PART I VITALISM AND MECHANISM SUMMARY (continued 3)
Reading edition
§3
This is not what is generally meant when it is said that adaptation is a fundamental principle of biological enquiry. I believe that it is the only legitimate sense in which it can be said that there is a biological principle of adaptation. It seems to me that, when we go further and put more than this into our concept of adaptation, we are driven to formulating the problems of biology in a wrong way. By inventing hypotheses to explain facts which do not exist, we then proceed to give false interpretations of the significance of facts that do exist.
When the principle of adaptation is treated as a principle which enables us to predict conclusions, it constantly leads us to fantastic distortions of what really happens. If I wished to illustrate this in connexion with the self-regulating aspect of the concept of adaptation, I could not do better than refer to current speculations about the rôle of the ductless glands in the economy of the organism. The physiologist who interprets his field of observation in a manner analogous to that of the physicist and chemist realizes that we have no reason to believe that every chemical entity found in the animal body is necessary or even useful to its owner. He will not therefore draw any conclusions of a far-reaching nature from the discovery that a certain tissue extract has highly specific physiological properties, unless he can show that the removal of the tissue itself produces effects of an opposite nature to those which ensue on injecting its active constituent. The student of ductless glands who regards adaptation as a principle to be applied rather than as field to be explored will not be held back by such restraint. We must thank the “principle” of adaptation in endocrinology for the romantic guess-work of that school which undertakes to interpret the whole of human history in terms of a glandular explanation of temperament. Most speculations on which the glandular theory of temperament are based have their only experimental basis in the presence of supposedly specific active substances in one or other tissue extract. A “principle of adaptation” does not assist us to understand why the pituitary gland of a fish should contain one specific constituent which produces expansion of the black pigment cells in the skin of a frog, another specific constituent which causes the uterus of the mammal to contract, and yet a third which produces a specific fall of blood pressure in the bird and a specific rise of blood pressure in the mammal.
It is especially in the field of evolutionary biology that we must look for most guidance, because the concept of adaptation has occupied such a prominent part in the evolutionary controversy. As an example of how “the principle of adaptation” leads to incorrect conclusions I need cite only one example from an exceedingly able and provocative address of Professor D. M. S. Watson.
“It is not unusual for a student of fossils to discuss the habits of an extinct animal on the basis of a structural resemblance of its ‘adaptive features’ with those of a living animal and then to pass on to make use of his conclusions as if they were facts in the discussion of an evolutionary history or of the mode of origin of a series of sediments. In extreme cases such evidence may be absolutely reliable: no man faced with an ichthyosaur so perfectly preserved that the outlines of its fins are visible can possibly doubt that it is an aquatic animal, and such a conclusion based on structure is supported by the entire absence of ichthyosaurs in continental deposits of appropriate ages and their abundance in marine beds. But if extremes give good evidence, ordinary cases are always disputable. For example, there is, so far as I know, not the least evidence in the post-cranial skeleton that the hippopotamus is aquatic; its limbs show no swimming modification whatsoever, and the dorsal position of the eyes would be a small point on which to base assumptions. Most palæontologists believe that the dentition of a mammal, and by inference also that of a reptile or fish, is highly adaptive, that its character will be closely correlated with the animal’s food, and that from it the habits of an extinct animal can be inferred with safety. Here again the extreme cases are justified, the flesh-eating teeth of a cat and the grinding battery of the horse are clearly related to diet. Crushing dentitions, with the modification of skull and jaw shape and of musculature which go with them, seem equally characteristic. I had always believed that the horny plates and the jaws of Platypus were adapted to hard food, and that that animal possessed them, whilst the closely allied Echidna was toothless, because it was aquatic and lived in rivers which might be expected to have a rich molluscan fauna which could serve as food. But the half-dozen specimens whose stomachs I have opened contained no molluscs whatsoever, and seem to have fed on insect larvæ, the ordinary soft bottom fauna of a stream.” (Op. cit.)
