PART I
Douglas Ainslie translation
THEORY OF HISTORIOGRAPHY
I
HISTORY AND CHRONICLE
I
'Contemporary history' is wont to be called the history of a passage of time, looked upon as a most recent past, whether it be that of the last fifty years, a decade, a year, a month, a day, or indeed of the last hour or of the last minute. But if we think and speak rigorously, the term 'contemporaneous' can be applied only to that history which comes into being immediately after the act which is being accomplished, as consciousness of that act: it is, for instance, the history that I make of myself while I am in the act of composing these pages; it is the thought of my composition, linked of necessity to the work of composition. 'Contemporary' would be well employed in this case, just because this, like every act of the spirit, is outside time (of the first and after) and is formed 'at the same time' as the act to which it is linked, and from which it is distinguished by means of a distinction not chronological but ideal. 'Non-contemporary history,' 'past history,' would, on the other hand, be that which finds itself in the presence of a history already formed, and which thus comes into being as a criticism of that history, whether it be thousands of years or hardly an hour old.
But if we look more closely, we perceive that this history already formed, which is called or which we would like to call 'non-contemporary' or 'past' history, if it really is history, that is to say, if it mean something and is not an empty echo, is also contemporary, and does not in any way differ from the other. As in the former case, the condition of its existence is that the deed of which the history is told must vibrate in the soul of the historian, or (to employ the expression of professed historians) that the documents are before the historian and that they are intelligible. That a narrative or a series of narratives of the fact is united and mingled with it merely means that the fact has proved more rich, not that it has lost its quality of being present: what were narratives or judgments before are now themselves facts, 'documents' to be interpreted and judged. History is never constructed from narratives, but always from documents, or from narratives that have been reduced to documents and treated as such. Thus if contemporary history springs straight from life, so too does that history which is called non-contemporary, for it is evident that only an interest in the life of the present can move one to investigate past fact. Therefore this past fact does not answer to a past interest, but to a present interest, in so far as it is unified with an interest of the present life. This has been said again and again in a hundred ways by historians in their empirical formulas, and constitutes the reason, if not the deeper content, of the success of the very trite saying that history is magister vitæ.
I have recalled these forms of historical technique in order to remove the aspect of paradox from the proposition that 'every true history is contemporary history.' But the justice of this proposition is easily confirmed and copiously and perspicuously exemplified in the reality of historiographical work, provided always that we do not fall into the error of taking the works of the historians all together, or certain groups of them confusedly, and of applying them to an abstract man or to ourselves considered abstractly, and of then asking what present interest leads to the writing or reading of such histories: for instance, what is the present interest of the history which recounts the Peloponnesian or the Mithradatic War, of the events connected with Mexican art, or with Arabic philosophy. For me at the present moment they are without interest, and therefore for me at this present moment those histories are not histories, but at the most simply titles of historical works. They have been or will be histories in those that have thought or will think them, and in me too when I have thought or shall think them, re-elaborating them according to my spiritual needs. If, on the other hand, we limit ourselves to real history, to the history that one really thinks in the act of thinking, it will be easily seen that this is perfectly identical with the most personal and contemporary of histories. When the development of the culture of my historical moment presents to me (it would be superfluous and perhaps also inexact to add to myself as an individual) the problem of Greek civilization or of Platonic philosophy or of a particular mode of Attic manners, that problem is related to my being in the same way as the history of a bit of business in which I am engaged, or of a love affair in which I am indulging, or of a danger that threatens me. I examine it with the same anxiety and am troubled with the same sense of unhappiness until I have succeeded in solving it. Hellenic life is on that occasion present in me; it solicits, it attracts and torments me, in the same way as the appearance of the adversary, of the loved one, or of the beloved son for whom one trembles. Thus too it happens or has happened or will happen in the case of the Mithradatic War, of Mexican art, and of all the other things that I have mentioned above by way of example.
Having laid it down that contemporaneity is not the characteristic of a class of histories (as is held with good reason in empirical classifications), but an intrinsic characteristic of every history, we must conceive the relation of history to life as that of unity; certainly not in the sense of abstract identity, but of synthetic unity, which implies both the distinction and the unity of the terms. Thus to talk of a history of which the documents are lacking would appear to be as extravagant as to talk of the existence of something as to which it is also affirmed that it is without one of the essential conditions of existence. A history without relation to the document would be an unverifiable history; and since the reality of history lies in this verifiability, and the narrative in which it is given concrete form is historical narrative only in so far as it is a critical exposition of the document (intuition and reflection, consciousness and auto-consciousness, etc.), a history of that sort, being without meaning and without truth, would be inexistent as history. How could a history of painting be composed by one who had not seen and enjoyed the works of which he proposed to describe the genesis critically? And how far could anyone understand the works in question who was without the artistic experience assumed by the narrator? How could there be a history of philosophy without the works or at least fragments of the works of the philosophers? How could there be a history of a sentiment or of a custom, for example that of Christian humility or of knightly chivalry, without the capacity for living again, or rather without an actual living again of these particular states of the individual soul?
On the other hand, once the indissoluble link between life and thought in history has been effected, the doubts that have been expressed as to the certainty and the utility of history disappear altogether in a moment. How could that which is a present producing of our spirit ever be uncertain? How could that knowledge be useless which solves a problem that has come forth from the bosom of life?
II
But can the link between document and narrative, between life and history, ever be broken? An affirmative answer to this has been given when referring to those histories of which the documents have been lost, or, to put the case in a more general and fundamental manner, those histories whose documents are no longer alive in the human spirit. And this has also been implied when saying that we all of us in turn find ourselves thus placed with respect to this or that part of history. The history of Hellenic painting is in great part a history without documents for us, as are all histories of peoples concerning whom one does not know exactly where they lived, the thoughts and feelings chat they experienced, or the individual appearance of the works that they accomplished; those literatures and philosophies, too, as to which we do not know their theses, or even when we possess these and are able to read them through, yet fail to grasp their intimate spirit, either owing to the lack of complementary knowledge or because of our obstinate temperamental reluctance, or owing to our momentary distraction.
If, in these cases, when that connexion is broken, we can no longer call what remains history (because history was nothing but that connexion), and it can henceforth only be called history in the sense that we call a man the corpse of a man, what remains is not for that reason nothing (not even the corpse is really nothing). Were it nothing, it would be the same as saying that the connexion is indissoluble, because nothingness is never effectual. And if it be not nothing, if it be something, what is narrative without the document?
A history of Hellenic painting, according to the accounts that have been handed down or have been constructed by the learned of our times, when closely inspected, resolves itself into a series of names of painters (Apollodorus, Polygnotus, Zeuxis, Apelles, etc.), surrounded with biographical anecdotes, and into a series of subjects for painting (the burning of Troy, the contest of the Amazons, the battle of Marathon, Achilles, Calumny, etc.), of which certain particulars are given in the descriptions that have reached us; or a graduated series, going from praise to blame, of these painters and their works, together with names, anecdotes, subjects, judgments, arranged more or less chronologically. But the names of painters separated from the direct knowledge of their works are empty names; the anecdotes are empty, as are the descriptions of subjects, the judgment of approval or of disapproval, and the chronological arrangement, because merely arithmetical and lacking real development; and the reason why we do not realize it in thought is that the elements which should constitute it are wanting. If those verbal forms possess any significance, we owe it to what little we know of antique paintings from fragments, from secondary works that have come down to us in copies, or in analogous works in the other arts, or in poetry. With the exception, however, of that little, the history of Hellenic art is, as such, a tissue of empty words.
We can, if we like, say that it is 'empty of determinate content,' because we do not deny that when we pronounce the name of a painter we think of some painter, and indeed of a painter who is an Athenian, and that when we utter the word 'battle,' or 'Helen,' we think of a battle, indeed of a battle of hoplites, or of a beautiful woman, similar to those familiar to us in Hellenic sculpture. But we can think indifferently of any one of the numerous facts that those names recall. For this reason their content is indeterminate, and this indetermination of content is their emptiness.
All histories separated from their living documents resemble these examples and are empty narratives, and since they are empty they are without truth. Is it true or not that there existed a painter named Polygnotus and that he painted a portrait of Miltiades in the Poecile? We shall be told that it is true, because one person or several people, who knew him and saw the work in question, bear witness to its existence. But we must reply that it was true for this or that witness, and that for us it is neither true nor false, or (which comes to the same thing) that it is true only on the evidence of those witnesses—that is to say, for an extrinsic reason, whereas truth always requires intrinsic reasons. And since that proposition is not true (neither true nor false), it is not useful either, because where there is nothing the king loses his rights, and where the elements of a problem are wanting the effective will and the effective need to solve it are also wanting, along with the possibility of its solution. Thus to quote those empty judgments is quite useless for our actual lives. Life is a present, and that history which has become an empty narration is a past: it is an irrevocable past, if not absolutely so, καθ' αὑτό, then certainly for the present moment.
