BENEDETTO CROCE (continued 2)
Douglas Ainslie translation
Criticism of ideas in art, of theses in art and of the typical.
Confusions between the methods of art and those of the philosophic sciences have been far more frequent. Thus it has often been held to be the task of art to expound concepts, to unite an intelligible with a sensible, to represent ideas or universals; putting art in the place of science, that is, confusing the artistic function in general with the particular case in which it becomes æsthetico-logical.
The theory of art as supporting theses, of art considered as an individual representation exemplifying scientific laws, can be proved false in like manner. The example, as example, stands for the thing exemplified, and is thus an exposition of the universal, that is to say, a form of science, more or less popular or vulgarizing.
The same may be said of the æsthetic theory of the typical, when by type is understood, as it frequently is, the abstraction or the concept, and it is affirmed that art should make the species shine in the individual. If individual be here understood by typical, we have here too a merely verbal variation. To typify would signify, in this case, to characterize; that is, to determine and to represent the individual. Don Quixote is a type; but of what is he a type, save of all Don Quixotes? A type, so to speak, of himself. Certainly he is not a type of abstract concepts, such as the loss of the sense of reality, or of the love of glory. An infinite number of personages can be thought of under these concepts, who are not Don Quixotes. In other words, we find our own impressions fully determined and realized in the expression of a poet (for example in a poetical personage). We call that expression typical, which we might call simply æsthetic. Thus poetical or artistic universals have sometimes been spoken of, only to show that the artistic product is altogether spiritual and ideal.
Criticism of the symbol and of the allegory.
Continuing to correct these errors, or to clear up misunderstandings, we shall also remark that the symbol has sometimes been given as the essence of art. Now, if the symbol be conceived as inseparable from the artistic intuition, it is a synonym for the intuition itself, which always has an ideal character. There is no double bottom to art, but one only; in art all is symbolical, because all is ideal. But if the symbol be conceived as separable—if the symbol can be on one side, and on the other the thing symbolized, we fall back again into the intellectualist error: the so-called symbol is the exposition of an abstract concept, an allegory; it is science, or art aping science. But we must also be just toward the allegorical. Sometimes it is altogether harmless. Given the Gerusalemme liberata, the allegory was imagined afterwards; given the A done of Marino, the poet of the lascivious afterwards insinuated that it was written to show how "immoderate indulgence ends in pain"; given a statue of a beautiful woman, the sculptor can attach a label to the statue saying that it represents Clemency or Goodness. This allegory that arrives attached to a finished work post festum does not change the work of art. What then is it? It is an expression externally added to another expression. A little page of prose is added to the Gerusalemme, expressing another thought of the poet; a verse or a strophe is added to the Adone, expressing what the poet would like to make a part of his public believe; to the statue nothing but the single word: Clemency or Goodness.
Criticism of the theory of artistic and literary kinds.
But the greatest triumph of the intellectualist error lies in the theory of artistic and literary kinds, which still has vogue in literary treatises and disturbs the critics and the historians of art. Let us observe its genesis.
The human mind can pass from the æsthetic to the logical, just because the former is a first step in respect to the latter. It can destroy expression, that is, the thought of the individual, by thinking of the universal. It can gather up expressive facts into logical relations. We have already shown that this operation becomes in its turn concrete in an expression, but this does not mean that the first expressions have not been destroyed. They have yielded their place to the new æsthetico-logical expressions. When we are on the second step, we have left the first.
One who enters a picture-gallery, or who reads a series of poems, having looked and read, may go further: he may seek out the nature and the relations of the things there expressed. Thus those pictures and compositions, each of which is an individual inexpressible in logical terms, are gradually resolved into universals and abstractions, such as costumes, landscapes, portraits, domestic life, battles, animals, flowers, fruit, seascapes, lakes, deserts; tragic, comic, pathetic, cruel, lyrical, epic, dramatic, chivalrous, idyllic facts, and the like. They are often also resolved into merely quantitative categories, such as miniature, picture, statuette, group, madrigal, ballad, sonnet, sonnet-sequence, poetry, poem, story, romance, and the like.
When we think the concept domestic life, or chivalry, or idyll, or cruelty, or one of the quantitative concepts mentioned above, the individual expressive fact from which we started has been abandoned. From æsthetes that we were, we have changed into logicians; from contemplators of expression, into reasoners. Certainly no objection can be made to such a process. In what other way could science arise, which, if it have æsthetic expressions presupposed in it, must yet go beyond them in order to fulfil its function? The logical or scientific form, as such, excludes the æsthetic form. He who begins to think scientifically has already ceased to contemplate æsthetically; although his thought assumes of necessity in its turn an æsthetic form, as has already been said, and as it would be superfluous to repeat.
Error begins when we try to deduce the expression from the concept, and to find in what takes its place the laws of the thing whose place is taken; when the difference between the second and the first step has not been observed, and when, in consequence, we declare that we are standing on the first step, when we are really standing on the second. This error is known as the theory of artistic and literary kinds.
"What is the æsthetic form of domestic life, of chivalry, of the idyll, of cruelty, and so forth? How should these contents be represented?" Such is the absurd problem implied in the theory of artistic and literary classes, when it has been shorn of excrescences and reduced to a simple formula. It is in this that consists all search after laws or rules of classes. Domestic life, chivalry, idyll, cruelty and the like, are not impressions, but concepts. They are not contents, but logical-æsthetic forms. You cannot express the form, for it is already itself expression. For what are the words cruelty, idyll, chivalry, domestic life, and so on, but the expression of those concepts?
Even the most refined of such distinctions, which possess the most philosophic appearance, do not resist criticism; as when works of art are divided into subjective and objective kinds, into lyric and epic, into works of feeling and decorative works. In æsthetic analysis it is impossible to separate subjective from objective, lyric from epic, the image of feeling from that of things.
Errors derived from this theory in judgements on art.
From the theory of artistic and literary kinds derive those erroneous modes of judgement and of criticism, thanks to which, instead of asking before a work of art if it be expressive and what it expresses, whether it speak or stammer or is altogether silent, they ask if it obey the laws of epic or of tragedy, of historical painting or of landscape. While making a verbal pretence of agreeing, or yielding a feigned obedience, artists have, however, really always disregarded these laws of the kinds. Every true work of art has violated some established kind and upset the ideas of the critics, who have thus been obliged to broaden the kinds, until finally even the broadened kind has proved too narrow, owing to the appearance of new works of art, naturally followed by new scandals, new upsettings and—new broadenings.
To the same theory are due the prejudices, owing to which at one time (is it really passed?) people used to lament that Italy had no tragedy (until one arose who bestowed such a wreath, which alone of adornments was wanting to her glorious locks), nor France the epic poem (until the Henriade, which slaked the thirsty throats of the critics). Eulogies accorded to the inventors of new kinds are connected with these prejudices, so much so, that in the seventeenth century the invention of the mock-heroic poem seemed an important event, and the honour of it was disputed, as though it were the discovery of America. But the works adorned with this name (the Secchia rapita and the Scherno degli Dei) were still-born, because their authors (a slight drawback) had nothing new or original to say. Mediocrities racked their brains to invent new kinds artificially. The piscatorial eclogue was added to the pastoral, and finally the military eclogue. The Aminta was dipped and became the Alceo. Finally, there have been historians of art and literature, so much fascinated with these ideas of kinds, that they claimed to write the history, not of individual and real literary and artistic works, but of those empty phantoms, their kinds. They have claimed to portray, not the evolution of the artistic spirit, but the evolution of kinds.
The philosophical condemnation of artistic and literary kinds is found in the formulation and demonstration of what artistic activity has always done and good taste always recognized. What are we to do if good taste and the real fact, when reduced to formulas, sometimes assume the air of paradoxes?
Empirical sense of the divisions of kinds.
It is not scientifically incorrect to talk of tragedies, comedies, dramas, romances, pictures of everyday life, battle-pieces, landscapes, seascapes, poems, versicles, lyrics, and the like, if it be only with a view to be understood, and to draw attention to certain groups of works, in general and approximately, to which, for one reason or another, it is desired to draw attention. To employ words and phrases is not to establish laws and definitions. The mistake only arises when the weight of a scientific definition is given to a word, when we ingenuously let ourselves be caught in the meshes of that phraseology. Pray permit me a comparison. The books in a library must be arranged in one way or another. This used generally to be done by a rough classification of subjects (among which the categories of miscellaneous and eccentric were not wanting); they are now generally arranged by sizes or by publishers. Who can deny the necessity and the utility of such arrangements? But what should we say if some one began seriously to seek out the literary laws of miscellanies and of eccentricities, of the Aldines or Bodonis, of shelf A or shelf B, that is to say, of those altogether arbitrary groupings whose sole object was their practical utility. Yet should any one attempt such an undertaking, he would be doing neither more nor less than those do who seek out the æsthetic laws which must in their belief control literary and artistic kinds.
V
ANALOGOUS ERRORS IN THE THEORY OF HISTORY AND IN LOGIC
The better to confirm these criticisms, it will be useful to cast a rapid glance over analogous and opposite errors, due to ignorance as to the true nature of art and its relation to history and to science. These errors have injured alike the theory of history and that of science, Historic (or Historiology) and Logic.
