AND OTHER ESSAYS (continued 4)

In addition to the private spaces belonging to the private worlds of different percipients, there is, however, another space, in which one whole private world counts as a point, or at least as a spatial unit. This might be described as the space of points of view, since each private world may be regarded as the appearance which the universe presents from a certain point of view. I prefer, however, to speak of it as the space of perspectives, in order to obviate the suggestion that a private world is only real when someone views it. And for the same reason, when I wish to speak of a private world without assuming a percipient, I shall call it a "perspective."

We have now to explain how the different perspectives are ordered in one space. This is effected by means of the correlated "sensibilia" which are regarded as the appearances, in different perspectives, of one and the same thing. By moving, and by testimony, we discover that two different perspectives, though they cannot both contain the same "sensibilia," may nevertheless contain very similar ones; and the spatial order of a certain group of "sensibilia" in a private space of one perspective is found to be identical with, or very similar to, the spatial order of the correlated "sensibilia" in the private space of another perspective. In this way one "sensibile" in one perspective is correlated with one "sensibile" in another. Such correlated "sensibilia" will be called "appearances of one thing." In Leibniz's monadology, since each monad mirrored the whole universe, there was in each perspective a "sensibile" which was an appearance of each thing. In our system of perspectives, we make no such assumption of completeness. A given thing will have appearances in some perspectives, but presumably not in certain others. The "thing" being defined as the class of its appearances, if κ is the class of perspectives in which a certain thing θ appears, then θ is a member of the multiplicative class of κ, κ being a class of mutually exclusive classes of "sensibilia." And similarly a perspective is a member of the multiplicative class of the things which appear in it.

The arrangement of perspectives in a space is effected by means of the differences between the appearances of a given thing in the various perspectives. Suppose, say, that a certain penny appears in a number of different perspectives; in some it looks larger and in some smaller, in some it looks circular, in others it presents the appearance of an ellipse of varying eccentricity. We may collect together all those perspectives in which the appearance of the penny is circular. These we will place on one straight line, ordering them in a series by the variations in the apparent size of the penny. Those perspectives in which the penny appears as a straight line of a certain thickness will similarly be placed upon a plane (though in this case there will be many different perspectives in which the penny is of the same size; when one arrangement is completed these will form a circle concentric with the penny), and ordered as before by the apparent size of the penny. By such means, all those perspectives in which the penny presents a visual appearance can be arranged in a three-dimensional spatial order. Experience shows that the same spatial order of perspectives would have resulted if, instead of the penny, we had chosen any other thing which appeared in all the perspectives in question, or any other method of utilising the differences between the appearances of the same things in different perspectives. It is this empirical fact which has made it possible to construct the one all-embracing space of physics.

The space whose construction has just been explained, and whose elements are whole perspectives, will be called "perspective-space."

VIII. THE PLACING OF "THINGS" AND "SENSIBILIA" IN PERSPECTIVE SPACE

The world which we have so far constructed is a world of six dimensions, since it is a three-dimensional series of perspectives, each of which is itself three-dimensional. We have now to explain the correlation between the perspective space and the various private spaces contained within the various perspectives severally. It is by means of this correlation that the one three-dimensional space of physics is constructed; and it is because of the unconscious performance of this correlation that the distinction between perspective space and the percipient's private space has been blurred, with disastrous results for the philosophy of physics. Let us revert to our penny: the perspectives in which the penny appears larger are regarded as being nearer to the penny than those in which it appears smaller, but as far as experience goes the apparent size of the penny will not grow beyond a certain limit, namely, that where (as we say) the penny is so near the eye that if it were any nearer it could not be seen. By touch we may prolong the series until the penny touches the eye, but no further. If we have been travelling along a line of perspectives in the previously defined sense, we may, however, by imagining the penny removed, prolong the line of perspectives by means, say, of another penny; and the same may be done with any other line of perspectives defined by means of the penny. All these lines meet in a certain place, that is, in a certain perspective. This perspective will be defined as "the place where the penny is."