The empty words remain, and the empty words are sounds, or the graphic signs which represent them, and they hold together and maintain themselves, not by an act of thought that thinks them (in which case they would soon be filled), but by an act of will, which thinks it useful for certain ends of its own to preserve those words, however empty or half empty they may be. Mere narrative, then, is nothing but a complex of empty words or formulas asserted by an act of the will.
Now with this definition we have succeeded in giving neither more nor less than the true distinction, hitherto sought in vain, between history and chronicle. It has been sought in vain, because it has generally been sought in a difference in the quality of the facts which each difference took as its object. Thus, for instance, the record of individual facts has been attributed to chronicle, to history that of general facts; to chronicle the record of private, to history that of public facts: as though the general were not always individual and the individual general, and the public were not always also private and the private public! Or else the record of important facts (memorable things) has been attributed to history, to chronicle that of the unimportant: as though the importance of facts were not relative to the situation in which we find ourselves, and as though for a man annoyed by a mosquito the evolutions of the minute insect were not of greater importance than the expedition of Xerxes! Certainly, we are sensible of a just sentiment in these fallacious distinctions—namely, that of placing the difference between history and chronicle in the conception of what interests and of what does not interest (the general interests and not the particular, the great interests and not the little, etc.). A just sentiment is also to be noted in other considerations that are wont to be adduced, such as the close bond between events that there is in history and the disconnectedness that appears on the other hand in chronicle, the logical order of the first, the purely chronological order of the second, the penetration of the first into the core of events and the limitation of the second to the superficial or external, and the like. But the differential character is here rather metaphorized than thought, and when metaphors are not employed as simple forms expressive of thought we lose a moment after what has just been gained. The truth is that chronicle and history are not distinguishable as two forms of history, mutually complementary, or as one subordinate to the other, but as two different spiritual attitudes. History is living chronicle, chronicle is dead history; history is contemporary history, chronicle is past history; history is principally an act of thought, chronicle an act of will. Every history becomes chronicle when it is no longer thought, but only recorded in abstract words, which were once upon a time concrete and expressive. The history of philosophy even is chronicle, when written or read by those who do not understand philosophy: history would even be what we are now disposed to read as chronicle, as when, for instance, the monk of Monte Cassino notes: 1001. Beatus Dominicus migravit ad Christum. 1002. Hoc anno venerunt Saraceni super Capuam. 1004. Terremotus ingens hunc montem exagitavit, etc.; for those facts were present to him when he wept over the death of the departed Dominic, or was terrified by the natural human scourges that convulsed his native land, seeing the hand of God in that succession of events. This does not prevent that history from assuming the form of chronicle when that same monk of Monte Cassino wrote down cold formulas, without representing to himself or thinking their content, with the sole intention of not allowing those memories to be lost and of handing them down to those who should inhabit Monte Cassino after him.
But the discovery of the real distinction between chronicle and history, which is a formal distinction (that is to say, a truly real distinction), not only frees us from the sterile and fatiguing search after material distinctions (that is to say, imaginary distinctions), but it also enables us to reject a very common presupposition—namely, that of the priority of chronicle in respect to history. Primo annales [chronicles] fuere, post historiæ factæ sunt, the saying of the old grammarian, Mario Vittorino, has been repeated, generalized, and universalized. But precisely the opposite of this is the outcome of the inquiry into the character and therefore into the genesis of the two operations or attitudes: first comes history, then chronicle. First comes the living being, then the corpse; and to make history the child of chronicle is the same thing as to make the living be born from the corpse, which is the residue of life, as chronicle is the residue of history.
III
History, separated from the living document and turned into chronicle, is no longer a spiritual act, but a thing, a complex of sounds and of other signs. But the document also, when separated from life, is nothing but a thing like another, a complex of sounds or of other signs—for example, the sounds and the letters in which a law was once communicated; the lines cut into a block of marble, which manifested a religious sentiment by means of the figure of a god; a heap of bones, which were at one time the expression of a man or of an animal.
Do such things as empty narratives and dead documents exist? In a certain sense, no, because external things do not exist outside the spirit; and we already know that chronicle, as empty narrative, exists in so far as the spirit produces it and holds it firmly with an act of will (and it may be opportune to observe once more that such an act carries always with it a new act of consciousness and of thought): with an act of will, which abstracts the sound from the thought, in which dwelt the certainty and concreteness of the sound. In the same way, these dead documents exist to the extent that they are the manifestations of a new life, as the lifeless corpse is really itself also a process of vital creation, although it appears to be one of decomposition and something dead in respect of a particular form of life. But in the same way as those empty sounds, which once contained the thought of a history, are eventually called narratives, in memory of the thought they contained, thus do those manifestations of a new life continue to be looked upon as remnants of the life that preceded them and is indeed extinguished.
Now observe how, by means of this string of deductions, we have put ourselves into the position of being able to account for the partition of historical sources into narratives and documents, as we find it among some of our modern methodologists, or, as it is also formulated, into traditions and residues or remains (Überbleibsel, Überreste). This partition is irrational from the empirical point of view, and may be of use as indicating the inopportunity of the introduction of a speculative thought into empiricism. It is so irrational that one immediately runs against the difficulty of not being able to distinguish what one wished to distinguish. An empty 'narrative' considered as a thing is tantamount to any other thing whatever which is called a 'document.' And, on the other hand, if we maintain the distinction we incur the further difficulty of having to base our historical construction upon two different orders of data (one foot on the bank and the other in the river)—that is to say, we shall have to recur to two parallel instances, one of which is perpetually referring us back to the other. And when we seek to determine the relation of the two kinds of sources with a view to avoiding the inconvenient parallelism, what happens is this: either the relation is stated to depend upon the superiority of the one over the other, and the distinction vanishes, because the superior form absorbs into itself and annuls the inferior form; or a third term is established, in which the two forms are supposed to become united with a distinction: but this is another way of declaring them to be inexistent in that abstractness. For this reason it does not seem to me to be without significance that the partition of accounts and documents should not have been adopted by the most empirical of the methodologists. They do not involve themselves in these subtleties, but content themselves with grouping the historical sources into those that are written and those that are represented, or in other similar ways. In Germany, however, Droysen availed himself of these distinctions between narratives and documents, traditions, etc., in his valuable Elements of Historicism (he had strong leanings toward philosophy), and they have been employed also by other methodologists, who are hybrid empiricists, 'systematists,' or 'pedants,' as they are looked upon in our Latin countries. This is due to the copious philosophical traditions of Germany. The pedantry certainly exists, and it is to be found just in that inopportune philosophy. But what an excellent thing is that pedantry and the contradictions which it entails, how it arouses the mind from its empirical slumbers and makes it see that in place of supposed things there are in reality spiritual acts, where the terms of an irreconcilable dualism were supposed to be in conflict, relation and unity, on the contrary, prevail! The partition of the sources into narratives and documents, and the superiority attributed to documents over narratives, and the alleged necessity of narrative as a subordinate but ineradicable element, almost form a mythology or allegory, which represents in an imaginative manner the relation between life and thought, between document and criticism in historical thought.
And document and criticism, life and thought, are the true sources of history—that is to say, the two elements of historical synthesis; and as such, they do not stand face to face with history, or face to face with the synthesis, in the same way as fountains are represented as being face to face with those who go to them with a pail, but they form part of history itself, they are within the synthesis, they form a constituent part of it and are constituted by it. Hence the idea of a history with its sources outside itself is another fancy to be dispelled, together with that of history being the opposite of chronicle. The two erroneous fancies converge to form one. Sources, in the extrinsic sense of the empiricists, like things, are equally with chronicle, which is a class of those things, not anterior but posterior to history. History would indeed be in a fix if it expected to be born of what comes after it, to be born of external things! Thing, not thought, is born of thing: a history derived from things would be a thing—that is to say, just the inexistent of which we were talking a moment ago.
But there must be a reason why chronicle as well as documents seems to precede history and to be its extrinsic source. The human spirit preserves the mortal remains of history, empty narratives and chronicles, and the same spirit collects the traces of past life, remains and documents, striving as far as possible to preserve them unchanged and to restore them as they deteriorate. What is the object of these acts of will which go to the preservation of what is empty and dead? Perhaps illusion or foolishness, which preserves a little while the worn-out elements of mortality on the confines of Dis by means of the erection of mausoleums and sepulchres? But sepulchres are not foolishness and illusion; they are, on the contrary, an act of morality, by which is affirmed the immortality of the work done by individuals. Although dead, they live in our memory and will live in the memory of times to come. And that collecting of dead documents and writing down of empty histories is an act of life which serves life. The moment will come when they will serve to reproduce past history, enriched and made present to our spirit.
