THE MORAL AND INTELLECTUAL DIVERSITY OF RACES.

THE MORAL AND INTELLECTUAL DIVERSITY OF RACES,

WITH PARTICULAR REFERENCE TO THEIR RESPECTIVE INFLUENCE IN THE CIVIL AND POLITICAL HISTORY OF MANKIND. FROM THE FRENCH OF COUNT A. DE GOBINEAU: WITH AN ANALYTICAL INTRODUCTION AND COPIOUS HISTORICAL NOTES. By H. HOTZ. TO WHICH IS ADDED AN APPENDIX CONTAINING A SUMMARY OF THE LATEST SCIENTIFIC FACTS BEARING UPON THE QUESTION OF UNITY OR PLURALITY OF SPECIES. By J. C. NOTT, M. D., OF MOBILE. PHILADELPHIA: J. B. LIPPINCOTT & CO. 1856.

Entered according to Act of Congress, in the year 1855, by J. B. LIPPINCOTT & CO., in the Office of the Clerk of the District Court of the United States in and for the Eastern District of Pennsylvania.

TO THE STATESMEN OF AMERICA,

This Work, THE FIRST ON THE RACES OF MEN CONTEMPLATED FROM THE POINT OF VIEW OF THE STATESMAN AND HISTORIAN RATHER THAN THE NATURALIST, IS RESPECTFULLY DEDICATED BY THE AMERICAN EDITOR.

EDITOR'S PREFACE.

It has been truly observed that a good book seldom requires, and a bad one never deserves, a long preface. When a foreign book, however, is obtruded on the notice of the public, it is but just that the reasons for so doing should be explained; and, in the present case, this is the more necessary, as the title of the work might lead many to believe that it was intended to re-agitate the question of unity or plurality of the human species—a question which the majority of readers consider satisfactorily and forever settled by the words of Holy Writ. Such, however, is not the purpose of either the author or the editor. The design of this work is, to contribute toward the knowledge of the leading mental and moral characteristics of the various races of men which have subsisted from the dawn of history to the present era, and to ascertain, if possible, the degree to which they are susceptible of improvement. The annals of the world demonstrate beyond a doubt, that the different branches of the human family, like the individual members of a community, are endowed with capacities, different not only in degree but in kind, and that, in proportion to these endowments, they have contributed, and still contribute to that great march of progress of the human race, which we term civilization. To portray the nature of these endowments, to estimate the influence of each race in the destinies of all, and to point out the effects of mixture of races in the rise and fall of great empires, has been the task to the accomplishment of which, though too extensive for one man, the author has devoted his abilities. The troubles and sufferings of his native country, from sudden political gyrations, led him to speculate upon their causes, which he believes are to be traced to the great variety of incongruous ethnical elements composing the population of France. The deductions at which he arrived in that field of observation he subjected to the test of universal history; and the result of his studies for many years, facilitated by the experiences of a diplomatic career, are now before the American public in a translation. That a work, on so comprehensive a subject, should be exempt from error, cannot be expected, and is not pretended; but the aim is certainly a noble one, and its pursuit cannot be otherwise than instructive to the statesman and historian, and no less so to the general reader. In this country, it is peculiarly interesting and important, for not only is our immense territory the abode of the three best defined varieties of the human species—the white, the negro, and the Indian—to which the extensive immigration of the Chinese on our Pacific coast is rapidly adding a fourth, but the fusion of diverse nationalities is nowhere more rapid and complete; nowhere is the great problem of man's perfectibility being solved on a grander scale, or in a more decisive manner. While, then, nothing can be further removed from our intentions, or more repugnant to our sentiments, than to wage war on religion, or throw ridicule on the labors of the missionary and philanthropist, we thought it not a useless undertaking to lay before our countrymen the opinions of a European thinker, who, without straining or superseding texts to answer his purposes, or departing in any way from the pure spirit of Christianity, has reflected upon questions which with us are of immense moment and constant recurrence.

H. H.

Philadelphia, Nov. 1, 1855.

CONTENTS.

ANALYTICAL INTRODUCTION. The discussion of the moral and intellectual diversity of races totally independent of the question of unity or plurality of origin—Leading propositions of this volume, with illustrations and comments.

CHAPTER I. POLITICAL CATASTROPHES. Perishable condition of all human societies—Ancient ideas concerning this phenomenon—Modern theories 105

CHAPTER II. ALLEGED CAUSES OF POLITICAL CATASTROPHES EXAMINED. Fanaticism—Aztec Empire of Mexico.—Luxury—Modern European States as luxurious as the ancient.—Corruption of morals—The standard of morality fluctuates in the various periods of a nation's history: example, France—Is no higher in youthful communities than in old ones—Morality of Paris.—Irreligion—Never spreads through all ranks of a nation—Greece and Rome—Tenacity of Paganism 114

CHAPTER III. INFLUENCE OF GOVERNMENT UPON THE LONGEVITY OF NATIONS. Misgovernment defined—Athens, China, Spain, Germany, Italy, etc.—Is not in itself a sufficient cause for the ruin of nations. 138

CHAPTER IV. DEFINITION OF THE WORD DEGENERACY—ITS CAUSE. Skeleton history of a nation—Origin of castes, nobility, etc.—Vitality of nations not necessarily extinguished by conquest—China, Hindostan—Permanency of their peculiar civilizations. 146

CHAPTER V. THE MORAL AND INTELLECTUAL DIVERSITY OF RACES IS NOT THE RESULT OF POLITICAL INSTITUTIONS. Antipathy of races—Results of their mixture—The scientific axiom of the absolute equality of men, but an extension of the political—Its fallacy—Universal belief in unequal endowment of races—The moral and intellectual diversity of races not attributable to institutions—Indigenous institutions are the expression of popular sentiments; when foreign and imported, they never prosper—Illustrations: England and France—Roman Empire—European Colonies—Sandwich Islands—St. Domingo—Jesuit missions in Paraguay 172

CHAPTER VI. THIS DIVERSITY IS NOT THE RESULT OF GEOGRAPHICAL SITUATION. America—Ancient empires—Phenicians and Romans—Jews—Greece and Rome—Commercial cities of Europe—Isthmus of Darien 201

CHAPTER VII. INFLUENCE OF CHRISTIANITY UPON MORAL AND INTELLECTUAL DIVERSITY OF RACES. The term Christian civilization examined—Reasons for rejecting it—Intellectual diversity no hindrance to the universal diffusion of Christianity—Civilizing influence of Christian religion by elevating and purifying the morals, etc.; but does not remove intellectual disparities—Various instances—Cherokees—Difference between imitation and comprehension of civilized life 215

INTRODUCTORY NOTE TO CHAPTERS VIII. AND IX. Rapid survey of the populations comprised under the appellation "Teutonic"—Their present ethnological area, and leading characteristics—Fondness for the sea displayed by the Teutonic tribes of Northwestern Europe, and perceptible in their descendants 234

CHAPTER VIII. CIVILIZATION. Mr. Guizot's and Mr. W. von Humboldt's definitions examined. Its elements 246

CHAPTER IX. ELEMENTS OF CIVILIZATION—CONTINUED. Definition of the term—Specific differences of civilizations—Hindoo, Chinese, European, Greek, and Roman civilizations—Universality of Chinese civilization—Superficiality of ours—Picture of the social condition of France 272

CHAPTER X. QUESTION OF UNITY OR PLURALITY OF RACES. Systems of Camper, Blumenbach, Morton, Carus—Investigations of Owen, Vrolik, Weber—Prolificness of hybrids, the great scientific stronghold of the advocates of unity of species 312

CHAPTER XI. PERMANENCY OF TYPES. The language of Holy Writ in favor of common origin—The permanency of their characteristics separates the races of men as effectually as if they were distinct creations—Arabs, Jews—Prichard's argument about the influence of climate examined—Ethnological history of the Turks and Hungarians 336

CHAPTER XII. CLASSIFICATION OF RACES. Primary varieties—Test for recognizing them; not always reliable—Effects of intermixture—Secondary varieties—Tertiary varieties—Amalgamation of races in large cities—Relative scale of beauty in various branches of the human family—Their inequality in muscular strength and powers of endurance 368

NOTE TO THE PRECEDING CHAPTER. The position and treatment of woman among the various races of men a proof of their moral and intellectual diversity 384

CHAPTER XIII. PERFECTIBILITY OF MAN. Imperfect notions of the capability of savage tribes—Parallel between our civilization and those that preceded it—Our modern political theories no novelty—The political parties of Rome—Peace societies—The art of printing a means, the results of which depend on its use—What constitutes a "living" civilization—Limits of the sphere of intellectual acquisitions 391

CHAPTER XIV. MUTUAL RELATIONS OF DIFFERENT MODES OF INTELLECTUAL CULTURE. Necessary consequences of a supposed equality of all races—Uniform testimony of history to the contrary—Traces of extinct civilizations among barbarous tribes—Laws which govern the adoption of a state of civilization by conquered populations—Antagonism of different modes of culture; the Hellenic and Persian, European and Arab, etc. 414

CHAPTER XV. MORAL AND INTELLECTUAL CHARACTERISTICS OF THE THREE GREAT VARIETIES. Impropriety of drawing general conclusions from individual cases—Recapitulatory sketch of the leading features of the Negro, the Yellow, and the White races—Superiority of the latter—Conclusion of volume the first 439

APPENDIX. By J. C. Nott, M. D. A—Dr. Morton's later tables 461 B—Species; varieties. Latest experiments upon the laws of hybridity473 C—Biblical connections of the question of unity or plurality of species504

FOOTNOTES

ANALYTICAL INTRODUCTION.