Criticism of the philosophy of history.
Historical intellectualism has opened the way to the many attempts, made especially during the last two centuries and continued to-day, to discover a philosophy of history, an ideal history, a sociology, a historical psychology, or whatever else a science may be called, whose object is to extract from history concepts and universal laws. What must these laws, these universals be? Historical laws and historical concepts? In that case, an elementary acquaintance with the theory of knowledge suffices to make clear the absurdity of the attempt. When such expressions as a historical law, a historical concept are not simply metaphors colloquially employed, they are truly contradictory terms: the adjective is as unsuitable to the substantive as in the expressions "qualitative quantity" or "pluralistic monism." History implies concreteness and individuality, law and concept mean abstractness and universality. But if the attempt to extract historical laws and concepts from history be abandoned, and it be merely desired to draw from it laws and concepts, the attempt is certainly not frivolous; but the science thus obtained will be, not a philosophy of history, but rather, according to circumstances, either philosophy in its various forms of Ethics, Logic, etc., or empirical science with its infinite divisions and subdivisions. The search is in fact either for those philosophical concepts which, as already remarked, are the basis of every historical construction and differentiate perception from intuition, historical intuition from pure intuition, history from art; or already formed historical intuitions are collected and arranged in types and classes, which is exactly the method of the natural sciences. Great thinkers have sometimes donned the ill-fitting cloak of the philosophy of history, and notwithstanding the covering, they have attained philosophical truths of the greatest magnitude. The cloak discarded, the truth has remained. Modern sociologists are rather to be blamed, not so much for the illusion in which they are involved when they talk of an impossible science of sociology, as for the infecundity which almost always accompanies their illusion. It matters little that Æsthetic should be called "sociological Æsthetic," or Logic, "sociological Logic." The grave evil is that such Æsthetic is an old-fashioned expression of sensationalism, such Logic verbal and incoherent. The philosophical movement to which we have referred has however borne two good fruits in relation to history. First of all, a keener desire has arisen for a theory of history, that is, a theory of the nature and the limits of history, a theory which, in conformity with the analysis made above, cannot obtain satisfaction save in a general science of intuition, in an Æsthetic, in which the theory of history would form a special chapter, distinguished by the insertion of universal functions. Furthermore, concrete truths relating to historical events have often been expressed beneath the false and presumptuous cloak of a philosophy of history; rules and warnings have been formulated, empirical no doubt, yet by no means useless to students and critics. It does not seem possible to deny this utility even to the most recent of philosophies of history, known as historical materialism, which has thrown a very vivid light upon many sides of social life formerly neglected or ill understood.
Æsthetic intrusions into Logic.
The principle of authority, of the ipse dixit, is an intrusion by historicity into the domains of science and philosophy which has dominated the schools and substitutes for introspection and philosophical analysis this or that evidence, document, or authoritative statement, with which history certainly cannot dispense. But Logic, the science of thought and of intellectual knowledge, has suffered the most grave and destructive of all disturbances and errors through an imperfect understanding of the æsthetic fact. How could it be otherwise, if logical activity come after and contain in itself æsthetic activity? An inexact Æsthetic must of necessity drag after it an inexact Logic.
Whoever opens a logical treatise, from the Organon of Aristotle to the modern works on the subject, must agree that all contain a haphazard mixture of verbal facts and facts of thought, of grammatical forms and of conceptual forms, of Æsthetic and of Logic. Not that attempts have been wanting to escape from verbal expression and to seize thought in its true nature. Aristotelian logic itself did not become mere syllogistic and verbalism without some hesitation and indecision. The problem proper to logic was often touched upon in their disputes by the nominalists, realists and conceptualists of the Middle Ages. With Galileo and with Bacon, the natural sciences gave an honourable place to induction. Vico combated formalist and mathematical logic in favour of inventive methods. Kant called attention to the a priori synthesis. Absolute idealism despised the Aristotelian Logic. The followers of Herbart, though still loyal to Aristotle, emphasized those judgements which they called narrative and which have a character altogether differing from that of other logical judgements. Finally, the linguists insisted upon the irrationality of the word, in relation to the concept. But a conscious, sure and radical movement of reform can find no basis or point of departure, save in the science of Æsthetic.
Logic in its essence.
In a Logic suitably reformed on this basis, this truth must first and foremost be proclaimed, and all its consequences deduced: the logical fact, the only logical fact, is the concept, the universal, the spirit that forms, and in so far as it forms, the universal. And if by induction be understood, as sometimes it has been, the formation of universals, and by deduction their verbal development, then it is clear that true Logic can be nothing but inductive Logic. But since by the word "deduction" has been more frequently understood the special processes of mathematics, and the word "induction" those of the natural sciences, it will be best to avoid both words and say that true Logic is Logic of the concept. The Logic of the concept, while employing a method which is both induction and deduction, will employ neither exclusively, that is, it will employ the speculative method which is intrinsic to it.
The concept, the universal, considered abstractly in itself, is inexpressible. No word is proper to it. So true is this, that the logical concept remains always the same, notwithstanding the variation of verbal forms. In respect to the concept, expression is a simple sign or indication. There must be an expression, it cannot be absent; but what it is to be, this or that, is determined by the historical and psychological conditions of the individual who is speaking. The quality of the expression is not deducible from the nature of the concept. There does not exist a true (logical) sense of words. The true sense of words is that which is conferred upon them on each occasion by the person forming a concept.
Distinction between logical and non-logical judgements.
This being so, the only truly logical (that is, æsthetico-logical) propositions, the only rigorously logical judgements, must be those whose proper and sole content is the determination of a concept. These propositions or judgements are definitions. Science itself is nothing but a collection of definitions, unified in a supreme definition; a system of concepts, or highest concept.
It is therefore necessary (at least as a preliminary) to exclude from Logic all those propositions which do not affirm universals. Narrative judgements, not less than those termed non-enunciative by Aristotle, such as the expression of desires, are not properly logical judgements. They are either purely æsthetic propositions or historical propositions. "Peter is passing; it is raining to-day; I am sleepy; I want to read": these and an infinity of propositions of the same kind are nothing but either a mere enclosing in words the impression of the fact that Peter is passing, of the falling rain, of my organism inclining to sleep, and of my will directed to reading, or an existential affirmation concerning those facts. They are expressions of the real or of the unreal, historical-imaginative or pure-imaginative; they are certainly not definitions of universals.
Syllogistic.
This exclusion cannot meet with great difficulties. It is already almost an accomplished fact, and the only thing required is to render it explicit, decisive and coherent. But what is to be done with all that part of human thought called syllogistic, consisting of judgements and reasonings based upon concepts? What is syllogistic? Is it to be looked down upon with contempt, as something useless, as has so often been done by the humanists in their reaction against scholasticism, by absolute idealism, by the enthusiastic admiration of our times for the methods of observation and experiment of the natural sciences?—Syllogistic, reasonings forma, is not the discovery of truth; it is the art of expounding, debating, disputing with oneself and others. Proceeding from concepts already formed, from facts already observed, and appealing to the persistence of the true or of thought (such is the meaning of the laws of identity and contradiction), it infers consequences from those data, that is, it re-states what has already been discovered. Therefore, if it be an idem per idem from the point of view of invention, it is most efficacious in teaching and in exposition. To reduce affirmations to a syllogistic form is a way of controlling one's own thought and of criticizing the thought of others. It is easy to laugh at syllogizers, but, if syllogistic has been born and persists, it must have good reasons of its own. Satire on it can concern only its abuses, such as the attempt to prove syllogistically questions of fact, observation and intuition, or the neglect of profound meditation and unprejudiced investigation of problems, in favour of syllogistic externality. And if so-called mathematical Logic can sometimes aid us in our attempt to remember with ease, rapidly to control the results of our own thought, let us welcome this form of syllogistic also, anticipated by Leibnitz among others and again attempted by some in our own days.
But precisely because syllogistic is the art of exposition and debate, its theory cannot hold the first place in a philosophical Logic, thus usurping that belonging to the doctrine of the concept, which is the central and dominating doctrine, to which everything logical in syllogistic is reducible, without leaving a residuum (relations of concepts, subordination, co-ordination, identification and so on). Nor must it ever be forgotten that concept and (logical) judgement and syllogism are not in the same line. The first alone is the logical fact, the second and third are the forms in which the first manifests itself. These, in so far as they are forms, can only be examined æsthetically (grammatically), and in so far as they possess logical content, only by ignoring the forms themselves and passing to the doctrine of the concept.
Logical falsehood and æsthetic truth.