For dead history revives, and past history again becomes present, as the development of life demands them. The Romans and the Greeks lay in their sepulchres, until awakened at the Renaissance by the new maturity of the European spirit. The primitive forms of civilization, so gross and so barbaric, lay forgotten, or but little regarded, or misunderstood, until that new phase of the European spirit, which was known as Romanticism or Restoration, 'sympathized' with them—that is to say, recognized them as its own proper present interest. Thus great tracts of history which are now chronicle for us, many documents now mute, will in their turn be traversed with new flashes of life and will speak again.
These revivals have altogether interior motives, and no wealth of documents or of narratives will bring them about; indeed, it is they themselves that copiously collect and place before themselves the documents and narratives, which without them would remain scattered and inert. And it will be impossible ever to understand anything of the effective process of historical thought unless we start from the principle that the spirit itself is history, maker of history at every moment of its existence, and also the result of all anterior history. Thus the spirit bears with it all its history, which coincides with itself. To forget one aspect of history and to remember another one is nothing but the rhythm of the life of the spirit, which operates by determining and individualizing itself, and by always rendering indeterminate and disindividualizing previous determinations and individualizations, in order to create others more copious. The spirit, so to speak, lives again its own history without those external things called narratives and documents; but those external things are instruments that it makes for itself, acts preparatory to that internal vital evocation in whose process they are resolved. The spirit asserts and jealously preserves 'records of the past' for that purpose.
What we all of us do at every moment when we note dates and other matters concerning our private affairs (chronicles) in our pocket-books, or when we place in their little caskets ribbons and dried flowers (I beg to be allowed to select these pleasant images, when giving instances of the collection of 'documents'), is done on a large scale by a certain class of workers called philologists, as though at the invitation of the whole of society. They are specially known as the erudite when they collect evidence and narrations, as archæologists and archivists when they collect documents and monuments, as the places where such objects are kept (the "silent white abodes of the dead") are called libraries, archives, and museums. Can there be any ill-feeling against these men of erudition, these archivists and archæologists, who fulfil a necessary and therefore a useful and important function? The fact remains that there is a tendency to mock at them and to regard them with compassion. It is true enough that they sometimes afford a hold for derision with their ingenuous belief that they have history under lock and key and are able to unlock the 'sources' at which thirsty humanity may quench its desire for knowledge; but we know that history is in all of us and that its sources are in our own breasts. For it is in our own breasts alone that is to be found that crucible in which the certain is converted into the true, and philology, joining with philosophy, produces history.
II
PSEUDO-HISTORIES
I
History, chronicle, and philology, of which we have seen the origin, are series of mental forms, which, although distinct from one another, must all of them be looked upon as physiological—that is to say, true and rational. But logical sequence now leads me from physiology to pathology—to those forms that are not forms but deformations, not true but erroneous, not rational but irrational.
The ingenuous belief cherished by the philologists that they have history locked up in their libraries, museums, and archives (something in the same manner as the genius of the Arabian Nights, who was shut up in a small vase in the form of compressed smoke) does not remain inactive, and gives rise to the idea of a history constructed with things, traditions, and documents (empty traditions and dead documents), and this affords an instance of what may be called philological history. I say the idea and not the reality, because it is simply impossible to compose a history with external things, whatever efforts may be made and whatever trouble be taken. Chronicles that have been weeded, chopped up into fragments, recombined, rearranged, always remain nevertheless chronicles—that is to say, empty narratives; and documents that have been restored, reproduced, described, brought into line, remain documents—that is to say, silent things. Philological history consists of the pouring out of one or more books into a new book. This operation bears an appropriate name in current language and is known as 'compilation.' These compilations are frequently convenient, because they save the trouble of having recourse to several books at the same time; but they do not contain any historical thought. Modern chronological philologists regard medieval chroniclers and the old Italian historians (from Machiavelli and Guicciardini down to Giannone) with a feeling of superiority. These writers 'transcribed,' as they called it, their 'sources' in the parts of their books that are devoted to narrative—that is to say, chronicle. Yet they themselves do not and cannot behave otherwise, because when history is being composed from 'sources' as external things there is never anything else to do but to transcribe the sources. Transcription is varied by sometimes summarizing and sometimes altering the words, and this is sometimes a question of good taste and sometimes a literary pretence; it is also a verifying of quotations, which is sometimes a proof of loyalty and exactitude, sometimes a make-believe and a making oneself believe that the feet are planted firmly on the earth, on the soil of truth, believed to be narrative and quotation from the document. How very many of such philological historians there are in our time, especially since the so-called 'philological method' has been exaggerated—that is to say, a one-sided value has been attributed to it! These histories have indeed a dignified and scientific appearance, but unfortunately fehlt leider! das geistige Band, the spiritual tie is wanting. They really consist at bottom of nothing but learned or very learned 'chronicles,' sometimes of use for purposes of consultation, but lacking words that nourish and keep warm the minds and souls of men.
Nevertheless, since we have demonstrated that philological history really presents chronicles and documents and not histories, it might be asked upon what possible ground do we accuse it of irrationality and error, seeing that we have regarded the formation of chronicles, the collection of documents, and all the care that is expended Upon them as most rational? But error never lies in the fact, but only in the 'claim' or 'idea' that accompanies the fact. And in this case the idea or claim is that which has been defined above as properly belonging to philological history—namely, that of composing histories with documents and narratives. This claim can be said to exercise a rational function also, to the extent that it lays down the claim, though without satisfying it, that history should go beyond the mere chronicle or document. But in so far as it makes the claim, without itself fulfilling it, this mode of history must be characterized as contradictory and absurd.
And since the claim is absurd, philological history remains without truth as being that which, like chronicle, has not got truth within it, but derives it from the authority to which it appeals. It will be claimed for philology that it tests authorities and selects those most worthy of faith. But without dwelling upon the fact that chronicle also, and chronicle of the crudest, most ignorant and credulous sort, proceeded in a like manner by testing and selecting those authorities which seemed to it to be the most worthy of faith, it is always a question of faith (that is to say, of the thought of others and of thought belonging to the past) and not of criticism (that is to say, of our own thought in the act), of verisimilitude and not of that certainty which is truth. Hence philological history can certainly be correct, but not true (richtig and not wahr). And as it is without truth, so is it without true historical interest—that is to say, it sheds no light upon an order of facts answering to a practical and ethical want; it may embrace any matter indifferently, however remote it be from the practical and ethical soul of the compiler. Thus, as a pure philologist, I enjoy the free choice of indifference, and the history of Italy for the last half-century has the same value for me as that of the Chinese dynasty of the Tsin. I shall turn from one to the other, moved, no doubt, by a certain interest, but by an extra-historical interest, of the sort formed in the special circle of philology.
This procedure, which is without truth and without passion, and is proper to philological history, explains the marked contrast so constantly renewed between the philological historians and historians properly so called. These latter, intent as they are upon the solution of vital problems, grow impatient to find themselves offered in reply the frigid products of philology, or become angry at the persistent assertion that such is history, and that it must be treated in such a spirit and with such methods. Perhaps the finest explosion of such a feeling of anger and annoyance is to be found in the Letters on the Study of History (1751) of Bolingbroke, in which erudition is treated as neither more nor less than sumptuous ignorance, and learned disquisitions upon ancient or primitive history are admitted at the most as resembling those 'eccentric preludes' which precede concerts and aid in setting the instruments in tune and that can only be mistaken for harmony by some one without ear, just in the same way as only he who is without historic sense can confuse those exhibitions of erudition with true history. As an antithesis to them he suggests as an ideal a kind of 'political maps,' for the use of the intellect and not of the memory, indicating the Storie fiorentine of Machiavelli and the Trattato dei benefici of Fra Paolo as writings that approach that ideal. Finally he maintains that for true and living history we should not go beyond the beginning of the sixteenth century, beyond Charles V and Henry VIII, when the political and social history of Europe first appeared—a system which still persisted at the beginning of the eighteenth century. He then proceeds to paint a picture of those two centuries of history, for the use, not of the curious and the erudite, but of politicians, too one, I think, would wish to deny the just sentiment for history which animates these demands, set forth in so vivacious a manner. Bolingbroke, however, did not rise, nor was it possible for him to rise, to the conception of the death and rebirth of every history (which is the rigorously speculative concept of 'actual' and 'contemporary' history), owing to the conditions of culture of his time, nor did he suspect that primitive barbaric history, which he threw into a corner as useless dead leaves, would reappear quite fresh half a century later, as the result of the reaction against intellectualism and Jacobinism, and that this reaction would have as one of its principal promoters a publicist of his own country, Burke, nor indeed that it had already reappeared in his own time in a corner of Italy, in the mind and soul of Giambattista Vico. I shall not adduce further instances of the conflict between effective and philological historians, after this conspicuous one of Bolingbroke, because it is exceedingly well known, and the strife is resumed under our very eyes at every moment. I shall only add that it is certainly deplorable (though altogether natural, because blows are not measured in a struggle) that the polemic against the 'philologists' should have been transferred so as to include also the philologues pure and simple. For these latter, the poor learned ones, archivists and archæologists, are harmless, beneficent little souls. If they should be destroyed, as is sometimes prophesied in the heat of controversy, the fertility of the spiritual field would be not only diminished, but ruined altogether, and we should be obliged to promote to the utmost of our power the reintroduction of those coefficients of our culture, very much in the same way as is said to have been the case with French agriculture after the improvident harrying of the harmless and beneficent wasps which went on for several years.