Before departing on one's travels to a foreign country, it is well to cast a glance on the map, and if we expect to meet and examine many curiosities, a correct itinerary may not be an inconvenient travelling companion. In laying before the public the present work of Mr. Gobineau, embracing a field of inquiry so boundless and treating of subjects of such vast importance to all, it has been thought not altogether useless or inappropriate to give a rapid outline of the topics presented to the consideration of the reader—a ground-plan, as it were, of the extensive edifice he is invited to enter, so that he may afterwards examine it at leisure, and judge of the symmetry of its parts. This, though fully sensible of the inadequacy of his powers to the due execution of the task, the present writer has endeavored to do, making such comments on the way, and using such additional illustrations as the nature of the subject seemed to require.

Whether we contemplate the human family from the point of view of the naturalist or of the philosopher, we are struck with the marked dissimilarity of the various groups. The obvious physical characteristics by which we distinguish what are termed different races, are not more clearly defined than the psychical diversities observable among them. "If a person," says the learned vindicator of the unity of the human species,[1] "after surveying some brilliant ceremony or court pageant in one of the splendid cities of Europe, were suddenly carried into a hamlet in Negro-land, at the hour when the sable tribes recreate themselves with dancing and music; or if he were transported to the saline plains over which bald and tawny Mongolians roam, differing but little in hue from the yellow soil of their steppes, brightened by the saffron flowers of the iris and tulip; if he were placed near the solitary dens of the Bushman, where the lean and hungry savage crouches in silence, like a beast of prey, watching with fixed eyes the birds which enter his pitfall, or greedily devouring the insects and reptiles which chance may bring within his grasp; if he were carried into the midst of an Australian forest, where the squalid companions of kangaroos may be seen crawling in procession, in imitation of quadrupeds, would the spectator of such phenomena imagine the different groups which he had surveyed to be the offspring of one family? And if he were led to adopt that opinion, how would he attempt to account for the striking diversities in their aspect and manner of existence?"

These diversities, so graphically described by Mr. Prichard, present a problem, the solution of which has occupied the most ingenious minds, especially of our times. The question of unity or plurality of the human species has of late excited much animated discussion; great names and weighty authorities are enlisted on either side, and a unanimous decision appears not likely to be soon agreed upon. But it is not my purpose, nor that of the author to whose writings these pages are introductory, to enter into a contest which to me seems rather a dispute about words than essentials. The distinguishing physical characteristics of what we term races of man are recognized by all parties, and whether these races are distinct species or permanent varieties[2] only of the same, cannot affect the subject under investigation. In whatever manner the diversities among the various branches of the human family may have originated, whether they are primordial or were produced by external causes, their permanency is now generally admitted. "The Ethiopian cannot change his skin." If there are, or ever have been, external agencies that could change a white man into a negro, or vice versa, it is obvious that such causes have either ceased to operate, or operate only in a lapse of time so incommensurable as to be imponderable to our perceptions, for the races which now exist can be traced up to the dawn of history, and no well-authenticated instance of a transformation under any circumstances is on record. In human reasoning it is certainly legitimate to judge of the future by the experiences of the past, and we are, therefore, warranted to conclude that if races have preserved their identity for the last two thousand years, they will not lose it in the next two thousand.

It is somewhat singular, however, that while most writers have ceased to explain the physical diversities of races by external causes, such as climate, food, etc., yet many still persist in maintaining the absolute equality of all in other respects, referring such differences in character as are undeniable, solely to circumstances, education, mode of life, etc. These writers consider all races as merely in different stages of development, and pretend that the lowest savage, or at least his offspring, may, by judicious training, and in course of time, be rendered equal to the civilized man. Before mentioning any facts in opposition to this doctrine, let us examine the reasoning upon which it is based.

"Man is the creature of circumstances," is an adage extended from individuals to races, and repeated by many without considering its bearing. The celebrated author of Wealth of Nations[3] says, "that the difference between the most dissimilar characters, between a philosopher and a common street porter, for example, arises, not so much from nature, but from habit and education." That a mind, which, with proper nurture, might have graced a philosopher, should, under unfavorable circumstances, remain forever confined in a narrow and humble sphere, does not, indeed, seem at all improbable; but Dr. Smith certainly does not mean to deny the existence of natural talents, of innate peculiar capacities for the accomplishment of certain purposes. This is what they do who ascribe the mental inequality of the various branches of the human family to external circumstances only. "The intellectual qualities of man," say they, "are developed entirely by education. The mind is, at first, a perfect blank, fitted and ready to receive any kind of impressions. For these, we are dependent on the political, civil, and religious institutions under which we live, the persons with whom we are connected, and the circumstances in which we are placed in the different periods of life. Wholly the creatures of association and habit, the characters of men are formed by the instruction, conversation, and example of those with whom they mix in society, or whose ideas they imbibe in the course of their reading and studies."[4] Again: "As all men, in all nations, are of the same species, are endowed with the same senses and feelings, and receive their perceptions and ideas through similar organs, the difference, whether physical or moral, that is observed in comparing different races or assemblages of men, can arise only from external and adventitious circumstances."[5] The last position is entirely dependent on the first; if we grant the first, relating to individuals, the other follows as a necessary consequence. For, if we assume that the infinite intellectual diversities of individuals are owing solely to external influences, it is self-evident that the same diversities in nations, which are but aggregations of individuals, must result from the same causes. But are we prepared to grant this first position—to assert that man is but an automaton, whose wheelwork is entirely without—the mere buffet and plaything of accident and circumstances? Is not this the first step to gross materialism, the first argument laid down by that school, of which the great Locke has been stigmatized as the father, because he also asserts that the human mind is at first a blank tablet. But Locke certainly could not mean that all these tablets were the same and of equal value. A tablet of wax receives an impression which one of marble will not; on the former is easily effaced what the other forever retains. We do not deny that circumstances have a great influence in moulding both moral and intellectual character, but we do insist that there is a primary basis upon which the degree of that influence depends, and which is the work of God and not of man or chance. What agriculturist could be made to believe that, with the same care, all plants would thrive equally well in all soils? To assert that the character of a man, whether good or wicked, noble or mean, is the aggregate result of influences over which he has no control, is to deny that man is a free agent; it is infinitely worse than the creed of the Buddhist, who believes that all animated beings possess a detached portion of an all-embracing intelligence, which acts according to the nature and capacity of the machine of clay that it, for the time, occupies, and when the machine is worn out or destroyed, returns, like a rivulet to the sea, to the vast ocean of intelligence whence it came, and in which again it is lost. In the name of common sense, daily observation, and above all, of revelation, we protest against a doctrine which paves the road to the most absurd as well as anti-religious conclusions. In it we recognize the fountain whence flow all the varied forms and names under which Atheism disguises itself. But it is useless to enter any further upon the refutation of an argument which few would be willing seriously to maintain. It is one of those plausible speculations which, once admitted, serve as the basis of so many brilliant, but airy, theories that dazzle and attract those who do not take the trouble of examining their solidity.

Once we admit that circumstances, though they may impede or favor the development of powers, cannot give them; in other words, that they can call into action, but cannot create, moral and intellectual resources; no argument can be drawn from the unity of species in favor of the mental equality of races. If two men, the offspring of the same parents, can be the one a dunce, the other a genius, why cannot different races, though descended of the same stock, be different also in intellectual endowments? We should laugh at, or rather, pity the man who would try to persuade us that there is no difference in color, etc., between the Scandinavian and the African, and yet it is by some considered little short of heresy to affirm, that there is an imparity in their minds as well as in their bodies.

We are told—and the objection seems indeed a grave one—that if we admit psychical as well as physical gradations in the scale of human races, the lowest must be so hopelessly inferior to the higher, their perceptions and intellectual capacities so dim, that even the light of the gospel cannot illumine them. Were it so, we should at once abandon the argument as one above human comprehension, rather than suppose that God's mercy is confined to any particular race or races. But let us earnestly investigate the question. On so vital a point the sacred record cannot but be plain and explicit. To it let us turn. Man—even the lowest of his species—has a soul. However much defaced God's image, it is vivified by His breath. To save that soul, to release it from the bondage of evil, Christ descended upon earth and gave to mankind, not a complicated system of philosophy which none but the learned and intellectual could understand, but a few simple lessons and precepts, comprehensible to the meanest capacity. He did not address himself to the wise of this world, but bade them be like children if they would come unto him. The learned Pharisees of Judea jeered and ridiculed him, but the poor woman of Canaan eagerly picked up the precious crumbs of that blessed repast which they despised. His apostles were chosen from among the lowly and simple, his first followers belonged to that class. He himself hath said:[6] "I thank thee, O Father, Lord of Heaven and earth, because thou hast hid these things from the wise and prudent, and hast revealed them unto babes." How then shall we judge of the degree of intellect necessary to be a follower of Jesus? Are the most intellectual, the best informed men generally the best Christians? Or does the word of God anywhere lead us to suppose that at the great final judgment the learned prelate or ingenious expositor of the faith will be preferred to the humble, illiterate savage of some almost unknown coast, who eagerly drinks of the living water whereof whosoever drinketh shall never thirst again?

