Organization for City School Systems. BY PRESIDENT ANDREW S. DRAPER.
Reading edition
[This is the report of a sub-committee of the Fifteen, of which President Draper of the University of Illinois is chairman.]
It is understood that the committee is to treat of city school systems, which are so large that persons chosen by the people to manage them, and serving without pay, cannot be expected to transact all the business of the system in person, nor to have personal knowledge of all business transactions, and which are so large that one person employed to supervise the instruction cannot be assumed to personally manage or direct all of the details thereof, but must, in each case, act under plans of organization and administration established by law and through assistants or representatives.
The end for which a school system exists is the instruction of the children, attaching to the word instruction the meaning it attains in the mind of a well-educated person, if not in the mind of an educational expert.
To secure this end, no plan of organization alone will suffice. Nothing can take the place of a sincere desire for good schools, of a fair knowledge of what good schools are, and what will make them, of a public spirit and a moral sense on the part of the people, which are spontaneous, or which can be appealed to with confidence. Fortunately, the interest which the people have in their own children is so large, and the anxiety of the community for public order and security is so great, that public sentiment may ordinarily be relied upon, or may be aroused to action, to choose proper representatives and take proper measures for the administration of the schools. If, in any case, this is not so, there is little hope of efficient schools. Wherever it is so, it alone will not suffice, but proper organization may become the instrument of public sentiment, and develop schools which will be equal to the needs of all, and become the safeguards of citizenship. Efficient schools can be secured only by providing suitable buildings and appliances, and by keeping them in proper order on the one hand, and, on the other hand, by employing, organizing, aiding, and directing teachers, so that the instruction shall have life and power to accomplish the great end for which schools are maintained.
The circumstances of the case naturally and quickly separate the duties of administration into two great departments, one which manages the business affairs, and the other which supervises the instruction. The business affairs of the school system may be transacted by any citizens of common honesty, correct purposes, and of good business experience and sagacity. The instruction will be ineffective and abnormally expensive unless put upon a scientific educational basis and supervised by competent educational experts.
There will be a waste of money and effort and a lack of results, unless the authorities of these two departments are sympathetic with each other; that is, unless, on the one hand, the business management is sound, is appreciative of good teaching, looks upon it as a scientific and professional employment, and is alert to sustain it; and unless, on the other hand, the instructors are competent and self-respecting, know what good business management is, are glad to uphold it, and are able to respect those who are charged with responsibility for it.
To secure efficiency in these departments, there must be adequate authority and quick public accountability. The problem is not merely to secure some good schoolhouses, but good schoolhouses wherever needed, and to avoid the use of all houses which are not suitable for use; it is not to get some good teaching, but to prevent all bad teaching, and to advance all the teaching to the highest possible point of special training, professional spirit, and of life-giving power. All of the business matters must be entrusted to competent business hands and managed upon sound business principles; and all of the instruction must be put upon a professional basis. To insure this, there must be deliberation and wisdom in determining policy, and then the power to do what is determined upon must be present and capable of exercise, and the responsibility for the proper exercise of the power must, in each case, be individual and immediate.
It is imperative that we discriminate between the legislative and executive action in organizing and administering the schools. The influences which enter into legislative action, looking to the general organization and work of the schools, must necessarily and fundamentally flow directly from the people and be widely spread. The greater the number of people, in proportion to the entire population, who can be led to take a positive interest and an active part in securing good schools, the better will the schools be, provided the people can secure the complete execution of their purposes and plans. But experience has clearly shown that many causes intervene to prevent the complete execution of such plans, that all the natural enemies of sound administration scent plenty of plunder and are especially active here, that good school administration requires much strength of character, much business experience, much technical knowledge, and can be only measurably satisfactory when the responsibility is adequate, and the penalties for maladministration are severe. Decentralization in making the plan and determining what shall be done, and centralization in executing the plan and in doing what is to be done, are, perhaps, equally important.
It should be remembered that the character of the school work of a city is not merely a matter of local interest, and that the maintenance of the schools does not rest merely or mainly upon local authority. The people of the municipality, acting, and ordinarily glad to act, but, in any event, being obliged to act, under and pursuant to the law which has been ordained by the sovereign authority of the state, establish and maintain schools. They must have the taxing power which the state alone possesses in order to enable them to proceed at all. They must regard the directions which the state sees fit to give as to the essential character of the schools, when it exercises in their behalf, or when it delegates to them the power of taxation.
