, for example, is expressed by lifting the hat. The signs are all directly perceptible. The most important characteristic of gesture-language, as well as the most distinctive feature of an original language, is the fact that there is no trace of abstract concepts, there being merely perceptual representations. And yet some of these representations—and this is a proof of how insistently human thought, even in its beginnings, presses on to the formation of concepts—have acquired a symbolical meaning by virtue of which they become sensuous means, in a certain sense, of expressing concepts which in themselves are not of a perceptual nature. We may here mention only one such gesture, noteworthy because it occurs independently in the language of the European deaf and dumb and in that of the Dakota Indians. 'Truth' is represented by moving the index finger directly forward from the lips, while 'lie' is indicated by a movement towards the right or left. The former is thus held to be a straight speech and the latter a crooked speech, transcriptions which also occur, as poetical expressions, in spoken language. On the whole, however, such symbolical signs are rare if the natural gesture-language has not been artificially reconstructed; moreover, they always remain perceptual in character.
Corresponding to this feature is also another characteristic which all natural gesture-languages will be found to possess. In vain we search them for the grammatical categories either of our own or of other spoken languages—none may be found. No distinction is made between noun, adjective, or verb; none between nominative, dative, accusative, etc. Every representation retains its representative character, and that to which it refers may exemplify any of the grammatical categories known to us. For example, the gesture for walking may denote either the act of walking or the course or path; that for striking, either the verb 'to strike' or the noun 'blow.' Thus, in this respect also, gesture-language is restricted to perceptual signs expressing ideas capable of perceptual representation. The same is true, finally, of the sequence in which the ideas of the speaker are arranged, or, briefly, of the syntax of gesture-language. In various ways, depending on fixed usages of language, our syntax, as is well known, permits us to separate words that, as regards meaning, belong together, or, conversely, to bring together words that have no immediate relation. Gesture-language obeys but one law. Every single sign must be intelligible either in itself or through the one preceding it. It follows from this that if, for example, an object and one of its qualities are both to be designated, the quality must not be expressed first, since, apart from the object, it would be unmeaning; its designation, therefore, regularly occurs after that of the object to which it belongs. Whereas, for example, we say 'a good man,' gesture-language says 'man good.' Similarly, in the case of verb and object, the object generally precedes. When, however, the action expressed by the verb is thought of as more closely related to the subject, the converse order may occur and the verb may directly follow the subject. How, then, does gesture-language reproduce the sentence 'The angry teacher struck the child'? The signs for teacher and for striking have already been described; 'angry' is expressed mimetically by wrinkling the forehead; 'child' by rocking the left forearm supported by the right. Thus, the above sentence is translated into gesture-language in the following manner: First, there are the two signs for teacher, lifting the hat and raising the finger; then follows the mimetic gesture for anger, succeeded by a rocking of the arm to signify child, and, finally, by the motion of striking. If we indicate the subject of the sentence by S, the attribute by A, the object by O, and the verb by V, the sequence in our language is ASVO; in gesture-language it is SAOV, 'teacher angry child strikes,' or, in exceptional cases, SAVO. Gesture-language thus reverses the order of sequence in the two pairs of words. A construction such as 'es schlug das Kind der Lehrer (VOS), always possible in spoken language and occurring not infrequently (for example, in Latin), would be absolutely impossible in gesture-language.
If, then, gesture-language affords us certain psychological conclusions regarding the nature of a primitive language, it is of particular interest, from this point of view, to compare its characteristics with the corresponding traits of the most primitive spoken languages. As already stated, the so-called Soudan languages typify those that bear all the marks of relatively primitive thought. These languages of Central Africa obviously represent a much more primitive stage of development than do those of the Bantu peoples of the south or even those of the Hamitic peoples of the north. The language of the Hottentots is related to that of these Hamitic peoples. It is, in fact, because of this relationship, and also because of characteristics divergent from the negro type, that the Hottentots are regarded as a race that immigrated from the north and underwent changes by mixture with native peoples. If, now, we compare one of the Soudan languages, the Ewe, for example, with gesture-language, one difference will at once be apparent. The words of this relatively primitive spoken language do not possess the qualities of perceptibility and immediate intelligibility that characterize each particular gesture-sign. This is readily explicable as a result of processes of phonetic change, which are never absent, as well as of the assimilation of foreign elements and of the replacement of words by conceptual symbols that are accidental and independent of the sound. These changes occur in the history of every language. Every spoken language is the outcome of recondite processes whose beginnings are no longer traceable. And yet the Soudan languages, particularly, have preserved characteristics that show much more intimate connections between sound and meaning than our cultural languages possess. The very fact is noteworthy that certain gradations or even antitheses of thought are regularly expressed by gradations or antitheses of sound whose feeling tone plainly corresponds to the relation of the ideas. While our words 'large' and 'small,' 'here' and 'there,' show no correspondence between the character of the sound and the meaning, the case is entirely different with the equivalent expressions in the Ewe language. In this language large and small objects are designated by the same word. In the one case, however, the word is uttered in a deep tone, while in the other a high tone is used. Or, in the case of indicative signs, the deep tone signifies greater remoteness, the high tone, proximity. Indeed, in some Sudan languages three degrees of remoteness or of size are thus distinguished. 'Yonder in the distance' is expressed by a very deep tone; 'yonder in the middle distance,' by a medium tone; and 'here,' by the highest tone. Occasionally, differences of quality are similarly distinguished by differences of tone, as, for example, 'sweet' by a high tone, 'bitter' by a deep tone, 'to be acted upon' (that is, our passive) by a deep tone, and activity (or our active) by a high tone. This accounts for a phenomenon prevalent in other languages remote from those of the Soudan. In Semitic and Hamitic languages, the letter 'U,' particularly, has the force of a passive when occurring either as a suffix to the root of a word or in the middle of the word itself. For example, in the Hebrew forms of the so-called 'Pual' and 'Piel,' as well as 'Hophal' and 'Hiphil,' the first of each pair is passive, and the second, active in meaning. It was frequently supposed that this was accidental, or was due to linguistic causes of phonetic change other than the above. But when we meet the same variations of sound and meaning in other radically different languages, we must stop to ask ourselves whether this is not the result of a psychological relationship which, though generally lost in the later development of language, here still survives in occasional traces. In fact, when we recall the way in which we relate stories to children, we at once notice that precisely the same phenomenon recurs in child-language—a language, of course, first created, as a rule, by adults. This connection of sound and meaning is clearly due to the unconscious desire that the sound shall impart to the child not merely the meaning of the idea, but also its feeling-tone. In describing giants and monsters, she who relates fairy-tales to the child deepens her tone; when fairies, elves, and dwarfs appear in the narrative, she raises her voice. If sorrow and pain enter, the tone is deepened; with joyous emotions, high tones are employed. In view of these facts, we might say that this direct correlation of expression and meaning, observed in that most primitive of all languages, gesture-language, has disappeared even from the relatively primitive spoken languages; nevertheless, the latter have retained traces of it in greater abundance than have the cultural languages. In the cultural languages they recur, if at all, only in the onomatopoetic word-formations of later origin. We may recall such words as sausen (soughing), brummen (growling), knistern (crackling), etc.
The question still remains how the other characteristics of gesture-language, particularly the absence of grammatical categories and a syntax which follows the principle of immediate and perceptual intelligibility, compare with the corresponding characteristics of the relatively primitive spoken languages. These characteristics, indeed, are of incomparably greater importance than the relations of sound and meaning. The latter are more strongly exposed to external, transforming influences. Word-formations, however, and the position of the words within the sentence, mirror the forms of thought itself; whenever the thought undergoes vital changes, the latter inevitably find expression in the grammatical categories of the language, and in the laws of syntax which it follows.