This subject has met with the attention which its importance deserves, at the hands of Mr. Gobineau, and he also shows the fallacy of the idea that Christianity will remove the mental inequality of races. True religion, among all nations who are blessed with it and sincerely embrace it, will purify their morals, and establish friendly relations between man and his fellow-man. But it will not make an intellectually inferior race equal to a superior one, because it was not designed to bestow talents or to endow with genius those who are devoid of it. Civilization is essentially the result of man's intellectual gifts, and must vary in its character and degree like them. Of this we shall speak again in treating of the specific differences of civilization, when the term Christian civilization will also be examined.

One great reason why so many refuse to recognize mental as well as physical differences among races, is the common and favorite belief of our time in the infinite perfectibility of man. Under various forms this development-theory, so flattering to humanity, has gained an incredible number of adherents and defenders. We believe ourselves steadily marching towards some brilliant goal, to which every generation brings us nearer. We look with a pity, almost amounting to contempt, upon those who preceded us, and envy posterity, which we expect to surpass us in a ratio even greater than we believe ourselves to surpass our ancestors. It is indeed a beautiful and poetic idea that civilization is a vast and magnificent edifice of which the first generation laid the corner-stone, and to which each succeeding age contributes new materials and new embellishments. It is our tower of Babel, by which we, like the first men after the flood, hope to reach heaven and escape the ills of life. Some such idea has flattered all ages, but in ours it has assumed a more definite form. We point with pride to our inventions, annihilating—we say—time and distance; our labor-saving machines refining the mechanic and indirectly diffusing information among all classes, and confidently look forward to a new era close at hand, a millennium to come. Let us, for a moment, divest ourselves of the conceit which belongs to every age, as well as to every country and individual; and let us ask ourselves seriously and candidly: In what are we superior to our predecessors? We have inventions that they had not, it is true, and these inventions increase in an astonishing ratio; we have clearer ideas of the laws which govern the material world, and better contrivances to apply these laws and to make the elements subservient to our comfort. But has the human mind really expanded since the days of Pythagoras and Plato? Has the thinker of the nineteenth century faculties and perceptions which they had not? Have we one virtue more or one vice less than former generations? Has human nature changed, or has it even modified its failings? Though we succeed in traversing the regions of air as easily and swifter than we now do broad continents and stormy seas; though we count all the worlds in the immensity of space; though we snatch from nature her most recondite secrets, shall we be aught but men? To the true philosopher these conquests over the material world will be but additional proofs of the greatness of God and man's littleness. It is the vanity and arrogance of the creature of clay that make him believe that by his own exertions he can arrive at God-like perfection. The insane research after the philosopher's stone and the elixir of life may be classed among the many other futile attempts of man to invade the immutable decree: "Thus far, and no farther." To escape from the moral and intellectual imperfections of his nature, there is but one way; the creature must humbly and devoutly cast himself into the ever-open arms of the Creator and seek for knowledge where none knocketh in vain. This privilege he has enjoyed in all ages, and it is a question which I would hesitate to answer whether the progress of physical science has not, in many cases at least, rather the effect of making him self-sufficient and too confident in his own powers, than of bringing him nearer to the knowledge of the true God. It is one of the fatal errors of our age in particular, to confound the progress of physical science with a supposed moral progress of man. Were it so, the Bible would have been a revelation of science as well as of religion, and that it is not is now beginning to be conceded, though by no means so generally as true theology would require; for the law of God was intended for every age, for every country, for every individual, independent of the state of science or a peculiar stage of civilization, and not to be modified by any change which man might make in his material existence. With due deference, then, to those philosophers who assert that the moral nature of the human species has undergone a change at various periods of the world's history; and those enthusiasts who dream of an approaching millennium, we hold, that human nature has always been the same and always will be the same, and that no inventions or discoveries, however promotive of his material well-being, can effect a moral change or bring him any nearer to the Divine essence than he was in the beginning of his mundane existence. Science and knowledge may indeed illumine his earthly career, but they can shed no light upon the path he is to tread to reach a better world.

Christ himself has recognized the diversity of intellectual gifts in his parable of the talents, from which we borrow the very term to designate those gifts; and if, in a community of pure and faithful Christians, there still are many degrees and kinds of talents, is it reasonable to suppose that in that millennium—the only one I can imagine—when all nations shall call on His name with hope and praise, all mental imparities of races will be obliterated? There are, at the present time, nations upon whom we look down as being inferior in civilization to ourselves, yet they are as good—if, indeed, not better—Christians than we are as a people. The progress of physical science, by facilitating the intercourse between distant parts of the world, tends, indeed, to diffuse true religion, and in this manner—and this manner only—promotes the moral good of mankind. But here it is only an instrument, and not an agent, as the machines which the architect uses to raise his building materials do not erect the structure.

One more reason why the unity of the human species cannot be considered a proof of equal intellectual capability of races. It is a favorite method of naturalists to draw an analogy between man and the brute creation; and, so far as he belongs to the animal kingdom, this method is undoubtedly correct and legitimate. But, with regard to man's higher attributes, there is an impassable barrier between him and the brute, which, in the heat of argument, contending parties have not always sufficiently respected. The great Prichard himself seems sometimes to have lost sight of it.[7] Thus, he speaks of "psychological" diversities in varieties of the same undoubted species of animal, though it is obvious that animals can have no psychological attributes. But I am willing to concede to Mr. Prichard all the conclusions he derives from this analogy in favor of unity of the human species. All dogs, he believes, are derived from one pair; yet, there are a number of varieties of dogs, and these varieties are different not only in external appearance, but in what Mr. Prichard would call psychological qualities. No shepherd expects to train a common cur to be the intelligent guardian of a flock; no sportsman to teach his hounds, or their unmixed progeny, to perform the office of setters. That the characteristics of every variety of dogs are permanent so long as the breed remains pure, every one knows, and that their distinctive type remains the same in all countries and through all time, is proved by the mural paintings of Egypt, which show that, 2,000 years B. C., they were as well known as in our day.[8] If, then, this permanency of "psychological" (to take Mr. Prichard's ground) diversity is compatible with unity of origin in the dog, why not in the case of man? I am far from desiring to call into question the unity of our species, but I contend that the rule must work both ways, and if "psychological" diversities can be permanent in the branches of the same species of animals, they can be permanent also in the branches of the human family.

In the preceding pages, I have endeavored to show that the unity of species is no proof of equal intellectual capability of races, that mental imparities do not conflict with the universality of the gospel tidings, and that the permanency of these imparities is consistent with the reasoning of the greatest expounder of the unity theory. I shall now proceed to state the facts which prove the intellectual diversities among the races of man. In doing so, it is important to guard against an error into which so many able writers have fallen, that of comparing individuals rather than masses.

What we term national character, is the aggregate of the qualities preponderating in a community. It is obvious that when we speak of the artistic genius of the Greeks, we do not mean that every native of Hellas and Ionia was an artist; and when we call a nation unwarlike or valorous, we do not thereby either stigmatize every individual as a coward, or extol him as a hero. The same is the case with races. When, for example, we assert that the black race is intellectually inferior to the white, it is not implied that the most intelligent negro should still be more obtuse than the most stupid white man. The maximum intellect and capacity of one race may greatly exceed the minimum of another, without placing them on an equality. The testimony of history, and the results of philanthropic experiment, are the data upon which the ethnologist must institute his inquiries, if he would arrive at conclusions instructive to humanity.

Let us take for illustration the white and the black races, supposed by many to represent the two extremes of the scale of gradation. The whole history of the former shows an uninterrupted progress; that of the latter, monotonous stagnation. To the one, mankind owes the most valuable discoveries in the domain of thought, and their practical application; to the other, it owes nothing. For ages plunged in the darkest gloom of barbarism, there is not one ray of even temporary or borrowed improvement to cheer the dismal picture of its history, or inspire with hope the disheartened philanthropist. At the boundary of its territory, the ever-encroaching spirit of conquest of the European stops powerless.[9] Never, in the history of the world, has a grander or more conclusive experiment been tried than in the case of the negro race. We behold them placed in immediate possession of the richest island in the richest part of the globe, with every advantage that climate, soil, geographical situation, can afford; removed from every injurious contact, yet with every facility for constant intercourse with the most polished nations of the earth; inheriting all that the white race had gained by the toil of centuries in science, politics, and morals; and what is the result? As if to afford a still more irrefragable proof of the mental inequality of races, we find separate divisions of the same island inhabited, one by the pure, the other by a half-breed race; and the infusion of the white blood in the latter case forms a population incontestably and avowedly superior. In opposition to such facts, some special pleader, bent upon establishing a preconceived notion, ransacks the records of history to find a few isolated instances where an individual of the inferior race has displayed average ability, and from such exceptional cases he deduces conclusions applicable to the whole mass! He points with exultation to a negro who calculates, a negro who is an officer of artillery in Russia, a few others who are employed in a counting-house. And yet he does not even tell us whether these raræ aves are of pure blood or not, as is often the case.[10] Moreover, these instances are proclaimed to the world with an air of triumph, as if they were drawn at random from an inexhaustible arsenal of facts, when in reality they are all that the most anxious research could discover, and form the stock in trade of every declaimer on the absolute equality of races.