This confirms the truth of the ordinary remark to the effect that he who reasons ill, also speaks and writes ill, that exact logical analysis is the basis of good expression. This truth is a tautology, for to reason well is in fact to express oneself well, because the expression is the intuitive possession of one's own logical thought. The principle of contradiction itself is at bottom nothing but the æsthetic principle of coherence. It may be maintained that it is possible to write and to speak exceedingly well, as it is also possible to reason well though starting from erroneous concepts; that some, though lacking the acuteness that makes a great discoverer, are nevertheless exceedingly lucid writers; because to write well depends upon having a clear intuition of one's own thought, even if it be erroneous; not of its scientific, but of its æsthetic truth, which indeed is the same thing as writing well. A philosopher like Schopenhauer can imagine that art is a representation of the Platonic ideas. This doctrine is scientifically false, yet he may develop this false knowledge in excellent prose, æsthetically most true. But we have already replied to these objections, when observing that at that precise point where a speaker or a writer enunciates an ill-thought concept, he is at the same time a bad speaker and a bad writer, although he may afterwards recover himself in the many other parts of his thought which contain true propositions not connected with the preceding error, and therefore lucid expressions following upon confused expressions.
Reformed logic.
All researches as to the forms of judgements and of syllogisms, their conversions and their various relations, which still encumber treatises on Logic, are therefore destined to diminish, to be transformed, to be converted into something else. The doctrine of the concept and of the organism of concepts, of definition, of system, of philosophy and the various sciences, and the like, will occupy the field and alone will constitute true and proper Logic.
Those who first had some suspicion of the intimate connexion between Æsthetic and Logic and conceived Æsthetic as a Logic of sensible knowledge were peculiarly addicted to applying logical categories to the new knowledge, talking of æsthetic concepts, æsthetic judgements, æsthetic syllogisms, and so on. We who are less superstitious as regards the permanence of the traditional Logic of the schools, and better informed as to the nature of Æsthetic, do not recommend the application of Logic to Æsthetic, but the liberation of Logic from æsthetic forms. These have given rise to non-existent forms or categories of Logic, due to the adoption of altogether arbitrary and ill-considered distinctions.
Logic thus reformed will still be formal Logic; it will study the true form or activity of thought, the concept, excluding individual and particular concepts. The old Logic is ill called formal; it would be better to call it verbal or formalistic. Formal Logic will drive out formalistic Logic. To attain this object, it will not be necessary to have recourse, as some have done, to a real or material Logic, which is no longer a science of thought, but thought itself in action; not only a Logic, but the whole of Philosophy, in which Logic is also included. The science of thought (Logic) is that of the concept, as that of imagination (Æsthetic) is that of expression. The well-being of both sciences lies in exactly carrying out in every particular the distinction between the two domains.
Note to the Fourth Italian Edition.—The observations contained in this chapter on Logic, which are not all of them clear or accurate, should be clarified and corrected by means of the further treatment of the theme in the second volume of the Philosophy of the Spirit, dedicated to Logic, where the distinction between logical and historical propositions is again examined and their synthetic unity demonstrated.
VI
THE THEORETIC ACTIVITY AND THE PRACTICAL ACTIVITY
The intuitive and intellectual forms contain between them, as we have said, the whole theoretic domain of the spirit. But it is not possible to know them thoroughly, nor to criticize another series of erroneous æsthetic theories, without first establishing clearly the relations of the theoretic spirit with the practical spirit.
The will.
The practical form or activity is the will. We do not here employ this word in the sense of some philosophical systems, where the will is the foundation of the universe, the ground of things and the true reality. Nor do we employ it in the wide sense of other systems, which understand by will the energy of the spirit, spirit or activity in general, making of every act of the human spirit an act of will. Neither such metaphysical nor such metaphorical meaning is ours. For us, the will is, as generally understood, that activity of the spirit which differs from the merely theoretical contemplation of things, and is productive, not of knowledge, but of actions. Action is really action, in so far as it is voluntary. It is not necessary to remark that in the will to do, we include, in the scientific sense, also what is usually called not-doing: the will to resist, to reject, the will of a Prometheus, which also is action.
The will as an ulterior stage in respect to knowledge.
Man understands things with the theoretical form, with the practical form he changes them; with the one he appropriates the universe, with the other he creates it. But the first form is the basis of the second; and the relation of double degree, which we have already found existing between æsthetic and logical activity, is repeated between these two on a larger scale. A knowing independent of the will is thinkable, at least in a certain sense; will independent of knowing is unthinkable. Blind will is not will; true will has eyes.
How can we will, without having before us historical intuitions (perceptions) of objects, and knowledge of (logical) relations, which enlightens us as to the nature of those objects? How can we really will, if we do not know the world which surrounds us or how to change things by acting upon them?
Objections and explanations.
It has been objected that men of action, practical men par excellence, are the least disposed to contemplate and to theorize: their energy is not delayed in contemplation, it rushes at once into will. And conversely, that contemplative men, philosophers, are often very mediocre in practical matters, weak willed, and therefore neglected and thrust aside in the tumult of life. It is easy to see that these distinctions are merely empirical and quantitative. Certainly, the practical man has no need of a philosophical system in order to act, but in the spheres where he does act, he starts from intuitions and concepts which are perfectly clear to him. Otherwise the most ordinary actions could not be willed. It would not be possible to will to feed oneself, for instance, without knowledge of the food, and of the link of cause and effect between certain movements and certain satisfactions. Rising gradually to the more complex forms of action, for example to the political, how could we will anything politically good or bad without knowing the real conditions of society, and consequently the means and expedients to be adopted? When the practical man feels himself in the dark about one or more of these points, or when he is seized with doubt, action either does not begin or stops. It is then that the theoretical moment, which in the rapid succession of human actions is hardly noticed and rapidly forgotten, becomes important and occupies consciousness for a longer time. And if this moment be prolonged, then the practical man may become a Hamlet, divided between desire for action and his deficient theoretical clarity as regards the situation and the means to be employed. And if he develop a taste for contemplation and discovery, and leave willing and acting, to a greater or less extent, to others, there is formed in him the calm disposition of the artist, of the man of science, or of the philosopher, who in practice are sometimes incompetent or downright immoral. These observations are all obvious. Their exactitude cannot be denied. Let us, however, repeat that they are founded on quantitative distinctions and do not disprove but confirm the fact that an action, however slight it be, cannot really be an action, that is, an action that is willed, unless it be preceded by the cognitive activity.
Criticism of practical judgements or judgements of value.
Some psychologists, on the other hand, place before practical action an altogether special class of judgements, which they call practical judgements or judgements of value. They say that in order to resolve on performing an action there must have been a judgement to the effect: "this action is useful, this action is good." And at first sight this seems to have the testimony of consciousness on its side. But closer observation and analysis of greater subtlety reveal that such judgements follow instead of preceding the affirmation of the will, and are nothing but the expression of the volition already exercised. A good or useful action is an action willed. It will always be impossible to distil a single drop of usefulness or goodness from the objective study of things. We do not desire things because we know them to be good or useful; but we know them to be good and useful, because we desire them. Here too, the rapidity with which the facts of consciousness follow one another has given rise to an illusion. Practical action is preceded by knowledge, but not by practical knowledge, or rather, knowledge of the practical: to obtain this, we must first have practical action. The third moment, therefore, of practical judgements, or judgements of value, is altogether imaginary. It does not come between the two moments or degrees of theory and practice. For the rest, normative sciences in general, which regulate or command, discover and indicate values to the practical activity, do not exist; indeed none exist for any sort of activity, since every science presupposes that activity to be already realized and developed, which it afterwards takes as its object.
Exclusion of the practical from the æsthetic.
These distinctions established, we must condemn as erroneous every theory which annexes the æsthetic activity to the practical, or introduces the laws of the second into the first. That science is theory and art practice has been many times affirmed. Those who make this statement, and look upon the æsthetic fact as a practical fact, do not do so capriciously or because they are groping in the void; but because they have their eye on something which is really practical. But the practical which they aim is not Æsthetic, nor within Æsthetic; it is outside and beside it; and although often found united, they are not united necessarily or by the bond of identity of nature.
The æsthetic fact is altogether completed in the expressive elaboration of impressions. When we have achieved the word within us, conceived definitely and vividly a figure or a statue, or found a musical motive, expression is born and is complete; there is no need for anything else. If after this we should open our mouths-will to open them to speak, or our throats to sing, that is to say, utter by word of mouth and audible melody what we have completely said or sung to ourselves; or if we should stretch out—will to stretch out our hands to touch the notes of the piano, or to take up the brush and chisel, thus making on a large scale movements which we have already made in little and rapidly, in a material in which we leave more or less durable traces; this is all an addition, a fact which obeys quite different laws from the former, with which we are not concerned for the moment, although we recognize henceforth that this second movement is a production of things, a practical fact, or fact of will. It is usual to distinguish the internal from the external work of art: the terminology seems to us infelicitous, for the work of art (the æsthetic work) is always internal; and what is called external is no longer a work of art. Others distinguish between æsthetic fact and artistic fact, meaning by the second the external or practical stage, which may follow and generally does follow the first. But in this case, it is simply a question of a linguistic usage, doubtless permissible, though perhaps not advisable.
Criticism of the theory of the end of art and of the choice of content.
For the same reasons the search for the end of art is ridiculous, when it is understood of art as art. And since to fix an end is to choose, the theory that the content of art must be selected is another form of the same error. A selection among impressions and sensations implies that these are already expressions, otherwise how could a selection be made among the continuous and indistinct? To choose is to will: to will this and not to will that: and this and that must be before us, expressed. Practice follows, it does not precede theory; expression is free inspiration.