It is now evident in what sense two places in constructed physical space are associated with a given "sensibile." There is first the place which is the perspective of which the "sensibile" is a member. This is the place from which the "sensibile" appears. Secondly there is the place where the thing is of which the "sensibile" is a member, in other words an appearance; this is the place at which the "sensibile" appears. The "sensibile" which is a member of one perspective is correlated with another perspective, namely, that which is the place where the thing is of which the "sensibile" is an appearance. To the psychologist the "place from which" is the more interesting, and the "sensibile" accordingly appears to him subjective and where the percipient is. To the physicist the "place at which" is the more interesting, and the "sensibile" accordingly appears to him physical and external. The causes, limits and partial justification of each of these two apparently incompatible views are evident from the above duplicity of places associated with a given "sensibile."

We have seen that we can assign to a physical thing a place in the perspective space. In this way different parts of our body acquire positions in perspective space, and therefore there is a meaning (whether true or false need not much concern us) in saying that the perspective to which our sense-data belong is inside our head. Since our mind is correlated with the perspective to which our sense-data belong, we may regard this perspective as being the position of our mind in perspective space. If, therefore, this perspective is, in the above defined sense, inside our head, there is a good meaning for the statement that the mind is in the head. We can now say of the various appearances of a given thing that some of them are nearer to the thing than others; those are nearer which belong to perspectives that are nearer to "the place where the thing is." We can thus find a meaning, true or false, for the statement that more is to be learnt about a thing by examining it close to than by viewing it from a distance. We can also find a meaning for the phrase "the things which intervene between the subject and a thing of which an appearance is a datum to him." One reason often alleged for the subjectivity of sense-data is that the appearance of a thing may change when we find it hard to suppose that the thing itself has changed—for example, when the change is due to our shutting our eyes, or to our screwing them up so as to make the thing look double. If the thing is defined as the class of its appearances (which is the definition adopted above), there is of course necessarily some change in the thing whenever any one of its appearances changes. Nevertheless there is a very important distinction between two different ways in which the appearances may change. If after looking at a thing I shut my eyes, the appearance of my eyes changes in every perspective in which there is such an appearance, whereas most of the appearances of the thing will remain unchanged. We may say, as a matter of definition, that a thing changes when, however near to the thing an appearance of it may be, there are changes in appearances as near as, or still nearer to, the thing. On the other hand we shall say that the change is in some other thing if all appearances of the thing which are at not more than a certain distance from the thing remain unchanged, while only comparatively distant appearances of the thing are altered. From this consideration we are naturally led to the consideration of matter, which must be our next topic.

IX. THE DEFINITION OF MATTER

We defined the "physical thing" as the class of its appearances, but this can hardly be taken as a definition of matter. We want to be able to express the fact that the appearance of a thing in a given perspective is causally affected by the matter between the thing and the perspective. We have found a meaning for "between a thing and a perspective." But we want matter to be something other than the whole class of appearances of a thing, in order to state the influence of matter on appearances.

We commonly assume that the information we get about a thing is more accurate when the thing is nearer. Far off, we see it is a man; then we see it is Jones; then we see he is smiling. Complete accuracy would only be attainable as a limit: if the appearances of Jones as we approach him tend towards a limit, that limit may be taken to be what Jones really is. It is obvious that from the point of view of physics the appearances of a thing close to "count" more than the appearances far off. We may therefore set up the following tentative definition:

The matter of a given thing is the limit of its appearances as their distance from the thing diminishes.

It seems probable that there is something in this definition, but it is not quite satisfactory, because empirically there is no such limit to be obtained from sense-data. The definition will have to be eked out by constructions and definitions. But probably it suggests the right direction in which to look.

We are now in a position to understand in outline the reverse journey from matter to sense-data which is performed by physics. The appearance of a thing in a given perspective is a function of the matter composing the thing and of the intervening matter. The appearance of a thing is altered by intervening smoke or mist, by blue spectacles or by alterations in the sense-organs or nerves of the percipient (which also must be reckoned as part of the intervening medium). The nearer we approach to the thing, the less its appearance is affected by the intervening matter. As we travel further and further from the thing, its appearances diverge more and more from their initial character; and the causal laws of their divergence are to be stated in terms of the matter which lies between them and the thing. Since the appearances at very small distances are less affected by causes other than the thing itself, we come to think that the limit towards which these appearances tend as the distance diminishes is what the thing "really is," as opposed to what it merely seems to be. This, together with its necessity for the statement of causal laws, seems to be the source of the entirely erroneous feeling that matter is more "real" than sense-data.