Had it pleased the Creator to endow all branches of the human family equally, all would then have pursued the same career, though, perhaps, not all with equal rapidity. Some, favored by circumstances, might have distanced others in the race; a few, peculiarly unfortunately situated, would have lagged behind. Still, the progress of all would have been in the same direction, all would have had the same stages to traverse. Now is this the case? There are not a few who assert it. From our earliest infancy we are told of the savage, barbarous, semi-civilized, civilized, and enlightened states. These we are taught to consider as the steps of the ladder by which man climbs up to infinite perfection, we ourselves being near the top, while others are either a little below us, or have scarcely yet firmly established themselves upon the first rounds. In the beautiful language of Schiller, these latter are to us a mirror in which we behold our own ancestors, as an adult in the children around him re-witnesses his own infancy. This is, in a measure, true of nations of the same race, but is it true with regard to different races? It is little short of presumption to venture to combat an idea perhaps more extensively spread than any of our time, yet this we shall endeavor to do. Were the differences in civilization which we observe in various nations of the world, differences of degree only, and not of kind, it is obvious that the most advanced individual in one degree must closely approach the confines of a higher. But this is not the case. The highest degree of culture known to Hindoo or Chinese civilization, approaches not the possessor one step nearer to the ideas and views of the European. The Chinese civilization is as perfect, in its own way, as ours, nay more so.[11] It is not a mere child, or even an adult not yet arrived at maturity; it is rather a decrepit old man. It too has its degrees; it too has had its periods of infancy, of adult age, of maturity. And when we contemplate its fruits, the immense works which have been undertaken and completed under its ægis, the systems of morals and politics to which it gave rise, the inventions which signalized its more vigorous periods, we cannot but admit that it is entitled in a high degree to our veneration and esteem.[12] Moreover it has excellencies which our civilization as yet has not; it pervades all classes, ours not. In the whole Chinese empire, comprising, as it does, one-third of the human race, we find few individuals unable to read and write; in China proper, none. How many European countries can pretend to this? And yet, because Chinese civilization has a different tendency from ours, because its course lies in another direction, we call it a semi-civilization. At what time of the world's history then have we—the civilized nations—passed through this stage of semi-civilization?

The monuments of Sanscrit literature, the magnificent remains of palaces and temples, the great number of ingenious arts, the elaborate systems of metaphysics, attest a state of intellectual culture, far from contemptible, among the Hindoos. Yet their civilization, too, we term a semi-civilization, albeit it is as little like the Chinese as it is like anything ever seen in Europe.

Few who will carefully investigate and reflect upon these facts, will doubt that the terms Hindoo, Chinese, European civilization, are not indicative of degrees only, but mean the respective development of powers essentially different in their nature. We may consider our civilization the best, but it is both arrogant and unphilosophical to consider it as the only one, or as the standard by which to measure all others. This idea, moreover, is neither peculiar to ourselves nor to our age. The Chinese even yet look upon us as barbarians; the Hindoos probably do the same. The Greeks considered all extra-Hellenic peoples as barbarians. The Romans ascribed the same pre-excellency to themselves, and the predilections for these nations, which we imbibe already in our academic years from our classical studies, cause us to share the same opinion, and to view with their prejudices nations less akin to us than they. The Persians, for instance, whom the Greeks self-complacently styled outside-barbarians, were, in reality, a highly cultivated people, as no one can deny who will examine the facts which modern research has brought to light. Their arts, if not Hellenic, still attained a high degree of perfection. Their architecture, though not of Grecian style, was not inferior in magnificence and splendor. Nay, I for one am willing to render myself obnoxious to the charge of classical heresy, by regarding the pure Persians as a people, in some respects at least, superior to the Greeks. Their religious system seems to me a much purer, nobler one than the inconsistent, immoral mythology of our favorites. Their ideas of a good and an evil power in perpetual conflict, and of a mediator who loves and protects the human race; their utter detestation of every species of idolatry, have to me something that prepossesses me in their favor.

I have now alleged, in a cursory manner, my principal reasons for considering civilizations as specifically distinct. To further dilate upon the subject, though I greatly desire to do so, would carry me too far; not, indeed, beyond the scope of the inquiries proposed in this volume, but beyond the limited space assigned for my introduction. I shall add only, that—assuming the intellectual equality of all branches of the human family—we can assign no causes for the differences of degree only of their development. Geographical position cannot explain them, because the people who have made the greatest advance, have not always been the most favorably situated. The greatest geographical advantages have been in possession of others that made no use of them, and became of importance only by changing owners. To cite one of a thousand similar instances. The glorious Mississippi Valley, with its innumerable tributary streams, its unparalleled fertility and mineral wealth, seems especially adapted by nature for the abode of a great agricultural and commercial nation. Yet, the Indians roamed over it, and plied their canoes on its rivers, without ever being aware of the advantages they possessed. The Anglo-Saxon, on the contrary, no sooner perceived them than he dreamed of the conquest of the world. We may therefore compare such and other advantages to a precious instrument which it requires the skill of the workman to use. To ascribe differences of civilizations to the differences of laws and political institutions, is absolutely begging the question, for such institutions are themselves an effect and an inherent portion of the civilization, and when transplanted into foreign soils, never prosper. That the moral and physical well-being of a nation will be better promoted when liberty presides over her councils than when stern despotism sits at the helm, no one can deny; but it is obvious that the nation must first be prepared to receive the blessings of liberty, lest they prove a curse.

Here is the place for a few remarks upon the epithet Christian, applied to our civilization. Mr. Gobineau justly observes, that he knows of no social or political order of things to which this term may fitly be said to belong. We may justly speak of a Brahminic, Buddhistic, Pagan, Judaic civilization, because the social or political systems designated by these appellations were intimately connected with a more or less exclusive theocratical formula. Religion there prescribed everything: social and political laws, government, manners, nay, in many instances, dress and food. But one of the distinguishing characteristics of Christianity is its universality. Right at the beginning it disclaimed all interference in temporal affairs. Its precepts may be followed under every system of government, in every path of life, every variety of modes of existence. Such is, in substance, Mr. Gobineau's view of the subject. To this I would add a few comments of my own. The error is not one of recent date. Its baneful effects have been felt from almost the first centuries of the establishment of the Church down to our times. Human legislation ought, indeed, to be in strict accordance with the law of God, but to commend one system as Christian, and proscribe another as unchristian, is opening the door to an endless train of frightful evils. This is what, virtually, they do who would call a civilization Christian, for civilization is the aggregate social and political development of a nation, or a race, and the political is always in direct proportion to the social progress; both mutually influence each other. By speaking of a Christian civilization, therefore, we assert that some particular political as well as social system, is most conformable to the spirit of our religion. Hence the union of church and State, and the influence of the former in temporal affairs—an influence which few enlightened churchmen, at least of our age, would wish to claim. Not to speak of the danger of placing into the hands of any class of men, however excellent, the power of declaring what legislation is Christian or not, and thus investing them with supreme political as well as spiritual authority; it is sufficient to point out the disastrous effects of such a system to the interests of the church itself. The opponents of a particular political organization become also the opponents of the religion which advocates and defends it. The indifferentism of Germany, once so zealous in the cause of religion, is traceable to this source. The people are dissatisfied with their political machinery, and hate the church which vindicates it, and stigmatizes as impious every attempt at change. Indeed, one has but to read the religious journals of Prussia, to understand the lukewarmness of that people. Mr. Brace, in his Home Life in Germany, says that many intelligent natives of that country had told him: Why should we go to church to hear a sermon that extols an order of things which we know to be wicked, and in the highest degree detestable? How can a religion be true which makes adherence to such an order a fundamental article of its creed?

One of the features of our constitution which Mr. De Tocqueville most admires, is the utter separation of church and State. Mere religious toleration practically prevails in most European countries, but this total disconnection of the religious from the civil institutions, is peculiar to the United States, and a lesson which it has given to the rest of the world.

I do not mean that every one who makes use of the word Christian civilization thereby implies a union of church and State, but I wish to point out the principle upon which this expression is based, viz: that a certain social and political order of things is more according to the spirit of the Christian religion than another; and the consequences which must, or at least may, follow from the practical acceptation of this principle. Taking my view of the subject, few, I think, will dispute that the term Christian civilization is a misnomer. Of the civilizing influence of Christianity, I have spoken before, but this influence would be as great in the Chinese or Hindoo civilizations, without, in the least, obliterating their characteristic features.

Few terms of equal importance are so vaguely defined as the term civilization; few definitions are so difficult. In common parlance, the word civilization is used to designate that moral, intellectual, and material condition at which the so-called European race, whether occupying the Eastern or the Western continent, has arrived in the nineteenth century. But the nations comprised in this race differ from one another so extensively, that it has been found necessary to invent a new term: enlightenment. Thus, Great Britain, France, the United States, Switzerland, several of the States of the German Confederacy, Sweden, and Denmark, are called enlightened; while Russia, Spain, Portugal, Italy, Brazil, and the South American republics are merely civilized. Now, I ask, in what does the difference consist?

Is the diffusion of knowledge by popular education to be the test? Then Great Britain and France would fall far below some countries now placed in the second, or even third rank. Denmark and China would be the most civilized countries in the world; nay, even Thibet, and the rest of Central Asia, would take precedence before the present champions of civilization. The whole of Germany and Switzerland would come next, then the eastern and middle sections of the United States, then the southern and western; and, after them, Great Britain and France. Still retaining the same scale, Russia would actually be ranked above Italy, the native clime of the arts. In Great Britain itself, Scotland would far surpass England in civilization[13].

Is the perfection to which the arts are carried, the test of civilization? Then Bavaria and Italy are the most civilized countries. Then are we far behind the Greeks in civilization. Or, are the useful arts to carry the prize? Then the people showing the greatest mechanical genius is the most civilized.

