RAFFAELLO PICCOLI (continued 2)
Reading edition
Only a few of the conclusions of this particular research were destined to have any kind of permanency in Croce's theories; but it is useful to recall them, not only as a step in the development of his thought, but as representing a marked progress in that conception of literary criticism which is still predominant wherever the influence of that thought has not yet been felt. Croce submitted that conception to a process similar to what a French critic calls a disassociation of ideas, trying to establish which can be said to be the essential operations of literary criticism, and the relations between these and the various kinds of possible works on literary material. Given this method, which is that of abstract classification, and having approached his problem through criticism itself instead of starting from the other end and deducing the concept of criticism from the concept of art and literature, he was bound to reach a number of abstract concepts, apparently irreducible to each other, and the fundamental unity of which he could only later affirm through the general progress of his theory of æsthetics.
Literary criticism, which until fifty or sixty years ago, stood only for the judgment and valuation of literary works, to-day usually includes, beside the æsthetic valuation, the study of the historical development, the edition and comment of the text, the biography of the author, the exposition of the work itself, the æsthetic theory of literature, and so on; in fact, every kind of conceivable work on literature. The danger of this extension of meaning lies in the facility with which we are led to believe that many things, when called with one name, are really one thing: we think of literary criticism as of the synthesis of all the above-mentioned operations—a synthesis which, as Croce observes, when it exists cannot be due to anybody but the printer. Or, again, we may consider that one or another of those operations is the true aim of literary criticism—and to that one we subordinate all the others, as merely subservient to the particular aim we have in sight. This is the origin of the various schools of criticism—æsthetic, historical, psychological—each of which believes itself to be in possession of the only legitimate method. But if we subordinate the history of a work to its æsthetic valuation, we deny the independence and intrinsic importance of history; if we subordinate the æsthetic valuation to the historical consideration, we make of the former a useless accessory of the latter; if we subordinate the biography of the author to the historical explanation of the work, we destroy the importance of biography, which, though useful in a certain sense to the explanation of the work, is in itself "nothing but the history of the development of a moral personality."[1] In fact, the unity of literary criticism lies not in its aim, but in its subject-matter: what we mean by literary criticism is "a series of particular operations having independent aims, without any other connection than that of the material employed in each of them."[2] Croce does not deny the possibility of using the results of one of these operations for the purposes of another, but this does not change the nature of either: "the spirit of man is not divided into small compartments: all our experience helps us in whatever work we are doing. To understand Petrarch's poetry, it is useful either to be or to have been in love; but it doesn't follow that to make love and to understand that poetry are one and the same thing."[3]
The study of the principles of literature does not belong to literary criticism, but to Æsthetics; or, to use Vico's distinction, not to Philology but to Philosophy. Textual criticism, and interpretative comment, are preliminaries of literary criticism, which begins only with the contemplation or æsthetic enjoyment of literature: that is, with that operation of reading which is made possible through the establishment of a correct text, and by the help, when needed, of a convenient commentary. In literary criticism proper Croce distinguishes three successive phases, or moments, answering respectively to the questions: What have I read? What is the value of that which I have read? Which is the genesis and fortune of this particular work? The first is the exposition or description—which in itself is a work of art of which another work of art is the subject; the second, the valuation or æsthetic judgment; the third, the history of the work under consideration. Outside these three moments or phases, Croce does not admit of any other independent critical operation: the research of the sources of a work is only part of the history of that work; comparative criticism is an instrument of historical criticism; philology in the strict sense of the word can in turn be used as a help to each of the three main operations, but when it is exclusively concerned with the general history of a language, it is no longer a literary discipline; bibliography is a mere external element of the history of the work; the study of the content is a literary study only if it is pursued in relation with either the exposition, valuation or history of the work, that is, when the work itself is viewed as literature, and not as a document for the purposes of another science or discipline; the biography of the author is an element of the genesis of the work, and therefore of its history, but its main interest is moral and not literary.
It is easy to see that, however fruitful as a reaction to the prevailing confusion, this abstract partition was still very artificial; but it was impossible for Croce to go beyond it, with the help of the mechanical and unhistoric logic which was his only instrument at that time. He still divided a fact from its genesis, and the fact and genesis from the judgment, and therefore it was impossible for him to see that the internal history of a work is its true exposition or characterization, and that such characterization is one with the valuation. In regard to the valuation itself, he considered it to be purely subjective and relative, as he was unable to accept either Kant's theory of the objectivity of taste, because of its intellectualism, or the psychologists' childish delusion of the possibility of drawing a normal or standard taste from the average of the æsthetic likings and judgments of different communities and different ages; and on the other hand he was still very far from discovering that identity of the æsthetic judgment with the æsthetic activity, which was to be the foundation of his later doctrine.
The discussion that follows, on the relations between the æsthetic judgment and the history of a work of art, obviously suffers from the impossibility of drawing useful consequences from a distinction of purely abstract concepts; from the fact that that which was Croce's only real discovery at the time, his conception of art, had not yet been thought out by him in the fulness of its relations with the other activities of the human spirit. As regards history, this little book is a step forward because it is a valid criticism of a confused and naïve state of mind, in which these abstract concepts could help to introduce some sort of order and method; but, on the whole, though it clarifies the terms of the general problem, it does not bring it appreciably nearer to a solution.
Croce was, however, more or less consciously aware of this deficiency. In a long excursus on De Sanctis, whose work he upheld as a model of perfect literary criticism, he insisted on the importance of a sound theory of art, such as De Sanctis undoubtedly possessed, as an essential part of the mental equipment of a literary critic; and the chief reproach that he addressed to his contemporaries in the field of literary studies in Italy, was that of neglecting those theoretical problems to which very little attention had been paid in our country after the work of Vico. He pointed to the great development of æsthetic studies in Germany during the nineteenth century, and affirmed the necessity of "dismissing every spirit of impatience and false pride, and of submitting oneself to the hard labour of extracting the essence of the abundant literature created by the philosophic activity of the Germans around those problems."[4] His final words contained at the same time an appeal and a programme of work: "There is a good deal to be expected from a work especially directed towards these two points: to banish a series of concepts which have introduced themselves in æsthetics, and which are entirely foreign to it, and with their presence maintain an invincible confusion; and to free the concept of art and of the Beautiful from the limits within which it has been circumscribed by linguistic habits, acknowledging the intimate connection between the so-called æsthetic and artistic facts and other facts of the life of the spirit."[5] That his attitude towards the later German æsthetics was, from the very beginning, a critical one, is clearly shown by what immediately follows: "Working in this direction, I believe that we shall find ourselves, with a new consciousness and with a wealth of observations gathered in the course of a century, to the point from which modern Æsthetics started, to the school of Leibnitz and Wolff, and to Baumgarten's conception,"[6]—that is, to Baumgarten's Meditations of 1735, which the word Æsthetica appears for the first time as the name of an independent philosophical cal discipline, contrasted to Logic in the same sense in which the Greeks used to contrast aisthēta to noēta, the facts of sensuous knowledge to the facts of mental knowledge. Which means that Croce believed the science of Æsthetics to be still in its infancy, and to require a great creative effort which was well worth making, both for the sake of the general philosophical problems involved, and for the effects that a deeper view of those problems could not but have on the practical work of the literary critic and of the historian.
Through these first discussions, which at the time appeared to him more as acts of personal liberation than as the beginning of a philosophical career, Croce had really discovered his vocation. From De Sanctis he had learnt that "art is neither the work of reflection and logic, nor the product of craft, but a pure and spontaneous forma fantastica":[7] through his own experience of dry erudition, and through his meditations on the relations between history and criticism, he had verified the validity and usefulness of De Sanctis' conception, and had been made aware of the necessity of doing what De Sanctis had not been either willing or capable of doing: "of creating a philosophy where he had given nothing but critical essays and delineations of literary history, and a new criticism, a new historiography, as a consequence of the philosophic deepening and systematization of his thought."[8]
But from Croce's published work at this time it would be easy to gather the fallacious impression that his interest was an exclusively literary one: that he proceeded to create a philosophy of literature and art, and that only through the necessities of the system he was led to the consideration of logical, economic and ethical facts. If that were true, with the exception of his theory of æsthetics, practically the whole of his philosophy would be opened to the reproach that he levelled against the greatest part of the German æsthetic theories of the nineteenth century: "of not being derived from spontaneous and direct researches, but rather from the need of filling a compartment in a philosophical system."[9] A good many among Croce's critics have been the victims of such a misconception of the actual genesis of his thought; and have discounted the importance of any but his æsthetic theories, considering all the rest as a kind of philosophical by-product, with the result that they have not been able properly to understand even that part of his work in which they were interested. The typical example is given by those moralistic critics of his æsthetics, who would have been spared many mistakes and inanities, if they had thought Croce's ethics and logic worth a little consideration. They would then have realized that their criticisms had been anticipated and criticized long before they had been uttered. But perhaps it is asking too much of the average student of literature, once he has made the effort to think about the problems of art, that he should also try to turn the light of his reason on the obscure promptings of his moral consciousness; a suggestion which in many cases would be violently rejected as the height of immorality.