Consider for example the infinite divisibility of matter. In looking at a given thing and approaching it, one sense-datum will become several, and each of these will again divide. Thus one appearance may represent many things, and to this process there seems no end. Hence in the limit, when we approach indefinitely near to the thing there will be an indefinite number of units of matter corresponding to what, at a finite distance, is only one appearance. This is how infinite divisibility arises.

The whole causal efficacy of a thing resides in its matter. This is in some sense an empirical fact, but it would be hard to state it precisely, because "causal efficacy" is difficult to define.

What can be known empirically about the matter of a thing is only approximate, because we cannot get to know the appearances of the thing from very small distances, and cannot accurately infer the limit of these appearances. But it is inferred approximately by means of the appearances we can observe. It then turns out that these appearances can be exhibited by physics as a function of the matter in our immediate neighbourhood; e.g. the visual appearance of a distant object is a function of the light-waves that reach the eyes. This leads to confusions of thought, but offers no real difficulty.

One appearance, of a visible object for example, is not sufficient to determine its other simultaneous appearances, although it goes a certain distance towards determining them. The determination of the hidden structure of a thing, so far as it is possible at all, can only be effected by means of elaborate dynamical inferences.

X. TIME[30]

It seems that the one all-embracing time is a construction, like the one all-embracing space. Physics itself has become conscious of this fact through the discussions connected with relativity.

Between two perspectives which both belong to one person's experience, there will be a direct time-relation of before and after. This suggests a way of dividing history in the same sort of way as it is divided by different experiences, but without introducing experience or anything mental: we may define a "biography" as everything that is (directly) earlier or later than, or simultaneous with, a given "sensibile." This will give a series of perspectives, which might all form parts of one person's experience, though it is not necessary that all or any of them should actually do so. By this means, the history of the world is divided into a number of mutually exclusive biographies.

We have now to correlate the times in the different biographies. The natural thing would be to say that the appearances of a given (momentary) thing in two different perspectives belonging to different biographies are to be taken as simultaneous; but this is not convenient. Suppose A shouts to B, and B replies as soon as he hears A's shout. Then between A's hearing of his own shout and his hearing of B's there is an interval; thus if we made A's and B's hearing of the same shout exactly simultaneous with each other, we should have events exactly simultaneous with a given event but not with each other. To obviate this, we assume a "velocity of sound." That is, we assume that the time when B hears A's shout is half-way between the time when A hears his own shout and the time when he hears B's. In this way the correlation is effected.

What has been said about sound applies of course equally to light. The general principle is that the appearances, in different perspectives, which are to be grouped together as constituting what a certain thing is at a certain moment, are not to be all regarded as being at that moment. On the contrary they spread outward from the thing with various velocities according to the nature of the appearances. Since no direct means exist of correlating the time in one biography with the time in another, this temporal grouping of the appearances belonging to a given thing at a given moment is in part conventional. Its motive is partly to secure the verification of such maxims as that events which are exactly simultaneous with the same event are exactly simultaneous with one another, partly to secure convenience in the formulation of causal laws.

XI. THE PERSISTENCE OF THINGS AND MATTER

Apart from any of the fluctuating hypotheses of physics, three main problems arise in connecting the world of physics with the world of sense, namely:

1. the construction of a single space; 2. the construction of a single time; 3. the construction of permanent things or matter.

We have already considered the first and second of these problems; it remains to consider the third.

We have seen how correlated appearances in different perspectives are combined to form one "thing" at one moment in the all-embracing time of physics. We have now to consider how appearances at different times are combined as belonging to one "thing," and how we arrive at the persistent "matter" of physics. The assumption of permanent substance, which technically underlies the procedure of physics, cannot of course be regarded as metaphysically legitimate: just as the one thing simultaneously seen by many people is a construction, so the one thing seen at different times by the same or different people must be a construction, being in fact nothing but a certain grouping of certain "sensibilia."

We have seen that the momentary state of a "thing" is an assemblage of "sensibilia," in different perspectives, not all simultaneous in the one constructed time, but spreading out from "the place where the thing is" with velocities depending upon the nature of the "sensibilia." The time at which the "thing" is in this state is the lower limit of the times at which these appearances occur. We have now to consider what leads us to speak of another set of appearances as belonging to the same "thing" at a different time.

For this purpose, we may, at least to begin with, confine ourselves within a single biography. If we can always say when two "sensibilia" in a given biography are appearances of one thing, then, since we have seen how to connect "sensibilia" in different biographies as appearances of the same momentary state of a thing, we shall have all that is necessary for the complete construction of the history of a thing.

