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A History of China

THE MIDDLE AGES (continued 4)

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New forms of poetry rarely made their appearance in the T'ang period, but the existing forms were brought to the highest perfection. Not until the very end of the T'ang period did there appear the form of a "free" versification, with lines of no fixed length. This form came from the indigenous folk-songs of south-western China, and was spread through the agency of the filles de joie in the tea-houses. Before long it became the custom to string such songs together in a continuous series—the first step towards opera. For these song sequences were sung by way of accompaniment to the theatrical productions. The Chinese theatre had developed from two sources—from religious games, bullfights and wrestling, among Turkish and Mongol peoples, which developed into dancing displays; and from sacrificial games of South Chinese origin. Thus the Chinese theatre, with its union with music, should rather be called opera, although it offers a sort of pantomimic show. What amounted to a court conservatoire trained actors and musicians as early as in the T'ang period for this court opera. These actors and musicians were selected from the best-looking "commoners", but they soon tended to become a special caste with a legal status just below that of "burghers".

In plastic art there are fine sculptures in stone and bronze, and we have also technically excellent fabrics, the finest of lacquer, and remains of artistic buildings; but the principal achievement of the T'ang period lies undoubtedly in the field of painting. As in poetry, in painting there are strong traces of alien influences; even before the T'ang period, the painter Hsieh Ho laid down the six fundamental laws of painting, in all probability drawn from Indian practice. Foreigners were continually brought into China as decorators of Buddhist temples, since the Chinese could not know at first how the new gods had to be presented. The Chinese regarded these painters as craftsmen, but admired their skill and their technique and learned from them.

The most famous Chinese painter of the T'ang period is Wu Tao-tz[)u], who was also the painter most strongly influenced by Central Asian works. As a pious Buddhist he painted pictures for temples among others. Among the landscape painters, Wang Wei (721-759) ranks first; he was also a famous poet and aimed at uniting poem and painting into an integral whole. With him begins the great tradition of Chinese landscape painting, which attained its zenith later, in the Sung epoch.

Porcelain had been invented in China long ago. There was as yet none of the white porcelain that is preferred today; the inside was a brownish-yellow; but on the whole it was already technically and artistically of a very high quality. Since porcelain was at first produced only for the requirements of the court and of high dignitaries—mostly in state factories—a few centuries later the T'ang porcelain had become a great rarity. But in the centuries that followed, porcelain became an important new article of Chinese export. The Chinese prisoners taken by the Arabs in the great battle of Samarkand (751), the first clash between the world of Islam and China, brought to the West the knowledge of Chinese culture, of several Chinese crafts, of the art of papermaking, and also of porcelain.

The emperor Hsüan Tsung gave active encouragement to all things artistic. Poets and painters contributed to the elegance of his magnificent court ceremonial. As time went on he showed less and less interest in public affairs, and grew increasingly inclined to Taoism and mysticism in general—an outcome of the fact that the conduct of matters of state was gradually taken out of his hands. On the whole, however, Buddhism was pushed into the background in favour of Confucianism, as a reaction from the unusual privileges that had been accorded to the Buddhists in the past fifteen years under the empress Wu.