We shall soon see from which source Croce derived his interest in economic problems and in the history of the practical activities of man. Of the permanence of those moral preoccupations which had been his constant companions since his adolescence, we find the traces in his autobiographical notes. In De Sanctis, whose History of Italian Literature is as much a moral as an æsthetic history of the Italian people, he had the model of "a sound and simple morality, austere without exaggerations, and high without fanaticisms."[10] But the same difficulties which prevented him from fully understanding De Sanctis' æsthetic principles, and from using them as a vivifying element in his literary work, made him also for a long time accept an inferior moral conception, that of Herbart's realism, "in which the moral ideal was energetically asserted, but as a thing of another world, as having man under itself as brute matter, on which its stamp, more or less marked, might or might not be impressed." That is, he saw the moral ideal in relation to the actual life of man, in a position similar to that which concepts and ideals had for him in relation to reality as a whole: his moral abstractism and rigorism was the counterpart of his logic. "But that rigorism and abstractism was the way that I had necessarily to follow in order to understand the moral concreteness, and to lift it to the plane of a philosophical theory." "And that rigorism, which was at the same time a love for sharp distinctions, while it saved me from associationism and positivism and evolutionism, put me on my guard against, and hindered me from falling into the errors of that now naturalistic, now mystic, Hegelianism, which through a hasty and often mythological dialectic, obliterated or weakened the distinctions which are the life of the dialectic process."[11] What Croce lacked, in ethics as well as in æsthetics, was a new logic or theory of knowledge, which would allow him to grasp the concept or the ideal, that is the universal, in the concrete spiritual activity, that is in the particular and individual. Meanwhile, his own dealing with abstract concepts, with purely formal universals, was to be, in relation to the further developments of his logic, what his early literary work, of a purely erudite character, had been in relation to his meditations on art and history: that personal experience, of difficulties and errors, without which no truth can ever be reached.
On the whole, Croce's position at that time was, as he himself defined it many years later, a Platonic-Scholastic-Herbartian one; one that, in the moral held, had at least the advantage of being "invulnerable to the subtle menace of sensualism and decadentism,"[12] in the European life and thought of the nineties, the acme of spiritual distinction—an illusory reaction to and escape from the prevailing positivism and determinism, of which in reality they were but thinly disguised variations. Croce "never lost, even for an instant, the power of discerning sensual refinement from spiritual finesse, erotic flights from moral elevation, false heroism from sheer duty."[13] Here lies the fundamental difference, "of spiritual race," between him and his most illustrious contemporary, Gabriele d'Annunzio, with whom he has more than once been coupled by superficial critics. The character of their respective influence on the younger Italian generations, of D'Annunzio between 1890 and 1900, and of Croce between 1900 and 1910, is more than sufficient evidence on this point.
It is something of a surprise to find that he had learnt practically nothing from his uncle Bertrando Spaventa, who had been the most powerful representative of the Hegelian tradition in Italy. The central problem of Spaventa's speculation had been that of the relations between knowing and being, of transcendence and immanence; and although it was only through a solution of this problem that Croce could hope for progress in any of his particular philosophical researches, yet he could take no interest in it when its discussion was earned on independently of those problems of art, of moral life, of law and history, towards which his attention was naturally drawn. Croce himself explains this lack of interest as due to his "unconscious immanentism": "as I met with no difficulty in conceiving the relation between thinking and being; if I had any difficulty, it was rather in conceiving a being severed from thought, or a thought severed from being."[14] But in this case he is probably seeing himself in the light of his later experience: that difficulty did exist, and is the fundamental difficulty of his early speculation. Only, he could not solve it by Spaventa's methods, which were those of a rigorous and formal logician, of a philosopher with a theological background, but only through the elaboration of the materials of his own particular moral and intellectual experience. At a later stage, and when he had already independently arrived at a position much more similar to that of Spaventa, than he would ever have thought possible for him, the influence, if not of Spaventa himself, at least of that attitude towards philosophy which had been his, came back to him through his friend Giovanni Gentile, whose mental temperament was much more akin to that of the old Neapolitan thinker, than Croce's ever was. Croce's idealism (or Hegelianism) was at this time limited to what he had unconsciously absorbed through De Sanctis' conception of art; but his theory of knowledge, not yet logically unfolded, was still oscillating between intellectualism and naturalism. He was decidedly anti-Hegelian, on the other hand, in his theory of history and in his general conception of the world.
III. HISTORY AND ECONOMICS
A new interest: Marxism—Historical materialism—Criticism and interpretation: a new historical canon—Marxian economics as an application of the hypothetic method—The concepts of science and the economic principle—Science and practice—Marxism and morality.
In April, 1895, his old professor at the University of Rome, Antonio Labriola, sent to Croce an essay on the Communist Manifesto, in which he submitted to a critical examination the materialistic conception of history elaborated during the fifty preceding years by Karl Marx and Friedrich Engels. Labriola had been probably the first professor in a European University to take Historical Materialism as a subject for his academic lectures, his first course on Marxism having been delivered in 1889. But Croce, who had given all his thoughts first to his literary work, and then to his meditations on art and criticism, had not been as yet able to perceive the bearing of the new problems discussed by his master on that problem of the nature of history which had been the subject of his first philosophical essay, and was to be the centre of his later speculations. Labriola's little book came to him at a moment when he had reached an impasse in the course of his research, and it opened to him an entirely new field of investigations, it afforded him an escape towards studies and meditations, at first apparently unrelated to his former ones, but the results of which were destined to react vigorously on them. He plunged with youthful enthusiasm into the literature not of Marxism and historical materialism only, but of Economics in general. In the five following years, while he continued with unremitting energy his literary labours, now more clearly directed towards an understanding of the historical problems of Æsthetics, and a clarification of the concepts of a philosophical science of Æsthetics, he published a series of critical essays on Materialismo storico ed economia marxistica, intended at the same time as a defence and a rectification of Marx's doctrines.
We shall consider this phase of Croce's work from two distinct points of view—as a new individual experience, and as a stage in the development of his philosophy. For the first of them, we shall again leave the word to Croce himself: "That intercourse with the literature of Marxism, and the eagerness with which for some time I followed the socialistic press of Germany and Italy, stirred my whole being, and for the first time awakened in me a feeling of political enthusiasm, yielding a strange taste of newness to me: I was like a man who having fallen in love for the first time when no longer young, should observe in himself the mysterious process of the new passion. At that fire I burnt also my abstract moralism, and I learnt that the course of history has a right to drag and to crush the individual. As I had not been disposed in my family circle to any fanaticism, and not even to a liking for the current and conventional liberalism of Italian politics ... it seemed to me to breathe faith and hope in the vision of the rebirth of mankind redeemed by labour and in labour."[1] This political enthusiasm did not last very long: it disappeared when that which was Croce's true nature, not practical but essentially theoretical, reasserted itself, by reducing this new experience into new conceptual forms; but without it, the whole of his philosophy of the practical activity would forever have been like a theory of vision in the mind of a blind man, or a theory of love in that of a keeper of the harem. Art, thought, mortality, had already appeared to him as aspects of his own life; to these, a new element was added now, not as a mere object of thought, but as a passionate and concrete experience.
The interpretation of the doctrine of historical materialism presented a number of difficulties deriving partly from the form in which the doctrine itself had originally appeared—not as a coherent theory, but as a series of pronouncements and observations scattered in a variety of writings, composed at a distance of years, and the aim of which was rather political and polemical than scientific; and partly from its association with remnants of old metaphysics, both in its originators and in their followers. In Marx and Engels, as well as practically in the whole literature of Marxism, the emphasis being laid on the substantive rather than on the adjective, historical materialism implied the adhesion to that metaphysical materialism which was one of the children of Hegelian metaphysics. What had been the Idea for Hegel, was the Economy of the new metaphysicians: the only reality, working beneath the surface of human consciousness, as an under-structure beneath a merely apparent and illusory superstructure. Given this conception, it is easy to understand why historical materialism appealed so strongly to positivists and evolutionists, who concealed a similar kind of metaphysics under their proclaimed contempt for philosophy. The old philosophies of history had attempted to reduce the sequence of history to a scheme of concepts, starting with God, or Providence, or the Hegelian Idea: the new unconscious metaphysicians substituted for the old concepts that of Economy, or of Matter, or of Development and Evolution, from which all the particular historical determinations could be deduced with not less certainty than from the old metaphysical entities. And from their predecessors they also borrowed those teleological tendencies which are implicit in all metaphysics, attributing a will and an end to their new God, be it called Progress or Matter, and trying to deduce the future course of history from the dialectic of the past. Hence the growth of a vast literature inquiring into the development of abstract sociological schemes or of economic forms reduced to characteristics of economic epochs, forcing the concrete materials of history into rigid conceptual frames; hence the naïve faith in the deduction of social predeterminations, of which the most striking was the asserted necessity of the advent of socialism as the only logical outcome of capitalist society.