We are now beginning to see that the evolutionists of the nineteenth century focused their attention far too exclusively on adaptation. In other words, they regarded adaptation as a principle like the principle of conservation of matter, one of universal validity within the field of biology. Any theory of evolution has to explain why non-adaptive, as well as adaptive, features arise. In that sense the fundamental problem of evolution is not the origin of adaptation but the origin of species. Both the theories of Lamarck and Darwin implicitly assumed that the differences between species, in the traditional, i.e. Linnæan sense, are mainly utilitarian. Having started with an incorrect apprehension of the facts they proceeded to elaborate hypotheses to account for them. Thence inevitably they drew from these hypotheses an unsatisfactory account of the way in which new species do arise. From the modern standpoint analysis of the species problem does not demand a recognition that species differences are even in the main utilitarian, though such a statement would probably be true of differences between larger units such as genera. Nor from the modern standpoint do the hypotheses of either Lamarck or Darwin give us any clue to the way in which the species barrier, i.e. inability to breed with other species successfully, can have arisen. Anything which remains of the Lamarckian principle in the light of modern research has no special relevance to the origin of adaptations. Whatever remains of the theory of natural selection has been completely divested of the implication that non-adaptive characters were necessarily adaptive at their inception.
A discussion of the fate of the Lamarckian and Darwinian theories must be undertaken elsewhere. Here it is sufficient to point out that both, more particularly the latter, had a peculiarly sterilizing influence on the growth of experimental biology. Obsessed with the principle of universal adaptation which Natural Selection had secularized, zoology, from the publication of the Origin of Species to the rediscovery of Mendel’s Laws, wandered for forty years in a wilderness of phylogenetic speculation. Biological research in the words of Professor Punnett became
“devoted to the construction of hypothetical pedigrees suggesting the various tracks of evolution.... The result of such work may be said to have shown that the diverse forms under which living things exist to-day, and have existed in the past, so far as palæontology can tell us, are consistent with the view that they are all related by the community of descent.... It is obvious that all this work has little or nothing to do with the manner in which species are formed.”
According to the Selectionist doctrine in its original form, characters originated and persisted in virtue of their utility and what Darwin somewhat vaguely called “the strong principle of inheritance.” To explain any peculiarity of structure or habit, it became necessary only to show one of two things, either it was useful to its owner or was once useful to an ancestor of its owner. Everything was or had been an adaptation. This resulted in a complete divorce of comparative anatomy from comparative physiology. The morphologist and systematic zoologist regarded it as an impertinence of the physiologist to seek for experimental evidence, where a perfectly good case of adaptation was evident to anyone who would accept their premisses.
I will illustrate this from a field in which I have myself carried out experimental investigations for twelve years. Writing of colour change in frogs Dr. Hans Gadow makes the following remarks in the Cambridge Natural History (Amphibia and Reptiles, p. 36):
“Biedermann concludes that the chromatic function of frogs in general depends chiefly upon the sensory impressions received by the skin, while that of fishes depends upon the eye. All this sounds very well, but the observations and experiments are such as are usual in physiological laboratories, and the frogs, when absorbed in their native haunts, or even when kept under proper conditions, do not always behave as the physiologist thinks they should. There is no doubt that in many cases the changes of colour are not voluntary but reflex actions. It is quite conceivable that the sensation of sitting on a rough surface starts a whole train of processes: roughness means bark, bark is brown, change into brown; but one and the same tree frog does not always assume the colour of the bark, when it rests or when it sleeps upon such a piece. He will if it suits him remain grass green on a yellow stone or on a white window frame.... The sensory impression received through the skin of the belly is the same, no matter if the board be painted white, black or green, and how does it then come to pass that the frog adjusts its colour to a nicety to the general hue or tone of its surroundings.”
It is safe to say that no one, unless at the outset prejudiced by the principle of adaptation, could be led to entertain the view that frogs as a rule are able to adjust themselves “to a nicety” to the general hue and tone of their surroundings. The state of the pigment cells in the skin is influenced independently by a number of diverse factors, including moisture, temperature, diffuse light acting on the skin and reflected light acting on the retina of the eye in the opposite sense. Individual frogs differ in basic pattern, but the range of hue between the dark and pale condition for any frog is fixed, as is also true of the proverbial chameleon. When the conditions affecting colour change in a frog are defined, it is possible to predict the pigmentary response of a frog and its time relations with as much confidence as any other physical event in nature. It is, on the other hand, quite impossible to draw any far-reaching conclusions about colour change from uncontrolled observation of the frog in its native haunts, because the number of significant variables is far too numerous to handle in this way. I have quoted this passage to show the attitude which zoologists under the influence of the post-Darwinian tradition adopted towards experimental enquiry of any description. Dr. Gadow applies the “principle of adaptation,” as it was then used in morphology, to the self-regulating aspect of the organism with results which show what might well happen to physiology if the physiologist employed the principle of adaptation as the chemist employs the principle of conservation of matter.