6 Revolt of a military governor

At the beginning of Hsüan Tsung's reign the capital had been in the east at Loyang; then it was transferred once more to Ch'ang-an in the west due to pressure of the western gentry. The emperor soon came under the influence of the unscrupulous but capable and energetic Li Lin-fu, a distant relative of the ruler. Li was a virtual dictator at the court from 736 to 752, who had first advanced in power by helping the concubine Wu, a relative of the famous empress Wu, and by continually playing the eastern against the western gentry. After the death of the concubine Wu, he procured for the emperor a new concubine named Yang, of a western family. This woman, usually called "Concubine Yang" (Yang Kui-fei), became the heroine of countless stage-plays and stories and even films; all the misfortunes that marked the end of Hsüan Tsung's reign were attributed solely to her. This is incorrect, as she was but a link in the chain of influences that played upon the emperor. Naturally she found important official posts for her brothers and all her relatives; but more important than these was a military governor named An Lu-shan (703-757). His mother was a Turkish shamaness, his father, a foreigner probably of Sogdian origin. An Lu-shan succeeded in gaining favour with the Li clique, which hoped to make use of him for its own ends. Chinese sources describe him as a prodigy of evil, and it will be very difficult today to gain a true picture of his personality. In any case, he was certainly a very capable officer. His rise started from a victory over the Kitan in 744. He spent some time establishing relations with the court and then went back to resume operations against the Kitan. He made so much of the Kitan peril that he was permitted a larger army than usual, and he had command of 150,000 troops in the neighbourhood of Peking. Meanwhile Li Lin-fu died. He had sponsored An as a counterbalance against the western gentry. When now, within the clique of Li Lin-fu, the Yang family tried to seize power, they turned against An Lu-shan. But he marched against the capital, Ch'ang-an, with 200,000 men; on his way he conquered Loyang and made himself emperor (756: Yen dynasty). T'ang troops were sent against him under the leadership of the Chinese Kuo Tz[)u]-i, a Kitan commander, and a Turk, Ko-shu Han.

The first two generals had considerable success, but Ko-shu Han, whose task was to prevent access to the western capital, was quickly defeated and taken prisoner. The emperor fled betimes, and An Lu-shan captured Ch'ang-an. The emperor now abdicated; his son, emperor Su Tsung (756-762), also fled, though not with him into Szechwan, but into north-western Shensi. There he defended himself against An Lu-shan and his capable general Shih Ss[)u]-ming (himself a Turk), and sought aid in Central Asia. A small Arab troop came from the caliph Abu-Jafar, and also small bands from Turkestan; of more importance was the arrival of Uighur cavalry in substantial strength. At the end of 757 there was a great battle in the neighbourhood of the capital, in which An Lu-shan was defeated by the Uighurs; shortly afterwards he was murdered by one of his eunuchs. His followers fled; Loyang was captured and looted by the Uighurs. The victors further received in payment from the T'ang government 10,000 rolls of silk with a promise of 20,000 rolls a year; the Uighur khan was given a daughter of the emperor as his wife. An Lu-shan's general, the Turk Shih Ss[)u]-ming, entered into An Lu-shan's heritage, and dominated so large a part of eastern China that the Chinese once more made use of the Uighurs to bring him down. The commanders in the fighting against Shih Ss[)u]-ming this time were once more Kuo Tz[)u]-i and the Kitan general, together with P'u-ku Huai-en, a member of a Tölös family that had long been living in China. At first Shih Ss[)u]-ming was victorious, and he won back Loyang, but then he was murdered by his own son, and only by taking advantage of the disturbances that now arose were the government troops able to quell the dangerous rising.

In all this, two things seem interesting and important. To begin with, An Lu-shan had been a military governor. His rising showed that while this new office, with its great command of power, was of value in attacking external enemies, it became dangerous, especially if the central power was weak, the moment there were no external enemies of any importance. An Lu-shan's rising was the first of many similar ones in the later T'ang period. The gentry of eastern China had shown themselves entirely ready to support An Lu-shan against the government, because they had hoped to gain advantage as in the past from a realm with its centre once more in the east. In the second place, the important part played by aliens in events within China calls for notice: not only were the rebels An Lu-shan and Shih Ss[)u]-ming non-Chinese, but so also were most of the generals opposed to them. But they regarded themselves as Chinese, not as members of another national group. The Turkish Uighurs brought in to help against them were fighting actually against Turks, though they regarded those Turks as Chinese. We must not bring to the circumstances of those times the present-day notions with regard to national feeling.