Croce, pursuing the analysis initiated by Labriola, began by dissociating what seemed to him to be the vital element in historical materialism, from any intrusion of either Hegelian or positivistic metaphysics. His criticism of historical materialism as a philosophy of history and, generally, of the possibility of constructing any philosophy of history, is the first resolute step towards an anti-metaphysical conception of philosophy. Whether by metaphysics is meant the knowledge of another world of real essences, of things in themselves, beyond the objects of our immediate experience, or the creation of abstract concepts duplicating and falsifying the complex world of life, the whole trend of Croce's thought will henceforward oppose any claim on the part of these spurious philosophies, mythological or pseudo-scientific, to furnish an adequate interpretation of reality. Vico's metaphysics of human ideas, which is no metaphysics at all, because it does not postulate the existence of any reality beyond that of the spirit of man, will more and more become the model of Croce's own philosophy. That immanentism which he considers as one of the spontaneous attitudes of his mind slowly extricates itself from the ruins of his own transcendental logic, and shows itself impervious to the allurements of both Platonism and Positivism, of the ancient and the new myth.
Purged of its unessential philosophical associations, historical materialism (or, more precisely, the economic interpretation of history) appeared to Croce as nothing more than a new canon or criterion of historical interpretation, fixing the attention of the historian on a mass of new data, the importance of which had not been recognized before. It was neither a new philosophy nor a new method: it could not be legitimately employed to draw conclusions on the relations between economic facts and the other facts of history, nor to reduce history itself to the operation of a few abstract laws. It was a tendency of historical thought, coinciding with the manifestation of certain objective conditions of society (the industrial revolution) and their reflexes in political thought, by which the economic element in social facts acquired a stronger relief than it had ever had in the consciousness of man. And it seemed to point, both for the historian and for the philosopher, towards the existence of a fundamental principle or form of human activity—economic activity, about the nature of which, and its relation with æsthetic, logic, and moral activity, very little had been thought and written, besides what is contained in the introductions to all classical manuals of political economy. While still insisting that history is art, that is, the representation of individual happenings, Croce was thus implicitly brought to admit of the importance of philosophy, that is, of the study of the fundamental forms or categories of human activity, for the historian. His conception of history was undergoing a transformation in a direction similar to that towards which his conception of philosophy was moving.
When he passed from the consideration of the general theory to the examination of more technical aspects of Marx's doctrines, the first difficulty which presented itself to him was that of the relations between Marxian economics and pure economics, or general economic science. The society whose economic life Marx had studied in Das Kapital, was neither human society in general, nor any particular historical society, but a purely ideal and formal society deduced from a proposition assumed outside the fields of pure economics: that of the equivalence of value and labour. Starting from this postulate, Marx had proceeded to inquire into those processes of differentiation between the assumed standard and the actual prices of commodities in a capitalist society, by which labour itself acquires a price and becomes a commodity. It was a method of scientific analysis consisting in regarding a phenomenon not as it actually exists, but as it would be if one of its factors were altered, and in comparing the hypothetical with the real phenomenon, conceiving of the first as diverging from the second which is postulated as fundamental, or the second as diverging from the first, which is postulated in the same manner. It is only when the whole of Marxian economics is considered as the application of such a method, that the concepts of labour-value and of surplus-value acquire a definite and precise meaning: the description of economic society as a pure working society (producing no goods which cannot be increased by labour) must then be interpreted as a concept of difference, or an instrument of elliptical comparison, as against the descriptions of actual economic society given by pure economics. Its positive value, not as an abstract hypothesis, but as a means of knowledge, depends on the fact that such a society does actually coincide with certain aspects of historical capitalist society; that the equivalence of labour and value is not a purely imaginary fact, but a fact among other facts, empirically opposed, limited, and distorted by other facts. Having assumed this equivalence as a test for the study of the social problem of labour, Marx's object was to show the special way in which this problem is solved in a capitalist society. And this was the real justification for his employment of the hypothetical method.
It is clear that Croce was infinitely more interested in what Marx had actually accomplished, than in what he had intended to do. In Marx's own mind, the analysis of the conditions of capitalist society led inevitably to the conclusion that a passage from capitalism to socialism was predetermined by the structure of capitalist society itself. It is well known that the prevision assumed what claimed to be a strictly scientific character in the formulation of the law of the fall in the rate of profits: the gradual decrease of surplus-values accompanying the increase in technical improvements, and automatically re-establishing the equivalence of labour and value. Croce offered a very convincing criticism of this law on Marx's own grounds, by showing that it rested on a confusion between technical and economic facts, thus affording a remarkable example of Marx's uncertainty of his own method. It was clear that in this particular case Marx had been carried away by his desire to reduce the metaphysical implications of his economic sociology to the status of an historical law. And Croce's criticism was evidently intended both to deprive Marx's historical determinism of one of its most powerful instruments, and to confirm his own view of the method which gave validity and importance to such economic speculations as Marx's were.
Marxian economics stood thus interpreted as comparative sociological economics, and by the definition Croce also defined the scope of sociological science, and the nature of the logical processes which it could legitimately employ. It was a considerable advance in the study of scientific concepts, as distinct from purely speculative concepts. But he still believed at the time, misled by the economists' discussions on the nature of the economic principle, that pure economics and the philosophy of economics practically coincided; and as he had maintained the legitimacy of Marx's method against the criticisms of the pure, or scientific, economists, he defended pure economics against Marx and his school, as the general science of the economic datum. But he was soon to understand that his own point of view and that of the pure economists were widely divergent, and that the methods of pure economics are in fact scientific and not philosophical. In later years, when he came to regard the science of economics as an empirical and mathematical science, Marxian economics appeared to him merely as a special branch of economic casuistry, employing methods fundamentally identical with those of pure economics: a relationship which could be illustrated by a comparison with the parallel of non-Euclidean and classical geometry. Although he did not reach this final position at the time, there is no doubt that his experience of the actual scientific processes of economics freed him from his allegiance to Herbartian logic, in which science and philosophy were still formally undifferentiated, and led him gradually to the distinction between the scientific and the speculative concept, of which the relation established between Marxian and pure economics is a tentative prefiguration.
But the most essential gain of his economic studies was in the direction of the affirmation of the merely practical, or economic, principle, as one of the irreducible forms of human activity, raising the concept of the Useful to the same level (logically speaking) at which those of the Beautiful, the True, and the Good had been kept by the whole European philosophical tradition since Plato. He was here actually elaborating not a scientific, but a speculative concept, though his approach to it was always by means of the discussion of particular problems, the solution of which implied a definite view of the relations between the economic principle on one side, and respectively on the other side, the intellectual and the moral principle.
As regards the possibility of inferring practical programmes from scientific principles, he objected that neither the desirable nor the practicable are science. Science may be a legitimate means of simplifying problems, making it possible to distinguish in them what can be scientifically ascertained from what can only be partially known; in the case of the Marxian law of the fall in the rate of profits, for instance, if such a law were proved to be scientifically correct, it could be said, under certain conditions that the end of capitalist society was a scientific certainty, though it would remain doubtful what would follow it. But logic is not life, and the appraisement of social programmes is a matter of empirical observations and of practical convictions. The unconquerable indetermination of social facts brings forth that element of dating in the actions of practical men, which is to will what inspiration is to expression, insight to intellect, in the poet and in the scientist.
Socialism could not be called a scientific programme, except in a limited and metaphorical sense, which was not a criticism of socialism itself, but of the bad logic of certain Socialists: the Marxian programme as such, Croce recognized as one of the noblest and boldest, and also one of those which obtain the greatest support from the objective conditions of existing society. Having already denied the dependence of intellectual truth on economic fact, by criticising the metaphysics of historical materialism, he thus asserted now the autonomy of the economic from the logical principle.