The true artist, in fact, finds himself big with his theme, he knows not how; he feels the moment of birth drawing near, but he cannot will it or not will it. If he were to wish to act in opposition to his inspiration, to make an arbitrary choice, if, born Anacreon, he should wish to sing of Atreus and of Alcides, his lyre would warn him of his mistake, sounding only of Venus and of Love, notwithstanding his efforts to the contrary.
Practical innocence of art.
The theme or content cannot, therefore, be practically or morally charged with epithets of praise or blame. When critics of art remark that a theme is badly selected, in cases where that observation has a just foundation, it is a question of blaming, not the selection of the theme (which would be absurd), but the manner in which the artist has treated it, the failure of the expression due to the contradictions which it contains. And when the same critics object to the theme or content of works which they proclaim to be artistically perfect as being unworthy of art and blameworthy; if these expressions really are perfect, there is nothing to be done but to advise the critics to leave the artists in peace, for they can only derive inspiration from what has moved their soul. They should rather direct their attention towards effecting changes in surrounding nature and society, that such impressions and states of soul should not recur. If ugliness were to vanish from the world, if universal virtue and felicity were established there, perhaps artists would no longer represent perverse or pessimistic feelings, but calm, innocent and joyous feelings, Arcadians of a real Arcady. But so long as ugliness and turpitude exist in nature and impose themselves upon the artist, to prevent the expression of these things also is impossible; and when it has arisen, factum infectum fieri nequit. We speak thus entirely from the æsthetic point of view, and of pure criticism of art.
We are not concerned to estimate the damage which the criticism of "choice" does to artistic production, with the prejudices which it produces or maintains among the artists themselves, and with the conflict to which it gives rise between artistic impulse and critical demands. It is true that sometimes it seems also to do some good, by aiding artists to discover themselves, that is, their own impressions and their own inspiration, and to acquire consciousness of the task which is, as it were, imposed upon them by the historical moment in which they live, and by their individual temperament. In these cases, criticism of "choice," while believing that it generates, merely recognizes and aids the expressions which are already being formed. It believes itself to be the mother, where, at most, it is only the midwife.
The independence of art.
The impossibility of choice of content completes the theorem of the independence of art, and is also the only legitimate meaning of the expression: art for art's sake. Art is independent both of science and of the useful and the moral. There should be no fear lest frivolous or cold art should thus be justified, since what is truly frivolous or cold is so because it has not been raised to expression; or in other words, frivolity and frigidity come always from the form of the æsthetic treatment, from failure to grasp a content, not from the material qualities of the content itself.
Criticism of the saying: the style is the man
The saying: the style is the man, can also not be completely criticized, save by starting from the distinction between the theoretic and the practical, and from the theoretic character of the æsthetic activity. Man is not simply knowledge and contemplation: he is will, which contains the cognitive moment in itself. Hence the saying is either altogether void, as when it is taken to mean that the style is the man qua style—is the man, that is, but only so far as he is expressive activity; or it is erroneous, as when the attempt is made to deduce what a man has done and willed from what he has seen and expressed, thereby asserting that there is a logical connexion between knowing and willing. Many legends in the biographies of artists have sprung from this erroneous identification, since it seemed impossible that a man who gives expression to generous feelings should not be a noble and generous man in practical life; or that the dramatist whose plays are full of stabbing, should not himself have done a little stabbing in real life. Artists protest vainly: "Lasciva est nobis pagina, vita proba." They are merely taxed in addition with lying and hypocrisy. How far more prudent you were, poor women of Verona, when you founded your belief that Dante had really descended to hell upon his blackened countenance! Yours was at any rate a historical conjecture.
Criticism of the concept of sincerity in art.
Finally, sincerity imposed as a duty upon the artist (a law of ethics also said to be a law of æsthetic) rests upon another double meaning. For by sincerity may be meant, in the first place, the moral duty not to deceive one's neighbour; and in that case it is foreign to the artist. For indeed he deceives no one, since he gives form to what is already in his soul. He would only deceive if he were to betray his duty as an artist by failing to execute his task in its essential nature. If lies and deceit are in his soul, then the form which he gives to these things cannot be deceit or lies, precisely because it is æsthetic. If the artist be a charlatan, a liar, or a miscreant, he purifies his other self by reflecting it in art. If by sincerity be meant, in the second place, fulness and truth of expression, it is clear that this second sense has no relation to the ethical concept. The law, called both ethical and æsthetic, reveals itself here as nothing but a word used both by Ethics and Æsthetic.
VII
ANALOGY BETWEEN THE THEORETIC AND THE PRACTICAL
The two forms of the practical activity.
The double degree of the theoretical activity, æsthetic and logical, has an important parallel in the practical activity, which has not yet been placed in due relief. The practical activity is also divided into a first and second degree, the second implying the first. The first practical degree is the simply useful or economical activity; the second the moral activity.
Economy is, as it were, the Æsthetic of practical life; Morality its Logic.
The economically useful.
If this has not been clearly seen by philosophers; if the correct place in the system of the spirit has not been given to the economic activity, if it has been left to wander about in the prolegomena to treatises on political economy, often vague and but little developed, this is due, among other reasons, to the fact that the useful or economic has been confused, sometimes with the concept of the technical, sometimes with that of the egoistical.
Distinction between the useful and the technical.
Technique is certainly not a special activity of the spirit. Technique is knowledge; or rather, it is knowledge itself in general which takes this name when it serves as basis, as we have seen it does, for practical action. Knowledge which is not followed, or is supposed not to be easily followed by practical action, is called "pure": the same knowledge, if effectively followed by action, is called "applied"; if it is supposed that it can be easily followed by a particular action, it is called "applicable" or "technical." This word, then, indicates a situation in which knowledge is, or may easily be, not a special form of knowledge. So true is this, that it would be altogether impossible to establish whether a given order of knowledge were, intrinsically, pure or applied. All knowledge, however abstract and philosophical it may be believed to be, may be a guide to practical acts; a theoretical error in the ultimate principles of morality may be reflected and always in some way is reflected in practical life. One can only speak roughly and unscientifically of certain truths as pure and of others as applied.
The same knowledge that is called technical may also be called useful. But the word "useful" in conformity with the criticism of judgements of value made above, is to be understood as used here in a verbal or metaphorical sense. When we say that water is useful for putting out fire, the word "useful" is used in a non-scientific sense. Water thrown on the fire is the cause of its going out: this is the knowledge that serves for basis to the action, let us say, of firemen. There is a link, not of nature, but of simple succession, between the useful action of the person who extinguishes the conflagration and that knowledge. The technique of the effects of the water is the theoretical activity which precedes; the only useful thing is the action of the man who extinguishes the fire.
Distinction of the useful from the egoistic.
Some economists identify utility, that is to say, merely economic action or will, with the egoistic, that is to say, with what is profitable to the individual, in so far as individual, without regard to and indeed in complete opposition to the moral law. The egoistic is the immoral. In this case Economics would be a very strange science, standing not beside but opposite Ethics, like the devil facing God, or at least like the advocatus diaboli in the processes of canonization. Such a conception is altogether inadmissible: the science of immorality is implied in that of morality, as the science of the false is implied in Logic, science of the true, and a science of unsuccessful expression in Æsthetic, science of successful expression. If, then, Economics were the scientific treatment of egoism, it would be a chapter of Ethics, or Ethics itself; because every moral determination implies, at the same time, a negation of its contrary.
Further, conscience tells us that to conduct oneself economically is not to conduct oneself egoistically; that even the most morally scrupulous man must conduct himself usefully (economically), if he does not wish to act at hazard and consequently in a manner quite the reverse of moral. If utility were egoism, how could it be the duty of the altruist to behave like an egoist?
Economic will and moral will.
If we are not mistaken, the difficulty is solved in a manner perfectly analogous to that in which is solved the problem of the relations between expression and concept, Æsthetic and Logic.
To will economically is to will an end; to will morally is to will the rational end. But whoever wills and acts morally, cannot but will and act usefully (economically). How could he will the rational end, unless he also willed it as his particular end?
Pure economicity.
The converse is not true; as it is not true in æsthetic science that the expressive fact must of necessity be linked with the logical fact. It is possible to will economically without willing morally; and it is possible to conduct oneself with perfect economic coherence, while pursuing an end which is objectively irrational (immoral), or, rather, an end which would be held to be so at a higher grade of consciousness.
Examples of the economic, without the moral character, are Machiavelli's hero Cæsar Borgia, or the Iago of Shakespeare. Who can help admiring their strength of will, although their activity is only economic, and is developed in opposition to what we hold moral? Who can help admiring the Ser Ciappelletto of Boccaccio, who pursues and realizes his ideal of the perfect rascal even on his death-bed, making the petty and timid little thieves who are present at his burlesque confession exclaim: "What manner of man is this, whose perversity neither age, nor infirmity, nor the fear of death which he sees at hand, nor the fear of God before whose judgement-seat he must stand in a little while, have been able to remove, nor to make him wish to die otherwise than as he has lived?"
The economic side of morality.