6. THE THINKING OF PRIMITIVE MAN.
From the point of view just developed, the investigation of the grammatical forms of primitive language is of particular importance for the psychology of primitive man. True, as has already been remarked, the languages of the most primitive tribes have not been preserved to us in their original form. And yet it is in this very realm of grammatical forms, far more even than in that of sound pictures and onomatopoetic words, that the Soudan languages possess characteristics which mark them as the expression of processes of thought that have remained on a relatively primitive level. This is indicated primarily by the fact that these languages lack what we would call grammatical categories. As regards this point, Westermann's grammar of the Ewe language is in entire agreement with the much earlier results which Steinthal reached in his investigation of the Manda language, which is also of the Soudan region. These languages consist of monosyllabic words which follow one another in direct succession without any intermediate inflectional elements to modify their meaning. Philologists usually call such languages 'root-languages,' because a sound complex that carries the essential meaning of a word, apart from all modifying elements, is called by their science a verbal root. In the Latin word fero, fer, meaning 'to bear,' is the root from which all modifications of the verb ferre (to carry) are formed by means of suffixal elements. If, therefore, a language consists of sound complexes having the nature of roots, it is called a root-language. As a matter of fact, however, the languages under discussion consist purely of detached, monosyllabic words; the conception 'root,' which itself represents the product of a grammatical analysis of our flectional languages, may only improperly be applied to them. Such a language is composed of detached monosyllabic words, each of which has a meaning, yet none of which falls under any particular grammatical category. One and the same monosyllabic word may denote an object, an act, or a quality, just as in gesture-language the gesture of striking may denote the verb 'to strike' and also the noun 'blow.' From this it is evident to what extent the expressions 'root' and 'root-language' carry over into this primitive language a grammatical abstraction which is entirely inappropriate in case they suggest the image of a root. This image originated among grammarians at a time when the view was current that, just as the stem and branches of a plant grow out of its root, so also in the development of a language does a word always arise out of a group of either simple or composite sounds that embody the main idea. But the component parts of a language are certainly not roots in this sense; every simple monosyllabic word combines with others, and from this combination there result, in part, modifications in meaning, and, in part, sentences. Language, thus, does not develop by sprouting and growing, but by agglomeration and agglutination. Now, the Soudan languages are characterized by the fact that they possess very few such fixed combinations in which the individual component parts have lost their independence. In this respect, accordingly, they resemble gesture-language. The latter also is unfamiliar with grammatical categories in so far as these apply to the words themselves; the very same signs denote objects, actions, and qualities—indeed, generally even that for which in our language we employ particles. This agreement with gesture-language is brought home to us most strikingly if we consider the words which the primitive spoken languages employ for newly formed ideas—such, for instance, as refer to previously unknown objects of culture. Here it appears that the speaker always forms the new conception by combining into a series those ideas with which he is more familiar. When schools were introduced into Togo, for example, and a word for 'slate-pencil' became necessary, the Togo negroes called it 'stone scratch something'—that is, a stone with which we scratch something. Similarly 'kitchen,' an arrangement unknown to these tribes, was referred to as 'place cook something'; 'nail,' as 'iron head broad.' The single word always stands for a sensibly perceptual object, and the new conception is formed, not, as epistemologists commonly suppose, by means of a comparison of various objects, but by arranging in sequence those perceptual ideas whose combined characteristics constitute the conception. The same is true with regard to the expressions for such thought relations as are variously indicated in our language by the inflections of substantive, adjective, and verb. The Soudan languages make no unambiguous distinction between noun and verb. Much less are the cases of the substantive, or the moods and tenses of the verb, distinguished; to express these distinctions, separate words are always used. Thus, 'the house of the king' is rendered as 'house belong king.' The conception of case is here represented by an independent perception that crowds in between the two ideas which it couples together. The other cases are, as a rule, not expressed at all, but are implied in the connection. Similarly, verbs possess no future tense to denote future time. Here also a separate word is introduced, one that may be rendered by 'come.' 'I go come' means 'I shall go'; or, to mention the preterit, 'I go earlier' means 'I went.' Past time, however, may also be expressed by the immediate repetition of the word, a sensibly perceptual sign, as it were, that the action is completed. When the Togo negro says 'I eat,' this means 'I am on the point of eating'; when he says 'I eat eat,' it means 'I have eaten.'
But ideas of such acts and conditions as are in themselves of a perceptual nature are also occasionally expressed by combining several elements which are obtained by discriminating the separate parts of a perceptual image. The idea to bring, for example, is expressed by the Togo negro as 'take, go, give.' In bringing something to some one, one must first take it, then go to him and give it to him. It therefore happens that the word 'go,' in particular, is frequently added even where we find no necessity for especially emphasizing the act of going. Thus, the Togo negro would very probably express the sentence, 'The angry teacher strikes the child,' in the following way: 'Man-school-angry-go-strike-child.' This is the succession that directly presents itself to one who thinks in pictures, and it therefore finds expression in language. Whenever conceptions require a considerable number of images in order to be made picturable, combinations that are equivalent to entire sentences may result in a similar manner. Thus, the Togo negro expresses the concept 'west' by the words 'sun-sit-place'—that is, the place where the sun sits down. He thinks of the sun as a personal being who, after completing his journey, here takes a seat.
These illustrations may suffice to indicate the simplicity and at the same time the complexity of such a language. It is simple, in that it lacks almost all grammatical distinctions; it is complicated, because, in its constant reliance on sensibly perceptual images, it analyses our concepts into numerous elements. This is true not merely of abstract concepts, which these languages, as a rule, do not possess, but even of concrete empirical concepts. We need only refer to the verb 'to bring,' reduced to the form of three verbs, or the concept 'west,' for whose expression there is required not only the sun and the location which we must give it but also its act of seating itself. In all of these traits, then, primitive language is absolutely at one with gesture-language.
The same is true of the syntax of the two kinds of language. This also is no more irregular and accidental in the Soudan language than it is in gesture-language. As a rule, indeed, it is stricter than the syntax of our languages, for in the latter inflection makes possible a certain variation in the arrangement of words within a sentence according to the particular shade of meaning desired. In primitive language, the arrangement is much more uniform, being governed absolutely and alone by the same law as prevails in gesture-language—namely, the arrangement of words in their perceptual order. Without exception, therefore, object precedes attribute, and substantive, adjective. Less constant, however, is the relation of verb and object, in the Ewe language; the verb generally precedes, but the object may come first; the verb, however, always follows the subject whose action it expresses. This perceptual character of primitive language appears most strikingly when we translate any thought that is at all complicated from a primitive language into our own, first in its general meaning, and then word for word. Take an illustration from the language of the Bushmen. The meaning would be substantially this: 'The Bushman was at first received kindly by the white man in order that he might be brought to herd his sheep; then the white man maltreated the Bushman; the latter ran away, whereupon the white man took another Bushman, who suffered the same experience,' The language of the Bushmen expresses this in the following way: 'Bushman-there-go, here-run-to-white man, white man-give-tobacco, Bushman-go-smoke, go-fill-tobacco-pouch, white man-give-meat-Bushman, Bushman-go-eat-meat, stand-up-go-home, go happily, go-sit-down, herd-sheep-white man, white man-go-strike Bushman, Bushman-cry-loud-pain, Bushman-go-run-away-white man, white man-run-after-Bushman, Bushman-then-another, this one-herd-sheep, Bushman-all-gone.' In this complaint of the man of nature against his oppressor, everything is concrete, perceptual. He does not say, The Bushman was at first kindly taken up by the white man, but, The white man gives him tobacco, he fills his pouch and smokes; the white man gives him meat, he eats this and is happy, etc. He does not say, The white man maltreats the Bushman, but, He strikes him, the Bushman cries with pain, etc. What we express in relatively abstract concepts is entirely reduced by him to separate perceptual images. His thought always attaches to individual objects. Moreover, just as primitive language has no specific means for expressing a verb, so also are change and action overshadowed in primitive thought by the concrete image. The thinking itself, therefore, may be called concrete. Primitive man sees the image with its separate parts; and, as he sees it, so he reproduces it in his language. It is for this very reason that he is unfamiliar with differences of grammatical categories and with abstract concepts. Sequence is still governed entirely by the pure association of ideas, whose order is determined by perception and by the recollection of that which has been experienced. The above narrative of the Bushman expresses no unitary thought, but image follows upon image in the order in which these appear to consciousness. Thus, the thinking of primitive man is almost exclusively associative. Of the more perfect form of combining concepts, the apperceptive, which unites the thoughts into a systematic whole, there are as yet only traces, such as occur in the combination of the separate memory images.