It is to be observed, to begin with, that the identity of a thing for common sense is not always correlated with the identity of matter for physics. A human body is one persisting thing for common sense, but for physics its matter is constantly changing. We may say, broadly, that the common-sense conception is based upon continuity in appearances at the ordinary distances of sense-data, while the physical conception is based upon the continuity of appearances at very small distances from the thing. It is probable that the common-sense conception is not capable of complete precision. Let us therefore concentrate our attention upon the conception of the persistence of matter in physics.

The first characteristic of two appearances of the same piece of matter at different times is continuity. The two appearances must be connected by a series of intermediaries, which, if time and space form compact series, must themselves form a compact series. The colour of the leaves is different in autumn from what it is in summer; but we believe that the change occurs gradually, and that, if the colours are different at two given times, there are intermediate times at which the colours are intermediate between those at the given times.

But there are two considerations that are important as regards continuity.

First, it is largely hypothetical. We do not observe any one thing continuously, and it is merely a hypothesis to assume that, while we are not observing it, it passes through conditions intermediate between those in which it is perceived. During uninterrupted observation, it is true, continuity is nearly verified; but even here, when motions are very rapid, as in the case of explosions, the continuity is not actually capable of direct verification. Thus we can only say that the sense-data are found to permit a hypothetical complement of "sensibilia" such as will preserve continuity, and that therefore there may be such a complement. Since, however, we have already made such use of hypothetical "sensibilia," we will let this point pass, and admit such "sensibilia" as are required to preserve continuity.

Secondly, continuity is not a sufficient criterion of material identity. It is true that in many cases, such as rocks, mountains, tables, chairs, etc., where the appearances change slowly, continuity is sufficient, but in other cases, such as the parts of an approximately homogeneous fluid, it fails us utterly. We can travel by sensibly continuous gradations from any one drop of the sea at any one time to any other drop at any other time. We infer the motions of sea-water from the effects of the current, but they cannot be inferred from direct sensible observation together with the assumption of continuity.

The characteristic required in addition to continuity is conformity with the laws of dynamics. Starting from what common sense regards as persistent things, and making only such modifications as from time to time seem reasonable, we arrive at assemblages of "sensibilia" which are found to obey certain simple laws, namely those of dynamics. By regarding "sensibilia" at different times as belonging to the same piece of matter, we are able to define motion, which presupposes the assumption or construction of something persisting throughout the time of the motion. The motions which are regarded as occurring, during a period in which all the "sensibilia" and the times of their appearance are given, will be different according to the manner in which we combine "sensibilia" at different times as belonging to the same piece of matter. Thus even when the whole history of the world is given in every particular, the question what motions take place is still to a certain extent arbitrary even after the assumption of continuity. Experience shows that it is possible to determine motions in such a way as to satisfy the laws of dynamics, and that this determination, roughly and on the whole, is fairly in agreement with the common-sense opinions about persistent things. This determination, therefore, is adopted, and leads to a criterion by which we can determine, sometimes practically, sometimes only theoretically, whether two appearances at different times are to be regarded as belonging to the same piece of matter. The persistence of all matter throughout all time can, I imagine, be secured by definition.

To recommend this conclusion, we must consider what it is that is proved by the empirical success of physics. What is proved is that its hypotheses, though unverifiable where they go beyond sense-data, are at no point in contradiction with sense-data, but, on the contrary, are ideally such as to render all sense-data calculable when a sufficient collection of "sensibilia" is given. Now physics has found it empirically possible to collect sense-data into series, each series being regarded as belonging to one "thing," and behaving, with regard to the laws of physics, in a way in which series not belonging to one thing would in general not behave. If it is to be unambiguous whether two appearances belong to the same thing or not, there must be only one way of grouping appearances so that the resulting things obey the laws of physics. It would be very difficult to prove that this is the case, but for our present purposes we may let this point pass, and assume that there is only one way. Thus we may lay down the following definition: Physical things are those series of appearances whose matter obeys the laws of physics. That such series exist is an empirical fact, which constitutes the verifiability of physics.