Are political institutions to be the test? Then the question, "Which is the best government?" must first be decided. But the philosophic answer would be: "That which is best adapted to the genius of the people, and therefore best answers the purposes for which all government is instituted." Those who believe in the abstract superiority of any governmental theory, may be compared to the tailor who would finish some beau-ideal of a coat, without taking his customer's measure. We could afford to laugh at such theorists, were not their schemes so often recorded in blood in the annals of the world. Besides, if this test be admitted, no two could agree upon what was a civilized community. The panegyrist of constitutional monarchy would call England the only civilized country; the admirer of municipal liberty would point to the Hanse towns of the Middle Ages, and their miserable relics, the present free cities of Germany; the friend of sober republicanism would exclude from the pale of civilization all but the United States and Switzerland; the lover of pure democracy would contend that mankind had retrograded since the time of Athens, and deplore that civilization was now confined to some few rude mountain or nomadic tribes with few and simple wants; finally, the defender of a paternal autocracy would sigh for the days of Trajan or Marcus Aurelius, and hesitate whether, in our age, Austria or Russia deserved the crown.

Neither pre-eminence in arts and sciences, nor in popular instruction, nor in government, can singly be taken as the test of civilization. Pre-eminence in all, no country enjoys. Yet all these are signs of civilization—the only ones by which we distinguish and recognize it. How, then, shall we define this term? I would suggest a simple and, I think, sufficiently explicit definition: Civilization is the continuous development of man's moral and intellectual powers. As the aggregate of these differs in different nations, so differs the character of their civilization. In one, civilization manifests itself in the perfection of the arts, either useful or polite; in another, in the cultivation of the sciences; in a third; in the care bestowed upon politics, or, in the diffusion of knowledge among the masses. Each has its own merits, each its own defects; none combines the excellencies of all, but whichever combines the most with fewest defects, may be considered the best, or most perfect. It is because not keeping this obvious truth in view that John Bull laughs (or used to laugh) self-complacently at Monsieur Crapaud, and that we ourselves sometimes laugh at his political capers, forgetting that the thinkers of his nation have, for the last century at least, led the van in science and politics—yes, even in politics.[14] It is, for the same reason, that the Frenchman laughs at the German, or the Dutchman; that the foreigner cannot understand that there is an American civilization as well, and, bringing his own country's standard along with him, finds everything either too little or too great; or, that the American, going to the native soil of the ripest scholars in the world, and seeing brick and mortar carried up by hand to the fourth story of a building in process of erection,[15] or seeing five men painfully perform a job which his youngest son would have accomplished without trouble by the simplest, perhaps self-invented, contrivance, revolves in his own mind how it is possible that these people—when the schoolmaster is abroad, too—are still so many centuries "behind the time." Thus each nation has its own standard by which it judges its neighbors; but when extra-European nations, such as the Chinese or Hindoos, are to be judged, all unite in voting them outside barbarians.

Here, then, we have indubitable proofs of moral and intellectual diversities, not only in what are generally termed different races, but even in nations apparently belonging to the same race. Nor do I see in this diversity ought that can militate against our ideas of universal brotherhood. Among individuals, diversity of talent does not preclude friendly intercourse; on the contrary, it promotes it, for rivals seldom are friends. Neither does superior ability exempt us from the duties which we owe to our fellow-man.

I have repeatedly made use of the analogy between societies and the individuals that compose them. I cannot more clearly express my idea of civilization than by recurring to it again. Civilization, then, is to nations what the development of his physical and intellectual powers is to an individual; indeed, it is nothing but the aggregate result of all these individual powers; a common reservoir to which each contributes a share, whether large or small. The analogy may be extended further. Nations may be considered as themselves members of societies, bearing the same relations to each other and to the whole, as individuals. Thus, all the nations of Europe contribute, each in its own manner and degree, to what has been called the European civilization. And, in the same manner, the nations of Asia form distinct systems of civilizations. But all these systems ultimately tend to one great aim—the general welfare of mankind. I would therefore carefully distinguish between the civilizations of particular nations, of clusters of nations, and of the whole of our species. To borrow a metaphor from the mechanism of the universe, the first are like the planets of a solar system, revolving—though in different orbits, and with different velocities—around the same common centre; but the solar systems again—with all their planets—revolve round another, more distant point.

Let us take two individuals of undoubted intellect. One may be a great mathematician, the other a great statesman. Place the first at the head of a cabinet, the second in an observatory, and the mathematician will as signally fail in correctly observing the changes in the political firmament, as the other in noting those in the heavenly. Yet, who would decide which had the superior intellect? This diversity of gifts is not the result of education. No training, however ingenious, could have changed an Arago into a Pitt, or vice versa. Raphael could under no circumstances have become a Handel, or either of them a Milton. Nay, men differ in following the same career. Can any one conceive that Michael Angelo could ever have painted Vandyke's pictures, Shakspeare written Milton's verses, Mozart composed Rossini's music, or Jefferson followed Hamilton's policy? Here, then, we have excellencies, perhaps of equal degree, but of very different kinds. Nature, from her inexhaustible store, has not only unequally, but variously, bestowed her favors, and this infinite variety of gifts, as infinite as the variety of faces, God has doubtless designed for the happiness of men, and for their more intimate union, in making them dependent one on another. As each creature sings his Maker's praise in his own voice and cadence, the sparrow in his twitter, the nightingale in her warble, so each human being proclaims the Almighty's glory by the rightful use of his talents, whether great or small, for the promotion of his fellow-creatures' happiness; one may raise pious emotion in the breast by the tuneful melody of his song; another by the beauty and vividness of his images on canvas or in verse; a third discovers new worlds—additional evidences of His omnipotence who made them—and, by his calculations, demonstrates, even to the sceptic, the wonderful mechanism of the universe; to another, again, it is given to guide a nation's councils, and, by His assistance, to avert danger, or correct evils. Fie upon those who would raise man's powers above those of God, and ascribe diversity of talents to education and accident, rather than to His wisdom and design. Can we not admire the Almighty as well in the variety as in a fancied uniformity of His works? Harmony consists in the union of different sounds; the harmony of the universe, in the diversity of its parts.

What is true of a society composed of individuals, is true of that vast political assemblage composed of nations. That each has a career to run through, a destiny to fulfil, is my firm and unwavering belief. That each must be gifted with peculiar qualities for that purpose, is a mere corollary of the proposition. This has been the opinion of all ages: "The men of Bœotia are noted for their stolidity, those of Attica for their wit." Common parlance proves that it is now, to-day, the opinion of all mankind, whatever theorists may say. Many affect to deride the idea of "manifest destiny" that possesses us Anglo-Americans, but who in the main doubts it? Who, that will but cast one glance on the map, or look back upon our history of yesterday only, can think of seriously denying that great purposes have been accomplished, will still be accomplished, and that these purposes were designed and guided by something more than blind chance? Unroll the page of history—of the great chain of human events, it is true, we perceive but few links; like eternity, its beginning is wrapt in darkness, its end a mystery above human comprehension—but, in the vast drama presented to us, in which nations form the cast, we see each play its part, then disappear. Some, as Mr. Gobineau has it, act the kings and rulers, others are content with inferior roles.

As it is incompatible with the wisdom of the Creator, to suppose that each nation was not specially fitted[16] for the part assigned to it, we may judge of what they were capable of by what they have accomplished.

History, then, must be our guide; and never was epoch more propitious, for never has her lamp shone brighter. The study of this important science, which Niebuhr truly calls the magistra vitæ, has received within our days an impulse such as it never had before. The invaluable archæological treasures which the linguists and antiquarians of Europe have rescued from the literature and monuments of the great nations of former ages, bring—as it were—back to life again the mouldered generations of the dim past. We no longer content ourselves with chronological outlines, mere names, and unimportant accounts of kings and their quarrels; we seek to penetrate into the inner life of those multitudes who acted their part on the stage of history, and then disappeared, to understand the modes of thought, the feelings, ideas, instincts, which actuated them, and made them what they were. The hoary pyramids of the Nile valley are forced to divulge their age, the date of a former civilization; the temples and sepulchres, to furnish a minute account of even the private life of their builders;[17] the arrow-headed characters on the disinterred bricks of the sites of Babylon and Nineveh, are no longer a secret to the indefatigable orientalists; the classic writers of Hindostan and China find their most zealous scholiasts, and profoundest critics, in the capitals of Western Europe. The dross of childish fables, which age after age has transmitted to its successor under the name of history, is exposed to the powerful furnace of reason and criticism, and the pure ore extracted, by such men as Niebuhr, Heeren, Ranke, Gibbon, Grote. The enthusiastic lover of ancient Rome now sees her early history in clearer, truer colors than did her own historians.