Many analogues to the formal characteristics of primitive thought revealed in these linguistic phenomena may be met in child-language. There is a wide divergence, however, with respect to the very element which has already disappeared, with the exception of slight traces, from the language of primitive peoples. I refer to the close correlation of sound and meaning. As regards this feature, child-language is much more similar to gesture-language than is possible in the case of forms of speech that have undergone a long historical development. For, child-language, like gesture-language, is, in a certain sense, continually being created anew. Of course, it is not created, as is sometimes supposed, by the children themselves. It is a conventionalized language of the mothers and nurses who converse with the child, supplemented, in part, by the child's associates along the lines of these traditional models. The sound-complexes signifying animals, 'bow-wow' for the dog, 'hott-hott' for the horse, 'tuk-tuk' for the chicken, etc., as also 'papa' and 'mamma' for father and mother, are sounds that are in some way fitted to the meaning and at the same time resemble so far as possible the babbling sounds of the child. But this entire process is instituted by the child's associates, and is at most supplemented by the child himself to the extent of a few incidental elements. For this reason, child-language has relatively little to teach us concerning the development of speaking and thinking; those psychologists and teachers who believe that it affords an important source of information concerning the origin of thought are in error. Such information can be gained only from those modes of expressing thought which, like gesture-language, are originated anew by the speaker and are not externally derived, or from those which, like the spoken languages of primitive peoples, have retained, in their essential characteristics, primitive modes of thinking. Even in these cases it is only the forms of thought that are thus discoverable. The content, as is implied by the formal characteristics themselves, is, of course, also of a sense-perceptual, not of a conceptual, nature. And yet the particular character or quality of this content is not inherent in the forms of the language as such. To gain a knowledge of its nature we must examine the specific ideas themselves and the associated feelings and emotions.
Thus, then, the further question arises: Wherein consists the content of primitive thought? Two sorts of ideas may be distinguished. The one comprises that stock of ideas which is supplied to consciousness by the direct perceptions of daily life—ideas such as go, stand, lie, rest, etc., together with animal, tree (particularly in the form of individual animals and trees), man, woman, child, I, thou, you, and many others. These are objects of everyday perception that are familiar to all, even to the primitive mind. But there is also a second class of ideas. These do not represent things of immediate perception; briefly expressed, they originate in feeling, in emotional processes which are projected outward into the environment. This is an important and particularly characteristic group of primitive ideas. Included within it are all references to that which is not directly amenable to perception but, transcending this, is really supersensuous, even though appearing in the form of sensible ideas. This world of imagination, projected from man's own emotional life into external phenomena, is what we mean by mythological thinking. The things and processes given to perception are supplemented by other realities that are of a non-perceptible nature and therefore belong to an invisible realm back of the visible world. These are the elements, furthermore, which very early find expression in the art of primitive man.
7. EARLIEST BELIEFS IN MAGIC AND DEMONS.
In entering upon a consideration of the development of primitive myths, we are at once confronted by the old question disputed by mythologists, ethnologists, and students of religion, Where and when did religion originate? For is not religion always concerned with the supernatural? Now, in certain cases, even primitive man supplements the sensuous world in which he lives and whose impressions he has not so much as elaborated into abstract concepts, with supersensuous elements, though he himself, of course, is unaware of their supersensuous character. The question, therefore, lies near at hand: Is religion already present at this stage, or is there at most a potentiality of religion, the germ of its future development? If the latter should be true, where, then, does religion begin? Now, our interest in the history of myth-formation derives largely from the very fact that the problem is intimately bound up with that of the origin of religion. Merely in itself the origin of the myth might have relatively little interest for us. The question, however, as to how religion arose acquires its great importance through its connection with the two further questions as to whether or not religion is a necessary constituent of human consciousness and whether it is an original possession or is the result of certain preconditions of mythological thought.
It is interesting to follow this ancient dispute, particularly its course during the last few decades. In 1880, Roskoff wrote a book entitled "The Religion of the Most Primitive Nature-Peoples." In this work he assembled all the available facts, and came to the conclusion that no peoples exist who have not some form of religion. About ten years ago, however, the two Sarasins, students of Ceylon and of the primitive Veddah tribes, summed up their conclusions in the proposition: The Veddahs have no religion. If, however, we compare Roskoff's facts concerning primitive peoples with those reported by the Sarasins concerning the belief of the Veddahs in demons and magic, it appears that the facts mentioned by these investigators are essentially the same. What the former calls religion, the latter call belief in magic; but in neither case is there a statement as to what is really meant by religion. Now, we cannot, of course, come to an understanding with reference to the presence or absence of anything until we are agreed as to what the thing itself really is. Hence, the question under dispute is raised prematurely at the present stage of our discussion; it can be answered only after we have examined more of the steps in the development of myth and of the preconditions of the religion of later times. We shall therefore recur to this point in our third chapter, after we have become acquainted with such religions as may indubitably lay claim to the name. Postponing the question for the present, we will designate the various phenomena that must be discussed at this point by the specific names attaching to them on the basis of their peculiar characteristics. In this sense, there is no doubt that we may speak of ideas of magic and of demons even in the case of primitive peoples; it is generally conceded that such ideas are universally entertained at this stage of culture. But the further question at once arises as to the source of this belief in magic and in demons, and as to the influences by which it is sustained. Now, in respect to this point two views prevail, even among the ethnologists who have made an intensive study of primitive peoples. The one view may briefly be called that of nature-mythology. It assumes that even far back under early conditions the phenomena of the heavens were the objects that peculiarly fascinated the thought of man and elevated it above its immediate sensible environment. All mythology, therefore, is supposed originally to have been mythology of nature, particularly of the heavens. Doubtless this would already involve a religious element, or, at least, a religious tendency. The second view carries us even farther in the same direction. It holds that the ideas of primitive man, so far as they deal with the supersensuous, are simpler than those of the more highly developed peoples. Just for this reason, however, it regards these ideas as more perfect and as approaching more nearly the beliefs of the higher religions. As a matter of fact, if we compare, let us say, the Semangs and the Senoi, or the Veddahs, with the natives of Australia, we find a very great difference as regards this point. Even the mythology of the Australians is undoubtedly much more complex than that of these peoples of nature, and the farther we trace this myth development the greater the complexity becomes. That which is simple, however, is supposed to be also the higher and the more exalted, just as it is the more primitive. The beginning is supposed to anticipate the end, as a revelation not yet distorted by human error. For, the highest form of religion is not a mythology including a multitude of gods, but the belief in one God—that is, monotheism. It was believed, therefore, that the very discovery of primitive man offered new support for this view. This theory, however, is bound up with an important anthropological consideration—the question concerning the place of the so-called Pygmies in the history of human development. It was on the basis of their physical characteristics that these dwarf peoples of Africa and Asia, of whom it is only in comparatively recent times that we have gained any considerable knowledge, were first declared by Julius Kollman to be the childhood peoples of humanity, who everywhere preceded the races of larger stature. Such childhood characteristics, indeed, are revealed not only in their small stature but in other traits as well. Schweinfurth observed that the entire skin of the Pygmies of Central Africa is covered with fine, downy hair, much as is that of the newly born child. It is by means of these downy hairs that the Monbuttu negro of that region distinguishes the Pygmy from a youth of his own tribe. The Negrito is primitive also in that his dermal glands are abnormally active, causing a bodily odour which is far greater than that of the negro, and which, just as in the case of some animals, increases noticeably under the stress of emotion. If, in addition to these physical characteristics, we consider the low cultural level of all these dwarf peoples, the hypothesis that the Pygmies are a primitive people does not, indeed, seem altogether strange. Starting with this hypothesis, therefore, William Schmidt, in his work, "The Place of the Pygmies in the Development of Mankind" (1910), attempted to prove the proposition that the Pygmies are the childhood peoples of humanity in their mental culture no less than in their physical development. This being their nature, they are, of course, limited intellectually; morally, however, they are in a state of innocence, as is demonstrated among other things by the pure monogamy prevailing among them, as well as by their highest possession, their monotheistic belief.