On the other hand, he destroyed the legend of the intrinsic immorality of Marxism, which was due to Marx's repeated assertions that the social question is not a moral question, and to his sharp criticisms of class ideals and hypocrisies. He pointed to the moral interest which had guided Marx's political activity, and which could even be said to have prompted the choice of the fundamental hypotheses of his economics. What Marx had called the impotence of morality was the futile attempt at apportioning praise or blame for the natural conditions of the social order. It is only when such conditions are no longer conceived as necessary for the social order in general, but only for a stage in its history, and when new conditions appear that make it possible to destroy them, that moral condemnation is justified and effective: to use another of Marx's phrases, morality condemns what history has already condemned. This is as much as saying that the only real moral problems, as all other problems of human life, are those that present themselves under given historical circumstances, at a given time; concrete, not abstract; and that moral judgments apply not to facts or conditions, but to actions. The passage from such a concrete, or historical, view of morality, to a doctrine of moral relativity is a very easy one, but Marx's own views on this point, which he never deliberately expounded, are irrelevant to the substance of his doctrine. For his own part, Croce reasserted the value of Kantian ethics, and the absoluteness of the moral ideal, as an ideal which is not above and outside the spirit of man, but rather one of its intrinsic forms or categories. And Marx's conclusions in regard to the function of morality in the social movement, and to the method for the education of the proletariat, though clashing with current prejudices, contain no contradiction of general ethical principles. But Marx's interest was not essentially an ethical one: the moralistic criticisms of Marx were similar to the puritanic criticisms of Machiavelli, and resolved themselves into a charge that neither the one nor the other had treated problems totally different from those which they had actually attempted to clarify. While vindicating the importance of Machiavelli in the history of the study of the economic activity of man, Croce called Marx himself the Machiavelli of the labour movement, implicitly suggesting a similarity of both object and method between Il Principe and Das Kapital, which is singularly illuminating.
The last essays of the book on Materialismo Storico are two letters to Professor Pareto "On the Economic Principle," written in 1900; but with these we reach a time when Croce's thought was already organizing itself in the system of the philosophy of mind. In them we find a sketch of the system in the form in which it appeared in the first edition of the Estetica: that is, we already decidedly enter into the maturer phase of Croce's thought. We must here pause on the threshold, and looking back on the years of Croce's special interest in economic problems, sum up the new elements that the study of these problems adds to his intellectual physiognomy: a more deliberately anti-metaphysical attitude, a growing consciousness of the complexity of history and of the concreteness of moral life, a realization of the function of the economic activity, a progress in the analysis of scientific concepts, and therefore in the foundations of his logic—but, most important of all, a continued practice of philosophical thought under the shape of historical methodology. Apart from their interest as documents of the growth of his philosophy, Croce's studies have also a place in the history of social and economic thought, side by side with those of Labriola and of Georges Sorel, as a significant episode in that Latin crisis of Marxism, the ultimate outcome of which are the theories of French and Italian Syndicalism.
PART SECOND
THE PHILOSOPHY OF MIND
(1900-1910)
I. THE GROWTH OF THE SYSTEM
The unity of thought—The writing of the Estetica—The method of philosophy—A philosophy of mind—The Filosofia della Spirito and the Critica—Other activities.
The salient feature of Croce's mind, fully displaying itself in the maturity of his work, is a power to follow different lines of thought and research, without either confusing the issues or losing sight of the deep underlying connections. For the average scholar, an incursion into alien ground will generally mark the abandonment of his former interests; or, in the best hypothesis, the creation of a new mental personality coexisting with the original one, but neither reacting on it nor being influenced by it. The reason is obvious: the substance of each personality is a cross-section of the body of one discipline, which in its actual history, in its methods, associations and sphere of interest, touches the other one at very few points only, if at any at all. The establishment of new relations between the two requires a new personal elaboration, a complete individual mastery of the materials and methods of each discipline. We are hardly aware of the independence gained by even very closely related fields of research through the specialists treatment of the last century: how each of them has developed, so to speak, a language of its own, which has its foundation in the peculiar, and inevitable, terminology, but extends far beyond it into the logical structure of the specialist mind. We have more or less consciously built up a world (that is, an implicit conception of the world, a naïve philosophy) for the economist, one for the biologist, one for the mathematician, one for the student of literature, and so on. The scholar with the dual personality lives alternatively in separate and self-contained worlds; but to melt the two images into a single one, is far beyond his power. In other cases, he will relate all the experiences legitimately belonging to one special world, to another one, probably to the one with which he was first acquainted; but then we have those awkward hybrids, the economics of the literary man, or the literature of the biologist, or the biology of the economist; and the confusion is so apparent that it generally reflects itself in the very quality of the terminology employed.
It was against this kind of confusion, against the transference of the concepts of one science into another, which was the favourite device of positivism, that Croce continually reacted in his criticism of contemporary thought. He instinctively knew the value of distinctions, and also the value of unity; but he would never pay for unity at the expense of the fine, precise, necessary distinctions. This explains why for a certain number of years he may have appeared as a man occupied in the pursuit of two quite different and unconnected lines of research: his literary friends used to look on his economic studies with wonder and distrust, as on a strange whim and a total waste of time, while the economists more or less resented the intrusion of the outsider. But it explains also why, when he finally attempted to give shape to the conclusions he had reached in regard to one particular group of problems, his grasp of the essential unity and his power to build an inclusive and unspecialized conception of reality, were made visible at once. There was no special problem of thought which could be treated apart from an either implicit or explicit view of the whole of reality: there was no solution of any particular problem which would not affect, and in turn be affected by, the solution of every other problem. Or, to say the same thing in different words, philosophy was a system, not in the sense that a rigid logical scheme could once and forever fit the ever moving stream of reality, but because it is impossible to think the distinctions without the unity, or the unity without the distinctions. That which appears to us, psychologically, as the main characteristic of Croce's mind, transforms itself into the intrinsic logic of his system, in which the principles of unity and of distinction are, as we shall see, fundamental.
In the year 1899 Croce had been compelled to spend a good part of his time in a more or less practical activity in connection with the Centenary of the Neapolitan Republic of 1799, and it was only towards the end of that year that he could dedicate himself entirely to the work he had constantly had in mind since the publication of his essays on literary criticism: the exposition of his concept of art in the fulness of its relations and determinations. It will be well to let Croce himself give us an account of that decisive moment, of the ripening and gathering of his various speculations into their first coherent and systematic expression. "When I started my work, and began to collect my scattered thoughts, I found myself extremely ignorant: the gaps multiplied themselves in my sight; those same things that I thought I held well in my grasp wavered and became confused; unsuspected questions came forward asking for an answer; and during five months I read almost nothing, walked for hours and hours, spent half days and whole days lying on a couch, searching assiduously within myself, and putting down on paper notes and thoughts, each of which was a criticism of the other. This torment grew much worse, when in November I tried to set forth in a concise memoir the fundamental theses of Æsthetics, because, ten times at least, having carried my work up to a certain point, I became aware of the necessity of taking a step which was not justified logically, and I started all over again in order to discover in the beginnings the obscurity or error which had brought me to that quandary; and, having rectified the error, again went my way, and a little further I again stumbled into a similar difficulty. Only after six or seven more months was I able to send to the press that memoir in the form in which it has been printed under the title Tesi fondamentali di un' Estetica come scienza dell' espressione e linguistica generale; arid and abstruse, but from which, once I had finished it, I came out not only quite oriented in regard to the problems of the mind, but also with an awakened and sure understanding of almost all the principal problems about which classical philosophers have toiled: an understanding which cannot be acquired by merely reading their books, but only by repeating within oneself, under the stimulus of life, their mental drama."[1] We are so used to see the intellectual worker surrounded and propped up by libraries, laboratories, files, and statistics, that the sight of a man abandoning his books, giving himself up to what by all material standards must be classed as a state of idleness, in order to withdraw into the intimacy of his own consciousness, there to find an answer to the problems of reality, cannot but strike us as incongruous and anachronistic. If we were frank about ourselves, we should confess that our unbounded confidence in the purely material helps is merely a mask for our deep-rooted scepticism, for our absolute lack of confidence in the power of reason. What we cannot hope to attain through our individual effort, we expect as the product of a great machine of thought, in which man enters as a little wheel, accomplishing a given function, as mechanical and impersonal as the rest of the machine. We strive for objectivity, and believe in the automatic fabrication of truth. Through a false analogy with the methods of the natural sciences, imperfectly understood, and assimilated to those of industrial production, we call this process scientific, and we pretend to despise what we fear, the testimony of our consciousness and the hardships of personal thought. Reason, the human reason, the ultimate source of all knowledge, we pay lip homage to, but really put in the same category as the obscure intuition of the mystic. Outside our mechanical objectivity, we seem unable to see anything but an arbitrary subjectivism, a capricious and empirical individuality.
But however incongruous and anachronistic it may appear to us, there is little doubt that this method is the only philosophical method, the method of philosophy in all times. Croce's originality consists merely in having reasserted its validity in such sharp contrast to all the tendencies of the age, and to have shown that true objectivity belongs only to the truth we discover within ourselves, when the eye of our mind is not turned on the transient spectacle of our superficial life, but is reaching under it for that universal consciousness which is the foundation of the individual one. There is no scholar who is as exacting and punctilious as Croce in the choice and elaboration of his material—as conscious of the need of thoroughness and precision—as impatient of any form of improvisation; but he never forgets that the end of all his labours is merely that of knowing himself, in the spirit of the ancient oracle, by acquiring a direct, intimate experience of the processes through which a mind of to-day has come to be what is truly is; of making his own individual consciousness partake more and more of that universality which alone is true consciousness, by liberating itself from all casual determinations, and becoming historically acquainted with itself. It is easy to see how in such a general attitude the road to philosophy is also the road to history; and how both in philosophy and in history the final test must be not that of the dead material, but of the living spirit.