XII. ILLUSIONS, HALLUCINATIONS, AND DREAMS

It remains to ask how, in our system, we are to find a place for sense-data which apparently fail to have the usual connection with the world of physics. Such sense-data are of various kinds, requiring somewhat different treatment. But all are of the sort that would be called "unreal," and therefore, before embarking upon the discussion, certain logical remarks must be made upon the conceptions of reality and unreality.

Mr. A. Wolf[31] says:

"The conception of mind as a system of transparent activities is, I think, also untenable because of its failure to account for the very possibility of dreams and hallucinations. It seems impossible to realise how a bare, transparent activity can be directed to what is not there, to apprehend what is not given."

This statement is one which, probably, most people would endorse. But it is open to two objections. First it is difficult to see how an activity, however un-"transparent," can be directed towards a nothing: a term of a relation cannot be a mere nonentity. Secondly, no reason is given, and I am convinced that none can be given, for the assertion that dream-objects are not "there" and not "given." Let us take the second point first.

(1) The belief that dream-objects are not given comes, I think, from failure to distinguish, as regards waking life, between the sense-datum and the corresponding "thing." In dreams, there is no such corresponding "thing" as the dreamer supposes; if, therefore, the "thing" were given in waking life, as e.g. Meinong maintains,[32] then there would be a difference in respect of givenness between dreams and waking life. But if, as we have maintained, what is given is never the thing, but merely one of the "sensibilia" which compose the thing, then what we apprehend in a dream is just as much given as what we apprehend in waking life.

Exactly the same argument applies as to the dream-objects being "there." They have their position in the private space of the perspective of the dreamer; where they fail is in their correlation with other private spaces and therefore with perspective space. But in the only sense in which "there" can be a datum, they are "there" just as truly as any of the sense-data of waking life.

(2) The conception of "illusion" or "unreality," and the correlative conception of "reality," are generally used in a way which embodies profound logical confusions. Words that go in pairs, such as "real" and "unreal," "existent" and "non-existent," "valid" and "invalid," etc., are all derived from the one fundamental pair, "true" and "false." Now "true" and "false" are applicable only—except in derivative significations—to propositions. Thus wherever the above pairs can be significantly applied, we must be dealing either with propositions or with such incomplete phrases as only acquire meaning when put into a context which, with them, forms a proposition. Thus such pairs of words can be applied to descriptions,[33] but not to proper names: in other words, they have no application whatever to data, but only to entities or non-entities described in terms of data.

Let us illustrate by the terms "existence" and "non-existence." Given any datum x, it is meaningless either to assert or to deny that x "exists." We might be tempted to say: "Of course x exists, for otherwise it could not be a datum." But such a statement is really meaningless, although it is significant and true to say "My present sense-datum exists," and it may also be true that "x is my present sense-datum." The inference from these two propositions to "x exists" is one which seems irresistible to people unaccustomed to logic; yet the apparent proposition inferred is not merely false, but strictly meaningless. To say "My present sense-datum exists" is to say (roughly): "There is an object of which 'my present sense-datum' is a description." But we cannot say: "There is an object of which 'x' is a description," because 'x' is (in the case we are supposing) a name, not a description. Dr. Whitehead and I have explained this point fully elsewhere (loc. cit.) with the help of symbols, without which it is hard to understand; I shall not therefore here repeat the demonstration of the above propositions, but shall proceed with their application to our present problem.

The fact that "existence" is only applicable to descriptions is concealed by the use of what are grammatically proper names in a way which really transforms them into descriptions. It is, for example, a legitimate question whether Homer existed; but here "Homer" means "the author of the Homeric poems," and is a description. Similarly we may ask whether God exists; but then "God" means "the Supreme Being" or "the ens realissimum" or whatever other description we may prefer. If "God" were a proper name, God would have to be a datum; and then no question could arise as to His existence. The distinction between existence and other predicates, which Kant obscurely felt, is brought to light by the theory of descriptions, and is seen to remove "existence" altogether from the fundamental notions of metaphysics.

What has been said about "existence" applies equally to "reality," which may, in fact, be taken as synonymous with "existence." Concerning the immediate objects in illusions, hallucinations, and dreams, it is meaningless to ask whether they "exist" or are "real." There they are, and that ends the matter. But we may legitimately inquire as to the existence or reality of "things" or other "sensibilia" inferred from such objects. It is the unreality of these "things" and other "sensibilia," together with a failure to notice that they are not data, which has led to the view that the objects of dreams are unreal.