But, if history is indispensable to ethnology, the latter is no less so to a true understanding of history. The two sciences mutually shed light on one another's path, and though one of them is as yet in its infancy, its wonderful progress in so short a time, and the almost unparalleled attention which it has excited at all hands, are bright omens for the future. It will be obvious that, by ethnology, we do not mean ethnography, with which it has long been synonymous. Their meaning differs in the same manner, they bear almost the same relation to one another as geology and geography. While ethnography contents herself with the mere description and classification of the races of man, ethnology, to borrow the expressive language of the editor of the London Ethnological Journal, "investigates the mental and physical differences of mankind, and the organic laws upon which they depend; seeks to deduce from these investigations principles of human guidance, in all the important relations of social and national existence."[18] The importance of this study cannot be better expressed than in the words of a writer in the North British Review for August, 1849: "No one that has not worked much in the element of history, can be aware of the immense importance of clearly keeping in view the differences of race that are discernible among the nations that inhabit different parts of the world.... In speculative history, in questions relating to the past career and the future destinies of nations, it is only by a firm and efficient handling of this conception of our species, as broken up into so many groups or masses, physiologically different to a certain extent, that any progress can be made, or any available conclusions accurately arrived at."[19]

But in attempting to divide mankind into such groups, an ethnologist is met by a serious and apparently insurmountable difficulty. The gradation of color is so imperceptible from the clearest white to the jettest black; and even anatomical peculiarities, normal in one branch, are found to exist, albeit in exceptional cases, in many others; so that the ethnographers scarce know where to stop in their classification, and while some recognize but three grand varieties, others contend for five, for eleven, or even for a much greater number. This difficulty arises, in my estimation, mainly from the attempt to class mankind into different species, that is, groups who have a separate origin; and also, from the proneness to draw deductions from individual instances, by which almost any absurdity can be sustained, or truth refuted. As we have already inveighed against the latter error, and shall therefore try to avoid falling into it; and as we have no desire to enter the field of discussion about unity or plurality of species, we hope, in a great measure, to obviate the difficulties that beset the path of so many inquirers. By the word race[20] we mean, both here and in the body of the work, such branches of the human family as are distinguished in the aggregate by certain well-defined physical or mental peculiarities, independent of the question whether they be of identical or diverse origin. For the sake of simplicity, these races are arranged in several principal classes, according to their relative affinities and resemblances. The most popular system of arrangement is that of Blumenbach, who recognizes five grand divisions, distinguished by appellations descriptive either of color or geographical position, viz: the White, Circassian, or European; the Yellow, Altaic, Asiatic, or Mongolian; the Red, American, or Indian; the Brown, or Malay; and, lastly, the Black, African, or negro. This division, though the most commonly adopted, has no superior claims above any other. Not only are its designations liable to very serious objections, but it is, in itself, entirely arbitrary. The Hottentot differs as much from the negro as the latter does from the Malay; and the Polynesian from the Malay more than the American from the Mongolian. Upon the same principle, then, the number of classes might be indefinitely extended. Mr. Gobineau thought three classes sufficient to answer every purpose, and these he calls respectively the white, yellow, and black. Mr. Latham,[21] the great ethnographer, adopts a system almost precisely similar to our author's, and upon grounds entirely different. Though, for my own part, I should prefer a greater number of primary divisions, I confess that this coincidence of opinion in two men, pursuing, independent of, and unknown to each other, different paths of investigation, is a strong evidence of the correctness of their system, which, moreover, has the merit of great simplicity and clearness.

It must be borne in mind that the races comprised under these divisions, are by no means to be considered equal among themselves. We should lay it down as a general truth, that while the entire groups differ principally in degree of intellectual capacity, the races comprised in each differ among themselves rather in kind. Thus, we assert upon the testimony of history, that the white races are superior to the yellow; and these, in turn, to the black. But the Lithuanian and the Anglo-Saxon both belong to the same group of races, and yet, history shows that they differ; so do the Samoyede and the Chinese, the negro of Lower Guinea, and the Fellah. These differences, observable among nations classed under the same head, as, for instance, the difference between the Russians and Italians (both white), we express in every day's language by the word "genius." Thus, we constantly hear persons speak of the artistic, administrative, nautical genius of the Greeks, Romans, and Phenicians, respectively; or, such phrases as these, which I borrow from Mr. Gobineau: "Napoleon rightly understood the genius of his nation when he reinstated the Church, and placed the supreme authority on a secure basis; Charles I. and his adviser did not, when they attempted to bend the neck of Englishmen under the yoke of absolutism." But, as the word genius applied to the capacities or tendencies of a nation, in general implies either too much or too little, it has been found convenient, in this work, to substitute for it another term—instinct. By the use of this word, it was not intended to assimilate man to the brute, to express aught differing from intellect or the reasoning capacity; but only to designate the peculiar manner in which that intellect or reasoning capacity manifests itself; in other words, the special adaptation of a nation for the part assigned to it in the world's history; and, as this part is performed involuntarily and, for the most part, unconsciously, the term was deemed neither improper nor inappropriate. I do not, however, contend for its correctness, though I could cite the authority of high names for its use in this sense; I contend merely for its convenience, for we thereby gain an easy method of making distinctions of kind in the mental endowments of races, in cases where we would hesitate to make distinctions of degree. In fact, it is saying of multitudes only what we say of an individual by speaking of his talent; with this difference, however, that by talent we understand excellency of a certain order, while instinct applies to every grade. Two persons of equal intellectual calibre may have, one a talent for mathematics, the other for literature; that is, one can exhibit his intellect to advantage only in calculation, the other only in writing. Thus, of two nations standing equally high in the intellectual scale, one shall be distinguished for the high perfection attained in the fine arts, the other for the same perfection in the useful.

At the risk of wearying the reader with my definitions, I must yet inflict on him another which is essential to the right understanding of the following pages. In common parlance, the terms nation and people have become strictly synonymous. We speak indifferently of the French people, or the French nation; the English people, or the English nation. If we make any distinction at all, we perhaps designate by the first expression the masses; by the second, rather the sovereignty. Thus, we say the French people are versatile, the French nation is at war with Russia. But even this distinction is not always made.

My purpose is to restore the word nation to its original signification, in which it expresses the same as the word race, including, besides, the idea of some sort of political organization. It is, in fact, nothing but the Latin equivalent of that word, and was applied, like tribe, to a collection of individuals not only living under the same government, but also claiming a closer consanguinity to one another than to their neighbors. It differs from tribe only in this respect, that it is applied to greater multitudes, as for instance to a coalescence of several closely-allied tribes, which gives rise to more complicated political forms. It might therefore be defined by an ethnologist as a population consisting of homogeneous ethnical elements.

The word people, on the contrary, when applied to an aggregation of individuals living under the same government, implies no immediate consanguineous ties among them. Nation does not necessarily imply political unity; people, always. Thus, we speak of the Greek nation, though the Greeks were divided into a number of independent and very dissimilar sovereignties; but, we say the Roman people, though the whole population of the empire obeyed the same supreme head. The Russian empire contains within its limits, besides the Russians proper, an almost equal number of Cossacks, Calmucks, Tartars, Fins, and a number of other races, all very different from one another and still more so from the Russians, not only in language and external appearance, but in manners, modes of thinking: in one word, in instincts. By the expression Russian people I should therefore understand the whole population of that empire; by Russian nation, only the dominant race to which the Czar belongs. It is hardly possible to exaggerate the importance of keeping in view this distinction, as I shall prove by another instance. The Hungarian people are very nearly equally divided (exclusive of about one million Germans) into two nations, the Magyars and the Sclaves. Not only have these two, though for centuries occupying the same soil, remained unmixed and distinct, but the most intense antipathy exists between them, which only requires an occasion to display itself in acts of bloodshed and relentless cruelty, that would make the tenants of hell shudder. Such an occasion was the recent revolution, in which, while the Magyars fought like lions for their independence, the Sclaves, knowing that they would not participate in any advantage the others might gain, proved more formidable opponents than the Austrians.[22]

If I have been successful in my discrimination between the two words, it follows plainly that a member of one nation, strictly speaking, can no more become a member of another by process of law, than a man, by adopting a child, can make it the fruit of his loins. This rule, though correct in the abstract, does not always apply to individual cases; but these, as has already been remarked, cannot be made the groundwork of general deductions. In conclusion of this somewhat digressional definition, I would observe that, owing to the great intermixture of the European populations, produced by their various and intimate mutual relations, it does not apply with the same force to them as to others, and this I regard as the reason why the signification of the word has become modified.

If we will carefully examine the history of great empires, we shall be able, in almost every instance, to trace their beginning to the activity of what, in the strictest sense of the word, may be called a nation. Gradually, as the sphere of that nation expands, it incorporates, and in course of time amalgamates with foreign elements.

Nimrod, we learn from sacred history, established the Assyrian empire. At first, this consisted of but little more than the city of Babylon, and must necessarily have contained a very homogeneous population, if from no other cause than its narrow geographical limits. At the dawn of profane history, however, we find this empire extending over boundless tracts, and uniting under one rule tribes and nations of the most dissimilar manners and tongues.

The Assyrian empire fell, and that of the Medes rose on its ruins. The Median monarchy had an humble beginning. Dejoces, says tradition, united the independent tribes of the Medes. Later, we find them ruling nations whose language they did not understand, whose manners they despised.

The Persian empire exceeded in grandeur its mighty predecessors. Originating in a rebellion of a few liberty-loving tribes, concerted and successfully executed by a popular leader (Cyrus), two generations of rulers extended its boundaries to the banks of the Nile. In Alexander's time, it was a conglomeration of a countless number of nations, many of whom remained under their hereditary rulers while rendering allegiance, and paying tribute to the great king.

I pass over the Macedonian empire, as of too short a duration to be a fair illustration. The germ of the Roman empire consisted of a coalescence of very closely allied tribes: Romulus's band of adventurers (who must have come from neighboring communities), the Sabines, Albans, and Latins. At the period of its downfall, it ruled, at least nominally, over every then known race.