The employment of such a method leads to two consequences: the first, that a philosophy thus conceived will be a philosophy of the human spirit—Filosofia dello Spirito—or, as we, following the habits of English-speaking philosophers, shall tentatively call it, a philosophy of mind; the second, that the universality which the individual spirit discovers within itself, not being a static, immovable universality, but merely the form of its ever-changing, historical actuality, philosophy itself will be a continuous progress, and at no particular moment will it be possible to define the thought of the philosopher as a completed system. As we cannot, however, in the small compass of this book, minutely follow all the successive modifications and accretions of Croce's thought, we shall speak of the ten years between 1900 and 1910 as of the period in which the system of the philosophy of mind was developed and determined, and we shall attempt in the following chapters to give a general view of the system itself as it might have appeared in 1910 to a conscientious student of all the works of Croce published during that interval of time.
The Tesi contained already the substance of the Estetica come scienza dell' espressione e linguistica generale which was completed in 1901 and published in 1902, and with which Croce definitely took his place in modern philosophy. The book is divided in two parts, the exposition of the theory and the history of the doctrine. But the two parts are very closely related to each other, as the exposition already criticises all the possible aspects of æsthetic theory, and the history merely disposes the same criticisms in a chronological order, and labels each of them with a name. This plan, with slight alterations, is that of the successive volumes of the Filosofia dello Spirito: to the reader who is already acquainted with the history of philosophy, the historical character of the purely theoretical exposition is readily apparent.
Soon after the publication of the Estetica, Croce began to consider his book merely as a programme and a sketch which needed filling in with further developments,—with the investigation of the other forms of human activity, which had been merely postulated in the study of the æsthetic activity; and with a wide cultural work, to be carried on especially by means of a review, through which his ideas should be tested in immediate and constant relation with the problems of contemporary Italian and European thought. The enormous activity of the following years falls easily into this rough division. On one hand we have the completion of the Filosofia dello Spirito, with the Logica come scienza del concetto puro, the first edition of which appeared in 1905 (Lineamenti di una Logica, etc.), and the second, deeply modified by his meditations on the practical activity, in 1909, with the Filosofia della Pratica: Economica ed Etica, written in 1908, but of which some parts had already been given in 1907 in the memoir Riduzione della filosofia del diritto alla filosofia dell' economia; and with the new and fuller formulation of his Æsthetics in a paper read to the International Congress of Philosophy in Heidelberg in 1908, on L'intuizione pura e il carattere lirico dell' arte. To these must be added the two monographs on Hegel (1906) and Vico (1910), which are at the same time an exposition of their philosophies and a restatement of Croce's own main positions, in so far as they coincided with those elements of truth which he still recognized as living in their thought.
On the other hand we have the publication of a bi-monthly review, La Critica, the first number of which appeared in January, 1903, and which is still being published. La Critica announced itself as a review of literature, history and philosophy, but it differed from all other publications in the same fields in two main features: the first, that the number of its contributors was practically limited to two, Croce himself, and his friend Giovanni Gentile, with whom he had first been brought in contact through their common interest in Marxian studies, and who followed for some years at least a line of thought which touched his own at many points; the second, that it imposed upon itself a very definite programme of work, each number containing an essay, or part of an essay, by Croce on some Italian writer of the preceding half-century, and one by Gentile on the Italian philosophers of the same period, besides a number of reviews of new Italian and foreign books, and notes and comments on contemporary questions of culture and moral life. In his own main work for the Critica, Croce was at the same time aiming at giving concrete examples of the application of æsthetic theory in the domain of literary criticism, and at clearing the ground for the work of the new generation, through an appraisement of the literary values of the preceding one. The general temper of the review is clearly expressed in the following words from the already so often quoted autobiographical notes: "The ideal which I cherished was drawn not from my own personality, but from my varied experience, because, having lived sufficiently in the academic world to know both its virtues and its faults, and having at the same time preserved a feeling of real life, and of literature and science as being born from it and renovating themselves in it, I addressed my censures and my polemics on one hand against dilettanti and unmethodical workers, on the other against the academicians resting in their prejudices and idling with the externals of art and science."[2]
The greatest part of the writings contributed by Croce to the Critica during these years were later collected in volumes, of which however only the Problemi d'Estetica (1910), containing, besides the Heidelberg lecture, a large number of essays both on the theory and history of Æsthetics, appeared before the end of the period we are now considering. To intensify the action of both his books and his review, he initiated in 1906, in connection with the publisher Laterza of Bari, the publication of a series of Classici della filosofia moderna, in which he published his own translation of Hegel's Encyclopedia; and in 1909, of the collection Scrittori d' Italia, which is in the way to becoming the standard corpus of Italian Literature. He took also a leading part in the editing of the same publisher's Biblioteca di cultura moderna, which was enriched through his care and advice with reprints of rare works of southern Italian writers of the Risorgimento and of the early years of the Unity, and with translations of books representative of foreign contemporary thought.
If we add to all this, a number of scattered essays and monographs, editions of texts and documents, and bibliographies, and the generous cooperation, extending from the friendly discussion of plans and ideas to the humble reading of proofs, with a host of friends and disciples, we have a fairly complete idea of the significance of Croce in the cultural life of young Italy. He very rapidly became something like an institution; he was hailed as the master and spiritual guide of the new generation. His work and his example, the clarity of his thought and the rhythm of his steady, harmonious, powerful activity, were an element not of the limited life of the intellectual laboratory only, but of the spiritual life of the nation.
II. INTUITION AND EXPRESSION[1]
The four grades of spiritual activity—Intuition and conceptual knowledge—The intuitive consciousness—The limits of intuitive knowledge—Identifications of intuition and expression—Art as expression: content and form—Language as expression; the reality of words—Croce's use of the word intuition—The lyrical character of the pure intuition.
The whole cycle of the philosophy of mind exhausts itself in the study of the four fundamental forms of human activity, the concepts of which we have seen slowly developing through the mazes of Croce's early speculations: the æsthetic, the logic, the economic and the ethic; of the distinction and the unity of æsthetic and logic in the theoretical activity, or knowledge, and of economic and ethic in the practical activity, or action; and finally of the relations between the theoretical and the practical, or knowledge and action. This may be said to be the positive aspect of Croce's philosophy: the negative aspect consists in the criticism and exclusion of any other form of activity from the system of the human spirit, and of that which is not the spirit, or nature, from the system of reality.
To the four forms or grades of spiritual activity, correspond four philosophical sciences: Æsthetics, Logic, Economics, and Ethics. Each of them can be said to be the organum of the particular form of activity which it studies; the affirmation of that sphere of consciousness which is proper to it, and of its relations to the other forms. Each of them is therefore related to the others in the same way as the various forms of activity are related to each other. They might be defined as the projection on the plane of logic of the whole system of human activity, that is, of the whole of reality. They derive their intrinsic validity from this perfect coincidence of their several objects with the only conceivable aspects of reality.
We shall in this and in the following chapters attempt to fill in with the strictly necessary detail this very ample frame. But we can already point to the idealistic character of such a philosophy resulting from its method, which is that of the testimony of consciousness, as opposed to the naturalistic or psychologic method of indirect observation; from its object, which is the human spirit or mind in the fulness of its determinations; and from the exclusion of any aspect of reality which is not immanent in consciousness, that is, both of the naturally and the supernaturally transcendent. As against another kind of idealism, of which the typical example is Platonic transcendentalism, Croce's idealism is realistic and immanentistic: the task of the philosophy of mind is to discover the immanent logic of reality. But against current realism, which considers mind as the mere spectator and observer of external or natural reality, it asserts the identity of reality and consciousness, which is the basic position of all idealism.
There are two forms of knowledge: intuitive (or æsthetic) and conceptual (or logical). Intuition is the knowledge of the individual or particular; the concept is the knowledge of the universal. This distinction, as we have already seen, corresponds roughly to the old classical distinction of mythos and logos, to Vico's definitions of poetry and metaphysics, and to the new meaning given by Baumgarten to the old antithesis of aisthēta and noēta. Let us quote Vico again: "Men first feel without perceiving, then they perceive and are perturbed and moved; finally they reflect with pure mind." Here we have three successive grades, of which the first is mere sensation, the lower limit of mental activity; the second is intuition; the third, concept. For Vico, the second grade is identical with Poetry, and the science of this form of knowledge, which we call Æsthetics, he called Poetic Logic, the science of poetry as "the first operation of the human mind." Vico's discovery consists in this definition of Poetry (and Art), not as a casual, capricious, lateral form of spiritual activity, but as the first and necessary grade of knowledge, as an essential function of the mind. But Vico's thought was clothed in what we might well call a mythological form: the various grades of spiritual activity were presented by him as successive stages or epochs in the history of mankind; and the inter-relation of the various grades, as the actual law of the development of human society. Croce unravelled Vico's philosophy, or ideal history, history of the mind, from Vico's concrete, sociological history, and the result was this new Æsthetics which is at the same time a science of the first grade of knowledge, and of art and language.