We may now apply these considerations in detail to the stock arguments against realism, though what is to be said will be mainly a repetition of what others have said before.

(1) We have first the variety of normal appearances, supposed to be incompatible. This is the case of the different shapes and colours which a given thing presents to different spectators. Locke's water which seems both hot and cold belongs to this class of cases. Our system of different perspectives fully accounts for these cases, and shows that they afford no argument against realism.

(2) We have cases where the correlation between different senses is unusual. The bent stick in water belongs here. People say it looks bent but is straight: this only means that it is straight to the touch, though bent to sight. There is no "illusion," but only a false inference, if we think that the stick would feel bent to the touch. The stick would look just as bent in a photograph, and, as Mr. Gladstone used to say, "the photograph cannot lie."[34] The case of seeing double also belongs here, though in this case the cause of the unusual correlation is physiological, and would therefore not operate in a photograph. It is a mistake to ask whether the "thing" is duplicated when we see it double. The "thing" is a whole system of "sensibilia," and it is only those visual "sensibilia" which are data to the percipient that are duplicated. The phenomenon has a purely physiological explanation; indeed, in view of our having two eyes, it is in less need of explanation than the single visual sense-datum which we normally obtain from the things on which we focus.

(3) We come now to cases like dreams, which may, at the moment of dreaming, contain nothing to arouse suspicion, but are condemned on the ground of their supposed incompatibility with earlier and later data. Of course it often happens that dream-objects fail to behave in the accustomed manner: heavy objects fly, solid objects melt, babies turn into pigs or undergo even greater changes. But none of these unusual occurrences need happen in a dream, and it is not on account of such occurrences that dream-objects are called "unreal." It is their lack of continuity with the dreamer's past and future that makes him, when he wakes, condemn them; and it is their lack of correlation with other private worlds that makes others condemn them. Omitting the latter ground, our reason for condemning them is that the "things" which we infer from them cannot be combined according to the laws of physics with the "things" inferred from waking sense-data. This might be used to condemn the "things" inferred from the data of dreams. Dream-data are no doubt appearances of "things," but not of such "things" as the dreamer supposes. I have no wish to combat psychological theories of dreams, such as those of the psycho-analysts. But there certainly are cases where (whatever psychological causes may contribute) the presence of physical causes also is very evident. For instance, a door banging may produce a dream of a naval engagement, with images of battleships and sea and smoke. The whole dream will be an appearance of the door banging, but owing to the peculiar condition of the body (especially the brain) during sleep, this appearance is not that expected to be produced by a door banging, and thus the dreamer is led to entertain false beliefs. But his sense-data are still physical, and are such as a completed physics would include and calculate.

(4) The last class of illusions are those which cannot be discovered within one person's experience, except through the discovery of discrepancies with the experiences of others. Dreams might conceivably belong to this class, if they were jointed sufficiently neatly into waking life; but the chief instances are recurrent sensory hallucinations of the kind that lead to insanity. What makes the patient, in such cases, become what others call insane is the fact that, within his own experience, there is nothing to show that the hallucinatory sense-data do not have the usual kind of connection with "sensibilia" in other perspectives. Of course he may learn this through testimony, but he probably finds it simpler to suppose that the testimony is untrue and that he is being wilfully deceived. There is, so far as I can see, no theoretical criterion by which the patient can decide, in such a case, between the two equally satisfactory hypotheses of his madness and of his friends' mendacity.

From the above instances it would appear that abnormal sense-data, of the kind which we regard as deceptive, have intrinsically just the same status as any others, but differ as regards their correlations or causal connections with other "sensibilia" and with "things." Since the usual correlations and connections become part of our unreflective expectations, and even seem, except to the psychologist, to form part of our data, it comes to be thought, mistakenly, that in such cases the data are unreal, whereas they are merely the causes of false inferences. The fact that correlations and connections of unusual kinds occur adds to the difficulty of inferring things from sense and of expressing physics in terms of sense-data. But the unusualness would seem to be always physically or physiologically explicable, and therefore raises only a complication, not a philosophical objection.

I conclude, therefore, that no valid objection exists to the view which regards sense-data as part of the actual substance of the physical world, and that, on the other hand, this view is the only one which accounts for the empirical verifiability of physics. In the present paper, I have given only a rough preliminary sketch. In particular, the part played by time in the construction of the physical world is, I think, more fundamental than would appear from the above account. I should hope that, with further elaboration, the part played by unperceived "sensibilia" could be indefinitely diminished, probably by invoking the history of a "thing" to eke out the inferences derivable from its momentary appearance.