In all these instances, the number of which might be further increased, we find homogeneousness of population at first, ethnical mixture and confusion at the end. "But what does this prove? will be asked. That too great an extension of territory is the cause of weakness? The idea is old, and out of date in our times, when steam and electricity bring the outskirts of the largest empire in closer proximity than formerly were the frontiers of the humblest sovereignty." Extension of territory does not itself prove a cause of weakness and ruin. The largest empire in the world is that of China, and, without steam or electricity, it has maintained itself for 4,000 years, and bids fair, spite of the present revolution, to last a good long while yet. But, when extension of territory is attended with the incorporation of heterogeneous masses, having different interests, different instincts, from the conqueror, then indeed the extension must be an element of weakness, and not of strength.

The armies which Xerxes led into Greece were not Persians; but a small fragment of that motley congregation, the élite, the leaven of the whole mass, was composed of the king's countrymen. Upon this small body he placed his principal reliance, and when, at the fatal battle of Salamis, he beheld the slaughter of that valiant and noble band, though he had hundreds of thousands yet at his command, he rent his garments and fled a country which he had well-nigh conquered. Here is the difference between the armies of Cyrus and those of Xerxes and Darius. The rabbles which obeyed the latter, perhaps contained as much valor as the ranks of the enthusiastic followers of the first, though the fact of their fighting under Persian standards might be considered as a proof of their inferiority. But what interest had they in the success of the great king? To forge still firmer their own fetters? Could the name of Cyrus, the remembrance of the storming of Sardis, the siege of Babylon, the conquest of Egypt, fire them with enthusiasm? Perhaps, in some of those glorious events, their forefathers became slaves to the tyrants they now serve, tyrants whose very language they do not understand.

The last armies of tottering Rome were drafted from every part of her boundless dominions, and of the men who were sent to oppose the threatening barbarians of the north, some, it might be, felt the blood of humbled Greece in their veins; some had been torn from a distant home in Egypt, or Libya; others, perhaps, remembered with pride how their ancestors had fought the Romans in the times of Juba, or Mithridates; others, again, boiled with indignation at the oppression of their Gallic brethren;—could those men respect the glorious traditions of Rome, could they be supposed to emulate the former legions of the proud city?

It is not, then, an extensive territory that ruins nations; it is a diversity of instincts, a clashing of interests among the various parts of the population. When each province is isolated in feelings and interests from every other, no external foe is wanted to complete the ruin. Ambitious and adroit men will soon arise who know how to play upon these interests, and employ them for the promotion of their own schemes.

Nations, in the various stages of their career, have often been compared to individuals. They have, it is said, their period of infancy, of youth, of manhood, of old age. But the similitude, however striking, is not extended further, and, while individuals die a natural death, nations are supposed always to come to a violent end. Probably, we do not like to concede that all nations, like all individuals, must ultimately die a natural death, even though no disease anticipates it; because we dislike to recognize a rule which must apply to us as well. Each nation fancies its own vitality imperishable. When we are young, we seldom seriously think of death; in the same manner, societies in the period of their youthful vigor and energy, cannot conceive the possibility of their dissolution. In old age and decrepitude, they are like the consumptive patient, who, while fell disease is severing the last thread that binds him to the earth, is still forming plans for years to come. Falling Rome dreamed herself eternal. Yet, the mortality of nations admits of precisely the same proof as that of individuals—universal experience. The great empires that overshadowed the world, where are they? The memory of some is perpetuated in the hearts of mankind by imperishable monuments; of others, the slightest trace is obliterated, the vaguest remembrance vanished. As the great individual intelligences, whose appearance marks an era in the history of human thought, live in the minds of posterity, even though no gorgeous tombstone points out the resting-place of their hull of clay; while the mausoleum of him whose grandeur was but temporary, whose influence transient only, carries no meaning on its sculptured surface to after ages; even so the ancient civilizations which adorned the globe, if their monuments be not in the domain of thought, their gigantic vestiges serve but to excite the wonder of the traveller and antiquary, and perplex the historian. Their sepulchres, however grand, are mute.[23]

Many have been the attempts to detect the causes why nations die, in order to prevent that catastrophe; as the physicians of the Middle Ages, who thought death was always the consequence of disease, sought for the panacea that was to cure all ills and thus prolong life forever. But nations, like individuals, often survive the severest attacks of the most formidable disease, and die without sickness. In ancient times, those great catastrophes which annihilated the political existence of millions, were regarded as direct interpositions of Providence, visiting in its wrath the sins of a nation, and erecting a warning example for others; just as the remarkable destruction of a noted individual, or the occurrence of an unusual phenomenon was, and by many is even now, ascribed to the same immediate agency. But when philosophy discovered that the universe is governed by pre-established, immutable laws, and refused to credit miracles not sanctioned by religion; then the dogma gained ground that punishment follows the commission of sin, as effect does the cause; and national calamities had to be explained by other reasons. It was then said, nations die of luxury, immorality, bad government, irreligion, etc. In other words, success was made the test of excellency and failure of crime. If, in individual life, we were to lay it down as an infallible rule, that he who commits no excesses lives forever, or at least very long; and he who does, will immediately die; that he who is honest in his dealings, will always prosper more than he who is not; we should have a very fluctuating standard of morality, since it has pleased God to sometimes try the good by severe afflictions, and let the wicked prosper. We should therefore be often called upon to admire what is deserving of contempt or punishment, and to seek for guilt in the innocent. This is what we do in nations. Wicked institutions have been called good, because they were attended with success; good ones have been pronounced bad, because they failed.

A more critical study of history has demonstrated the fallibility of this theory, which is now in a great measure discarded, and another adopted in its stead. It is argued that, at a certain period in its existence, a nation infallibly becomes degenerated, and thus falls. But, asks Mr. Gobineau, what is degeneracy? A nation is said to be degenerated when the virtues of its ancestry are lost. But why are they lost? Because the nation is degenerated. Is not this like the reasoning in the child's story-book: Why is Jack a bad boy? Because he disobeys his parents. Why does he disobey his parents? Because he is a bad boy.

It is necessary, then, to show what degeneracy is. This step in advance, Mr. Gobineau attempts to make. He shows that each race is distinguished by certain capabilities, which, if its civilizing genius is sufficiently strong to enable it to assume a rank among the nations of the world, determine the character of its social and political development. Like the Phenicians, it may become the merchant and barterer of the world; or, like the Greeks, the teacher of future generations; or, like the Romans, the model-giver of laws and forms. Its part in the drama of history may be an humble one or a proud, but it is always proportionate to its powers. These powers, and the instincts or aspirations which spring from them, never change as long as the race remains pure. They progress and develop themselves, but never alter their nature. The purposes of the race are always the same. It may arrive at great perfection in the useful arts, but, without infiltration of a different element, will never be distinguished for poetry, painting, sculpture, etc.; and vice versa. Its nature may be belligerent, and it will always find causes for quarrel; or it may be pacific, and then it will manage to live at peace, or fall a prey to a neighbor.

In the same manner, the government of a race will be in accordance with its instincts, and here I have the weighty authority of the author of Democracy in America, in my favor, and the author's whom I am illustrating. "A government," says De Tocqueville,[24] "retains its sway over a great number of citizens, far less by the voluntary and rational consent of the multitude, than by that instinctive, and, to a certain extent, involuntary agreement, which results from similarity of feelings, and resemblances of opinions. I will never admit that men constitute a social body, simply because they obey the same head and the same laws. A society can exist only when a great number of men consider a great number of things in the same point of view; when they hold the same opinions upon many subjects, and when the same occurrences suggest the same thoughts and impressions to their minds." The laws and government of a nation are always an accurate reflex of its manners and modes of thinking. "If, at first, it would appear," says Mr. Gobineau, "as if, in some cases, they were the production of some superior individual intellect, like the great law-givers of antiquity; let the facts be more carefully examined, and it will be found that the law-giver—if wise and judicious—has contented himself with consulting the genius of his nation, and giving a voice to the common sentiment. If, on the contrary, he be a theorist like Draco, his system remains a dead letter, soon to be superseded by the more judicious institutions of a Solon who aims to give to his countrymen, not the best laws possible, but the best he thinks them capable of receiving." It is a great and a very general error to suppose that the sense of a nation will always decide in favor of what we term "popular" institutions, that is to say, such in which each individual shares more or less immediately in the government. Its genius may tend to the establishment of absolute authority, and in that case the autocrat is but an impersonation of the vox populi, by which he must be guided in his policy. If he be too deaf or rash to listen to it, his own ruin will be the inevitable consequence, but the nation persists in the same career.

The meaning of the word degeneracy is now obvious. This inevitable evil is concealed in the very successes to which a nation owes its splendor. Whether, like the Persians, Romans, &c., it is swallowed up and absorbed by the multitudes its arms have subjected, or whether the ethnical mixture proceeds in a peaceful manner, the result is the same. Even where no foreign conquests add suddenly hundreds of thousands of a foreign population to the original mass, the fertility of uncultivated fields, the opulence of great commercial cities, and all the advantages to be found in the bosom of a rising nation, accomplish it, if in a less perceptible, in a no less certain manner. The two young nations of the world are now the United States and Russia. See the crowds which are thronging over the frontiers of both. Both already count their foreign population by millions. As the original population—the initiatory element of the whole mass—has no additions to its numbers but its natural increase, it follows that the influent elements must, in course of time, be of equal strength, and the influx still continuing, finally absorb it altogether. Sometimes a nation establishes itself upon the basis of a much more numerous conquered population, as in the case of the Frankish conquerors of Gaul; then the amalgamation of ranks and classes produces the same results as foreign immigration. It is clear that each new ethnical element brings with it its own characteristics or instincts, and according to the relative strength of these will be the modifications in government, social relations, and the whole tendencies of the race. The modifications may be for the better, they may be for the worse; they may be very gradual, or very sudden, according to the merit and power of the foreign influence; but in course of time they will amount to radical, positive changes, and then the original nation has ceased to exist.