The plan should be flexible for good, while inflexible for evil. Meeting essential requirements, the people of the municipality may well be empowered to proceed as much farther as they will in elaborating a system of schools. The higher the plane of average intelligence, and the more generally and the more directly the people act in deciding what shall be done, and the greater the facility and completeness with which the intelligence of the city is able to secure the proper execution of its plans by officers appointed for that purpose, the more elaborate and the more efficient will be the schools, and this should, of course, be provided for.
It is idle to suggest that centering executive functions is unwisely taking power away from the people. The people cannot execute plans themselves. The authority to do it must necessarily be delegated. The question simply is, “Shall it be given to a number of persons, and if so, to how many? Or to only one?” This question is to be decided by experience, and it is, of course, true that experience has not been uniform. But it is doubtless true that the general experience of the communities of the country has shown that where purely executive functions are conferred upon a number of persons jointly, they yield to antagonistic influences and shift the responsibility from one to another; and that centering the responsibility for the proper discharge of executive duties upon a single person, who gets the credit of good work and must bear the disgrace or penalty of bad work, and who can quickly be held accountable for misdeeds and inefficiency, has secured the fullest execution of public plans and the largest results. To call this “centralization,” with the meaning which commonly attaches to the word, is inaccurate. Instead of removing the power from the people, it is keeping the power closer to the people, and making it possible for the citizen in his individual capacity and for organized bodies of citizens to secure the execution of plans according to the purpose and intent with which those plans were made. Indeed, it is safe to say that experience has shown that this is the only way in which to prevent the frequent thwarting of the popular will and the defiance of individuals whose interests are ignored or whose rights are invaded.
But all the people of a city whose population is numbered by hundreds of thousands or millions cannot meet in a legislative assemblage to formulate plans. They cannot gather in mass meetings, and, if they could, mass meetings cannot deliberate. Even their legislative action must flow, not from a primary, but from a representative assembly.
What shall such a representative legislative body be called? How shall it be chosen? Of how many members shall it be composed? And what shall be its powers? These and other similar questions are all important and must be determined by the law-making power of the state. The sentiments of the city, as expressed through the local organizations, and particularly the newspapers, must, of course, have much weight with the legislature if there is anything like unanimity or any very strong preponderance of opinion in the city, for the plan for which a community expresses a preference will surely be likely to operate most effectually in that community. But the local sentiment is not conclusive. When divided, it is no guide at all. The legislature is to take all the circumstances into consideration, take the world’s experience for its guide, and, acting under its responsibilities, it must exercise its high powers in ways which will build up a system of schools in the city likely to articulate with the state educational system and become the effective instrument of developing the intelligence and training the character of the children of the city up to the ideals of the state.
The name of the legislative branch of the school government is not material, and the one to which the people are accustomed may well continue to be employed. There is no name more appropriate than the “Board of Education.”
The manner of selecting or appointing the members of this legislative body may turn somewhat upon the circumstances of the city. We are strongly of the opinion that in view of the well-known difficulty about securing the attendance of the most interested and intelligent electors at school elections, as well as because of the apparent impossibility of freeing school elections from political or municipal issues, the better manner of elections is by appointment. If the members of the board are appointed, the mayor of the city is likely to be the official to whom the power of appointment may most safely be entrusted. The mayor is not suggested because his office should sustain any relation to the school system, but in spite of the fact that it does not and should not. The school system should be absolutely emancipated from partisan politics, and completely dissociated from municipal business. But we think the appointments should be made by some one person, rather than by a board. The mayor is representative of the whole city and all its interests. While not chosen with any reference to the interests of the schools, he may be assumed to have information as to the fitness of citizens for particular responsibilities, and to be desirous of promoting the educational interests of the people. If he is given the power of appointment, he should be particularly enjoined by law to consider the fitness of individuals alone and pay no regard to party affiliations, unless it be to particularly see to it that no one political party has an overwhelming preponderance in the board. The mayor very commonly feels constrained, under the pressure of party expediency, to make so many questionable appointments, that he is only too glad, and particularly so when enjoined by the law, to make very acceptable appointments of members of school boards, in order that he may gratify the better sentiment of the city. We are confident that the problem of getting a representative board of education is not so difficult as many think, if the board is not permitted to make patronage of work and salaried positions at the disposal of the public-school system. Under such circumstances, and more and more so as we have approached such circumstances, appointment in the way we suggest has produced the best school boards in the larger cities of the country.