Now, the supposition of moral innocence rests essentially on the twofold assumption of the identity of primitive man with the Pygmy and of the legitimacy of holding that what has been observed of one tribe of Pygmies is true of the primitive condition generally. But this identity of primitive man with the Pygmy cannot be maintained. The most typical traits of primitive mental culture are doubtless to be found among the Veddahs of Ceylon. The Veddahs, however, are not really Pygmies, but are of large stature. Moreover, there are primitive people who are so far from being Pygmies that they belong rather to the tall races. We might cite the extinct Tasmanians, whose culture was probably a stage lower than that of the modern Australians. In most respects, many of the tribes of Central Australia exhibit traits of primitive culture, even though their social organization is of a far more complicated nature. Finally, all the peoples whose remains have been found in the oldest diluvial deposits of Europe belong to the tall races. On the other hand, there are peoples of small stature, the Chinese and the Japanese, who must be counted in the first ranks of cultured peoples. Thus, mental culture certainly cannot be measured in terms of physical size but only in terms of itself. Mental values can never be determined except by mental characteristics. It is true that W. Schmidt has sought to support his theory regarding the Pygmies by reference to the reports of E.H. Man, a reliable English observer. According to these reports, the Andamanese, one of these dwarf peoples, possess some remarkable legends that are doubtless indicative of monotheistic ideas. Since the Andamans are a group of islands in the Sea of Bengal and the inhabitants are therefore separated from other peoples by an expanse of sea, Schmidt regarded as justifiable the assumption that these legends were autochthonous; since, moreover, the legends centre about the belief in a supreme god, he contended that we here finally had proof of the theory of an original monotheism. The main outlines of the Andamanese legends as given by E.H. Man are as follows: The supreme god, Puluga, first created man and subsequently (though with regard to this there are various versions) he created woman. She was either created directly, as was man, or man himself created her out of a piece of wood, possibly a reminiscence of Adam's rib. Then God gave man laws forbidding theft, murder, adultery, etc., forbidding him, furthermore, to eat of the fruits of the first rainy season. But man did not keep the Divine commandments. The Lord therefore sent a universal flood, in which perished all living things with the exception of two men and two women who happened to be in a boat. In this story, much is naturally distorted, confused, and adapted to the medium into which the legend is transplanted. But that it points to the Biblical accounts of the Creation, Paradise, and the Flood, there cannot, in my opinion, be the slightest doubt. If it is objected that the Andamans are altogether too far separated from the rest of the world by the sea, and also that no missionaries have ever been seen on these islands, our answer would be: Whatever may be the 'when' and the 'how,' the fact that the Biblical tradition at some time did come to the Andamanese is proven by the legend itself. This conclusion is just as incontestable as is the inference, for example, that the correspondence of certain South American and Asiatic myths is proof of a transmission. Indeed, the two latter regions are separated by an incomparably wider expanse of sea than that which divides the Andamans from Indo-China and its neighbouring islands. It should also be added that the inhabitants of the Andaman Islands have obviously progressed far beyond the condition in which we find the inland tribes of Malacca, the Veddahs of Ceylon, or the Negritos of the Philippines. They practise the art of making pottery—an art never found among peoples who are properly called primitive; they have a social organization, with chiefs. These phenomena all characterize a fairly advanced culture. When, therefore, we are concerned with the beliefs of peoples who are really primitive, the Andamanese must be left out of consideration. According to the available proofs, however, these people possess a belief neither in one god nor in many gods. Moreover, even far beyond the most primitive stage, no coherent celestial mythology may be found, such as could possibly be regarded as an incipient polytheism. No doubt, there are ideas concerning single heavenly phenomena, but these always betray an association with terrestrial objects, particularly with human beings or animals. And, to all appearances, these ideas change with great rapidity. Nowhere have they led to the actual formation of myths. Among the Indians of the Brazilian forests, for example, the sun and moon are called leaves or feather-balls; by several of the Soudan tribes they are conceived as balls that have been thrown to the sky by human beings and have stuck there. Such ideas alternate with others in which the sun and moon are regarded as brothers or as brother and sister, or the sun is said to be chasing the moon—images influenced particularly by the phenomena of the moon's phases. As a matter of fact, this whole field of ideas reveals only one belief that is practically universal, appearing among peoples of nature and recurring even among civilized peoples. Because of the rare occurrence of the phenomenon, however, it has never led to a real mythology. I refer to the belief that in an eclipse of the sun, the sun is swallowed by a dark demon. This belief, obviously, is very readily suggested to the primitive imagination; it occurs in Central Africa, in Australia, and in America, and is found even in Indian mythology. Taken by itself, however, the notion is incapable of engendering a myth. It is to be regarded merely as an isolated case to be classed with a more richly developed set of demon-ideas that dominate the daily life of primitive man. At this stage, these ideas are the only elements of an incipient mythology that are clearly discernible and that at the same time exercise an important influence upon life. In so far as the mythology of primitive man gains a permanent foothold and influence, it consists of a belief in magic and demons. There are, however, two motives which engender this belief and give form and colour to the ideas and emotions springing from them. These are death and sickness.
Death! There are doubtless few impressions that have so powerful an effect upon the man of nature; indeed, civilized man as well is still very greatly stirred by the phenomenon of death. Let his companion meet with death, and even the outward actions of a primitive man are significant. The moment a person dies, the immediate impulse of primitive man is to leave him lying where he is and to flee. The dead person is abandoned, and the place where he died continues to be avoided for a long time—if possible, until animals have devoured the corpse. Obviously the emotion of fear is regnant. Its immediate cause is apparently the unusual and fear-inspiring changes which death makes in the appearance of a man. The suspension of movements, the pallor of death, the sudden cessation of breathing—these are phenomena sufficient to cause the most extreme terror. But what is the nature of the ideas that associate themselves with this fearsome impression? The flight from the corpse is evidence that man's fears are primarily for himself. To tarry in the presence of a dead person exposes the living man to the danger of being himself overtaken by death. The source of this danger is evidently identical with that which has brought death to the recently deceased person himself. Primitive man cannot think of death except as the sudden departure from the dying person of that which originally brought life. Nevertheless, there is evidently bound up with this conception the further idea that powers of life are still resident in the body; the latter remains firmly associated in the mind of primitive man with the impression of life. Here, then, we have the original source of the contradictory idea of a something that generates life and is therefore independent of the body, while nevertheless being connected with it. So far as we can gain knowledge of the impression which death makes on the mind of primitive man, two disparate motives are indissolubly united. He regards life as something that, in part, continues in some mysterious manner to dwell within the corpse, and, in part, hovers about, invisible, in its vicinity. For this reason, the dead person becomes to him a demon, an invisible being capable of seizing upon man, of overpowering or killing him, or of bringing sickness upon him. In addition to this primitive idea of demons, we also find the conception of a corporeal soul, meaning by this the belief that the body is the vehicle of life, and that, so long as it has not itself disappeared, it continues to harbour the life within itself. The corporeal soul is here still regarded as a unit which may, by separating itself from the body, become a demon and pass over into another person. No certain traces are as yet to be found of belief in a breath or shadow-like soul. As will appear later, this is a characteristic feature of the transition from primitive to totemic culture. When some investigators report that the soul is occasionally referred to by the Semangs of Malacca as a small bird that soars into the air at the death of a person, it is not improbable that we here have to do either with the Semangs of culture, who have undergone marked changes under Malayan influence, or with the presence of an isolated idea that belongs to a different cultural circle. For in no other case are ideas similar to that of the psyche to be found on the level of primitive culture. On the other hand, the burial customs of the Malays and of the mixed races living in the immediate vicinity of the primitive peoples of the Malay Peninsula, already exhibit a striking contrast to the flight of primitive man from the corpse.