The moral man unites with the pertinacity and fearlessness of a Cæsar Borgia, of an Iago, or of a Ser Ciappelletto, the good will of the saint or of the hero. Or, rather, good will would not be will, and consequently not good, if it did not possess, in addition to the side which makes it good, also that which makes it will. So a logical thought which does not succeed in expressing itself is not thought, but at the most a confused presentiment of a thought beyond yet to come.
It is not correct, then, to conceive of the amoral man as also anti-economical, or to make of morality an element of coherence in the acts of life, and therefore of economicity. Nothing prevents us from conceiving (an hypothesis which is verified at least during certain periods and moments, if not during whole lifetimes) a man altogether without moral conscience. In a man thus organized, what for us is immorality is not so for him, because it is not felt as such. The consciousness of the contradiction between what is desired as a rational end and what is pursued egoistically cannot arise in him. This contradiction is anti-economicity. Immoral conduct becomes also anti-economical only in the man who possesses moral conscience. The moral remorse which is the indication of this, is also economical remorse; that is to say, sorrow at not having known how to will completely and to attain that moral ideal which was willed at first, instead of allowing himself to be led astray by the passions. Video meliora proboque, deteriora sequor. The video and the probo are here an initial volo immediately contradicted and overthrown. In the man without moral sense, we must admit a remorse that is merely economic; like that of a thief or of an assassin who, when on the point of robbing or of assassinating should abstain from doing so, not owing to a conversion of his being, but to nervousness and bewilderment, or even to a momentary awakening of moral consciousness. When he has come back to himself, such a thief or assassin will regret and be ashamed of his incoherence; his remorse will not be due to having done wrong, but to not having done wrong; it is therefore economic, not moral, since the latter is excluded by hypothesis. But since a lively moral consciousness is generally found among the majority of men and its total absence is a rare and perhaps non-existent monstrosity, it may be admitted that morality, in general, coincides with economicity in the conduct of life.
The merely economic and the error of the morally indifferent.
There need be no fear lest the parallelism that we support should introduce afresh into science the category of the morally indifferent, of that which is in truth action and volition, but is neither moral nor immoral; the category in short of the licit and of the permissible, which has always been the cause or reflexion of ethical corruption, as was the case with Jesuitical morality, which it dominated. It remains quite certain that indifferent moral actions do not exist, because moral activity pervades and must pervade every least volitional movement of man. But far from upsetting the established parallelism, this confirms it. Are there by any chance intuitions which science and the intellect do not pervade and analyse, resolving them into universal concepts, or changing them into historical affirmations? We have already seen that true science, philosophy, knows no external limits which bar its way, as happens with the so-called natural sciences. Science and morality entirely dominate, the one the æsthetic intuitions, the other the economic volitions of man, although neither of them can appear in the concrete, save the one in the intuitive, the other in the economic form.
Criticism of utilitarianism and the reform of Ethics and of Economics.
This combined identity and difference of the useful and the moral, of the economic and the ethical, explains the success at the present time and formerly of the utilitarian theory of Ethics. Indeed it is easy to discover and to illustrate a utilitarian side in every moral action; as it is easy to reveal the æsthetic side in every logical proposition. The criticism of ethical utilitarianism cannot begin by denying this truth and seeking out absurd and non-existent examples of useless moral actions. It must admit the utilitarian side and explain it as the concrete form of morality, which consists in this, that it is inside this form. Utilitarians do not see this inside. This is not the place for the fuller development that such ideas deserve. Ethics and Economics cannot however fail to be gainers (as we have said of Logic and Æsthetic) by a more exact determination of the relations that exist between them. Economic science is now rising to the activistical concept of the useful, as it attempts to surpass the mathematical phase in which it is still entangled; a phase which was in its turn a progress when it superseded historicism, or the confusion of the theoretical with the historical, and destroyed a number of capricious distinctions and false economic theories. With this conception, it will be easy on the one hand to absorb and to verify the semi-philosophical theories of so-called pure economics, and on the other, by the introduction of successive complications and additions, to effect a transition from the philosophical to the empirical or naturalistic method and thus to embrace the particular theories expounded in the so-called political or national economy of the schools.
Phenomenon and noumenon in practical activity.
As æsthetic intuition knows the phenomenon or nature, and the philosophic concept the noumenon or spirit; so the economic activity wills the phenomenon or nature, and the moral activity the noumenon or spirit. The spirit which wills itself, its true self, the universal which is in the empirical and finite spirit: that is the formula which perhaps defines the essence of morality with the least impropriety. This will for the true self is absolute freedom.
VIII
EXCLUSION OF OTHER SPIRITUAL FORMS
In this summary sketch that we have given of the entire philosophy of the spirit in its fundamental moments, the spirit is thus conceived as consisting of four moments or degrees, disposed in such a way that the theoretical activity is to the practical as the first theoretical degree is to the second theoretical, and the first practical degree to the second practical. The four moments imply one another regressively by their concreteness. The concept cannot exist without expression, the useful without both and morality without the three preceding degrees. If the æsthetic fact is in a certain sense alone independent while the others are more or less dependent, then the logical is the least dependent and the moral will the most. Moral intention acts on given theoretic bases, with which it cannot dispense, unless we are willing to accept that absurd procedure known to the Jesuits as direction of intention, in which people pretend to themselves not to know what they know only too well.
The forms of genius.
The system of the spirit.
If the forms of human activity are four, four also are the forms of genius. Men endowed with genius in art, in science, and in moral will or heroes, have always been recognized. But the genius of pure economicity has met with repugnance. It is not altogether without reason that a category of bad geniuses or of geniuses of evil has been created. The practical, merely economic genius, which is not directed to a rational end, cannot but excite an admiration mingled with alarm. To dispute as to whether the word "genius" should be applied only to creators of æsthetic expression or also to men of scientific research and of action would be a mere question of words. To observe, on the other hand, that "genius," of whatever kind it be, is always a quantitative conception and an empirical distinction, would be to repeat what has already been explained as regards artistic genius.
Non-existence of a fifth form of activity. Law; sociability.
A fifth form of spiritual activity does not exist. It would be easy to show how all the other forms either do not possess the character of activity, or are verbal variants of the activities already examined, or are complex and derivative facts, in which the various activities are mingled, and are filled with particular and contingent contents.
The juridical fact, for example, considered as what is called objective law, is derived both from the economic and from the logical activities. Law is a rule, a formula (whether oral or written matters little here) in which is fixed an economic relation willed by an individual or by a community, and this economic side at once unites it with and distinguishes it from moral activity. Take another example. Sociology (among the many meanings the word bears in our times) is sometimes conceived as the study of an original element, which is called sociability. Now what is it that distinguishes sociability, or the relations which are developed in a meeting of men, and not in a meeting of sub-human beings, if it be not just the various spiritual activities which exist among the former and which are supposed not to exist, or to exist only in a rudimentary degree, among the latter? Sociability, then, far from being an original, simple, irreducible conception, is very complex and complicated. A proof of this would be the impossibility, generally recognized, of enunciating a single law which could be described as purely sociological. Those that are improperly so called are shown to be either empirical historical observations, or spiritual laws, that is to say judgements into which the conceptions of the spiritual activities are translated, when they are not simply empty and indeterminate generalities, like the so-called law of evolution. Sometimes, too, nothing more is understood by "sociability" than "social rule," and so law; thus confounding sociology with the science or theory of law itself. Law, sociability, and similar concepts, are to be dealt with in a mode analogous to that employed by us in the consideration and analysis of historicity and technique.
Religion.
It may seem that religious activity should be judged otherwise. But religion is nothing but knowledge, and does not differ from its other forms and sub-forms. For it is in turn either the expression of practical aspirations and ideals (religious ideals), or historical narrative (legend), or conceptual science (dogma).
It can therefore be maintained with equal truth either that religion is destroyed by the progress of human knowledge, or that it is always present there. Their religion was the whole intellectual patrimony of primitive peoples: our intellectual patrimony is our religion. The content has been changed, bettered, refined, and it will change and become better and more refined in the future also; but its form is always the same. We do not know what use could be made of religion by those who wish to preserve it side by side with the theoretic activity of man, with his art, with his criticism and with his philosophy. It is impossible to preserve an imperfect and inferior kind of knowledge, such as religion, side by side with what has surpassed and disproved it. Catholicism, which is always consistent, will not tolerate a Science, a History, an Ethics, in contradiction to its views and doctrines. The rationalists are less coherent: they are disposed to allow a little space in their souls for a religion in contradiction with their whole theoretic world.
The religious affectations and weaknesses prevalent among the rationalists of our time have their origin in the superstitious worship so recklessly lavished upon the natural sciences. We know ourselves and their chief representatives admit that these sciences are all surrounded by limits. Science having been wrongly identified with the so-called natural sciences, it could be foreseen that the remainder would be sought in religion; that remainder with which the human spirit cannot dispense. We are therefore indebted to materialism, to positivism, to naturalism for this unhealthy and often disingenuous recrudescence of religious exaltation, which belongs to the hospital, when it does not belong to the politician.
Metaphysic.