The members of school boards should be representative of the whole population and of all their common educational interests, and should not be chosen to represent any ward or subdivision of the territory, or any party or element in the political, religious, or social life thereof. Where this principle is not enforced, the members will feel bound to gain what advantage they can for the district or interests they represent; bitter contests will ensue, and the common interests will suffer.
Attempts to eliminate partisanship from school administration, by arraying an equal number of partisans against each other in school boards, do not, at best, lead to an ideal organization. In some instances they have proved fairly successful; in others, very mischievous. The true course is to insist that all who have any share in the management of the schools shall divest themselves of partisanship, whether political or religious, in such management, and give themselves wholly to the high interests entrusted to them. If it be said that this cannot be realized, it may be answered, without admitting it, that even if that were so, it would be no reason why the friends of the schools should not assert the sound principle and secure its enforcement as far as possible. We must certainly give no countenance to make-shifts, which experience has shown to be misleading and expensive. The right must prevail in the end, and the earlier and more strongly it is contended for, the sooner it will prevail.
Relatively small boards are preferable to large ones. In a city of less than a half-million of inhabitants, the number should not exceed nine, and might well not exceed five. In the very largest cities it might be enlarged to fifteen.
The term for which members are appointed should be a reasonably long one, say, five years.
We think it an excellent plan to provide for two branches and sets of powers in the board of education; the one to have the veto power, or, at least, to act as a check upon the acts of the other. This may be accomplished by creating the office of school director and charging the incumbent with executive duties on the business side of the administration, and by giving him the veto power over the acts of the other branch of the board, which may be called the “School Council.” Beyond the care and conservation which is ensured by two sets of powers acting against each other, it has the advantage of giving the chief executive officer of the system just as high and good a title as that of members of the board, it is likely to secure a more representative man, and gives him larger prerogatives in the discharge of his executive duties and better standing among the people, particularly among the employees and teachers associated with the public-school system.
If this plan is adopted, the school director should be required to give his entire time to the duties of his position, and be properly compensated therefor. He should be the custodian of all property and should appoint all assistants, janitors, and workmen, authorized by the board, for the care of the same. He should give bond, with sufficient sureties and penalties, for the faithful and proper discharge of all his duties. He should be authorized by law to expend funds, within a fixed limit, for repairs, appliances, and help, without the action of the board. All contracts should be made by him, and should run in his name, and he should be charged with the responsibility of seeing that they are faithfully and completely executed. All contracts involving more than a limited and fixed sum of money should be let upon bids to be advertised for and opened in public. He should have a seat in the board of education; should not vote, but should have the power to veto, either absolutely or conditionally, any of the acts of the board, through a written communication. This officer and the school council should together constitute the board of education.
The board of education should be vested with legislative functions only, and be required to act wholly through formal and recorded resolutions. It should determine and direct the general policy of the school system. Within reasonable limits, as to amount, it should be given power, in its discretion, to levy whatever moneys may be needed for school purposes. It should control the expenditure of all moneys beyond a fixed and limited amount, which may safely and advantageously be left to the discretion of the chief executive business officer. It should authorize, by general resolutions, the appointment of necessary officers and employees in the business department, and the superintendent, assistants, and teachers in the department of instruction, but it should be allowed to make no appointments other than its own clerk. With this necessary exception, single officers should be charged with responsibility for all appointments.
This plan, not in all, but in essential particulars, has been on trial in the city of Cleveland for nearly three years, and has worked with very general acceptability.
If this plan is adopted, the chief executive officer of the system is already provided for and his duties have already been indicated. Otherwise it will be necessary for the board to appoint such an officer. In that event, the law should declare him independent, confer upon him adequate authority for the performance of executive duties, and charge him with responsibility. But we know of no statutory language capable of making an officer appointed by a board, and dependent upon the same board for supplies, independent in fact of the personal wishes of the members of that board. And right here is where the troubles rush in to discredit and damage the school system.