Of the reality of intuitive, as distinct from reflected knowledge, we have constant evidence in our immediate experience. If I examine my own consciousness, at any particular moment, I find it crowded with things I know, as, now, this room in which I am writing, the piano that is open before me, the flowers in a little basket, blue fragments of sky and green branches washed by the recent rain swaying in the clear sunlight, the shrill voice of a child from the road, the light steps of a girl moving about the house. I am not conscious of all these intuitions at once: I write, and I distinctly know this white paper only, and the black signs I am tracing, the pen guided by my hand, and the edges of a few books on my table: all the rest has faded away into a blurred, fused intuition, the intuition of an atmosphere, composed of mere shreds and shadows of the colours and sounds of which I was so distinctly conscious but one minute ago. But now I put down my pen again, and I look at the piano; and I let my mind wander away, from what I see to what I remember or imagine: the fair-headed figure playing this morning Franck's Prelude, Choral and Fugue, the rapid and sure movements of the fingers on the white and black keys, a vague image of the solemn and passionate music, memories of distant days, a sudden rush of obscure fantasies, evoked by the actual playing, and still lingering in the recesses of my mind, returning now with a fragment of a melody, with a succession of triumphant chords. And again, I look beyond the window, and the little square of green and blue expands itself into the vast valley beyond, screened from my view by these few trees clustering around the house, and yet mysteriously present to my inner eye: I see a little company of riders cantering along a shaded lane, coming out in an open meadow surrounded by low, thick-wooded hills; the sun sets in a pale purple sky, and I hear the tramping of the slow, heavy hoofs, as the horses find their way back through the woods, through a darkness much more opaque and solid than that of the remote twilight, still visible above the highest branches, animated by the first faint glittering of a star. And the woods are full of a myriad small breathing and stirring noises, of the sense of the deep surging inhuman life of trees and shrubs, of the penetrating scent of the rich damp earth, of decaying wood, of fallen leaves.
And now, I suddenly shut myself out of this world of perceptions and imaginations, or rather I keep them all before me, but not because of the immediate, individual interest I have in each of them. I try to extract the common, the universal element of which I suspect the existence not beyond but within them. I renounce all particular intuitions for the concept of intuition. I am no longer an image-making mind, no longer engaged in this elementary or "first" operation of the human mind, but I have passed on to a different, and manifestly a "secondary" plane of mental activity, since it would be impossible for me to root my thinking anywhere but on the soil of my intuitions.
What, then, is intuition? Clearly it is not the mere sensation, the formless matter which the mind cannot grasp in itself, as mere matter, but possesses only by imposing its form on it. Without matter no human knowledge or activity is possible, but matter is, within ourselves, the animal element, that which is brutal and impulsive, not the spiritual domain, which is humanity. Matter conquered by form gives place to the concrete form. Matter, or content, is what differentiates one intuition from another; the form is constant, and the form is the spiritual activity. In this way we set the lower limit of intuitive knowledge, and we recognize its characters of awareness and activity: an intuition is not that which presents itself to me, but that which I make my own, by giving form to it. It may be an actual perception, but the distinction between that which is real and that which is imaginary is not an intuitive, but a logical or intellectual one; the knowledge of things which I do not perceive, but only remember, or even only create with my imagination belongs to the same class, partakes of the same formal character. Space and time, which have more than once been considered as intuitions, are in reality categories of an intellectual order: they may be found in intuitions, as other intellectual elements are found, but as ingredients and not as necessary elements, materialiter and not formaliter. In relation to the usual psychological concepts of association and representation, it can be said that an intuition is an association, when by that word we mean an active mental synthesis, and not a mechanical juxtaposition of abstract sensations; and that it is a representation, not as a complex sensation, but as a spiritual elaboration of the sensation.
The upper limit of intuitive knowledge is given by reflected, or intellectual, or logical knowledge, or whatever we may call that which is no longer knowledge of the individual, of things, but of the universal, of relations among things, of concepts. Intuitive knowledge is independent of intellectual knowledge, as it is possible to form intuitions without forming concepts; in the examples which I have given in the preceding paragraph, practically all the intuitions are pure intuitions, in the sense that they do not contain any logical ingredients. But even when such are found, they appear as mere intuitions, and not as concepts: as, for instance, Hamlet's philosophy, which I do not read as a help towards the understanding of metaphysical problems, but as a characterization of an imaginery individual. On the other hand, logical knowledge is founded on intuitions, presupposes the world of intuitions as its matter or content. The relation between æsthetic and logical knowledge is one of grade or development: the former stands by itself, rests directly on that which is not yet spirit or form, is the first grade of spiritual or human activity; the latter gives a further spiritual elaboration to the intuitive material. This relationship, to which we shall return later, is the typical process of Croce's own logic, the logic of spiritual or mental grades, which he substitutes throughout his system for the naturalistic or transcendental logic of his early masters.
A further step in the deduction of the concept of intuitive or æsthetic knowledge, is made by identifying intuition with expression. Given the active and conscious character of intuition, we are already prepared to admit that every true intuition is at the same time an expression; that which cannot objectify itself into an expression is nothing but mere sensation. The mind does not actually intuit except by doing, forming, and expressing. We must not think only of verbal expressions: there are intuitions which cannot be expressed by words, but only by sounds or lines or colours. But in any case the two words are interchangeable: what really exists in our spirit is only what we can express. It is only when we can express ourselves, that we are conscious of actually possessing, that is, of having actually formed, our intuitions. It is impossible to distinguish the expression from the intuition because they are not two but one.
This identification runs counter to a number of very common and very dear delusions: we constantly imagine that the difference between ourselves and a great painter or a great poet does not consist in the power of seeing and feeling, but in a supposed gift of merely external expression; and again, we credit ourselves with a number of thoughts and images, which we might express if we only wished to. The easiest way to free ourselves of such delusions is to try to express whatever it seems to us that we possess: it becomes then apparent that our pictorial or poetical intuitions are really mere fragments, or echoes, of intuitions; are, in fact, not more than that which we succeed in expressing. It must however be borne in mind that we give here to the word expression a purely mental or spiritual significance: we mean by it the image that we form in our mind, and of which the painting or the poem, as objects, are the material extrinsications. It requires but little reflection to realize that there is no painting or poem—there is no word that we utter—unless it be a mere flatus vocis, which has not been preceded in our mind by an internal image, which is the true expression.
The reader will have remarked that, in order to give examples of intuitive knowledge, we have now had recourse to poetry and to painting. The fact is that there is no difference between intuitive knowledge, or expression, and art, except a purely extensive and empirical one: that is, we call a poet or an artist a man who possesses this expressive power in a higher degree than the rest of mankind; we call a poem or a work of art an expression which is fuller, more complex, more elaborate, than those which are the product of our common intuitive activity, mere waves of the continuous stream of spiritual life, in which they are constantly interrupted by and mixed with reflections and volitions, with logical and practical facts. The difference between the genius and the common man, in the æsthetic as well as in the other spheres of human activity, is a quantitative, not a qualitative one. Art is not a peculiar spiritual function, and therefore a closed circle to which none but the elect are admitted: the artist appeals to the intuitive man in each of us, in a language of which every human mind finds the key within itself.
The definition of art as expression emphasizes the creative and formal character of art; and its immediate consequence is the identification of form and content, that is, the solution of one of the oldest and most confused of æsthetic problems. Art is form, not in the technical or formalistic sense, but in the meaning which we have given to the word when discussing the relation between sensation and intuition; and the content of a particular work of art cannot be abstracted from the work itself as something that existed before it, and to which a form has been added from outside. There is no content, in art, which is not the content of a particular form, that is, that which has ceased to exist as a possible content, and has transformed itself into a definite form. This conception of the relations of form and content implies also either a new interpretation, or the repudiation, of the theory of art as the imitation of nature, meaningless in a mechanical sense, true, and synonymous with the theory of intuition, in a creative and formative sense. Through the same critical process, all discussions of the relations between art and the senses appear as being founded on a confusion between that which is still beyond the limit of spiritual activity, the sensation or impression, and the actual æsthetic elaboration, which begins only when the mind becomes aware of the impression that has reached it through the channel of the senses.