Whatever of justified or justifiable is to be found in the statements as to the uncertainty and uselessness of history is also due to the revolt of the pure historic sense against philological history. This is to be assumed from observing that even the most radical of those opponents (Fontenelle, Volney, Delfico, etc.) end by admitting or demanding some form of history as not useless or uncertain, or not altogether useless and uncertain, and from the fact that all their shafts are directed against philological history and that founded upon authority, of which the only appropriate definition is that of Rousseau (in the Émile), as l'art de choisir entre plusieurs mensonges, celui qui ressemble mieux à la vérité.
In all other respects—that is to say, as regards the part due to sensational and naturalistic assumptions—historical scepticism contradicts itself here, like every form of scepticism, for the natural sciences themselves, thus raised to the rank of model, are founded upon perceptions, observations, and experiments—that is to say, upon facts historically ascertained—and the 'sensations,' upon which the whole truth of knowledge is based, are not themselves knowledge, save to the extent that they assume the form of affirmations—that is to say, in so far as they are history.
But the truth is that philological history, like every other sort of error, does not fall before the enemy's attack, but rather solely from internal causes, and it is its own professors that destroy it, when they conceive of it as without connexion with life, as merely a learned exercise (note the many histories that are treatments of scholastic themes, undertaken with a view to training in the art of research, interpretation, and exposition, and the many others that are continuations of this direction outside the school and are due to tendency there imparted), and when they themselves evince uncertainty, surrounding every statement that they make with doubts. The distinction between criticism and hypercriticism has been drawn with a view to arresting this spontaneous dissolution of historical philology; thus we find the former praised and allowed, while the latter is blamed and forbidden. But the distinction is one of the customary sort, by means of which lack of intelligence disguised as love of moderation contrives to chip off the edges from the antitheses that it fails to solve. Hypercriticism is the prosecution of criticism; it is criticism itself, and to divide criticism into a more and a less, and to admit the less and deny the more, is extravagant, to say the least of it. No 'authorities' are certain while others are uncertain, but all are uncertain, varying in uncertainty in an extrinsic and conjectural manner. Who can guarantee himself against the false statement made by the usually diligent and trustworthy witness in a moment of distraction or of passion? A sixteenth-century inscription, still to be read in one of the old byways of Naples, wisely prays God (and historical philologists should pray to Him fervently every morning) to deliver us now and for ever from the lies of honest men. Thus historians who push criticism to the point of so-called hypercriticism perform a most instructive philosophical duty when they render the whole of such work vain, and therefore fit to be called by the title of Sanchez's work Quod nihil scitur. I recollect the remark made to me when I was occupied with research work in my young days by a friend of but slight literary knowledge, to whom I had lent a very critical, indeed hypercritical, history of ancient Rome. When he had finished reading it he returned the book to me, remarking that he had acquired the proud conviction of being "the most learned of philologists," because the latter arrive at the conclusion that they know nothing as the result of exhausting toil, while he knew nothing without any effort at all, simply as a generous gift of nature.[1]
II
The consequence of this spontaneous dissolution of philological history should be the negation of history claimed to have been written with the aid of narratives and documents conceived as external things, and the consignment of these to their proper lower place as mere aids to historical knowledge, as it determines and redetermines itself in the development of the spirit. But if such consequences are distasteful and the project is persevered in of thus writing history in spite of repeated failures, the further problem then presents itself as to how the cold indifference of philological history and its intrinsic uncertainty can be healed without changing those presumptions. The problem, itself fallacious, can receive but a fallacious solution, expressed by the substitution of the interest of sentiment for the lack of interest of thought and of æsthetic coherence of representation for the logical coherence here unobtainable. The new erroneous form of history thus obtained is poetical history.
Numerous examples of this kind of history are afforded by the affectionate biographies of persons much beloved and venerated and by the satirical biographies of the detested; patriotic histories which vaunt the glory and lament the misadventures of the people to which the author belongs and with which he sympathizes, and those that shed a sinister light upon the enemy people, adversary of his own; universal history, illuminated with the ideals of liberalism or humanitarianism, that composed by a socialist, depicting the acts, as Marx said, of the "cavalier of the sorry countenance," in other words of the capitalist, that of the anti-Semite, who shows the Jew to be everywhere the source of human misfortune and of human turpitude and the persecution of the Jew to be the acme of human splendour and happiness. Nor is poetical history exhausted with this fundamental and general description of love and hate (love that is hate and hate that is love), for it passes through all the most intricate forms, the fine gradations of sentiment. Thus we have poetical histories which are amorous, melancholy, nostalgic, pessimistic, resigned, confident, cheerful, and as many other sorts as one can imagine. Herodotus celebrates the romance of the jealousies of the gods, Livy the epos of Roman virtue, Tacitus composes horrible tragedies, Elizabethan dramas in sculptural Latin prose. If we turn to the most modern among the moderns, we find Droysen giving expression to his lyrical aspiration toward the strong centralized state in his history of Macedonia, that Prussia of Hellas; Grote to his aspirations toward democratic institutions, as symbolized in Athens; Mommsen to those directed toward empire, as symbolized in Cæsar; Balbo pouring forth all his ardours for Latin independence, employing for that purpose all the records of Latin battles and beginning with nothing less than those between the Itali and Etrusci against the Pelasgi; Thierry celebrating the middle class in the history of the Third Estate represented by Jacques Bonhomme; the Goncourts writing voluptuous fiction round the figures of Mme de Pompadour, of Mme Du Barry, of Marie Antoinette, more careful of the material and cut of garments than of thoughts; and, finally, De Barante, in his history of the Dukes of Burgundy, having his eye upon knights and ladies, arms and love.
It may seem that the indifference of philological history is thus truly conquered and historical material dominated by a principle and criterion of values. This is the demand persistently addressed to history from all sides in our day by methodologists and philosophers. But I have avoided the word 'value' hitherto, owing to its equivocal meaning, apt to deceive many. For since history is history of the spirit, and since spirit is value, and indeed the only value that is possible to conceive, that history is clearly always history of values; and since the spirit becomes transparent to itself as thought in the consciousness of the historian, the value that rules the writing of history is the value of thought. But precisely for this reason its principle of determination cannot be the value known as the value of 'sentiment,' which is life and not thought, and when this life finds expression and representation, before it has been dominated by thought, we have poetry, not history. In order to turn poetical biography into truly historical biography we must repress our loves, our tears, our scorn, and seek what function the individual has fulfilled in social activity or civilization; and we must do the same for national history as for that of humanity, and for every group of facts, small or great, as for every order of events. We must supersede—that is to say, transform—values of sentiment with values of thought. If we do not find ourselves able to rise to this 'subjectivity' of thought, we shall produce poetry and not history: the historical problem will remain intact, or, rather, it will not yet have come into being, but will do so when the requisite conditions are present. The interest that stirs us in the former case is not that of life which becomes thought, but of life which becomes intuition and imagination.
And since we have entered the domain of poetry, while the historical problem remains beyond, erudition Or philology, from which we seem to have started, remains something on this side—that is to say, is altogether surpassed. In philological history, notwithstanding the claims made by it, chronicles and documents persist in their crude natural and undigested state. But these are profoundly changed in poetical history; or, to speak with greater accuracy, they are simply dissolved. Let us ignore the case (common enough) of the historian who, with a view to obtaining artistic effects, intentionally mingles his inventions with the data provided by the chronicles and documents, endeavouring to make them pass for history—that is to say, he renders himself guilty of a lie and is the cause of confusion. But the alteration that is continuous and inherent to historiography consists of the choice and connexion of the details themselves, selected from the 'sources,' rather owing to motives of sentiment than of thought. This, closely considered, is really an invention or imagining of the facts; the new connexion becomes concrete in a newly imagined fact. And since the data that are taken from the 'sources' do not always lend themselves with docility to the required connexion, it is considered permissible to solliciter doucement les textes (as, if I am not mistaken, Renan, one of the historian-poets, remarked) and to add imaginary particulars, though in a conjectural form, to the actual data. Vossius blamed those Grecian historians, and historians of other nations, who, when they invent fables, ad effugiendam vanitatis notam satis fore putant si addant solemne suum 'aiunt,' 'fertur,' vel aliquid quod tantundem valeat. But even in our own day it would be diverting and instructive to catalogue the forms of insinuation employed by historians who pass for being most weighty, with a view to introducing their own personal imaginings: 'perhaps,' 'it would seem,' 'one would say,' 'it is pleasant to think,' 'we may infer,' 'it is probable,' 'it is evident,' and the like; and to note how they sometimes come to omit these warnings and recount things that they have themselves imagined as though they had seen them, in order to complete their picture, regarding which they would be much embarrassed if some one, indiscreet as an enfant terrible, should chance to ask them: "How do you know it?" "Who told you this?" Recourse has been had to the methodological theory of "imagination necessary for the historian who does not wish to become a mere chronicler," to an imagination, that is to say, which shall be reconstructive and integrating; or, as is also said, to "the necessity of integrating the historical datum with our personal psychology or psychological knowledge." This theory, similar to that of value in history, also contains an equivocation. For doubtless imagination is indispensable to the historian: empty criticism, empty narrative, the concept without intuition or imagination, are altogether sterile; and this has been said and said again in these pages, when we have demanded the vivid experience of the events whose history we have undertaken to relate, which also means their re-elaboration as intuition and imagination. Without this imaginative reconstruction or integration it is not possible to write history, or to read it, or to understand it. But this sort of imagination, which is really quite indispensable to the historian, is the imagination that is inseparable from the historical synthesis, the imagination in and for thought, the concreteness of thought, which is never an abstract concept, but always a relation and a judgment, not indetermination but determination. It is nevertheless to be radically distinguished from the free poetic imagination, dear to those historians who see and hear the face and the voice of Jesus on the Lake of Tiberias, or follow Heraclitus on his daily walks among the hills of Ephesus, or repeat again the secret colloquies between Francis of Assisi and the sweet Umbrian countryside.