Philosophy removes from religion all reason for existing, because it substitutes itself for religion. As the science of the spirit, it looks upon religion as a phenomenon, a transitory historical fact, a psychic condition that can be surpassed. Philosophy shares the domain of knowledge with the natural sciences, with history and with art. To the first it leaves enumeration, measurement and classification; to the second, the chronicling of what has individually happened; to the third, the individually possible. There is nothing left to allot to religion. For the same reason, philosophy, as the science of the spirit, cannot be philosophy of the intuitive datum; nor, as has been seen, philosophy of history, nor philosophy of nature; and therefore there cannot be a philosophical science of what is not form and universal, but material and particular. This amounts to affirming the impossibility of Metaphysic.
The methodology or logic of history has supplanted the philosophy of history; an epistemology of the concepts employed in the natural sciences succeeded the Philosophy of Nature. What philosophy can study of history is its mode of construction (intuition, perception, document, probability, etc.); of the natural sciences the forms of the concepts which constitute them (space, time, motion, number, types, classes, etc.). Philosophy as metaphysic in the sense above described would, on the other hand, claim to compete with history and with the natural sciences, which alone are legitimate and effective in their field. Such a challenge could do nothing but reveal the incompetence of those who made it. In this sense we are anti-metaphysicans, while declaring ourselves to be ultra-metaphysicians, when the word is used to claim and to affirm the office of philosophy as self-consciousness of the spirit, distinguished from the merely empirical and classificatory office of the natural sciences.
Mental imagination and the intuitive intellect.
Metaphysic has been obliged to assert the existence of a specific spiritual activity producing it, in order to maintain itself side by side with the sciences of the spirit. This activity, called in antiquity mental or superior imagination, and more often in modern times intuitive intellect or intellectual intuition, was held to unite the characters of imagination and intellect in an altogether special form. It was supposed to provide the means of passing by deduction or dialectic from the infinite to the finite, from form to matter, from the concept to the intuition, from science to history, acting by a method which was held to penetrate both the universal and the particular, the abstract and the concrete, intuition and intellect. A faculty marvellous indeed and most valuable to possess; but we, who do not possess it, have no means of establishing its existence.
Mystical Æsthetic.
Intellectual intuition has sometimes been considered to be the true æsthetic activity. At others a no less marvellous æsthetic activity has been placed beside, below, or above it, a faculty altogether different from simple intuition. The glories of this faculty have been celebrated, and the production of art attributed to it, or at least of certain groups of artistic production, arbitrarily chosen. Art, religion and philosophy have seemed in turn to be one only, or three distinct faculties of the spirit, sometimes one, sometimes another of them being supreme in the dignity shared by all.
It is impossible to enumerate all the various attitudes assumed or capable of being assumed by this conception of Æsthetic, which we will call mystical. We are here in the kingdom, not of the science of imagination, but of imagination itself, which creates its world out of varying elements drawn from impressions and feelings. Suffice it to mention that this mysterious faculty has been conceived, sometimes as practical, sometimes as a mean between the theoretic and the practical, at others again as a theoretic form side by side with philosophy and religion.
Mortality and immortality of art.
The immortality of art has sometimes been deduced from this last conception, as belonging with its sisters to the sphere of absolute spirit. At other times, on the other hand, when religion has been looked upon as mortal and as dissolved in philosophy, then has been proclaimed the mortality, even the death, actual or at least imminent, of art. This question has no meaning for us, because, seeing that the function of art is a necessary degree of the spirit, to ask if art can be eliminated is the same as to ask if sensation or intelligence can be eliminated. But Metaphysic, in the above sense, transplanting itself into an arbitrary world, is not to be criticized in its particulars, any more than we can criticize the botany of the garden of Alcina or the navigation of the voyage of Astolfo. Criticism can only exist when we refuse to join in the game; that is to say, when we reject the very possibility of Metaphysic, always in the sense above indicated.
There is therefore no intellectual intuition in philosophy, as there is no surrogate or equivalent of it in art, or any other mode by which this imaginary function may be called and represented. There does not exist (if we may repeat ourselves) a fifth degree, a fifth or supreme faculty, theoretic or practical-theoretic, imaginative-intellectual, or intellectual-imaginative, or however otherwise it may be attempted to conceive such a faculty.
IX
INDIVISIBILITY OF EXPRESSION INTO MODES OR DEGREES AND CRITICISM OF RHETORIC
The characters of art.
It is customary to give long catalogues of the characters of art. Having reached this point of the treatise, after having studied art as spiritual activity, as theoretic activity, and as special theoretic activity (intuitive), we are able to discover that those varied and numerous determinations of characters, where they refer to anything real, do nothing but represent what we have already met with as genera, species and individuality of the æsthetic form. To the generic are reducible, as we have already observed, the characters, or rather, the verbal variants of unity, and of unity in variety, of simplicity, or originality, and so on; to the specific, the characters of truth, of sincerity, and the like; to the individual, the characters of life, of vivacity, of animation, of concreteness, of individuality, of characteristicality. The words may change again, but they will not contribute anything scientifically new. The analysis of expression as such is completely effected in the results expounded above.
Non-existence of modes of expression.
It might, on the other hand, be asked at this point if there be modes or degrees of expression; if, having distinguished two degrees of activity of the spirit, each of which is subdivided into two other degrees, one of these, the intuitive-expressive, is not in its turn subdivided into two or more intuitive modes, into a first, second or third degree of expression. But this further division is impossible; a classification of intuition-expressions is certainly permissible, but is not philosophical: individual expressive facts are so many individuals, not one of which is interchangeable with another, save in its common quality of expression. To employ the language of the schools: expression is a species which cannot function in its turn as a genus. Impressions or contents vary; every content differs from every other content, because nothing repeats itself in life; and the irreducible variety of the forms of expression corresponds to the continual variation of the contents, the æsthetic synthesis of impressions.
Impossibility of translations.
A corollary of this is the impossibility of translations, in so far as they pretend to effect the re-moulding of one expression into another, like a liquid poured from a vase of a certain shape into a vase of another shape. We can elaborate logically what we have already elaborated in æsthetic form only; but we cannot reduce what has already possessed its æsthetic form to another form also æsthetic. Indeed, every translation either diminishes and spoils, or it creates a new expression, by putting the former back into the crucible and mingling it with the personal impressions of the so-called translator. In the former case, the expression always remains one, that of the original, the translation being more or less deficient, that is to say, not properly expression: in the other case, there would certainly be two expressions, but with two different contents. "Faithful ugliness or faithless beauty" is a proverb that well expresses the dilemma with which every translator is faced. Un-æsthetic translations, such as those that are word for word, or paraphrastic, are to be looked upon as simple commentaries upon the original.
Criticism of the rhetorical categories.
The illegitimate division of expressions into various grades is known in literature by the name of doctrine of ornament or of rhetorical categories. But similar attempts at distinctions in other artistic groups are not wanting: suffice it to recall the realistic and symbolic forms, so often mentioned in relation to painting and sculpture.
Realistic and symbolic, objective and subjective, classical and romantic, simple and ornate, proper and metaphorical, the fourteen forms of metaphor, the figures of word and sentence, pleonasm, ellipse, inversion, repetition, synonyms and homonyms, these and all other determinations of modes or degrees of expression reveal their philosophical nullity when the attempt is made to develop them in precise definitions, because they either grasp the void or fall into the absurd. A typical example of this is the very common definition of metaphor as of another word used in place of the proper word. Now why give oneself this trouble? Why substitute the improper for the proper word? Why take the worse and longer road when you know the shorter and better road? Perhaps, as is commonly said, because the proper word is in certain cases not so expressive as the so-called improper word or metaphor? But if this be so the metaphor is exactly the proper word in that case, and the so-called "proper" word, if it were used, would be inexpressive and therefore most improper. Similar observations of elementary good sense can be made regarding the other categories, as, for example, the general one of the ornate. Here for instance it may be asked how an ornament can be joined to expression. Externally? In that case it is always separated from the expression. Internally? In that case, either it does not assist the expression and mars it; or it does form part of it and is not an ornament, but a constituent element of the expression, indivisible and indistinguishable in its unity.
It is needless to say how much harm has been done by rhetorical distinctions. Rhetoric has often been declaimed against, but although there has been rebellion against its consequences, its principles have, at the same time, been carefully preserved (perhaps in order to show proof of philosophic consistency). In literature the rhetorical categories have contributed, if not to make dominant, at least to justify theoretically, that particular kind of bad writing which is called fine writing or writing according to rhetoric.
Use of these categories as synonyms of the æsthetic fact.
The terms above mentioned would never have gone beyond the schools, where we all of us learned them (only we never found an opportunity of using them in strictly æsthetic discussions, or at most of doing so jocosely and with a comic intention), were it not that they can sometimes be employed in one of the following significations: as verbal variants of the æsthetic concept; as indications of the anti-æsthetic, or, finally (and this is their most important use), no longer in the service of art and æsthetic, but of science and logic.
Empirical sense of the rhetorical categories.
First. Expressions considered directly or positively are not divisible into classes, but some are successful, others half-successful, others failures. There are perfect and imperfect, successful and unsuccessful expressions. The words recorded, and others of the same sort, may therefore sometimes indicate the successful expression, and the various forms of the failures. But they do this in the most inconstant and capricious manner, so much so that the same word serves sometimes to proclaim the perfect, sometimes to condemn the imperfect.