7 The role of the Uighurs. Confiscation of the capital of the monasteries

This rising and its sequels broke the power of the dynasty, and also of the empire. The extremely sanguinary wars had brought fearful suffering upon the population. During the years of the rising, no taxes came in from the greater part of the empire, but great sums had to be paid to the peoples who had lent aid to the empire. And the looting by government troops and by the auxiliaries injured the population as much as the war itself did.

When the emperor Su Tsung died, in 762, Tengri, the khan of the Uighurs, decided to make himself ruler over China. The events of the preceding years had shown him that China alone was entirely defenceless. Part of the court clique supported him, and only by the intervention of P'u-ku Huai-en, who was related to Tengri by marriage, was his plan frustrated. Naturally there were countless intrigues against P'u-ku Huai-en. He entered into alliance with the Tibetan T'u-fan, and in this way the union of Turks and Tibetans, always feared by the Chinese, had come into existence. In 763 the Tibetans captured and burned down the western capital, while P'u-ku Huai-en with the Uighurs advanced from the north. Undoubtedly this campaign would have been successful, giving an entirely different turn to China's destiny, if P'u-ku Huai-en had not died in 765 and the Chinese under Kuo Tz[)u]-i had not succeeded in breaking up the alliance. The Uighurs now came over into an alliance with the Chinese, and the two allies fell upon the Tibetans and robbed them of their booty. China was saved once more.

Friendship with the Uighurs had to be paid for this time even more dearly. They crowded into the capital and compelled the Chinese to buy horses, in payment for which they demanded enormous quantities of silkstuffs. They behaved in the capital like lords, and expected to be maintained at the expense of the government. The system of military governors was adhered to in spite of the country's experience of them, while the difficult situation throughout the empire, and especially along the western and northern frontiers, facing the Tibetans and the more and more powerful Kitan, made it necessary to keep considerable numbers of soldiers permanently with the colours. This made the military governors stronger and stronger; ultimately they no longer remitted any taxes to the central government, but spent them mainly on their armies. Thus from 750 onward the empire consisted of an impotent central government and powerful military governors, who handed on their positions to their sons as a further proof of their independence. When in 781 the government proposed to interfere with the inheriting of the posts, there was a great new rising, which in 783 again extended as far as the capital; in 784 the T'ang government at last succeeded in overcoming it. A compromise was arrived at between the government and the governors, but it in no way improved the situation. Life became more and more difficult for the central government. In 780, the "equal land" system was finally officially given up and with it a tax system which was based upon the idea that every citizen had the same amount of land and, therefore, paid the same amount of taxes. The new system tried to equalize the tax burden and the corvée obligation, but not the land. This change may indicate a step towards greater freedom for private enterprise. Yet it did not benefit the government, as most of the tax income was retained by the governors and was used for their armies and their own court.

In the capital, eunuchs ruled in the interests of various cliques. Several emperors fell victim to them or to the drinking of "elixirs of long life".

Abroad, the Chinese lost their dominion over Turkestan, for which Uighurs and Tibetans competed. There is nothing to gain from any full description of events at court. The struggle between cliques soon became a struggle between eunuchs and literati, in much the same way as at the end of the second Han dynasty. Trade steadily diminished, and the state became impoverished because no taxes were coming in and great armies had to be maintained, though they did not even obey the government.