Here too we shall be asked of what error, then, we can accuse poetical history, if it be poetry (a necessary form of the spirit and one of the dearest to the heart of man) and not history. But here also we must reply—in manner analogous to our reply in the case of philological history—that the error does not lie in what is done, but in what is claimed to be done: not in creating poetry, but in calling histories that are poetry poetical histories, which is a contradiction in terms. So far am I from entertaining the thought of objecting to poetry woven out of historical data that I wish to affirm that a great part of pure poetry, especially in modern times, is to be found in books that are called histories. The epic, for instance, did not, as is believed, die in the nineteenth century, but it is not to be found in the 'epic poems' of Botta, of Bagnoli, of Bellini, or of Bandettini, where it is sought by short-sighted classifiers of literature, but in narratives of the history of the Risorgimento, where are poured forth epic, drama, satire, idyll, elegy, and as many other 'kinds of poetry' as may be desired. The historiography of the Risorgimento is in great part a poetical historiography, rich in legends which still await the historian, or have met with him only occasionally and by chance, exactly like ancient or medieval epic, which, if it were really poetry, was yet believed by its hearers, and often perhaps by its composers themselves, to be history. And I claim for others and for myself the right to imagine history as dictated by my personal feeling; to imagine, for instance, an Italy as fair as a beloved woman, as dear as the tenderest of mothers, as austere as a venerated ancestress, to seek out her doings through the centuries and even to prophesy her future, and to create for myself in history idols of hatred and of love, to embellish yet more the charming, if I will, and to make the unpleasant yet more unpleasant. I claim to seek out every memory and every particular, the expressions of countenance, the gestures, the garments, the dwellings, every kind of insignificant particular (insignificant for others or in other respects, but not for me at that moment), almost physically to approach my friends and my mistresses, of both of which I possess a fine circle or harem in history. But it remains evident that when I or others have the intention of writing history, true history and not poetical history, we shall clear away myths and idols, friends and mistresses, devoting our attention solely to the problem of history, which is spirit or value (or if less philosophical and more colloquial terms be preferred, culture, civilization, progress), and we shall look upon them with the two eyes and the single sight of thought. And when some one, in that sphere or at that altitude, begins to talk to us of the sentiments that but a short while ago were tumultuous in our breasts, we shall listen to him as to one who talks of things that are henceforth distant and dead, in which we no longer participate, because the only sentiment that now fills our soul is the sentiment of truth, the search for historical truth.
III
With poetical history—that is to say, with the falling back of history into a form ideally anterior, that of poetry—the cycle of erroneous forms of history (or of erroneous theoretical forms) is complete. But my discourse would not perhaps be complete were I to remain silent as to a so-called form of history which had great importance in antiquity when it developed its own theory. It continues to have some importance in our own day, although now inclined to conceal its face, to change its garments, and to disguise itself. This is the history known in antiquity as oratory or rhetoric. Its object was to teach philosophy by example, to incite to virtuous conduct, to impart instruction as to the best political and military institutions, or simply to delight, according to the various intentions of the rhetoricians. And even in our own day this type of history is demanded and supplied not only in the elementary schools (where it seems to be understood that the bitter of wisdom should be imbibed by youth mingled with the sweet of fable), but among grown men. It is closely linked up with politics, where it is a question of politics, or with religion, philosophy, morality, and the like, where they are concerned, or with diversions, as in the case of anecdotes, of strange events, of scandalous and terrifying histories. But can this, I ask, be considered, I do not say history, but an erroneous (theoretical) form of history? The structure of rhetorical history presupposes a history that already exists, or at least a poetical history, narrated with a practical end. The end would be to induce an emotion leading to virtue, to remorse, to shame, or to enthusiasm; or perhaps to provide repose for the soul, such as is supplied by games; or to introduce into the mind a historical, philosophical, or scientific truth (movere, delectare, docere, or in whatever way it may be decided to classify these ends); but it will always be an end—that is to say, a practical act, which avails itself of the telling of the history as a means or as one of its means. Hence rhetorical history (which would be more correctly termed practicistical history) is composed of two elements, history and the practical end, converging into one, which is the practical act. For this reason one cannot attack it, but only its theory, which is the already mentioned theory, so celebrated in antiquity, of history as opus oratorium, as φιλοσοφία ἐκ παραδειγμάτων, as ἀποδεικτική, as νίκης γύμνασμα (if warlike), or γνωμης παίδενμα (if political), or as evocative of ἡδονή, and the like. This doctrine is altogether analogous to the hedonistic and pedagogic doctrine relating to poetry which at that time dominated. It was believed possible to assign an end to poetry, whereas an extrinsic end was assigned to it, and poetry was thus passed over without being touched. Practicistical history (which, however, is not history) is exempt from censure as a practical act: each one of us is not content with inquiring into history, but also acts, and in acting can quite well avail himself of the re-evocation of this or that image, with a view to stimulating his own work, or (which comes to the same thing) the work of others. He can, indeed, read and re-read all the books that have from time to time been of assistance to him, as Cato the younger had recourse to reading the Phædo in order to prepare himself for suicide, while others have prepared themselves for it by reading Werther, Ortis, or the poems of Leopardi. From the time of the Renaissance to the eighteenth century, many others prepared themselves for conspiracies and tyrannicides by reading Plutarch, and so much was this the case that one of them, the youthful Boscoli, when condemned to death for a conspiracy against the Medici, remarked in his last hour to Della Robbia (who recounts the incident), "Get Brutus out of my head!"—Brutus, not, that is to say, the history of Brutus that he had read and thought about, but that by which he had been fascinated and urged on to commit the crime. For the rest, true and proper history is not that Brutus which procreated the modern Bruti with their daggers, but Brutus as thought and situated in the world of thought.
One might be induced to assign a special place to the history now known as biased, because, on the one hand, it seems that it is not a simple history of sentiment and poetry, since it has an end to attain, and on the other because such end is not imposed upon it from without, but coincides with the conception of history itself. Hence it would seem fitting to look upon it as a form of history standing half-way between poetry and practicism, a mixture of the two. But mixed forms and hybrid products exist only in the fictitious classifications of empiricists, never in the reality of the spirit, and biased history, when closely examined, is really either poetical history or practicistical history. An exception must always be made of the books in which the two moments are sometimes to be found side by side, as indeed one usually finds true history and chronicle and the document and philological and poetical history side by side. What gives the illusion of a mingling or of a special form of history is the fact that many take their point of departure from poetical inspiration (love of country, faith in their country, enthusiasm for a great man, and so on) and end with practical calculations: they begin with poetry and end with the allegations of the special pleader, and sometimes, although more rarely, they follow an opposite course. This duplication is to be observed in the numerous histories of parties that have been composed since the world was a world, and it is not difficult to discover in what parts of them we have manifestations of poetry and in what parts of calculation. Good taste and criticism are continually effecting this separation for history, as for art and poetry in general.
It is true that good taste loves and accepts poetry and discriminates between the practical intentions of the poet and those of the historian-poet; but those intentions are received and admitted by the moral conscience, provided always that they are good intentions and consequently good actions; and although people are disposed to speak ill of advocates in general, it is certain that the honest advocate and the prudent orator cannot be dispensed with in social life. Nor has so-called practicistical history ever been dispensed with, either according to the Græco-Roman practice, which was that of proposing portraits of statesmen, of captains, and of heroic women as models for the soul, or according to that of the Middle Ages, which was to repeat the lives of saints and hermits of the desert, or of knights strong of arm and of unshakable faith, or in our own modern world, which recommends as edifying and stimulating reading the lives and 'legends' of inventors, of business men, of explorers, and of millionaires. Educative histories, composed with the view of promoting definite practical or moral dispositions, really exist, and every Italian knows how great were the effects of Colletta's and Balbo's histories and the like during the period of the Risorgimento, and everyone knows books that have 'inspired' him or inculcated in him the love of his own country, of his town and steeple.