The next group of ideas, those arising from the impression made by sickness, particularly by such sicknesses as attack man suddenly, are also restricted to the conception of a corporeal soul. For, one of the most characteristic marks of this conception is that magical, demoniacal powers are believed to issue from the body of the dead person. These powers, however, are not, as occurs in the above case, regarded as embodied in any visible thing—such as the exhalations of the breath or an escaping animal—that separates itself from the person. On the contrary, the demon that leaves the corpse and attacks another person in the form of a fatal sickness, is invisible. He is purely the result of an association between the fear aroused by the occurrence of death and the fright caused by an unexpected attack of sickness. The dead person, therefore, continues to remain the seat of demoniacal powers; these he can repeatedly direct against the living persons who approach him. Primitive man believes that the demon may assume any form whatsoever within the body, and deceitful medicine-men take advantage of this in ostensibly removing the sickness in the form of a piece of wood or of a stone. But it is precisely these ideas that are totally unrelated to that of a psyche and its embodiments. Though the corpse is perhaps the earliest object that suggests sickness-demons, it is in no wise the only one. Indeed, the attack of sickness is in itself sufficient to arouse fear of a demon. Thus, the Semangs and Senoi distinguish a vast number of different sickness-demons. Such ideas of demons, however, as we find among the Malays and the Singhalese, where demons are regarded as counter-agents to sickness-magic and usually take the form of fantastical animal monsters, never occur except at a later cultural stage. Any resemblance of these demons to 'soul animals,' which, as we shall find in our next chapter, are always actual animals, is confined to the fact that they have some similarity to animals. Obviously they are creations of the imagination, due to fear and terror. Their only difference from the monsters of similar origin that are projected into the outward world is that they are reduced to proportions which fit the dimensions of the human body.
Closely connected with the magic of sickness is counter-magic, an agency by which disease is removed or the attack of sickness-demons warded off. Even primitive man seeks for such modes of relief. Hence, probably, the original formation of a special group of men, which, though not, of course, at the very first a fixed professional class, was nevertheless the precursor of the latter. Among the American Indians, these were the 'medicine-men'; the peoples of northern Asia called them 'shamans'—more generally expressed, they were magicians. The name 'medicine-man,' indeed, is not inappropriate. The medicine-man of the savages is, in truth, the predecessor of the modern physician, and also, in a certain sense, of the modern priest. He not only ministers to the individual whom he restores to health by means of his counter-magic, but he can himself directly practise magic. Since he has power over demons, he can exorcise them from the body; but he can also magically cause them to enter it. Thus, the medicine-man has a twofold calling. He is feared, but he is also valued as a helper in need. His position differs according as the one or the other emotion predominates. He was the first to investigate the effect of herbs on man. He probably discovered the poisons, and, by rendering the arrow poisonous, gained a still higher authority in the eyes of the savage. For the arrow, too, is a means of magic. But he also discovered methods of removing poisons, and thereby transformed poisonous plants into articles of food. His calling, then, is a supremely important one, though also at all times dangerous for the one who practises it. He is not only exposed to persecution if he fails to accomplish what is expected of him, or if he is suspected of evil magic, but the magician, when pressed by need, also becomes a deceiver. The deception of the medicine-man, indeed, apparently dates back to the very earliest times. Koch-Grünberg tells us that among the Central Brazilians the medicine-men expel disease by carrying about with them a piece of wood, which they bring forth, after various manipulations, as the alleged seat of the demon. If the suggestion thus given is effective, the patient may, of course, feel himself improved. At any rate, we must not think that the mass of the people is led to lose belief in magic; in most cases, perhaps, the medicine-man himself remains a deceived deceiver.
Nevertheless, on the primitive stage, death and sickness are the main sources of belief in magic and in demons. From this as a centre, the belief radiates far out into all departments of life. The belief in magic, for example, assumes the form of protective magic, of magical defence against demoniacal influences. In this form, it probably determines the original modes of dress, and, more obviously and permanently still, the adornment of the body. In fact, in its beginnings, this adornment was really designed less for decoration than for purposes of magic.
In connection with the external culture of primitive man we have already noted his meagre dress, which frequently consisted merely of a cord of bast about the loins, with leaves suspended from it. What was the origin of this dress? In the tropical regions, where primitive man lives, it was surely not the result of need for protection; nor can we truthfully ascribe it to modesty, as is generally done on the ground that it is the genital parts that are most frequently covered. In estimating the causes, the questions of primary importance are rather those as to where the very first traces of dress appear and of what its most permanent parts consist. The answer to the latter question, however, is to be found not in the apron but in the loin-cord, which is occasionally girt about the hips without any further attempt at dress. Obviously this was not a means of protection against storm and cold; nor can modesty be said to have factored in the development of this article, which serves the purposes both of dress and of adornment. But what was its real meaning? An incident from the life of the Veddahs may perhaps furnish the answer to this question. When the Veddah enters into marriage, he binds a cord about the loins of his prospective wife. Obviously this is nothing else than a form of the widely current 'cord-magic,' which plays a not inconsiderable rôle even in present-day superstition. Cord-magic aims to bring about certain results by means of a firmly fastened cord. This cord is not a symbol, but is, as all symbols originally were, a means of magic. When a cord is fastened about a diseased part of the body and then transferred to a tree, it is commonly believed that the sickness is magically transplanted into the tree. If the tree is regarded as representing an enemy, moreover, this act, by a further association, is believed to transfer sickness or death to the enemy through the agency of the tree. The cord-magic of the Veddah is obviously of a simpler nature than this. By means of the cord which he has himself fastened, the Veddah endeavours to secure the faithfulness of his wife. The further parts of primitive dress were developments of the loin-cord, and were worn suspended from it. Coincidentally with this, the original means of adornment make their appearance. Necklaces and bracelets, which have remained favourite articles of feminine adornment even within our present culture, and fillets about the head which, among some of the peoples of nature, are likewise worn chiefly by the women, are further developments of the loin-cord, transferred, as it were, to other parts of the body. And, as the first clothing was attached to the loin-cord, so also were the bracelet and fillet, and particularly the necklace, employed to carry other early means of protective magic, namely, amulets. Gradually the latter also developed into articles of adornment, preferably worn, even to-day, about the neck.
The assumption that the present purpose of clothing is also the end that it originally served led naturally to the theory that when the loin-cord alone is worn—as a mere indication, seemingly, of the absence of clothing—this is to be regarded not as an original custom but as the remnant of an earlier dress now serving solely as an adornment. But this supposition is contradicted, in the first place, by the fact that the loin-cord occasionally occurs by itself precisely amidst the most primitive conditions, and, in the second place, by the general development not only of clothing as such but also of certain means of adorning the surface of the body, particularly painting and tattooing. Now, there is a general rule that development proceeds not from the composite to the simple, but, conversely, from the simple to the complex. Moreover, indications of the influence of magical ideas are generally the more marked according as the stages on which the phenomenal occur are the earlier. The loin-cord, particularly, is occasionally put to certain magical uses which are scarcely intelligible without reference to the widely prevalent cord-magic. If the binding of a cord of bast of his own weaving about the hips of his prospective wife signifies a sort of marriage ceremony for the Veddah, as it undoubtedly does, this must imply that the cord is a means of magic that binds her for life. Instances have been found of another remarkable and complex custom that substantiates this 'magical' interpretation. A man binds a loin-cord of his own weaving about the woman and she does the same to him—an exchange of magic-working fetters which is a striking anticipation of the exchange of rings still customary with us upon betrothal or marriage. For the exchange of rings, to a certain extent, represents in miniature the exchange of cords practised by primitive man, though there is, of course, this enormous difference that, in the primitive ceremony the binding has a purely magical significance, whereas the later act is merely symbolical. All these phenomena indicate that even the beginnings of clothing involve ideas of magic. Later, of course, a number of other motives also enter in, gradually leading to a change in meaning and to a wide departure from the idea originally entertained. Owing to the influence of climatic changes, there arises, in the first place, the need of protection; and the greater this becomes, the more does magic recede. And so, even among primitive tribes, the loin-cord is gradually replaced by the apron proper, which no longer requires a special cord for its support. In the course of this transition into a means of protection, the feeling of modesty more and more enters into the development as a contributing factor. According to a law operative everywhere, even under very different conditions, modesty is always connected with such parts of the body as are required by custom to be kept covered. To do what custom forbids arouses the feeling of shame, particularly in such cases as this, where the violation is so direct and apparent. It is for this reason that the feeling of shame may be aroused by the exposure of very different parts of the body. Thus, the Hottentot woman wears an apron in front and also one behind. The latter covers a cushion of fat over the seat, which is greatly developed in the case of the Hottentot woman and is regarded by these tribes as a particular mark of beauty. To a Hottentot woman it is no worse to have the front apron removed than for some one to take away the rear apron. In the latter case, she seats herself on the ground and cannot be made to get up until the apron has been restored to her. When Leonard Schultze was travelling in the Hottentot country of Namaqua Land, he noticed a certain Hottentot custom which strictly prescribes that the legs must be stretched out when one sits down upon the ground—they are not to be bent at the knees. When one of his companions, unfamiliar with the custom, sat differently, a Hottentot struck him on the knees so that they straightened out; when the reason was asked, the answer was that "this manner of sitting brings misfortune." The reply is significant, particularly because it shows how the feeling of shame, which arises at a later period in the development of the original idea of magic and is due to the influence of custom, itself, in turn, reacts associatively on the older magical ideas. The violation of custom is regarded as dangerous, and as a matter requiring, wherever possible, the employment of protective magic. The reasons for guarding against a violation of custom are not merely subjective, but also objective, for guilt is followed by punishment. Thus, there is here an intertwining of motives.