We have mentioned, in connection with the identification of intuition and expression, the fact that every word that we utter is constantly preceded by an internal image; which is as much as saying that language is a perpetual spiritual creation, on the same plane as all our other expressions, and as art. We are accustomed to seeing dead words and syllables in grammars and dictionaries, and we consider them as something external, as a kind of instrument that we use and accommodate to this and that purpose. But words that grammarians study, through a naturalistic process, as independent elements of the linguistic organism, are really alive and full of their meaning only in the active context of speech. The reality of words is only in the individual spirit that speaks, and every word is new every time that it is employed because it expresses that particular, individual moment of spiritual activity, which cannot be the same as any other one. Philologists have been divided on the question of the origin of language for centuries, some finding it in the logical activity, others in a system of mechanical symbols and conventions, a few admitting the conception of language as a pure æsthetic creation only for a mythic, primitive period, which is succeeded in the history of every language by a period of development by convention and association. But, as in all other branches of spiritual activity, it is here impossible to draw a distinction between the problem of the origins and the problem of the nature of language: linguistic expressions have fixed themselves in the course of centuries and stand before us as a body of language, as a reality independent of the individual activity that produces the particular expressions; this is what prevents us from recognizing in the actual linguistic facts the same creative energy that formed the first words uttered by man.
In this reduction of the philosophy of language to æsthetics, Croce again follows Vico, who professed to have found the true origins of languages in the principles of poetry, who first asserted the functional identity of language and poetry. This theory, however, seems to clash with the existence of what we might call the implicit conceptuality of language, of which we are constantly made aware by our grammatical categories. The fact is that the relation between language and concept is the same as between intuition and concept: that is, on one side, language is the material of our reflected thought, and it would be impossible for the reflection to begin without or before the language; but, on the other hand, the concepts appear in language not as forms but as matter. In other words, to speak it is not necessary to think logically, but it is impossible to think logically without speaking. The grammatical categories are not real elements of language, but products of abstraction, of a purely practical character, of the kind that we shall soon have to examine in the rhetoric of the arts.
What may help us, in thus conceiving of the active and intuitive character of language, is a comparison with other classes of expressive facts. When we speak of musical or pictorial language, we are aware that we are using mere metaphors for the purpose of collecting certain general characteristics which are common to some of these facts. The various musical grammars, the rules of harmony or of orchestration, are nothing but summaries of abstractions: in the presence of a certain music, or of a certain picture, we cannot forget the principle that no expression can give birth to a new expression without first undergoing a new creative process. And this is as true of the highest forms of artistic expression as of the words which we use in our daily life.
A number of objections to Croce's æsthetics have been prompted by his use of the word intuition. To the reader who has followed our argument, it is not necessary to explain that Croce's intuition has nothing in common either with the mystic intuition of the Neoplatonists or of the ultra-romantics, or with the intuition which Bergson substitutes for the intellect as the proper organ of absolute knowledge. It is not a mysterious instrument of the mind, by which man can either come in contact with supernatural realities, or, renouncing that which is distinctively human in him, enter into the actual movement and life of nature. The fact that Croce has spent so much time and thought in trying to understand this first, naïve, elementary grade of the theoretical activity, does not justify his critics in putting him in the same class either with romantic metaphysicians or with romantic naturalists. That such a confusion has ever been possible is only a further proof of the immaturity and superficiality of a large part of our most solemn contemporary thought. It shows how it has been given to grown-up and apparently educated men, to read a book without knowing what its subject was, and without even being able to shield themselves behind the saving grace of silence.
An objection of a quite different order was raised by Croce himself, who found its solution in the elaboration of his philosophy of the practical, or of will. It can be said of the theory of art as intuition, that it reduces art to a form of knowledge, to a theoretical function, while what we look for in works of art is life and movement, and the feeling and personality of the artist, that is, something that is not theoretical but practical. The answer might be that the feeling is content and the intuition form; but such a dualistic point of view would in reality destroy not only Croce's æsthetics, but the foundations of his whole philosophy of mind. And we would be back at a position which we thought we had already criticised and surpassed. The truth is that intuition, and the personality, or lyrical character, of a work of art, are only different aspects of the same spiritual process, that where one is, the other too will have to be found. What we can abstract as the psychic content of intuition, since we have already excluded abstractions and concepts, is only what we call appetition, tendency, feeling, will—the various facts which constitute the practical form of the human spirit. Pure intuition cannot represent anything but the will in its manifestations, that is, nothing but states of mind. And the states of mind are that passion, feeling, and personality which we find in art, and which determine its lyrical character.
In order properly to understand this new point of view, it must be borne in mind that the lyrical character of the poetry does not however coincide with the practical passion of the poet: the relation between the emotion and the intuition is not a deterministic one, as of cause and effect, but a creative one, as of matter and form. The poetical vibration is different in kind from the practical one. If I grasp Croce's meaning correctly, the feeling and movement which we find in art is something that belongs intrinsically to the intuitive activity—it is the dynamic of the creative process itself. And in fact, what we look for in the works of art is not the empirical personality of the artist, but the tonality of his individual æsthetic activity, which is always new and always unmistakably his own,—not the rhythm of his passion but that of his vision or contemplation, of his intuition of the passion. Any other way of considering this relation would inevitably lead us back to the conventional distinction of form and content, to the attribution of æsthetic characters to the emotions themselves, and to a definition of intuition not as a simple and primitive fact, but as a combination of the practical and the theoretical, of will and knowledge. I consider this deduction of the lyrical character of intuition as one of the points of Croce's æsthetics which opens the way to new problems and stand in need of further elaboration; but what is important in it, and already firmly established, is the recognition of this character, through which the whole doctrine of intuition gains a deeper and richer meaning, and becomes more apt to deal with the concrete facts of our æsthetic experience.
III. THE CONCEPT OF ART
Further determinations of the concept of art—Theoretical and practical activity—The progress of æsthetic theories—An American instance: morality and art—The typical—The ends of art—The process of æsthetic production—Relations of the æsthetic with the practical activity—The delusion of objective beauty—Æsthetic hedonism—The æsthetic value.
The determination of the concept of art as pure intuition would be little more than a verbal variation of older doctrines, if its validity and importance could not be proved in the actual practice of thought on æsthetic problems, in the study of the relations of the æsthetic fact with the other facts of human activity, and in the criticism of errors which have invaded the field of æsthetic thought through a confusion of the æsthetic with the intellectual or the practical. We shall therefore not be able to grasp the new concept in the fulness of its meaning until we have surveyed the whole ground of the philosophy of mind: the æsthetic concept cannot be said to be fully determined until we have a clear conception of the other fundamental grades or forms of the spirit. For the purposes of our exposition, we may however anticipate a summary or scheme of the essential relations, which will be more fully developed in the following chapters.
We have already seen how the logical activity springs from the soil of the pure intuition; how the knowledge of the universal follows the knowledge of the individual. The æsthetic and the logic grade, of which the second implies the first, exhaust the whole of knowledge, the whole theoretical life of man. A third grade or form does not exist: not in history, which Croce still considered, in the first years of this period, as reducible to the concept of art, and differentiated from it only by its employment of the predicate of existence, of the distinction between reality and imagination; and not in the natural and mathematical sciences, which elaborate the data of intuition through fictions, hypotheses, and conventions, which are practical and not theoretical processes.