This moral efficacy, which belongs to morality and not to history, has had so strong a hold upon the mind that the prejudice still survives of assigning a moral function to history (as also to poetry) in the field of teaching. This prejudice is still to be found inspiring even Labriola's pedagogic essay on The Teaching of History. But if we mean by the word 'history' both history that is thought as well as that which, on the contrary, is poetry, philology, or moral will, it is clear that 'history' will enter the educational process not under one form alone, but under all these forms. But as history proper it will only enter it under one of them, which is not that of moral education, exclusively or abstractly considered, but of the education or development of thought.
IV
Much is said, now even more than formerly, of the necessity of a 'reform of history,' but to me there does not seem to be anything to reform. Nothing to reform in the sense attributed to such a demand—namely, that of moulding a new form of history or of creating for the first time true history. History is, has been, and always will be the same, what we have called living history, history that is (ideally) contemporary; and chronicle, philological history, poetical history, and (let us call it history nevertheless) practicistical history are, have been, and always will be the same. Those who undertake the task of creating a new history always succeed in setting up philological history against poetical history, or poetical history against philological history, or contemporary history against both of them, and so on. Unless, indeed, as is the case with Buckle and the many tiresome sociologists and positivists of the last ten years, they lament with great pomposity and no less lack of intelligence as to what history is that it lacks the capacity of observation and of experiment (that is to say, the naturalistic abstraction of observation and experiment), boasting that they 'reduce history to natural science'—that is to say, by the employment of a circle, as vicious as it is grotesque, to a mental form which is its pale derivative.
In another sense, everything is certainly to be reformed in history, and history is at every moment labouring to render herself perfect—that is to say, is enriching herself and probing more deeply into herself. There is no history that completely satisfies us, because any construction of ours generates new facts and new problems and solicits new solutions. Thus the history of Rome, of Greece, and of Christianity, of the Reformation, of the French Revolution, of philosophy, of literature, and of any other subject is always being told afresh and always differently. But history reforms herself, remaining herself always, and the strength of her development lies precisely in thus enduring.
The demand for radical or abstract reform also cannot be given that other meaning of a reform of the 'idea of history,' of the discovery that is to be made or is finally made of the true concept of history. At all periods the distinction has to some extent been made between histories that are histories and those others that are works of imagination or chronicles. This could be demonstrated from the observations met with at all times among historians and methodologists, and from the confessions that even the most confused of them involuntarily let fall. It is also to be inferred with certainty from the nature itself of the human spirit, although the words in which those distinctions are expressed have not been written or are not preserved. And such a concept and distinction are renewed at every moment by history itself, which becomes ever more copious, more profound. This is to be looked upon as certain, and is for that matter made evident by the history of historiography, which has certainly accomplished some progress since the days of Diogenes of Halicarnassus and of Cicero to those of Hegel and of Humboldt. Other problems have been formed in our own day, some of which I attempt to solve in this book. I am well aware that it affords solutions only to some among the many, and especially that it does not solve (simply because it cannot) those that are not yet formed, but which will inevitably be formed in the future.
In any case it will be thought that the clearness acquired by the historical consciousness as to the nature of its own work will at least avail to destroy the erroneous forms of history, that since we have shown that philological history or chronicle is not history, and that poetical history is poetry and not history, the 'facts' that correspond to those beliefs must disappear, or become ever more limited in extension, to the point of disappearing altogether in a near or distant future, as catapults have disappeared before guns and as we see carriages disappearing before, automobiles.
And this would be truly possible were these erroneous forms to become concrete in 'facts,' were they not, as I have said above, mere 'claims.' If error and evil were a fact, humanity would have long ago abolished it—that is to say, superseded it, in the same way as it has superseded slavery and serfdom and the method of simple barter and so many other things that were facts, that is to say, its own transitory forms. But error (and evil, which is one with it) is not a fact; it does not possess empirical existence; it is nothing but the negative or dialectical moment of the spirit, necessary for the concreteness of the positive moment, for the reality of the spirit. For this reason it is eternal and indestructible, and to destroy it by abstraction (since it cannot be done by thought) is equivalent to imagining the death of the spirit, as confirmed in the saying that abstraction is death.
And without occupying further space with the ex-position of a doctrine that would entail too wide a digression,[1] I shall observe that a glance at the history of history proves the salutary nature of error, which is not a Caliban, but rather an Ariel, who breathes everywhere, calling forth and exciting, but can never be grasped as a solid thing. And with a view to seeking examples only in those general forms that have been hitherto examined, polemical and tendencious historiography is certainly to be termed error. This prevailed during the period of the enlightenment, and reduced history to a pleading against priests and tyrants. But who would have wished simply to return from this to the learned and apathetic history of the Benedictines and of the other authors of folios? The polemic and its direction expressed the need for living history, though not in an altogether satisfactory form, and this need was followed by the creation of a new historiography during the period of romanticism. The type of merely philological history, promulgated in Germany after 1820, and afterward disseminated throughout Europe, was also certainly error; but it was likewise an instrument of liberation from the more or less fantastic and arbitrary histories improvised by the philosophers. But who would wish to turn back from them to the 'philosophies of history'? The type of history, sometimes tendencious, but more often poetical, which followed in the wake of the national Italian movement, was also error—that is to say, it led to the loss of historical calm. But that poetical consciousness which surpassed itself when laying claim to historical truth was bound sooner or later to generate (as had been the case on a larger scale in the eighteenth century) a history linked with the interests of life without becoming servile and allowing itself to be led away by the phantoms of love and hate suggested by them. Further examples could be adduced, but the example of examples is that which happens within each of us when we are dealing with historical material. We see our sympathies and antipathies arise in turn as we proceed (our poetical history), our intentions as practical men (our rhetorical history), our chroniclistical memories (our philological history); we mentally supersede these forms in turn, and in doing so find ourselves in possession of a new and more profound historical truth. Thus does history affirm itself, distinguishing itself from non-histories and conquering the dialectical moments which arise from these. It was for this reason that I said that there is never anything of anything to reform in the abstract, but everything of everything in the concrete.
III
HISTORY AS HISTORY OF THE UNIVERSAL CRITICISM OF 'UNIVERSAL HISTORY
I
Returning from this dialectical round to the concept of history as 'contemporary history,' a new doubt assails and torments us. For if the proof given has freed that concept from one of the most insistent forms of historical scepticism (the scepticism that arises from the lack of reliability of 'testimony'), it does not seem that it has been freed or ever can be freed from that other form of scepticism, more properly termed 'agnosticism,' which does not absolutely deny the truth of history, but denies to it complete truth. But in ultimate analysis this is to deny to it real knowledge, because unsound knowledge, half knowledge, also reduces the vigour of the part that it asserts to be known. It is, however, commonly asserted that only a part of history, a very small part, is known to us: a faint glimmer which renders yet more sensible the vast gloom that surrounds our knowledge on all sides.
In truth, what do we know of the origins of Rome or of the Greek states, and of the people who preceded the Greek and Roman civilizations in those countries, notwithstanding all the researches of the learned? And if a fragment of the life of these people does remain to us, how uncertain is its interpretation! If some tradition has been handed down to us, how poor, confused, and contradictory it is! And we know still less of the people who preceded those people, of the immigrations from Asia and Africa into Europe or inversely, and of relations with other countries beyond the ocean, even with the Atlantis of the myths. And the monogenesis or polygenesis of the human race is a desperate head-splitter, open to all conjectures. The appearance upon the earth of the genus homo is open to vain conjectures, as is his affinity or relationship to the animals. The history of the earth, of the solar system, of the whole cosmos, is lost in the obscurity of its origin. But obscurity does not dwell alone among the 'origins'; the whole of history, even that of modern Europe which is nearest to us, is obscure. Who can really say what motives determined a Danton or a Robespierre, a Napoleon or an Alexander of Russia? And how numerous are the obscurities and the lacunæ that relate to the acts themselves—that is to say, to their externalization! Mountains of books have been written upon the days of September, upon the eighteenth of Brumaire, upon the burning of Moscow; but who can tell how these things really happened? Even those who were direct witnesses are not able to say, for they have handed down to us diverse and conflicting narratives. But let us leave great history. Will it not at least be possible for us to know a little history completely, we will not say that of our country, of our town, or of our family, but the least little history of any one of ourselves: what he really wanted when (many years ago or yesterday) he abandoned himself to this or that motive of passion, and uttered this or that word; how he reached this or that particular conclusion or decided upon some particular course of action; whether the motives that urged him in a particular direction were lofty or base, moral or egoistic, inspired by duty or by vanity, pure or impure?