Ecology, or the study of the relation of species to particular types of environment, provides a clear illustration of the progress that has been achieved by detailed study of physiological mechanisms in place of the speculative application of the principle of “adaptation.” Krogh and his pupils have made a special study of the physico-chemical properties of the blood pigments of the lower organisms, and have thereby thrown a good deal of light on the conditions which determine their ecological distribution. Let us take the case of two common bony fishes, the carp and the trout. It is a matter of common experience that in nature the trout will only live in running streams. It can be kept with great difficulty in aquaria, if special precautions for aerating the water are taken. The carp will live in still water, where the oxygen content is low, and like its ally the goldfish accommodates itself to the aquarium with great ease. The difference between the two types is at once understood, when we know that the hæmoglobin of the carp has a much higher affinity for oxygen than the hæmoglobin of the trout. In consequence the blood of the carp is completely saturated with oxygen when the oxygen content of the water in which it swims is far below that which is in equilibrium with the oxygen pressure of the atmosphere. The blood of the trout on the other hand is only fully saturated with oxygen when the water is itself nearly saturated.
The concentration of salts in the blood of fishes like the trout and carp is kept constant at a level below that of sea water. The concentration of dissolved substances in the blood of sharks and dogfishes which are all marine is in equilibrium with the osmotic pressure of the sea. The respiratory centre of the wrasse is paralysed at 60° C. {sic}, while the heart of the English dogfish shows irreversible changes above 18° C. Taking these facts together we can deduce a good deal about the viability of a species in a given locality. A fish like the skate placed near the estuary of a large river is forced to remain where the salt concentration is above a certain level. A salmon is not subject to this restraint. Assuming that the fish can pass the estuarine boundary and proceed upstream, two alternatives present themselves. He can remain in the swiftly moving main stream or take to backwaters and stagnant lakes connected with it. If he has the hæmoglobin of a trout, he is committed irretrievably to the former alternative. Being compelled to remain in the swiftly running part of the river bed, he might stay in the lowlands or make for the source, which in general will be much colder. In the case of a fish like the wrasse, whose respiratory centre is paralysed at a temperature of 6° C., the latter course is impossible, if the river rises in a high range. Thus in place of vaguely speculating about how an organism is specially “adapted” to live in some particular place, experimental biology is gathering clearly defined ideas about why an organism cannot live in any place other than that in which it does live.
The idea that a problem can be solved by invoking the principle of adaptation assumes its most grotesque form in Haeckel’s discussion of Recapitulation. The classical example of what is called recapitulation is provided by the gill clefts of vertebrates. All vertebrate embryos have pits or clefts at the sides of the throat, supplied by a characteristic arrangement of blood-vessels. In fishes the clefts acquire filaments richly supplied with blood-vessels, and act as gills. Both the gill clefts and the characteristic arrangement of blood-vessels associated with them persist throughout life. In frogs and salamanders gill filaments are developed in the tadpole stage, but the clefts disappear in adult life and the characteristic arrangement of their blood supply becomes profoundly changed. In Man and most land vertebrates the gill clefts are never used as respiratory organs, and with their blood-vessels disappear at an early stage in development. During the first half of the last century Van Baer, the pioneer embryologist, propounded a generalization which may be stated thus: embryos of different species of animals of the same group are more alike than the adults, and the younger the embryo the greater are the resemblances. This generalization, well illustrated by the gill clefts, was later extended by Haeckel with the sonorous title “Biogenetische Grundgesetz.” It is thus defined by its author: “The history of the fœtus is a recapitulation of the history of the race, or in other words, ontogeny is a recapitulation of phylogeny.”
The way in which the modern geneticist handles the problem of development offers a striking contrast to the attitude of Haeckel and a generation of zoologists unduly preoccupied with the concept of adaptation. A recent investigation from the laboratory of Professor Julian Huxley will illustrate the difference. In the little crustacean Gammarus there are a number of varieties distinguished by the colour of their eyes. All coloured eyes are at an early stage of development colourless. They then become scarlet owing to the formation of a red pigment. They may subsequently darken owing to the deposition of the black substance known as melanin. Varieties with eye colour from a dark red through various grades of chocolate to dark brown and black are distinguished by the time at which the deposition of melanin begins and the rate at which it occurs. Here there is no difficulty in seeing what conditions must be fulfilled in order that a new variety should or should not recapitulate the characteristic of the ancestral stock from which it arises. If a red-eyed variety of Gammarus arose from a white-eyed stock, it would necessarily exhibit the ancestral condition at the beginning of development, because all eyes are at first colourless. If a black-eyed form arose as a sport from a red-eyed stock, it would also recapitulate the ancestral characteristic, because all black eyes are at first red. If a white-eyed form arose as a sport in a red-eyed stock, or a red-eyed form emerged from a black-eyed stock, in neither case would the ancestral condition be manifest at any stage of development. There is no question of the intrinsic usefulness of a new character involved in this. Whether recapitulation does or does not occur here depends upon whether the Mendelian factor which distinguishes a new variety hastens or retards some feature of the developmental process.