The necklace, bracelet, finger-ring, and sometimes the head-fillet, occur as specific means of magic, in addition to, and in substitution for, the loin-cord. In more restricted localities we find also earrings and nose-rings, the boring through of the lips, and combs to which twigs and leaves are attached. Of these, the necklace has maintained itself far down into later culture, for it is the necklace that gives support to the amulet. The latter is supposed to afford protective magic against all possible dangers; the finger-ring, on the other hand, is the favourite vehicle of an active magic, changing things in accordance with the wishes of the owner—that is to say, it is a talisman. Similar in its powers to the necklace, furthermore, is the bracelet—found even in primitive culture—and also the head-fillet, which encircles the forehead and the back part of the head. The Semangs and Senoi of the Malaccan forests are invested with the head-fillet by the medicine-man, who exchanges it for another at particularly important turning-points of life, such, for example, as the entrance of the youth into manhood, or of the woman upon marriage. The head-fillets that have been removed are preserved in the house of the medicine-man. If the woman is widowed, her former fillet is placed on her head. This signifies the annulment of the magical union that existed throughout the period of marriage. Evidently this magic custom is closely connected with the strict observance of monogamy. These ceremonial changes in dress are accompanied by a similar change in name. On entering the married state a woman changes her name, as does also the youth who passes into manhood. Moreover, this change is not in the least a mere symbol, but represents a magical act. With the change in name, the individual himself becomes another person. The name is so closely connected with the person that even the speaking of it may exercise a magical influence upon him.
But the magical ideas radiating from death and sickness come to be associated also with other external objects—objects not attached to the individual's person, as are clothing and adornment. Examples of this are implements, and, in particular, the weapon of primitive man, namely, the bow and arrow. The magical significance has, of course, frequently disappeared from the memory of the natives. The Sarasins saw the Veddahs execute dances about an arrow that had been set upright. On inquiring, the reason, they were told: 'This was done even by our fathers and grandfathers; why should we not also do it?' A similar answer could be given in the case of many, indeed, of most of these magical ceremonies. Those ceremonies particularly that are in any way complicated are passed down from generation to generation, being scrupulously guarded and occasionally augmented by additional magical elements. It is for this reason that, in the presence of the extraordinarily complicated dances and magical ceremonies of primitive peoples, we sometimes ask in amazement: How could such a wealth of connected ideas possibly arise and become expressed in action? To this it might briefly be replied that they did not arise at all as creations of a single moment. The meaning of the ceremonies has for the most part long been lost to the participants themselves, and was probably unknown even to their ancestors. The general reason for the various acts that are executed according to ancient usage is that they serve a magical purpose. The performers firmly believe that the acts will secure that which is desired, whether it be good fortune or protection from evil, and that the greater the care and exactitude with which the act is performed, the more certainly will the magical purpose be attained. The conditions here are really not essentially different from those that still prevail everywhere in the cult ceremonies of civilized peoples. It is the very fact that the motives are forgotten that leads to the enormous complexity of the phenomena. Even in the case of the above-mentioned dance about the arrow, there may have entered a considerable number of motives that were later forgotten. Of them all, nothing was eventually remembered except that, to insure the welfare of the individual and that of the group, the act prescribed by custom must be performed at stated times or under particular conditions.
Quite secondary to these numerous irradiations of magical ideas among primitive peoples are the general notions connected with natural phenomena. A cloud may, no doubt, occasionally be regarded as a demon. And, as already stated, an unusual natural phenomenon, such as an eclipse of the sun, is likewise almost everywhere regarded as a demoniacal event. But, on the whole, celestial phenomena play a passing and an exceedingly variable rôle in the beliefs of primitive man. Moreover, while the ideas and the resultant acts engendered by death and sickness are, on the whole, of a uniform character, the fragments of celestial mythology vary in an irregular and self-contradictory manner. For this reason the latter cannot be regarded as having any important significance on the earliest plane of culture. This flatly contradicts a theory, still prevalent in the scientific world, to the effect that all mythological thinking is due to the influence of celestial phenomena, whether it be the moon in its changing phases, or the sun, the thunderstorm, or the clouds. This theory is certainly not valid as regards primitive man. It can be maintained only if we distinguish—as has, indeed, sometimes been done—between two completely disparate realms, a 'higher' mythology, exemplified by the above, and a 'lower' mythology. We shall return to this point later. We are here concerned with the standpoint of nature-mythology only in so far as it has exercised a decisive influence on the interpretation of the earliest manifestations of the 'lower' mythology. With respect to the ultimate psychological motives of mythology as a whole, including that of primitive man, the idea is even to-day widely current that mythological thought was from the very beginning a naïve attempt at an interpretation of the phenomena which man encounters in nature or in his own life. That is to say, all mythology is regarded as a sort of primitive science, or, at any rate, as a precursor of philosophy. This innate need for explanation is then usually associated with an alleged a priori principle of causality inherent in the mind. The mythological view of nature, therefore, is supposed to be nothing but an application—imperfect as yet, to be sure—of the causal law to the nexus of phenomena. But if we call to mind the condition of natural man as revealed in his actions, no trace can be found of any need for explanation such as requires the initial employment of the concept of causality. Indeed, as regards the phenomena of daily life and those that surround him on all hands and constantly recur in a uniform manner, primitive man experiences no need at all for explanation. For him everything is as it is just because it has always been so. Just as he dances about an arrow because his father and his grandfather practised this custom in the past, so also does he hold that the sun rises to-day because it rose yesterday. The regularity with which a phenomenon recurs is for him sufficient testimony and explanation of its existence. Only that which arouses his emotion and calls forth particularly fear and terror comes to be an object of magical and demoniacal belief. The primitive level of mythological thought differs from the more developed stage in also another respect. In the former case, the phenomena that are most apt to arouse ideas of magic and of demons are those that concern man himself and that arouse fear and terror. But here again death and sickness are of greatest importance. True, a thunderstorm may occasionally find a place in the nexus of magical ideas, or an eclipse of the sun, or some other natural phenomenon—and this occurs the more readily according as the phenomenon is the more unusual and striking. The regularly recurring features of the primitive myth, however, have their source in the immediate environment and in the facts of personal experience, in fear and terror. Thus, it is not intelligence nor reflection as to the origin and interconnection of phenomena that gives rise to mythological thinking, but emotion; ideas are only the material which the latter elaborates. The idea of a corporeal soul, present in the corpse yet also capable of abandoning it and of becoming a dangerous demon, is a creation of the emotion of fear. The demons who possess the sick man and cause his death, or who depart from him in convalescence, are products of emotion. They are supersensible, as is the soul, because they are born purely of emotion. Nevertheless, they always tend to assume a sensible nature, being imaged either as men, or as external things, such as animals, plants, weapons, and implements. Only in the course of later development are the demons themselves equipped with relatively permanent qualities that differ from the characteristics of the vehicles in which they are regarded as embodied.