It is enough to make one lose one's head, as those scrupulous people are aware, who the more they attempt to perfect their examination of conscience the more they are confused. No other counsel can be offered to them than that of examining themselves certainly, but not overmuch, of looking rather ahead than behind, or only looking behind to the extent that it is necessary to look. We certainly know our own history and that of the world that surrounds us, but how little and how meagrely in comparison with our infinite desire for knowledge!
The best way of ending this vexation of spirit is that which I have followed, that of pushing it to its extreme limit, and then of imagining for a moment that all the interrogations mentioned, together with the infinite others that could be mentioned, have been satisfied; satisfied as interrogations that continued to the infinite can be satisfied—that is to say, by affording an immediate answer to them, one after the other, and by causing the spirit to enter the path of a vertiginous process of satisfactions, always obtained to the infinite. Now, were all those interrogations satisfactorily answered, were we in possession of all the answers to them, what should we do? The road of progress to the infinite is as wide as that to hell, and if it does not lead to hell it certainly leads to the madhouse. And that infinite, which grows bigger the moment we first touch it, does not avail us; indeed it fills us with fear. Only the poor finite assists us, the determined, the concrete, which is grasped by thought and which lends itself as base for our existence and as point of departure for our action. Thus even were all the particular infinities of infinite history offered for the gratification of our desire, there would be nothing else left for us to do but to clear our minds of them, to forget them, and to concentrate upon that particular point alone which corresponds to a problem and constitutes living, active history, contemporary history.
And this is what the spirit in its development accomplishes, because there is no fact that is not known at the moment of its being done, by means of the consciousness that germinates perpetually upon action; and there is no fact that is not forgotten sooner or later, but may be recalled, as we remarked when speaking of dead history revived at the touch of life, of the past that by means of the contemporaneous becomes again contemporaneous. Tolstoi got this thought fixed in his mind: not only is no one, not even a Napoleon, able to predetermine with exactitude the happenings of a battle, but no one can know how it really did happen, because on the very evening of its ending an artificial, legendary history appears, which only a credulous spirit could mistake for real history; yet it is upon this that professional historians work, integrating or tempering imagination with imagination. But the battle is known as it gradually develops, and then as the turmoil that it causes is dissipated, so too is dissipated the turmoil of that consciousness, and the only thing of importance is the actuality of the new situation and the 'new disposition of soul that has been produced, expressed in poetical legends or availing itself of artificial fictions. And each one of us at every moment knows and forgets the majority of his thoughts and acts (what a misfortune it would be if he did not do so, for his life would be a tiresome computation of his smallest movements!); but he does not forget, and preserves for a greater or less time, those thoughts and sentiments which represent memorable crises and problems relating to his future. Sometimes we assist with astonishment at the awakening in us of sentiments and thoughts that we had believed to be irrevocable. Thus it must be said that we know at every moment all the history that we need to know; and since what remains over does not matter to us, we do not possess the means of knowing it, or we shall possess it when the need arises. That 'remaining' history is the eternal phantom of the 'thing in itself,' which is neither 'thing' nor 'in itself,' but only the imaginative projection of the infinity of our action and of our knowledge.
The imaginative projection of the thing in itself, with the agnosticism that is its result, is caused in philosophy by the natural sciences, which posit a reality made extrinsic and material and therefore unintelligible. Chroniclism also occasions historical agnosticism in an analogous manner at the naturalistic moment of history, for it posits a dead and unintelligible history. Allowing itself to be seduced by this allurement it strays from the path of concrete truth, while the soul feels itself suddenly filled with infinite questions, most vain and desperate. In like manner, he who strays from or has not yet entered the fruitful path of a diligent life, feels his soul full to overflowing of infinite desires, of actions that cannot be realized, of pleasures out of reach, and consequently suffers the pains of a Tantalus. But the wisdom of life warns us not to lose ourselves in absurd desires, as the wisdom of thought warns us not to lose ourselves in problems that are vain.
II
But if we cannot know anything but the finite and the particular, always indeed only this particular and this finite, must we then renounce (a dolorous renunciation 1) knowledge of universal history? Without doubt, but with the double corollary that we are renouncing what we have never possessed, because we could not possess it, and that in consequence such renunciation is not at all painful.
'Universal history,' too, is not a concrete act or tact, but a 'claim,' and a claim due to chroniclism and to its 'thing in itself,' and to the strange proposal of closing the infinite progression, which had been improperly opened, by means of progress to the infinite. Universal history really tries to form a picture of all the things that have happened to the human race, from its origins upon the earth to the present moment. Indeed, it claims to do this from the origin of things, or the creation, to the end of the world, since it would not otherwise be truly universal. Hence its tendency to fill the abysses of prehistory and of the origins with theological or naturalistic fictions and to trace somehow the future, either with revelations and prophecies, as in Christian universal history (which went as far as Antichrist and the Last Judgment), or with previsions, as in the universal histories of positivism, democratism, and socialism.
Such was its claim, but the result turns out to be different from the intention, and it gets what it can—that is to say, a chronicle that is always more or less of a mixture, or a poetical history expressing some aspiration of the heart of man, or a true and proper history, which is not universal, but particular, although it embraces the lives of many peoples and of many times. Most frequently these different elements are to be discerned side by side in the same literary composition. Omitting chronicles more or less wide in scope (though always narrow), poetical histories, and the various contaminations of several different forms, we immediately perceive, not as a result of logical deduction alone, but with a simple glance at any one of the 'universal histories,' that 'universal histories,' in so far as they are histories, or in that part of them in which they are histories, resolve themselves into nothing else but particular histories'—that is to say, they are due to a particular interest centred in a particular problem, and comprehend only those facts that form part of that interest and afford an answer to that particular problem. For antiquity the example of the work of Polybius should suffice for all, since it was he who most vigorously insisted upon the need for a 'universal history' (καθολική ιστορία, ή των καθόλου πραγμάτων σΰνταξις). For the Christian period we may cite the Civitas Dei of Augustine, and for modern times the Philosophy of History of Hegel (he also called it universal history, or philosophische Weltgeschichte). But we observe here that the universal history which Polybius desired and created was that more vast, more complex, more political, and graver history which Roman hegemony and the formation of the Roman world required, and therefore that it embraced only those peoples which came into relation and conflict with Rome, and limited itself almost altogether to the history of political institutions and of military dispositions, according to the spiritual tendencies of the author. Augustine, in his turn, attempted to render intelligible the penetration of Paganism by Christianity, and with this object in view he made use of the idea of two enemy cities, the terrestrial and the celestial, of which the first was sometimes the adversary of and sometimes preparatory to the second. Finally, Hegel treated the same problem in his universal history as in his particular history of philosophy—that is to say, the manner in which the spirit of a philosophy of servitude to nature, or to the transcendental God, has elevated itself to the consciousness of liberty. He cut out prehistory from the philosophy of history, as he had cut it out from the history of philosophy, and considered Oriental history very summarily, since it did not offer much of interest to the prosecution of his design.
Naturalistic or cosmological romances will always be composed by those who feel inspired to write them, and they will always find eager and appreciative readers, especially among the lazy, who are pleased to possess the 'secret of the world' in a few pages. And more or less vast compilations will always be made of the histories of the East and the West, of the Americas and Africa and Oceania. The strength of a single individual does not suffice for these, even as regards their compilation, so we now find groups of learned men or compilers associated in that object (as though to give ocular evidence of the absence of all intimate connexion). We have even seen recently certain attempts at universal histories arranged on geographical principles, like so many histories set side by side—European, Asiatic, African, and so on—which insensibly assume the form of a historical dictionary. And this or that particular history can always usefully take the name of a 'universal history,' in the old sense of Polybius—that is to say, as opposed to books that are less actual, less serious, and less satisfactory, the books of those 'writers of particular things' (οἱ τάς ἐπί μέρους γράφοντες πράξεις) who are led to make little things great (τὰ μικρὰ μεγάλα ποιεῑν) and to indulge in lengthy anecdotes unworthy of being recorded (περὶ τῶν μηδὲ μνήμης άξιων), and that owing to the lack of a criterion (δί' ἀκρισίαν). In this sense, those times and peoples whose politico-social development had produced, as it were, a narrowing of the historical circle would be well advised to break away from minute details and to envisage 'universal history'—that is to say, a vaster history, which lies beyond particular histories. This applies in particular to our Italy, which, since it had a universalistic function at the time of the Renaissance, had universal vision, and told the history of all the peoples in its own way, and then limited itself to local history, then again elevated itself to national history, and should now, even more than in the past, extend itself over the vast fields of the history of all times past and present. But the word 'universal,' which has value for the ends above mentioned, will never designate the possession of a 'universal history,' in the sense that we have refused to it. Such a history disappears in the world of illusions, together with similar Utopias, such, for instance, as the art that should serve as model for all times, or universal justice valid for all time.