This is the natural death of human societies. Sometimes they expire gently and almost imperceptibly; oftener with a convulsion and a crash. I shall attempt to explain my meaning by a familiar simile. A mansion is built which in all respects suits the taste and wants of the owner. Succeeding generations find it too small, too dark, or otherwise ill adapted to their purposes. Respect for their progenitor, and family association, prevent, at first, very extensive changes, still each one makes some; and as these associations grow fainter, the changes become more radical, until at last nothing of the old house remains. But if it had previously passed into the hands of a stranger, who had none of these associations to venerate and respect, he would probably have pulled it down at once and built another.

An empire, then, falls, when the vitalizing principle which gave it birth is exhausted; when its parts are connected by none but artificial ties, and artificial ties are all those which unite races possessed of different instincts. This idea is expressed in the beautiful image of the inspired prophet, when he tells the mighty king that great truth, which so many refuse to believe, that all earthly kingdoms must perish until "the God of Heaven set up a kingdom which shall never be destroyed."[25] "Thou, O king, sawest, and behold a great image. This great image, whose brightness was excellent, stood before thee, and the form thereof was terrible. This image's head was of fine gold, his breast and his arms of silver, his belly and his thighs of brass, his legs of iron, his feet part of iron and part of clay. Thou sawest till that a stone was cut without hands, which smote the image upon his feet that were of iron and clay, and brake them to pieces. Then was the iron, the clay, the brass, the silver, and the gold, broken to pieces together, and became like the chaff of the summer threshing-floors; and the wind carried them away, that no place was found for them."[26]

I have now illustrated, to the best of my abilities, several of the most important propositions of Mr. Gobineau, and attempted to sustain them by arguments and examples different from those used by the author. For a more perfect exposition I must refer the reader to the body of the work. My purpose was humbly to clear away such obstacles as the author has left in the path, and remove difficulties that escaped his notice. The task which I have set myself, would, however, be far from accomplished, were I to pass over what I consider a serious error on his part, in silence and without an effort at emendation.

Civilization, says Mr. Gobineau, arises from the combined action and mutual reaction of man's moral aspirations, and the pressure of his material wants. This, in a general sense, is obviously true. But let us see the practical application. I shall endeavor to give a concise abstract of his views, and then to point out where and why he errs.

In some races, says he, the spiritual aspirations predominate over their physical desires, in others it is the reverse. In none are either entirely wanting. According to the relative proportion and intensity of either of these influences, which counteract and yet assist each other, the tendency of the civilization varies. If either is possessed in but a feeble degree, or if one of them so greatly outweighs the other as to completely neutralize its effects, there is no civilization, and never can be one until the race is modified by intermixture with one of higher endowments. But if both prevail to a sufficient extent, the preponderance of either one determines the character of the civilization. In the Chinese, it is the material tendency that prevails, in the Hindoo the other. Consequently we find that in China, civilization is principally directed towards the gratification of physical wants, the perfection of material well-being. In other words, it is of an eminently utilitarian character, which discourages all speculation not susceptible of immediate practical application.

This well describes the Chinese, and is precisely the picture which M. Huc, who has lived among them for many years, and has enjoyed better opportunities for studying their genius than any other writer, gives of them in his late publication.[27]

Hindoo culture, on the contrary, displays a very opposite tendency. Among that nation, everything is speculative, nothing practical. The toils of human intellect are in the regions of the abstract where the mind often loses itself in depths beyond its sounding. The material wants are few and easily supplied. If great works are undertaken, it is in honor of the gods, so that even their physical labor bears homage to the invisible rather than the visible world. This also is a tolerably correct picture.

He therefore divides all races into these two categories, taking the Chinese as the type of the one and the Hindoos as that of the other. According to him, the yellow races belong pre-eminently to the former, the black to the latter, while the white are distinguished by a greater intensity and better proportion of the qualities of both. But this division, and no other is consistent with the author's proposition, by assuming that in the black races the moral preponderates over the physical tendency, comes in direct conflict not only with the plain teachings of anatomy, but with all we know of the history of those races. I shall attempt to show wherein Mr. Gobineau's error lies, an error from the consequences of which I see no possibility for him to escape, and suggest an emendation which, so far from invalidating his general position, tends rather to confirm and strengthen it. In doing so, I am actuated by the belief that even if I err, I may be useful by inviting others more capable to the task of investigation. Suggestions on important subjects, if they serve no other purpose than to provoke inquiry, are never useless. The alchemists of the Middle Ages, in their frivolous pursuit of impossibilities, discovered many invaluable secrets of nature and laid the foundation of that science which, by explaining the intimate mutual action of all natural bodies, has become the indispensable handmaiden of almost every other.

The error, it seems to me, lies in the same confusion of distinct ideas, to which I had already occasion to advert. In ordinary language, we speak of the physical and moral nature of man, terming physical whatever relates to his material, and moral what relates to his immaterial being. Again, we speak of mind, and though in theory we consider it as a synonyme of soul, in practical application it has a very different signification. A person may cultivate his mind without benefiting his soul, and the term a superior mind, does not necessarily imply moral excellency. That mental qualifications or acquisitions are in no way connected with sound morality or true piety, I have pointed out before. Should any further illustrations be necessary, I might remark that the greatest monsters that blot the page of history, have been, for the most part, men of what are called superior minds, of great intellectual attainments. Indeed, wickedness is seldom very dangerous, unless joined to intellect, as the common sense of mankind has expressed in the adage that a fool is seldom a knave. We daily see men perverting the highest mental gifts to the basest purposes, a fact which ought to be carefully weighed by those who believe that education consists in the cultivation of the intellect only. I therefore consider the moral endowments of man as practically different from the mental or intellectual, at least in their manifestations, if not in their essence. To define my idea more clearly, let me attempt to explain the difference between what I term the moral and the intellectual nature of man. I am aware of the dangerous nature of the ground I am treading, but shall nevertheless make the attempt to show that it is in accordance with the spirit of religion to consider what in common parlance is called the moral attributes of man, and which would be better expressed by the word psychical, as divisible into two, the strictly moral, and the intellectual.

The former is what leads man to look beyond his earthly existence, and gives even the most brutish savage some vague idea of a Deity. I am making no rash or unfounded assertion when I declare, Mr. Locke's weighty opinion to the contrary notwithstanding, that no tribe has ever been discovered in which some notion of this kind, however rude, was wanting, and I consider it innate—a yearning, as it were, of the soul towards the regions to which it belongs. The feeling of religion is implanted in our breast; it is not a production of the intellect, and this the Christian church confirms when it declares that faith we owe to the grace of God.

Intellect is that faculty of soul by which it takes cognizance of, classes and compares the facts of the material world. As all perceptions are derived through the senses, it follows that upon the nicety of these its powers must in a great measure depend. The vigor and delicacy of the nerves, and the size and texture of the brain in which they all centre, form what we call native intellectual gifts. Hence, when the body is impaired, the mind suffers; "mens sana in corpore sano;" hence, a fever prostrates, and may forever destroy, the most powerful intellect; a glass of wine may dim and distort it. Here, then, is the grand distinction between soul and mind. The latter, human wickedness may annihilate; the former, man killeth not. I should wish to enter more fully upon this investigation, not new, indeed, in speculative science, yet new in the application I purpose to make of it, were it not for fear of wearying my reader, to whom my only apology can be, that the discussion is indispensable to the proper investigation of the moral and intellectual diversities of races. When I say moral diversities, I do not mean that man's moral endowments, strictly speaking, are unequal. This assertion I am not prepared to make, because—as religion is accessible and comprehensible to them all—it may be supposed that these are in all cases equal. But I mean that the manifestation of these moral endowments varies, owing to causes which I am now about to consider. I have said that the moral nature of man leads him to look beyond the confines of the material world. This, when not assisted by revelation, he attempts to do by means of his intellect. The intellect is, as it were, the visual organ by which the soul scans the abyss between the present and the future existence. According to the dimness or brightness of this mental eye, are his perceptions. If the intellectual capacity is weak, he is content with a grovelling conception of the Deity; if powerful, he erects an elaborate fabric of philosophical speculations. But, as the Almighty has decreed that human intellect, even in its sublimest flight, cannot soar to His presence; it follows that the most elaborate fabric of the philosopher is still a human fabric, that the most perfect human theology is still human, and hence—the necessity of revelation. This divine light, which His mercy has vouchsafed us, dispenses with, and eclipses, the feeble glimmerings of human intellect. It illumines as well the soul of the rude savage as of the learned theologian; of the illiterate as of the erudite. Nay, very often the former has the advantage, for the erudite philosopher is prone to think his own lamp all-sufficient. If it be objected that a highly cultivated mind, if directed to rightful purposes, will assist in gaining a nobler conception of the Deity, I shall not contradict, for in the study of His works, we learn still more to admire the Maker. But I insist that true piety can, and does exist without it, and let those who trust so much in their own powers beware lest they lean upon a broken staff.