Thus, then, we utterly confuse primitive thinking with our own scientific standpoint when we explain it by the need for the interpretation of phenomena. Causality, in our sense of the word, does not exist for primitive man. If we would speak of causality at all on his level of experience, we may say only that he is governed by the causality of magic. This, however, receives its stamp, not from the laws that regulate the connection of ideas, but from the forces of emotion. The mythological causality of emotional magic is no less spasmodic and irregular than the logical causality arising out of the orderly sequence of perceptions and ideas is constant. That the former preceded the latter is, nevertheless, of great importance. For the causality of natural law, as we know it, would hardly have been possible had not magical causality prepared the way for it. Yet the later arose from the earlier just at that moment in which the attention of men ceased to be held by the unusual, the startling, and the fearful, and occupied itself with the orderly, the regular, and commonplace. For this reason the very greatest advance in the investigation of natural laws was made by Galileo, when he took as the object of his research that which was the most commonplace, the falling of a body to the earth. Primitive man did not reflect about this phenomenon nor, until a long time afterwards, did civilized man. That a body should fall to the earth when thrown upwards 'is self-evident' because it is thus that bodies have always acted. An echo of this primitive view remains even in the older physics, which, following Aristotle, tells us that a body falls because the centre of the earth is its natural point of rest—that is, to put it otherwise, it must behave as it does because it has always done so.
8. THE BEGINNINGS OF ART.
Though mythological thinking, particularly on the level of belief in demons and magic, has but slight connection with later science, it stands in close relation to the beginnings of art. This relation appears, among other things, in the fact that the simplest forms of the one are connected with the simplest forms of the other. This connection is twofold. Ideas of magic are, in a certain sense, projected into the products of art; art, on the other hand, being the means whereby mythological thinking finds expression, reacts upon magical ideas and brings about an enhancement of their motives. This is particularly apparent, in the beginnings of art, in the fact that, as viewed by civilized man, primitive peoples have brought but one art to a high degree of perfection, the art of dancing. For no other form of artistic expression is early man better endowed. His body is incomparably more supple than that of civilized races. The life of the forest, the climbing of trees, and the capturing of game qualify him for performances that would prove difficult to a modern art-dancer. All who have witnessed the dancing of men of nature have marvelled at their great skill and dexterity, and especially at their wonderful ability in respect to postures, movements, and mimetic expression. Originally, the dance was a means for the attainment of magical ends, as we may conjecture from the fact that even at a very early stage it developed into the cult dance. Nevertheless, from the very beginning it obviously also gave rise to pleasure, and this caused it to be re-enacted in playful form. Thus, even the earliest art ministered not only to external needs but also to the subjective life of pleasure. The direct source of the latter is one's own movements and their accompanying sensations. The dance of the group enhances both the emotion and the ability of the individual. This appears clearly in the dances executed by the inland tribes of Malacca. These peoples do not seem to have any round dances. The individual dancer remains at a fixed spot, though he is able, without leaving his place, to execute marvellous contortions and movements of the limbs. These movements, moreover, combine with those of his companions to form an harmonious whole. They are controlled, however, by still another factor, the attempt to imitate animals. It is true that, on the primitive level proper, the animal does not play so dominant a rôle as in later times. Nevertheless, the imitation of animals in the dance already foreshadows the totemic period. Some individuals are able, while remaining at a fixed spot, to imitate with striking life-likeness the movements of even small animals, and this is regarded as art of the highest order. Yet the animal-mask, which is later commonly used in cult and magic, is here as yet entirely lacking. These very mimic and pantomimic dances, however, unquestionably bear the traces of magic. When the Veddah imitates game-animals while executing his dance about the arrow, the arrow is without doubt regarded as a means of magic, and we may conjecture that the game-animals that are struck by an arrow are supposed actually to succumb as a result of this mimetic performance.
Among primitive peoples, the dance is not, as a rule, accompanied by music. At most, means of producing noise are introduced, their purpose being to indicate the rhythm. The simplest of these noise-instruments consists of two wooden sticks that are beaten together. The drum is also common at a very early time; yet it was probably introduced from without. The real musical accompaniment of the dance is furnished by the human voice in the dance-song. It would, of course, be wrong to suppose that because the dance originally served purposes of magic, the dance-song was a sort of primitive cult-song. Of such songs as the latter no traces occur until later. The contents of the early songs are derived from the most commonplace experiences of life. The songs really consist of detached fragments of purely descriptive or narrative prose, and have no inner connection with the motives of the dance. That which characterizes them as songs is the refrain. One might say without qualification that this poetic form of speech begins with the refrain. The song has grown up out of selected natural sounds. Anything that has been done or observed may serve as content of the song. After such material has once been employed, it is continually repeated. Thus it becomes a folk-song that is sung particularly during the dance. The melody is of a very monotonous character; could it be translated into our notes, we would find that in the songs of the Veddahs or of the inland tribes of Malacca, the melody moves at most within the range of a sixth. Moreover, there is an absence of harmonic intervals, so that, not having been phonographically recorded, the songs cannot be reproduced in our notes except with great uncertainty. Of their content, the following illustrations may give us some idea. One, of the songs of the Veddahs runs as follows:—
The doves of Taravelzita say kuturung. Where the talagoya is roasted and eaten, there blew a wind, Where the memmina is roasted and eaten, there blew a wind, Where the deer is roasted and eaten, there blew a wind.
On a somewhat higher level stands the following song of the Semangs. It refers to the ring-tailed lemur (macaco), a monkey species very common in the forests of Malacca; by the Semangs it is called 'kra':—
He runs along the branches, the kra, He carries the fruit with him, the kra, He runs to and fro, the kra; Over the living bamboo, the kra, Over the dead bamboo, the kra; He runs along the branches, the kra, He leaps about and screams, the kra, He permits glimpses of himself, the kra, He shows his grinning teeth, the kra.
As is clear, we have here simply observations, descriptions of that which the Semang has seen when watching the lemur in the forest. This description, of course, serves only as the material for the music of speech; that which is really musical is the refrain, which in this case consists simply of the word kra. This music of speech exalts and supplements the dance; when all parts of the body are in motion the articulatory organs also tend to participate. It is only the modern art-dance which has substituted an instrumental accompaniment for the voice and has thus been able to suppress the natural expression of emotions. But, even in our culture, the emotions receive active, vocal expression in the folk-dances of our villages.