Now Haeckel’s “Grundgesetz” implies an additional statement to that contained in Van Baer’s Law. It signifies that the embryonic stages of one form are to be compared with adult rather than embryonic stages of another. This in fact is not correct, as the classical cases of recapitulatory phenomena demonstrate most clearly. The mammalian embryo never possesses true gills. It goes through a stage at which it has the characteristic clefts and arterial arches which in the fish embryo precede the development of functional gills. This is also true of crustacean larvæ. Sacculina, the crab gall, passes through the two characteristic larval forms of the true barnacles. It has no resemblance to an adult barnacle in any stage. A more serious objection to Haeckel’s way of stating the idea of recapitulation in development is the vagueness it assumes when brought face to face with the exceptions that are as numerous as the applications of the rule. An illustration of the exceptions is provided by eye colour in the human species. It is fairly certain that the blue-eyed condition has arisen as a mutant in a brown-eyed stock; yet the eyes of brown-eyed adults are often blue in the newly born.
It is not difficult to discover in Haeckel’s own writings the train of reasoning which led him to distort the facts of development in stating the law which is often associated with his name.
“The evolution of the fœtus (or ontogenesis),” states Haeckel, “is a condensed and abbreviated recapitulation of the evolution of the stem (or phylogenesis); is preserved by a constant heredity; on the other hand, it becomes less complete in proportion as a varying adaptation to new conditions increases the disturbing factors in the development (or cenogenesis). The cenogenetic alterations or distortions of the original paligenetic course of development take the form, as a rule, of a gradual displacement of the phenomena, which is slowly effected by adaptation to the changed conditions of embryonic existence during the course of thousands of years. This displacement may take place as regards either the locality or the time of the phenomenon. The first is called heterotopism, the second heterochronism.”
So naïve a combination of garrulous teleology and self-contradiction is characteristic of the hopeless confusion of thought which existed in evolutionary biology, while it remained dominated by the principle of adaptation. The larval “adaptations” should on the face of it recapitulate their ancestral story—and so on in endless regression. There is no intelligible meaning in Haeckel’s explanation of the admittedly ubiquitous exceptions to his rule.
Haeckel’s so-called Biogenetische Grundgesetz exerted a profound influence on biology during the second half of the nineteenth century, and perhaps did more than anything else to divert zoologists from the study of activity to the pursuit of insignificant details of no conceivable physiological interest. Instead of furthering the development of zoology as an exact science, it substituted the construction of architectural mnemonics for the search after quantitative laws. With Haeckel’s law is associated an interesting logical fallacy in the development of the argument for evolution. Huxley made a good debating point when he disclosed the embarrassing information that a bishop at one stage of the episcopal life cycle has gill structures like those of a fish. From the standpoint of formal logic the point is worthless. Only the atmosphere of religious propaganda which surrounds the birth of the evolutionary doctrine can explain the perennial reappearance of the contention that recapitulation constitutes an argument sui generis in favour of the doctrine of descent. If experimental breeding taught us that mutant forms recapitulate the characteristics of the stock from which they originate, the resemblance of developmental stages of present-day forms to adult organisms which existed in the geological past would constitute a special consideration in favour of regarding fossil remains as ancestral to contemporary animals. As yet experimental breeding teaches us no such thing. We do not find that a white-eyed fly originating as a sport in a red-eyed stock invariably has red eyes at any prior stage of development. Recapitulatory phenomena are difficult to explain on a theological basis, but they do not constitute a special argument in favour of the evolutionary alternative. To-day biologists are beginning to realize that evolution must furnish an explanation of specific differences which are not adaptive as much as specific differences which are adaptive. With this change of outlook it is becoming possible to discuss the logical status of the evolutionary hypothesis without recourse to arguments which belong more properly to propaganda than to science.