III
But in the same way that by the dissipation of the illusion of universal art and of universal justice the intrinsically universal character of particular art and of particular justice is not cancelled (of the Iliad or of the constitution of the Roman family), to negate universal history does not mean to negate the universal in history. Here, too, must be repeated what was said of the vain search for God throughout the infinite series of the finite and found at every point of it: Und du bist ganz vor mir! That particular and that finite is determined, in its particularity and finitude, by thought, and therefore known together with the universal, the universal in that particular form. The merely finite and particular does not exist save as an abstraction. There is no abstract finite in poetry and in art itself, which is the reign of the individual; but there is the ingenuous finite, which is the undistinguished unity of finite and infinite, which will be distinguished in the sphere of thought and will in that way attain to a more lofty form of unity. And history is thought, and, as such, thought of the universal, of the universal in its concreteness, and therefore always determined in a particular manner. There is no fact, however small it be, that can be otherwise conceived (realized and qualified) than as universal. In its most simple form—that is to say, in its essential form—history expresses itself with judgments, inseparable syntheses of individual and universal. And the individual is called the subject of the judgment, the universal the predicate, by old terminological tradition, which it will perhaps be convenient to preserve. But for him who dominates words with thought, the true subject of history is just the predicate, and the true predicate the subject—that is to say, the universal is determined in the judgment by individualizing it. If this argument seems too abstruse and amounts to a philosophical subtlety, it may be rendered obvious and altogether different from a private possession of those known as philosophers by means of the simple observation that everyone who reflects, upon being asked what is the subject of the history of poetry, will certainly not reply Dante or Shakespeare, or Italian or English poetry, or the series of poems that are known to us, but poetry—that is to say, a universal; and again, when asked what is the subject of social and political history, the answer will not be Greece or Rome, France or Germany, or even all these and others such combined, but culture, civilization, progress, liberty, or any other similar word—that is to say, a universal.
And here we can remove a great stumbling-block to the recognition of the identity of philosophy with history. I have attempted to renovate, modify, and establish this doctrine with many analyses and with many arguments in another volume of my works.[1] It is, however, frequently very difficult, being rather an object of irresistible argument than of complete persuasion and adhesion. Seeking for the various causes of this difficulty, I have come upon one which seems to me to be the principal and fundamental. This is precisely the conception of history not as living contemporary history, but as history that is dead and belongs to the past, as chronicle (or philological history, which, as we know, can be reduced to chronicle). It is undeniable that when history is taken as chronicle its identity with philosophy cannot be made clear to the mind, because it does not exist. But when chronicle has been reduced to its proper practical and mnemonical function, and history has been raised to the knowledge of the eternal present, it reveals itself as all one with philosophy, which for its part is never anything but the thought of the eternal present. This, be it well understood, provided always that the dualism of ideas and facts has been superseded, of vérités de raison and vérités de fait, the concept of philosophy as contemplation of vérités de raison, and that of history as the amassing of brute facts, of coarse vérités de fait. We have recently found this tenacious dualism in the act of renewing itself, disguised beneath the axiom that le propre de l'histoire est de savoir, le propre de la philosophie est de comprendre. This amounts to the absurd distinction of knowing without understanding and of understanding without knowing, which would thus be the doubly dis-heartening theoretical fate of man. But such a dualism and the conception of the world which accompanies it, far from being true philosophy, are the perpetual source whence springs that imperfect attempt at philosophizing which is called religion when one is within its magic circle, mythology when one has left it. Will it be useful to attack transcendency, and to claim the character of immanence for reality and for philosophy? It will certainly be of use; but I do not feel the necessity of doing so, at any rate here and now.
And since history, properly understood, abolishes the idea of a universal history, so philosophy, immanent and identical with history, abolishes the idea of a universal philosophy—that is to say, of the closed system. The two negations correspond and are indeed fundamentally one (because closed systems, like universal histories, are cosmological romances), and both receive empirical confirmation from the tendency of the best spirits of our day to refrain from 'universal histories' and from 'definitive systems,' leaving both to compilers, to believers, and to the credulous of every sort. This tendency was implicit in the last great philosophy, that of Hegel, but it was opposed in its own self by old survivals and altogether betrayed in execution, so that this philosophy also converts itself into a cosmological romance. Thus it may be said that what at the beginning of the nineteenth century was merely a simple presentiment becomes changed into firm consciousness at the beginning of the twentieth. This defies the fears of the timid lest the knowledge of the universal should be thus compromised, and indeed maintains that only in this way can such knowledge be truly and perpetually acquired, because dynamically obtained. Thus history becoming actual history and philosophy becoming historical philosophy have freed themselves, the one from the anxiety of not being able to know that which is not known, only because it was or will be known, and the other from the despair of never being able to attain to definite truth—that is to say, both are freed from the phantom of the 'thing in itself.'
IV
IDEAL GENESIS AND DISSOLUTION OF THE 'PHILOSOPHY OF HISTORY'
I
The conception of the so-called 'philosophy of history' is perpetually opposed to and resisted by the deterministic conception of history. Not only is this clearly to be seen from inspection, but it is also quite evident logically, because the 'philosophy of history' represents the transcendental conception of the real, determinism the immanent.
But on examining the facts it is not less certain that historical determinism perpetually generates the 'philosophy of history'; nor is this fact less evidently logical than the preceding, because determinism is naturalism, and therefore immanent, certainly, but insufficiently and falsely immanent. Hence it should rather be said that it wishes to be, but is not, immanent, and whatever its efforts may be in the contrary direction, it becomes converted into transcendency. All this does not present any difficulty to one who has clearly in mind the conceptions of the transcendent and of the immanent, of the philosophy of history as transcendency and of the deterministic or naturalistic conception of history as a false immanence. But it will be of use to see in more detail how this process of agreements and oppositions is developed and solved with reference to the problem of history.
"First collect the facts, then connect them causally"; this is the way that the work of the historian is represented in the deterministic conception. Après la collection des faits, la recherche des causes, to repeat the very common formula in the very words of one of the most eloquent and picturesque theorists of that school, Taine. Facts are brute, dense, real indeed, but not illumined with the light of science, not intellectualized. This intelligible character must be conferred upon them by means of the search for causes. But it is very well known what happens when one fact is linked to another as its cause, forming a chain of causes and effects: we thus inaugurate an infinite regression, and we never succeed in finding the cause or causes to which we can finally attach the chain that we have been so industriously putting together.
Some, maybe many, of the theorists of history get out of the difficulty in a truly simple manner: they break or let fall at a certain point their chain, which is already broken at another point at the other end (the effect which they have undertaken to consider). They operate with their fragment of chain as though it were something perfect and closed in itself, as though a straight line divided at two points should include space and be a figure. Hence, too, the doctrine that we find among the methodologists of history: that it is only necessary for history to seek out 'proximate' causes. This doctrine is intended to supply a logical foundation to the above process. But who can ever say what are the 'proximate causes'? Thought, since it is admitted that it is unfortunately obliged to think according to the chain of causes, will never wish to know anything but 'true' causes, be they near or distant in space and time (space, like time, ne fait rien à l'affaire). In reality, this theory is a fig-leaf, placed there to cover a proceeding of which the historian, who is a thinker and a critic, is ashamed, an act of will which is useful, but which for that very reason is wilful. The fig-leaf, however, is a sign of modesty, and as such has its value, because, if shame be lost, there is a risk that it will finally be declared that the 'causes' at which an arbitrary halt has been made are the 'ultimate' causes, the 'true' causes, thus raising the caprice of the individual to the rank of an act creative of the world, treating it as though it were God, the God of certain theologians, whose caprice is truth. I should not wish again to quote Taine just after having said this, for he is a most estimable author, not on account of his mental constitution, but of his enthusiastic faith in science; yet it suits me to quote him nevertheless. Taine, in his search for causes, having reached a cause which he sometimes calls the 'race' and sometimes the 'age,' as for instance in his history of English literature, when he reaches the concept of the 'man of the North' or 'German,' with the character and intellect that would be suitable to such a person—coldness of the senses, love of abstract ideas, grossness of taste, and contempt for order and regularity—gravely affirms: Là s'arrête la recherche: on est tombé sur quelque disposition primitive, sur quelque trait propre à toutes les sensations, à toutes les conceptions d'un siècle ou d'une race, sur quelque particularité inséparable de toutes les démarches de son esprit et de son cour. Ce sont là les grandes causes, les causes universelles et permanentes. What that primitive and insurmountable thing contained was known to Taine's imagination, but criticism is ignorant of it; for criticism demands that the genesis of the facts or groups of facts designated as 'age' and 'race' should be given, and in demanding their genesis declares that they are neither 'universal' nor 'permanent,' because no universal and permanent 'facts' are known, as far as I am aware, certainly not le Germain and l'homme du Nord; nor are mummies facts, though they last some thousands of years, but not for ever—they change gradually, but they do change.