For example, some will say of two pictures—one without inspiration, in which the author has copied natural objects without intelligence; the other inspired, but without close relation to existing objects—that the first is realistic, the second symbolic. Others, on the contrary, utter the word realistic before a picture strongly felt representing a scene of ordinary life, while they apply that of symbolic to another picture that is but a cold allegory. It is evident that in the first case symbolic means artistic and realistic inartistic, while in the second, realistic is synonymous with artistic and symbolic with inartistic. What wonder, then, that some hotly maintain the true art form is the symbolic, and that the realistic is inartistic; others, that the realistic is artistic and the symbolic inartistic? We cannot but grant that both are right, since each uses the same words in such a different sense.
The great disputes about classicism and romanticism were frequently based upon such equivocations. Sometimes the former was understood as the artistically perfect, and the second as lacking balance and imperfect; at others "classic" meant cold and artificial, "romantic" pure, warm, powerful, truly expressive. Thus it was always possible reasonably to take the side of the classic against the romantic, or of the romantic against the classic.
The same thing happens as regards the word style. Sometimes it is said that every writer must have style. Here style is synonymous with form of expression. At others the form of a code of laws or of a mathematical work is said to be without style. Here the error is again committed of admitting diverse modes of expression, an ornate and a naked form, because, if style is form, the code and the mathematical treatise must also be asserted, strictly speaking, to have each its style. At other times, one hears the critics blaming some one for "having too much style" or for "writing a style." Here it is clear that style signifies, not the form, nor a mode of it, but improper and pretentious expression, a form of the inartistic.
Their use to indicate various æsthetic imperfections.
Second. The second not altogether meaningless use of these words and distinctions is to be found when we hear in the examination of a literal composition such remarks as these: here is a pleonasm, here an ellipse, there a metaphor, here again a synonym or an ambiguity. The meaning is: Here is an error consisting of using a larger number of words than necessary (pleonasm); here, on the other hand, the error arises from too few having been used (ellipse), here from the use of an unsuitable word (metaphor), here of two words which seem to say two different things, but really say the same thing (synonym); here, on the contrary, of one word which seems to express the same thing, whereas it says two different things (ambiguity). This depreciatory and pathological use of the terms is, however, less common than the preceding.
Their use in a sense transcending æsthetic, in the service of science.
Thirdly and finally, when rhetorical terminology possesses no æsthetic signification similar or analogous to those passed in review, and yet one feels that it is not void of meaning and designates something that deserves to be noted, this means that it is used in the service of logic and of science. Granted that a concept used by a writer in a scientific sense is designated by a definite term, it is natural that other terms found in use by that writer on which he incidentally employs himself to signify the same thought, become in respect to the vocabulary fixed upon by him as true, metaphors, synecdoches, synonyms, elliptical forms and the like. We ourselves in the course of this treatise have several times made use of, and intend again to make use of such language, in order to make clear the sense of the words we employ, or may find employed. But this proceeding, which is of value in discussions pertaining to the criticism of science and philosophy, has none whatever in literary and artistic criticism. There are words and metaphors proper to science: the same concept may be psychologically formed in various circumstances and therefore differ in its intuitional expression. When the scientific terminology of a given writer has been established and one of these modes fixed as correct, then all other uses of it become improper or tropical. But in the æsthetic fact there are none but proper words: the same intuition can be expressed in one way only, precisely because it is intuition and not concept.
Rhetoric in the schools.
Some, while admitting the æsthetic non-existence of the rhetorical categories, yet make a reservation as to their utility and the service they are supposed to render, especially in schools of literature. We confess that we fail to understand how error and confusion can educate the mind to logical distinction, or aid the teaching of a science which they disturb and obscure. Perhaps what is meant is that such distinctions, as empirical classes, can aid memory and learning, as was admitted above for literary and artistic kinds. To this there is no objection. There is certainly another purpose for which the rhetorical categories should continue to appear in schools: to be criticized there. The errors of the past must not be forgotten and no more said, and truths cannot be kept alive save by making them combat errors. Unless an account of the rhetorical categories be given, accompanied by a criticism of them, there is a risk of their springing up again, and it may be said that they are already springing up among certain philologists as the latest psychological discoveries.
The resemblances of expressions.
It might seem that we thus wished to deny all bond of resemblance between different expressions and works of art. Resemblances exist, and by means of them, works of art can be arranged in this or that group. But they are likenesses such as are observed among individuals, and can never be rendered with abstract determinations. That is to say, it would be incorrect to apply identification, subordination, co-ordination and the other relations of concepts to these resemblances, which consist wholly of what is called a family likeness, derived from the historical conditions in which the various works have appeared and from relationship of soul among the artists.
The relative possibility of translations.
It is in these resemblances that lies the relative possibility of translations; not as reproductions of the same original expressions (which it would be vain to attempt), but as productions of similar expressions more or less nearly resembling the originals. The translation called good is an approximation which has original value as a work of art and can stand by itself.
X
ÆSTHETIC FEELINGS AND THE DISTINCTION BETWEEN THE BEAUTIFUL AND THE UGLY
Various significations of the word feeling.
Passing to the study of more complex concepts, where the æsthetic activity is to be considered in conjunction with other orders of facts, and showing the mode of their union or complication, we find ourselves first face to face with the concept of feeling and with those feelings that are called æsthetic.
The word "feeling" is one of the richest in meanings in philosophic terminology. We have already had occasion to meet with it once, among those used to designate the spirit in its passivity, the matter or content of art, and so as synonym of impressions. Once again (and then the meaning was altogether different), we have met with it as designating the non-logical and non-historical character of the æsthetic fact, that is to say, pure intuition, a form of truth which defines no concept and affirms no fact.
Feeling as activity.
But here it is not regarded in either of these two meanings, nor in the others which have also been conferred upon it to designate other cognitive forms of the spirit, but only in that where feeling is understood as a special activity, of non-cognitive nature, having its two poles, positive and negative, in pleasure and pain.
This activity has always greatly embarrassed philosophers, who have therefore attempted either to deny it as activity, or to attribute it to nature, excluding it from the spirit. But both these solutions bristle with difficulties of such a kind as to prove them finally unacceptable to any one who examines them with care. For what could a non-spiritual activity ever be, an activity of nature, when we have no other knowledge of activity save as spirituality, nor of spirituality save as activity? Nature is in this case, by definition, the merely passive, inert, mechanical, material. On the other hand, the negation of the character of activity to feeling is energetically disproved by those very poles of pleasure and of pain which appear in it and manifest activity in its concreteness, or, so to say, quivering.
Identification of feeling with economic activity.
This critical conclusion should place us especially in the greatest embarrassment, for in the sketch of the system of the spirit given above we have left no room for the new activity of which we are now obliged to recognize the existence. But the activity of feeling, if it is activity, is not new. It has already had its place assigned to it in the system that we have sketched, where, however, it has been given another name, economic activity. What is called the activity of feeling is nothing but that more elementary and fundamental practical activity which we have distinguished from the ethical activity and made to consist of the appetition and volition for some individual end, apart from any moral determination.
If feeling has been sometimes considered to be an organic or natural activity, this has happened just because it does not coincide either with logical, æsthetic or ethical activity. Looked at from the standpoint of those three (which were the only ones admitted), it has seemed to lie outside the true and real spirit, spirit in its aristocracy, and to be almost a determination of nature, or of the soul in so far as it is nature. From this too results the truth of another thesis, often maintained, that the æsthetic activity, like the ethical and intellectual activities, is not feeling. This thesis is inexpugnable, when feeling has already been understood implicitly and unconsciously as economic volition.
Criticism of hedonism.
The view refuted in this thesis is known as hedonism. This consists in reducing all the various forms of the spirit to one, which thus also loses its own distinctive character and becomes something obscure and mysterious, like "the night in which all cows are black." Having brought about this reduction and mutilation, the hedonists naturally do not succeed in seeing anything else in any activity but pleasure and pain. They find no substantial difference between the pleasure of art and that of easy digestion, between the pleasure of a good action and that of breathing the fresh air with wide-expanded lungs.
Feeling as a concomitant of every form of activity.
But if the activity of feeling in the sense here defined must not be substituted for all the other forms of spiritual activity, we have not said that it cannot accompany them. Indeed it accompanies them of necessity, because they are all in close relation both with one another and with the elementary volitional form. Therefore each of them has for concomitants individual volitions and volitional pleasures and pains, known as feeling. But we must not confound a concomitant with the principal fact, and substitute the one for the other. The discovery of a truth, or the fulfilment of a moral duty, produces in us a joy which makes vibrate our whole being, which, by attaining the aim of those forms of spiritual activity, attains at the same time that to which it was practically tending, as its end. Nevertheless, economic or hedonistic satisfaction, ethical satisfaction, æsthetic satisfaction, intellectual satisfaction, though thus united, remain always distinct.
A question often asked is thus answered at the same time, one which has correctly seemed to be a matter of life or death for æsthetic science, namely, whether feeling and pleasure precede or follow, are cause or effect of the æsthetic fact. We must widen this question to include the relation between the various spiritual forms, and answer it by maintaining that one cannot talk of cause and effect and of a chronological before and after in the unity of the spirit.