Events that exerted on the internal situation an influence not to be belittled were the break-up of the Uighurs (from 832 onward) the appearance of the Turkish Sha-t'o, and almost at the same time, the dissolution of the Tibetan empire (from 842). Many other foreigners had placed themselves under the Uighurs living in China, in order to be able to do business under the political protection of the Uighur embassy, but the Uighurs no longer counted, and the T'ang government decided to seize the capital sums which these foreigners had accumulated. It was hoped in this way especially to remedy the financial troubles of the moment, which were partly due to a shortage of metal for minting. As the trading capital was still placed with the temples as banks, the government attacked the religion of the Uighurs, Manichaeism, and also the religions of the other foreigners, Mazdaism, Nestorianism, and apparently also Islam. In 843 alien religions were prohibited; aliens were also ordered to dress like Chinese. This gave them the status of Chinese citizens and no longer of foreigners, so that Chinese justice had a hold over them. That this law abolishing foreign religions was aimed solely at the foreigners' capital is shown by the proceedings at the same time against Buddhism which had long become a completely Chinese Church. Four thousand, six hundred Buddhist temples, 40,000 shrines and monasteries were secularized, and all statues were required to be melted down and delivered to the government, even those in private possession. Two hundred and sixty thousand, five hundred monks were to become ordinary citizens once more. Until then monks had been free of taxation, as had millions of acres of land belonging to the temples and leased to tenants or some 150,000 temple slaves.

Thus the edict of 843 must not be described as concerned with religion: it was a measure of compulsion aimed at filling the government coffers. All the property of foreigners and a large part of the property of the Buddhist Church came into the hands of the government. The law was not applied to Taoism, because the ruling gentry of the time were, as so often before, Confucianist and at the same time Taoist. As early as 846 there came a reaction: with the new emperor, Confucians came into power who were at the same time Buddhists and who now evicted some of the Taoists. From this time one may observe closer co-operation between Confucianism and Buddhism; not only with meditative Buddhism (Dhyana) as at the beginning of the T'ang epoch and earlier, but with the main branch of Buddhism, monastery Buddhism (Vinaya). From now onward the Buddhist doctrines of transmigration and retribution, which had been really directed against the gentry and in favour of the common people, were turned into an instrument serving the gentry: everyone who was unfortunate in this life must show such amenability to the government and the gentry that he would have a chance of a better existence at least in the next life. Thus the revolutionary Buddhist doctrine of retribution became a reactionary doctrine that was of great service to the gentry. One of the Buddhist Confucians in whose works this revised version makes its appearance most clearly was Niu Seng-yu, who was at once summoned back to court in 846 by the new emperor. Three new large Buddhist sects came into existence in the T'ang period. One of them, the school of the Pure Land (Ching-t'u tsung, since 641) required of its mainly lower class adherents only the permanent invocation of the Buddha Amithabha who would secure them a place in the "Western Paradise"—a place without social classes and economic troubles. The cult of Maitreya, which was always more revolutionary, receded for a while.

8 First successful peasant revolt. Collapse of the empire

The chief sufferers from the continual warfare of the military governors, the sanguinary struggles between the cliques, and the universal impoverishment which all this fighting produced, were, of course, the common people. The Chinese annals are filled with records of popular risings, but not one of these had attained any wide extent, for want of organization. In 860 began the first great popular rising, a revolt caused by famine in the province of Chekiang. Government troops suppressed it with bloodshed. Further popular risings followed. In 874 began a great rising in the south of the present province of Hopei, the chief agrarian region.

The rising was led by a peasant, Wang Hsien-chih, together with Huang Ch'ao, a salt merchant, who had fallen into poverty and had joined the hungry peasants, forming a fighting group of his own. It is important to note that Huang was well educated. It is said that he failed in the state examination. Huang is not the first merchant who became rebel. An Lu-shan, too, had been a businessman for a while. It was pointed out that trade had greatly developed in the T'ang period; of the lower Yangtze region people it was said that "they were so much interested in business that they paid no attention to agriculture". Yet merchants were subject to many humiliating conditions. They could not enter the examinations, except by illegal means. In various periods, from the Han time on, they had to wear special dress. Thus, a law from c. A.D. 300 required them to wear a white turban on which name and type of business was written, and to wear one white and one black shoe. They were subject to various taxes, but were either not allowed to own land, or were allotted less land than ordinary citizens. Thus they could not easily invest in land, the safest investment at that time. Finally, the government occasionally resorted to the method which was often used in the Near East: when in 782 the emperor ran out of money, he requested the merchants of the capital to "loan" him a large sum—a request which in fact was a special tax.