We now come to the subject of paramount importance in making a plan for the school government in a great city, namely, the character of the teaching force and the quality of the instruction. A city school system may be able to withstand some abuses on the business side of its administration and continue to perform its functions with measurable success, but wrongs against the instruction must, in a little time, prove fatal. The strongest language is none too strong here. The safety of the republic, the security of American citizenship, are at stake. Government by the people has no more dangerous pitfall in its road than this, that in the mighty cities of the land the comfortable and intelligent masses, who are discriminating more and more closely about the education of their children, shall become dissatisfied with the social status of the teachers and the quality of the teaching in the common schools. In that event they will educate their children at their own expense, and the public schools will become only good enough for those who can afford no better. The only way to avert this is by maintaining the instruction upon a purely scientific and professional footing. This is entirely practicable, but it involves much care and expense in training teachers, the absolute elimination of favoritism from appointments, the security of the right to advancement after appointment, on the basis of merit, and a general leadership which is kindly, helpful, and stimulating to individuals, which can secure harmonious coöperation from all the members, and lends energy and inspiration to the whole body.
This cannot be secured if there is any lack of authority, and experience amply proves that it will not be secured if there is any division of responsibility. The whole matter of instruction must be placed in the hands of a superintendent of instruction, with independent powers and adequate authority, who is charged with full responsibility.
The danger of inconsiderate or improper action by one vested with such powers is, of course, possible, but it is remote. Regardless of the legal powers with which he may be individually vested, he is in fact and in law a part of a large system. He must act through others, and in the presence of multitudes. There is great publicity about all he does. When a single officer carries such responsibility, he is at the focus of all eyes. There are the strongest incentives to right action. He cannot act wrongfully without it is known, at least to many persons. If he is required to act under and pursuant to a plan, the details of which have been announced, and of which we shall speak in a moment, a wrongful act will be known to the world, and he must bear the responsibility of it, and the danger of maladministration is almost eliminated.
Moreover, we must consider the alternative. It is not in doubt. All who have had any contact with the subject are familiar with it. It is administration by boards or committees, the members of which are not competent to manage professional matters and develop an expert teaching force. Though necessarily inexperienced, they frequently assume the knowledge of the most experienced. They over-ride and degrade a superintendent, when they have the power to do so, until he becomes their mere factotum. For the sake of harmony and the continuance of his position, he concedes, surrenders, and acquiesces in their acts, while the continually increasing teaching force becomes weaker and weaker, and the work poorer and poorer. If he refuses to do this, they precipitate an open rupture, and turn him out of his position. Then they cloud the issues and shift the responsibility from one to another. There are exceptions, of course, but they do not change the rule.
It will be unprofitable to mince words about this all-important matter. If the course of study for the public schools of a great city is to be determined by laymen, it will not be suited to the needs of a community. If teachers are to be appointed by boards or committees, the members of which are particularly sensitive to the desires of people who have votes or influence, looseness of action is inevitable, and unworthy considerations will frequently prevail. If the action of a board or committee be conditioned upon the recommendation of a superintendent, the plan will not suffice. No one person is stronger than the system of which he is a part. Such a plan results in contests between the board and the superintendents, and such a contest is obviously an unequal one. There is little doubt of the outcome. In recommending for the appointment of teachers, the personal wishes of members of the board, in particular cases, will have to be acquiesced in. If a teacher, no matter how unfit, cannot be dropped from the list without the approval of a board or committee after they have heard from her friends and sympathizers, she will remain indefinitely in the service. This means a low tone in the teaching force and desolation in the work of the schools. If the superintendent accepts the situation, he becomes less and less capable of developing a professional teaching service. If he refuses to accept it, he is very likely to meet humiliation; dismissal is practically inevitable.
The superintendent of instruction should be charged with no duty save the supervision of the instruction, but should be charged with the responsibility of making that professional and scientific, and should be given the position and authority to accomplish that end.
If the board of education is constituted upon the old plan, he must be chosen by the board. If it is constituted upon the Cleveland plan, he may be appointed by the school director, with the approval of two-thirds or three-fourths of the council. The latter plan seems preferable, for it centralizes the main responsibility of this important appointment in a single individual. In either case, the law and the sentiment of the city should direct that the appointee shall be a person liberally educated, professionally trained; one who knows what good teaching is, but is also experienced in administration, in touch with public affairs, and in sympathy with popular feeling.