And once the relation above expounded is established, all necessity for inquiry as to the nature of æsthetic, moral, intellectual and even what was sometimes called economic feelings, must disappear. In this last case, it is clear that it is a question, not of two terms, but of one, and inquiry as to economic feeling must be the same as that relating to economic activity. But in the other cases also, we must attend, not to the substantive, but to the adjective: the æsthetic, moral and logical character will explain the colouring of the feelings as æsthetic, moral and intellectual, whereas feeling, studied alone, will never explain those refractions and colorations.
Meaning of certain ordinary distinctions of feelings.
A further consequence is, that we no longer need retain the well-known distinctions between values or feelings of value, and feelings that are merely hedonistic and without value; disinterested and interested feelings, objective feelings and feelings not objective but simply subjective feelings of approbation and of mere pleasure (cf. the distinction of Gefallen and Vergnügen in German). Those distinctions were used to save the three spiritual forms, which were recognized as the triad of the True, the Good and the Beautiful, from confusion with the fourth form, still unknown, and therefore insidious in its indeterminateness and mother of scandals. For us this triad has completed its task, because we are capable of reaching the distinction far more directly, by receiving also the selfish, subjective, merely pleasurable feelings among the respectable forms of the spirit; and where formerly antitheses were conceived (by ourselves and others), between value and feelings, as between spirituality and naturality, henceforth we see nothing but differences between value and value.
Value and disvalue: the contraries and their union.
As has already been said, feeling or the economic activity presents itself as divided into two poles, positive and negative, pleasure and pain, which we can now translate into useful and disuseful (or hurtful). This bipartition has already been noted above, as a mark of the activistic character of feeling, and one which is to be found in all forms of activity. If each of these is value, each has opposed to it antivalue or disvalue. Absence of value is not sufficient to cause dis value, but activity and passivity must be struggling between themselves, without the one getting the better of the other; hence the contradiction and disvalue of the activity that is embarrassed, impeded, or interrupted. Value is activity that unfolds itself freely: disvalue is its contrary.
We will content ourselves with this definition of the two terms, without entering into the problem of the relation between value and disvalue, that is, the problem of contraries (that is to say, whether they are to be thought of dualistically, as two beings or two orders of beings, like Ormuzd and Ahriman, angels and devils, enemies to one another; or as a unity, which is also contrariety). This definition of the two terms will be sufficient for our purpose, which is to make clear the nature of æsthetic activity, and at this particular point one of the most obscure and disputed concepts of Æsthetic: the concept of the Beautiful.
The Beautiful as the value of expression, or expression without qualification.
Æsthetic, intellectual, economic and ethical values and disvalues are variously denominated in current speech: beautiful, true, good, useful, expedient, just, right and so on—thus designating the free development of spiritual activity, action, scientific research, artistic production, when they are successful; ugly, false, bad, useless, inexpedient, unjust, wrong designating embarrassed activity, the product that is a failure. In linguistic usage, these denominations are being continually shifted from one order of facts to another. Beautiful, for instance, is said not only of a successful expression, but also of a scientific truth, of an action successfully achieved, and of a moral action: thus we talk of an intellectual beauty, of a beautiful action, of a moral beauty. The attempt to keep up with these infinitely varying usages leads into a trackless labyrinth of verbalism in which many philosophers and students of art have lost their way. For this reason we have thought it best studiously to avoid the use of the word "beautiful" to indicate successful expression in its positive value. But after all the explanations that we have given, all danger of misunderstanding being now dissipated, and since on the other hand we cannot fail to recognize that the prevailing tendency, both in current speech and in philosophy, is to limit the meaning of the word "beautiful" precisely to the æsthetic value, it seems now both permissible and advisable to define beauty as successful expression, or rather, as expression and nothing more, because expression when it is not successful is not expression.
The ugly, and the elements of beauty which compose it.
Consequently, the ugly is unsuccessful expression. The paradox is true, for works of art that are failures, that the beautiful presents itself as unity, the ugly as multiplicity. Hence we hear of merits in relation to works of art that are more or less failures, that is to say, of those parts of them that are beautiful, which is not the case with perfect works. It is in fact impossible to enumerate the merits or to point out what parts of the latter are beautiful, because being a complete fusion they have but one value. Life circulates in the whole organism: it is not withdrawn into the several parts.
Illusion that there exist expressions neither beautiful nor ugly.
Unsuccessful works may have merit in various degrees, even the greatest. The beautiful does not possess degrees, for there is no conceiving a more beautiful, that is, an expressive that is more expressive, an adequate that is more than adequate. Ugliness, on the other hand, does possess degrees, from the rather ugly (or almost beautiful) to the extremely ugly. But if the ugly were complete, that is to say, without any element of beauty, it would for that very reason cease to be ugly, because it would be without the contradiction in which is the reason of its existence. The disvalue would become non-value; activity would give place to passivity, with which it is not at war, save when activity is really present to oppose it.
And because the distinctive consciousness of the beautiful and of the ugly is based on the conflicts and contradictions in which æsthetic activity is developed, it is evident that this consciousness becomes attenuated to the point of disappearing altogether, as we descend from the more complicated to the more simple and to the simplest instances of expression. Hence the illusion that there are expressions neither beautiful nor ugly, those which are obtained without sensible effort and appear easy and natural being considered such.
True æsthetic feelings and concomitant or accidental feelings.
The whole mystery of the beautiful and the ugly is reduced to these henceforth most easy definitions. Should any one object that there exist perfect æsthetic expressions before which no pleasure is felt, and others, perhaps even failures, which give him the greatest pleasure, we must recommend him to concentrate his attention in the æsthetic fact, upon that which is truly æsthetic pleasure. Æsthetic pleasure is sometimes reinforced or rather complicated by pleasures arising from extraneous facts, which are only accidentally found united with it. The poet or any other artist affords an instance of purely æsthetic pleasure at the moment when he sees (or intuites) his work for the first time; that is to say, when his impressions take form and his countenance is irradiated with the divine joy of the creator. On the other hand, a mixed pleasure is experienced by one who goes to the theatre, after a day's work, to witness a comedy: when the pleasure of rest and amusement, or that of laughingly snatching a nail from his coffin, accompanies the moment of true æsthetic pleasure in the art of the dramatist and actors. The same may be said of the artist who looks upon his labour with pleasure when it is finished, experiencing, in addition to the æsthetic pleasure, that very different one which arises from the thought of self-complacency satisfied, or even of the economic gain which will come to him from his work. Instances could be multiplied.
Criticism of apparent feelings.
A category of apparent æsthetic feelings has been formed in modern Æsthetic, not arising from the form, that is to say, from the works of art as such, but from their content. It has been remarked that artistic representations arouse pleasure and pain in their infinite shades of variety. We tremble with anxiety, we rejoice, we fear, we laugh, we weep, we desire, with the personages of a drama or of a romance, with the figures in a picture and with the melody of music. But these feelings are not such as would be aroused by the real fact outside art; or rather, they are the same in quality, but are quantitatively an attenuation of real things. Æsthetic and apparent pleasure and pain show themselves to be light, shallow, mobile. We have no need to treat here of these apparent feelings, for the good reason that we have already amply discussed them; indeed, we have hitherto treated of nothing but them. What are these apparent or manifested feelings, but feelings objectified, intuited, expressed? And it is natural that they do not trouble and afflict us as passionately as those of real life, because those were matter, these are form and activity; those true and proper feelings, these intuitions and expressions. The formula of apparent feelings is therefore for us nothing but a tautology, through which we can run the pen without scruple.
XI
CRITICISM OF ÆSTHETIC HEDONISM
As we are opposed to hedonism in general, that is to say, to the theory based upon the pleasure and pain intrinsic to the economic activity and accompanying every other form of activity, which, confounding container and content, fails to recognize any process but the hedonistic; so we are opposed to æsthetic hedonism in particular, which looks at any rate upon the æsthetic, if not also upon all other activities, as a simple fact of feeling, and confounds the pleasurable expression, which is the beautiful, with the simply pleasurable and all its other species.
Criticism of the beautiful as that which pleases the higher senses.
The æsthetic-hedonistic point of view has been presented in several forms. One of the most ancient conceives the beautiful as that which pleases sight and hearing, that is to say, the so-called higher senses. When analysis of æsthetic facts first began, it was, indeed, difficult to avoid the false belief that a picture and a piece of music are impressions of sight or hearing and correctly to interpret the obvious remark that the blind man does not enjoy the picture, nor the deaf man the music. To show, as we have shown, that the æsthetic fact does not depend upon the nature of the impressions, but that all sensible impressions can be raised to æsthetic expression and that none need of necessity be so raised, is an idea which presents itself only when all other doctrinal constructions of this problem have been tried. Any one who holds that the æsthetic fact is something pleasing to the eyes or to the hearing, has no line of defence against him who consistently proceeds to identify the beautiful with the pleasurable in general, and includes in Æsthetic cooking, or (as some positivists have called it) the viscerally beautiful.