The relation between the theoretical and the practical activity is of the same kind as that between the two grades of the theoretical activity: that is, the first is the basis of the second. We can think of a knowing which is independent from the will, but not of a will which is independent of knowledge: it is impossible to will without historical intuitions and a knowledge of relations. Within the practical activity, we can further distinguish two grades corresponding to the two grades of the theoretical activity: the economic, which is the will of the individual, of a particular end, and the ethic, which is the will of the universal, of the rational end. The relation between the economic and the ethic activity is again the same grade-relation as between the æsthetic and the logic, the theoretical and the practical. The concrete life of the human spirit consists in the perpetually recurring cycle of the four grades of its activity, which is the law of its unity and development. The concept rises from the intuition, and action from knowledge; ethical activity is not conceivable without a theoretical foundation, and the concreteness of a particular end. At the close of the cycle, the spiritual life itself becomes the object of a new intuition, from which a new concept and a new action are reproduced ad infinitum. In the history of æsthetics, the errors deriving from the confusion of that which is distinctively æsthetic with other forms of theoretical or practical activity, present themselves as a series of doctrines, which can be considered as gradual approximations to the definition of art as intuition. It is not necessarily, or not only, a chronological series, but rather a succession of actual moments in the deduction of the concept of art. Empirical æsthetics recognises the existence of a class of æsthetic or artistic facts, without attempting to reduce them under a single concept; practical (hedonistic or moralistic) æsthetics makes a first attempt at interpreting them by putting them in relation with one of the categories of spiritual activity; intellectualiste æsthetics denies that they belong to the practical sphere, though failing to discover their precise theoretical character; agnostic æsthetics criticises all the preceding moments, and is satisfied with a purely negative definition; mystic æsthetics, conscious of the difference of æsthetic from logical facts, makes a new spiritual category of them, affirms their autonomy and independence, but mistakes the nature of their relation with conceptual knowledge. We are all more or less familiar with the various aspects of these doctrines, and it can be said that none of them (with the exception of the first, which is now represented by psychologic æsthetics) is now being held consistently by any responsible thinker. The truth of the intuitive theory, which we find adumbrated already in classical antiquity in the Aristotelian theory of mimesis, and of which artists and critics have always had a kind of obscure presentiment, is now implicitly recognised by all who have an intimate contact with and a sincere feeling for art and poetry. The literary and artistic development of the end of the eighteenth and of the nineteenth century has been accompanied by such a wealth of critical thought, that a conscious understanding of the nature of art is now much more frequent than in former ages. The forces that were at work liberating logical and moral thought from the shackles of the past, reacted vigorously on æsthetic thought, and helped to make it more and more independent from both intellectualistic and moralistic errors. It would be possible to extract aphorisms and meditations from the writings of the greatest poets, artists, and musicians of the period, to show how common among them was and is the knowledge of the spiritual autonomy and of the intuitive character of art. But because the task of the artist is not that of elaborating a philosophy of art, and a good many critics and æstheticians, on the other hand, have very little experience of the actual æsthetic processes, we find that though the other doctrines are discredited, yet a number of prejudices which have their roots in them are still current,—the artists themselves rejecting them, as it were, by instinct and not by reasoning, and the critics and æstheticians clinging to them because they help them to gain a fictitious possession of that artistic reality which escapes them in its purity and actuality. An intellectualiste or moralistic critic can easily mask his lack of æsthetic taste, his fundamental ignorance of art, by talking at length and with great solemnity about unessentials. Artists and poets, on the other hand, are apt to react to these prejudices by falling into the errors of æstheticism, that is by attributing to their empirical selves the freedom that belongs to their function, and by denying in the name of art the autonomy and dignity of intellectual and moral values. In both cases, what is manifestly lacking is a proper understanding of the meaning of logical, or ideal distinctions, for which the artists, I suppose, ought to be more readily forgiven than the critics, though æstheticism may be as dangerous to art as moralism or intellectualism are to thought.
A recent literary polemic in America offered some striking examples of these prejudices. A critic of the older school, in a discussion of the moral tendencies of the age, introduced a criticism of the proposition that art is not concerned either with truth or morality, by affirming that this negative proposition could legitimately be converted into the positive one: the object of art is to deny that which truth and morality affirm. The sophism of this conversion is based on a confusion between the two logical concepts of distinction and opposition. The critic was not deducing a logical consequence of the first proposition, any more than if he were interpreting my saying that I am not interested as a student of literature in the law of gravitation, as implying a disbelief in the law of gravitation: he was merely stating his own conception of art as a conceptual and moral function, and of the value of art as an intellectual and moral value; which is the error of intellectualism and moralism. In his reply to the older critic, a writer of the younger generation contended that æsthetic values are higher than either logical or moral values, and in some mysterious way transcend and comprehend them both. The younger writer was evidently using the same kind of logic as his adversary, and affirming on his own account the error of a variety of æstheticism.
What the original proposition actually implies is that judgments regarding the logical truth or the historical verity, the moral merit or demerit of a work of art, do not treat art as art, but dissolve the work itself into its abstract elements, and deal with these elements in an entirely different context. If I discuss the theology and philosophy of Dante, I shall find a number of propositions which to my mind are untrue; but the beauty of Dante's poetry is incommensurable with the truth or falsehood of his logical thought. The beauty of Francesca's episode is not impaired by the quite reasonable suspicion that the poetical idealization of a guilty passion might have a dangerous influence on weak and sentimental souls.
The imperfect distinction between art and logical or scientific truth is responsible for the critical prejudice of art as expressive of the typical. The typical is a product of abstract thought, of the kind that is employed in the natural sciences. The expressions of art are essentially individual and particular, and when we consider them as typical, we merely use them as the starting point for our own abstractions, that is, for the purposes of a quite different mental process. Similar to the concept of the typical are those of the allegory and symbol, which are mechanical constructions of the intellect, and which art is unable to represent unless it reduces them to the particular and concrete.
The confusion between art and morality, being ultimately founded on the supposition that art is not a theoretical function, but an act of the will, gives rise to the theories of the ends of art, and of the so-called choice of the subject. But the end of art is art itself, expression or beauty, or whatever other name we shall give to the æsthetic value, just as the end of science is truth and the end of morality is goodness; that is, the concept of end coincides in every case with the concept of value. And the artist cannot choose his subject, since there is no abstract subject present to his mind, but only the world of his own already formed intuitions and expressions; which he can neither will nor not will. This is the truth contained in the old idea of poetical inspiration, which was merely another word for the spontaneity and unreflectiveness of art. A choice of the subject according to ends other than æsthetic is a certain cause of failure. The only conceivable meaning that advice as to the choice of a subject may have, is a kind of artistic know thyself, a warning to the artist to be true to himself, to follow his inspiration, and that which is deepest and most genuine in it. It is, however, a tautological meaning, and the reverse of the one which is given to it by the moralistic critic.
If it is impossible for us either to will or not will our æsthetic vision, the internal image which is the true "work of art," it is clear that an element of will enters into the production of the physical or external image, made of sounds or lines or colours or shapes, which we call works of art in a naturalistic or empirical sense. The complete process of æsthetic production is symbolized by Croce in the four following stages: a, the impression; b the expression or æsthetic spiritual synthesis; c, the feeling of pleasure or pain which accompanies the æsthetic as well as any other form of spiritual activity; d, the translation of the æsthetic fact into physical phenomena. The only true æsthetic moment of the whole process is in b, which alone is real expression, while d is expression in the naturalistic and abstract sense of the word. Such a conception clashes against a number of deep-rooted fallacies, which in their turn are the source of innumerable æsthetic prejudices. It is clear, however, that what we call a printed poem is no poem at all, but only a collection of conventional black signs on a white page, which suggest to me a number of movements of my vocal organs destined to the production of certain sounds; and again, that these sounds are not the poem in itself, apart from my understanding of their meaning, from my re-creation of the internal image which prompted their original production now recorded in the pages of a book. Physically, a painting is constituted by colours on a wall, or board, or canvas: here, the first stage of reproduction which is required for the written poem is not necessary: the material (visual, as it was auditive for the poem) on which the original image fixed itself is directly present to me; and yet, again, that material object is not the æsthetic vision, but a mere stimulus for its reproduction. Starting from the material object, Croce symbolized the inverse process of æsthetic reproduction in the following series: e, the physical stimulus; d-b, the perception of physical facts (sound, colours, etc.), which is at the same time the æsthetic synthesis previously produced; c, the æsthetic pleasure or pain. Here, again, the only moment of true æsthetic activity is in b where, at least in the hypothesis of a perfect understanding, my vision coincides with the orignal creation.
It must be understood, however, that these successive stages are not real, but abstract or symbolical distinctions. We cannot re-create an æsthetic vision except through the sounds or colours in which it originally expressed itself; and those sounds or colours coincide with the original expression. The words and rhythm of a poem are to it what the body is to the soul, and once you have dissolved that form, there is nothing left. Hence the theoretical impossibility of a translation, which can only exist as a new creation. But when we consider those words or that rhythm not within the expressive synthesis, in which their reality is spiritual and not physical, but outside it, as words, as rhythm, we build up by abstraction a category of physical facts, to which we attribute a reality not inferior to that of the spiritual activity. B and d, in the preceding analysis, are not different realities, but different elaborations, the first, ideal, the second, naturalistic, of the same fact.
We have now established a relation between the æsthetic and the practical activity: the physical expression is an act of the will, and as such it falls legitimately in the domain of both economic and ethical judgments. We may buy or sell the physical stimuli, books, statues, and paintings, though no amount of wealth can give the æsthetic vision: the possession of the objects of art is of another order than the possession of the spiritual creation. We may consider that the communication of a certain intuition is in certain cases morally undesirable, and censure the artist for having willed it, or try to prevent him from accomplishing it. The principle of the spiritual autonomy of art, necessary to establish the nature of æsthetic value, cannot be understood to imply the absolute practical freedom of the artist from the laws that bind all other men. But even from this point of view, there is no doubt that art is more likely to suffer from excessive constraint than from excessive freedom; and that the fanatics of morality in art are only too often inclined to mistake a set of arbitrary rulings for morality, and to overlook the intention of the artist. It is a significant fact, and one which deserves more attention than it seems to have ever received, that the so-called moral condemnation of a true work of art has never outlasted one or two generations, and their prejudices and weaknesses.