The term of the superintendent of instruction should be from five to ten years, and until a successor is appointed. In our judgment, it should be determinate, so that there may be a time of public examination, but it should be sufficiently long to enable one to lay foundations and show results, without being carried under by the prejudices which always follow the first operation of efficient or drastic plans. The salary should be fixed by law, and not subject to change in the middle of a term or except by law.
For reasons already suggested, the superintendent, once appointed, should have power to appoint, from an eligible list, all assistants and teachers authorized by the board, and unlimited authority to assign them to their respective positions, and reassign them or remove them from the force at his discretion.
To secure a position upon the eligible list from which appointments may be made, a candidate, if without experience, should be required to complete the full four years’ course of the city high schools, or its equivalent, and in addition thereto pass the examination of the board of examiners, and complete at least a year’s course of professional training in a city normal training school under the direction of the superintendent. If the candidate has had, say, three years of successful experience as a teacher, he should be eligible to appointment by passing an examination held by a general examining board. This board may be appointed by the board of education, but should examine none but graduates of the high school and training school, unless specially requested so to do by the superintendent of instruction. The number admitted to the training schools should be limited, and the examinations should be gauged to the prospective needs of the elementary schools for new teachers. The supply of new teachers may well be largely, but should not be wholly, drawn from this local source. The force will gain fresh vitality by some appointments of good and experienced teachers from outside.
The work of putting a large teaching force upon a professional basis, of making the teaching scientific and capable of arousing mind to action, is so difficult that a layman can scarcely appreciate it. It has hardly been commenced, it has only been made possible, when the avenues of approach to the service have been closed against the unqualified and unworthy. After that the supervision must be close and general, as well as sympathetic and decisive. The superintendent must have expert assistants enough to learn the characteristics and measure the work of every member of the force. They must help and encourage, advise and direct, according to the circumstances of each case. The work must be reduced to a system and the workers brought into harmonious relations. Each room must show neatness and life, and the whole force must show ardor and enthusiasm. By directing the reading, by encouraging an interchange of visits, by organizing clubs for self-improvement, by frequent class and grade and general meetings, the professional spirit may be aroused and the work energized.
Those who show teaching power, versatility, amiability, reliability, steadiness, and growth must be rewarded with the highest positions: those who lack fibre, who have no energy, who are incapable of enthusiasm, who will not work agreeably with their associates, must go upon the retired list. Directness and openness must be encouraged. Attempts to invoke social, political, religious, or other outside influences to secure preferment must operate to close the door to advancement. In general and in particular, bad teaching must be prevented. In every room a firm and kindly management must prevail and good teaching must be apparent. All must work along common lines which will ensure general and essential ends. Until a teacher can do this and can be relied upon to do it, she must be helped and directed: when it is manifest that she cannot or will not do it, she must be dismissed; when she does show that she can do it and wants to do it, she must be left to exercise her own judgment and originality and do it in her own way. In the schoolroom the teacher must be secure against interference. In all the affairs of the school her judgment must be trusted to the utmost limit of safety. Then judgment will strengthen, and self-respect and public respect will grow. The qualities which develop in the teacher will develop in the school. To develop these qualities with any degree of uniformity, in a large teaching force, requires steady and uniform treatment through a long course of years under superintendence which is professional, strong, just, and courageous, which has ample assistance and authority, which is worthy of public confidence, and knows how to marshal facts, present arguments, and appeal to the intelligence and integrity of the community with success.
It is the business of the plan of organization to secure such superintendence. It cannot be secured through an ordinary board of education operating on the old plan. It is well known what the influences are which are everywhere prevalent and must inevitably prevent it. It may be secured in the law, and it must be secured there, or it will not be secured at all.
In concluding this portion of the report, the committee indicates briefly the principles which must necessarily be observed in framing a plan of organization and government in a large city school system.
First.—The affairs of the schools should not be mixed up with partisan contents or municipal business.
Second.—There should be a sharp distinction between legislative functions and executive duties.
Third.—Legislative functions should be clearly fixed by statute and be exercised by a relatively small board, each member of which board is representative of the whole city. This board, within statutory limitations, should determine the policy of the system, levy taxes, and control the expenditures. It should make no appointments. Every act should be by a recorded resolution. It is preferable that this board be created by appointment rather than election, and that it be constituted of two branches acting against each other.