Wang and Huang both proved good organizers of the peasant masses, and in a short time they had captured the whole of eastern China, without the military governors being able to do anything against them, for the provincial troops were more inclined to show sympathy to the peasant armies than to fight them. The terrified government issued an order to arm the people of the other parts of the country against the rebels; naturally this helped the rebels more than the government, since the peasants thus armed went over to the rebels. Finally Wang was offered a high office. But Huang urged him not to betray his own people, and Wang declined the offer. In the end the government, with the aid of the troops of the Turkish Sha-t'o, defeated Wang and beheaded him (878). Huang Ch'ao now moved into the south-east and the south, where in 879 he captured and burned down Canton; according to an Arab source, over 120,000 foreign merchants lost their lives in addition to the Chinese. From Canton Huang Ch'ao returned to the north, laden with loot from that wealthy commercial city. His advance was held up again by the Sha-t'o troops; he turned away to the lower Yangtze, and from there marched north again. At the end of 880 he captured the eastern capital. The emperor fled from the western capital, Ch'ang-an, into Szechwan, and Huang Ch'ao now captured with ease the western capital as well, and removed every member of the ruling family on whom he could lay hands. He then made himself emperor, in a Ch'i dynasty. It was the first time that a peasant rising had succeeded against the gentry.

There was still, however, the greatest disorder in the empire. There were other peasant armies on the move, armies that had deserted their governors and were fighting for themselves; finally, there were still a few supporters of the imperial house and, above all, the Turkish Sha-t'o, who had a competent commander with the sinified name of Li K'o-yung. The Sha-t'o, who had remained loyal to the government, revolted the moment the government had been overthrown. They ran the risk, however, of defeat at the hands of an alien army of the Chinese government's, commanded by an Uighur, and they therefore fled to the Tatars. In spite of this, the Chinese entered again into relations with the Sha-t'o, as without them there could be no possibility of getting rid of Huang Ch'ao. At the end of 881 Li K'o-yung fell upon the capital; there was a fearful battle. Huang Ch'ao was able to hold out, but a further attack was made in 883 and he was defeated and forced to flee; in 884 he was killed by the Sha-t'o.

This popular rising, which had only been overcome with the aid of foreign troops, brought the end of the T'ang dynasty. In 885 the T'ang emperor was able to return to the capital, but the only question now was whether China should be ruled by the Sha-t'o under Li K'o-yung or by some other military commander. In a short time Chu Ch'üan-chung, a former follower of Huang Ch'ao, proved to be the strongest of the commanders. In 890 open war began between the two leaders. Li K'o-yung was based on Shansi; Chu Ch'üan-chung had control of the plains in the east. Meanwhile the governors of Szechwan in the west and Chekiang in the south-east made themselves independent. Both declared themselves kings or emperors and set up dynasties of their own (from 895).

Within the capital, the emperor was threatened several times by revolts, so that he had to flee and place himself in the hands of Li K'o-yung as the only leader on whose loyalty he could count. Soon after this, however, the emperor fell into the hands of Chu Ch'üan-chung, who killed the whole entourage of the emperor, particularly the eunuchs; after a time he had the emperor himself killed, set a puppet—as had become customary—on the throne, and at the beginning of 907 took over the rule from him, becoming emperor in the "Later Liang dynasty".

That was the end of the T'ang dynasty, at the beginning of which China had risen to unprecedented power. Its downfall had been brought about by the military governors, who had built up their power and had become independent hereditary satraps, exploiting the people for their own purposes, and by their continual mutual struggles undermining the economic structure of the empire. In addition to this, the empire had been weakened first by its foreign trade and then by the dependence on foreigners, especially Turks, into which it had fallen owing to internal conditions. A large part of the national income had gone abroad. Such is the explanation of the great popular risings which ultimately brought the dynasty to its end.

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