Musical instruments, in the strict sense of the word, are almost unknown to primitive man. Where somewhat complex forms occur, they appear to have been imported. Such, for example, is the bamboo nose-flute, occasionally found among the inland tribes of the Malay Peninsula. The nose-flute is similar to our flutes, except that it is blown from above instead of from the side, and is not played by means of the mouth, but is placed against one of the nostrils, so that the side of the nose serves as the tone-producing membrane. It has from three to five holes that may be covered with the fingers. This instrument is a genuine product of Melanesia, and was doubtless acquired from this region by the Malayan tribes. Of earlier origin, no doubt, are stringed instruments. These are to be found even among primitive peoples. The forms that occur in Malacca have, in this case also, obviously come from Oceania. But, on the other hand, an instrument has been found among the Bushmen and the neighbouring peoples which may be regarded as the most primitive of its kind and which throws important light on the origin of musical instruments of this sort. A bow, essentially similar to that which he employs in the chase, affords the Bushman a simple stringed instrument. The string of the bow now becomes the string of a musical instrument. Its tones, however, cannot be heard distinctly by any one except the player himself. He takes one end of the bow between his teeth and sets the string into vibration with his finger. The resonance of the bones of his head then causes a tone, whose pitch he may vary by holding the string at the middle or at some other point, and thus setting only a part of the string into vibration. Of this tone, however, practically no sound reaches the external world. On the other hand, the tone produces a very strong effect on the player himself, being powerfully transmitted through the teeth to the firm parts of the skull and reaching the auditory nerves through a direct bone-conduction. Thus, then, it is a remarkable fact that music, the most subjective of the arts, begins with the very stringed instruments which are the most effective in arousing subjective moods, and with a form in which the pleasure secured by the player from his playing remains purely subjective. But, from this point on, the further development to tone-effects that are objective and are richer in gradations is reached by simple transitions effected by association. The one string, taken over from the bow used in the chase, is no longer sufficient. Hence the bridge appears, which consists of a piece of wood whose upper side is fastened at the middle of the bow and whose lower side is toothed for the reception of several strings. The strings also are perfected, by being made of threads detached from the bamboo of which the bow is constructed. Then follows a second important advance. Instead of taking the end of the bow in his mouth and using his own head as a resonator, the player makes use of a hollow gourd and thus renders the tone objectively audible. The best and most direct point of connection between the gourd and the bow proves to be the end of the stick that carries the bridge. It is now no longer the head of the player that furnishes the resonance, but the substituted calabash. In its external appearance the calabash resembles the head—indeed, upon other occasions also, it is sometimes regarded as a likeness of the head, and eyes, mouth, and nose are cut into its rind. Thus, the association of the gourd with the head may possibly have exerted an influence upon this step in the development of the musical instrument. Perhaps the inventor himself did not realize until after the artificial head came into use that he had made a great advance in the perfection of his instrument. His music was now audible to others as well as to himself.
Another instrument also, the bull-roarer, dates back to the beginnings of music, though its development, of course, differed from that of the zither. The bull-roarer, indeed, is an instrument of tone and noise that is to be found only among relatively primitive peoples. True, it does not reach its highest development among those peoples who, from a sociological point of view, occupy the lowest plane of culture; it becomes an instrument of magic, as we shall see, only within the totemic culture of Australia. Nevertheless, there has been discovered, again among the Bushmen, a form of bull-roarer of an especially primitive character. Doubtless that which led primitive man to the invention of the zither was the tone which he heard in his everyday experience in war or in the hunt when he applied an arrow to his bow. No doubt, also, it was the whirring noise of the arrow, or that, perhaps, of the flying bird which the arrow imitates, that led him to reproduce this noise in a similar manner. Indeed, in South Africa, the bull-roarer, though, of course, used only as a plaything, occurs in a form that at once reminds one of a flying bird or arrow. The feather of a bird is fastened at right angles to a stick of wood. When the stick is vigorously swung about in a circle, a whistling noise is produced, accompanied, particularly when swung with great rapidity, by a high tone. This tone, however, is not capable of further perfection, so that no other musical instrument developed from the bull-roarer. The contrary, rather, is true. In other forms of the bull-roarer in which the feathers were displaced by a flat wooden board—whose only resemblance to a bird was a slight similarity in form—the noise was more intense but the tone less clear. For this reason the bull-roarer soon lost its place in the ranks of musical instruments and became purely an instrument of magic, in which function also it was used only temporarily. In many parts of the world, moreover, there is a similar primitive implement, the rattle, whose status is the same as that of the bull-roarer.
It was in connection with ideas of magic and of demons that formative art or, as it would perhaps be truer to say, the elements from which this art proceeded, was developed. Such art was not unknown even to the primitive peoples of the pretotemic age. If anywhere, it is doubtless among the primitive tribes of Malacca and Ceylon that we can, in some measure and with some certainty, trace formative art to its earliest beginnings and to the causes back of these. The Bushman must here be excluded from consideration, since, as we shall see, he was clearly affected by external influences. The Veddahs, as well as the Senoi and Semangs, are familiar with only the simplest forms of linear decoration. Yet this makes it evident that simple lines, such as can be produced by cutting or by scratching, form the starting-point of almost all later development. Here again it is the bamboo that is utilized, its wood being a material suitable for these simple artistic attempts. Its connection with art is due also to the fact that it is used in the manufacture of implements and weapons, such as the bow and the digging-stick, and, later, the blow-pipe and the flute. As important objects of adornment, we find the combs of the women, which, among the Malaccan tribes, are extremely rich in linear decorations. At first, the dominant motive is the triangle. Just as the triangle is the simplest rectilinear figure of geometry, so also is it the simplest closed ornamental pattern. The weapons not infrequently have a series of triangles included within two parallel straight lines. This illustrates in its simplest form the universal characteristic of primitive ornaments, namely, uniform repetition. The pattern later becomes more complicated; the triangles are crossed by lines between which there are spaces that are also triangular in form. Such figures are then further combined into double triangles having a common base, etc. These are followed by other forms, in which simple arcs take the place of straight lines. For example, an arc is substituted for the base of each triangle, again with absolute uniformity. Finally, the arc, in the form of the segment of a circle, is utilized independently, either in simple repetition or in alternation. These simple designs then become increasingly complex by the combination either of the forms as a whole or of some of their parts. This multiplication of motives reaches its most artistic development in the women's combs found among the tribes of the Malay Peninsula. The comb, in some form or other, is a very common article of adornment among peoples of nature. But it is just in the form in which it occurs among the Senoi and Semangs that the comb gives evidence of having originally been, at most, only incidentally an article of adornment and of having only gradually come to be exclusively a decoration. In shape, it is like the women's combs of to-day. The teeth are pointed downwards, and serve the purpose of fastening the hair. The upper part forms a broad crest. But among these peoples the crest is the main part of the comb, the function of the teeth being merely to hold it to the head. For the crest is decorated in rich profusion with the above-mentioned ornamentations, and, if we ask the Semangs and the Senoi what these mean, we are told that they guard against diseases. In the Malay Peninsula, the men do not wear combs, evidently for the practical reason that, because of their life in the forest and their journeys through the underbrush, they cut their hair short. In other regions which have also evolved the comb, as in Polynesia, such conditions do not prevail; the comb, therefore, is worn by both men and women. In this, its earliest, use, however, the comb as such is clearly less an object of adornment than a means of magic. It serves particularly as a sort of amulet, to protect against sickness-demons. For this reason the ornamental lines in their various combinations are regarded as referring to particular diseases. The marks which a Semang woman carries about with her on her comb are really magical signs indicating the diseases from which she wishes to be spared. The head would appear to be a particularly appropriate place for wearing these magical signs. It is to magical ideas, therefore, that we must probably look for the origin of this very common means of adornment. In Malacca, indeed, the combs are carefully preserved; the drawings made upon them render them, as it were, sacred objects. But it is impossible to learn directly from the statements of the natives just how primitive articles of adornment came to acquire the significance of ornaments. Our only clue is the fact that the decorations on the bows and blow-pipes are supposed to be magical aids to a successful hunt; for, among the representations, there are occasionally those of animals. This fact we may bring into connection with observations made by Karl von den Steinen among the Bakairi of Central Brazil. This investigator here found remarkable ornamentations on wood. All of these were of a simple geometrical design, just as in the case of other primitive peoples, yet they were interpreted by the natives not as means of magic but as representations of objects. A consecutive series of triangles whose angles were somewhat rounded off, was interpreted as a snake, and a series of squares whose angles touched, as a swarm of bees. But the representations included also other things besides animals. For example, a vertical series of triangles in which the apexes pointed downwards and touched the bases of the next lower triangles, was regarded as a number of women's aprons—the upper part was the girdle, and, attached to this, the apron. In a word, primitive man is inclined to read concrete objects of this kind into his simple ornamental lines. That we also can still voluntarily put ourselves into such an attitude, is testified to by Karl von den Steinen himself, when he tells us that he succeeded without particular effort in discovering similar objects in certain simple ornamentations. We here have a case of the psychical process of assimilation. This is characteristic of all consciousness, but, as might be supposed, from the fact that primitive peoples live continuously in the open, it is more strongly in evidence among them than among civilized races.