Fourth.—Administration should be separated into two great independent departments, one of which manages the business interests and the other of which supervises the instruction. Each of these should be wholly directed by a single official, who is vested with ample authority and charged with full responsibility for sound administration.
Fifth.—The chief executive officer on the business side should be charged with the care of all property, and with the duty of keeping it in suitable condition; he should provide all necessary furnishings and appliances; he should make all agreements and see that they are properly performed; he should appoint all assistants, janitors, and workmen. In a word, he should do all that the law contemplates, and all that the board authorizes, concerning the business affairs of the school system, and when anything goes wrong, he should answer for it. He may be appointed by the board, but we think it preferable that he be chosen in the same way the members of the board are chosen, and be given a veto upon the acts of the board.
Sixth.—The chief executive officer of the department of instruction should be given a long term, and may be appointed by the board. If the board is constituted of two branches, he should be nominated by the business executive and confirmed by the legislative branch. Once appointed, he should be independent. He should appoint all authorized assistants and teachers from an eligible list, to be constituted as provided by law. He should assign to duties and discontinue services for cause at his discretion. He should determine all matters relating to instruction. He should be charged with the responsibility of developing a professional and enthusiastic teaching force and of making all the teaching scientific and forceful. He must perfect the organization of his department, and make and carry out plans to accomplish this. If he cannot do this in a reasonable time, he should be superseded by one who can.
The government of a vast city school system comes to have an autonomy which is largely its own, and almost independent of direction or restraint. The volume of business which this government transacts is represented only by millions of dollars; it calls not only for the highest sagacity and the ripest experience, but also for much special information relating to school property and school affairs. Even more important than this is the fact that this government controls and determines the educational policy of the city and carries on the instruction of tens or hundreds of thousands of children, and this instruction is of little value, and perhaps vicious, unless it is professional and scientific. This government is representative. All citizens are compelled to support it, and all have large interests which it is bound to promote. Every parent has rights which it is the duty of this school government to protect and enforce. When government exacts our support of public education, when it comes into our homes and takes our children into its custody and instructs them according to its will, we acquire a right which is as exalted as any right of property, or of person, or of conscience can be, and that is the right to know that the environment is healthful, that the management is kindly and ennobling, and that the instruction is rational and scientific. It is needless to say to what extent these interests are impeded or blocked, or how commonly these rights of citizenship and of parentage are denied or defied, or how helpless the individual is who seeks their enforcement, under the system of school government which has heretofore obtained in some of the great cities of the country. This is not surprising. It is only the logical result of the rapid growth of cities, of a marvelous advance in knowledge of what is needed in the schools, of the antagonism of selfish interests, by which all public administration, and particularly school administration, is encompassed, and of the lack of plan and system, the confusion of powers, the absence of individual responsibility, in the government of a system of schools. By the census of 1890 there are seven cities in the United States each with a population greater than any one of sixteen states. The aggregate population of twelve cities exceeds the aggregate population of twenty states. Government for education certainly requires as strong and responsible an organization as government for any other purpose. These great centres of population, with their vast and complex educational problems, have passed the stage when government by the time-honored commission will suffice. No popular government ever determined the policy and administered the affairs of such large bodies of people successfully, ever transacted such a vast volume of business satisfactorily, ever promoted high and beneficent ends, ever afforded protection to the rights of each individual of the great multitude, unless in its plan of organization there was an organic separation of executive, legislative, and judicial functions and powers. All the circumstances of the case and the uniform experience of the world forbid our expecting any substantial solution of the problem we are considering until it is well settled in the sentiments of the people that the school systems of the greatest cities are only a part of the school systems of the states of which these cities form a part, and are subject to the legislative authority thereof; until there is a plan of school government in each city which differentiates executive acts from legislative functions; which emancipates the legislative branch of that government from the influence of pelf-seekers; which fixes upon individuals the responsibility for executive acts, either performed or omitted; which gives to the intelligence of the community the power to influence legislation and exact perfect and complete execution; which gives every citizen whose interests are ignored, or whose rights are invaded, a place for complaint and redress; and which puts the business interests upon a business footing, the teaching upon an expert basis, and gives to the instruction that protection and encouragement which is vital to the development of all professional and scientific work.