FOOTNOTES:

IXToC

ON THE NOTION OF CAUSE

In the following paper I wish, first, to maintain that the word "cause" is so inextricably bound up with misleading associations as to make its complete extrusion from the philosophical vocabulary desirable; secondly, to inquire what principle, if any, is employed in science in place of the supposed "law of causality" which philosophers imagine to be employed; thirdly, to exhibit certain confusions, especially in regard to teleology and determinism, which appear to me to be connected with erroneous notions as to causality.

All philosophers, of every school, imagine that causation is one of the fundamental axioms or postulates of science, yet, oddly enough, in advanced sciences such as gravitational astronomy, the word "cause" never occurs. Dr. James Ward, in his Naturalism and Agnosticism, makes this a ground of complaint against physics: the business of those who wish to ascertain the ultimate truth about the world, he apparently thinks, should be the discovery of causes, yet physics never even seeks them. To me it seems that philosophy ought not to assume such legislative functions, and that the reason why physics has ceased to look for causes is that, in fact, there are no such things. The law of causality, I believe, like much that passes muster among philosophers, is a relic of a bygone age, surviving, like the monarchy, only because it is erroneously supposed to do no harm. In order to find out what philosophers commonly understand by "cause," I consulted Baldwin's Dictionary, and was rewarded beyond my expectations, for I found the following three mutually incompatible definitions:—

"Causality. (1) The necessary connection of events in the time-series....

"Cause (notion of). Whatever may be included in the thought or perception of a process as taking place in consequence of another process....

"Cause and Effect. (1) Cause and effect ... are correlative terms denoting any two distinguishable things, phases, or aspects of reality, which are so related to each other that whenever the first ceases to exist the second comes into existence immediately after, and whenever the second comes into existence the first has ceased to exist immediately before."

Let us consider these three definitions in turn. The first, obviously, is unintelligible without a definition of "necessary." Under this head, Baldwin's Dictionary gives the following:—

"Necessary. That is necessary which not only is true, but would be true under all circumstances. Something more than brute compulsion is, therefore, involved in the conception; there is a general law under which the thing takes place."

The notion of cause is so intimately connected with that of necessity that it will be no digression to linger over the above definition, with a view to discovering, if possible, some meaning of which it is capable; for, as it stands, it is very far from having any definite signification.

The first point to notice is that, if any meaning is to be given to the phrase "would be true under all circumstances," the subject of it must be a propositional function, not a proposition.[35] A proposition is simply true or false, and that ends the matter: there can be no question of "circumstances." "Charles I's head was cut off" is just as true in summer as in winter, on Sundays as on Mondays. Thus when it is worth saying that something "would be true under all circumstances," the something in question must be a propositional function, i.e. an expression containing a variable, and becoming a proposition when a value is assigned to the variable; the varying "circumstances" alluded to are then the different values of which the variable is capable. Thus if "necessary" means "what is true under all circumstances," then "if x is a man, x is mortal" is necessary, because it is true for any possible value of x. Thus we should be led to the following definition:—

"Necessary is a predicate of a propositional function, meaning that it is true for all possible values of its argument or arguments."

Unfortunately, however, the definition in Baldwin's Dictionary says that what is necessary is not only "true under all circumstances" but is also "true." Now these two are incompatible. Only propositions can be "true," and only propositional functions can be "true under all circumstances." Hence the definition as it stands is nonsense. What is meant seems to be this: "A proposition is necessary when it is a value of a propositional function which is true under all circumstances, i.e. for all values of its argument or arguments." But if we adopt this definition, the same proposition will be necessary or contingent according as we choose one or other of its terms as the argument to our propositional function. For example, "if Socrates is a man, Socrates is mortal," is necessary if Socrates is chosen as argument, but not if man or mortal is chosen. Again, "if Socrates is a man, Plato is mortal," will be necessary if either Socrates or man is chosen as argument, but not if Plato or mortal is chosen. However, this difficulty can be overcome by specifying the constituent which is to be regarded as argument, and we thus arrive at the following definition:

"A proposition is necessary with respect to a given constituent if it remains true when that constituent is altered in any way compatible with the proposition remaining significant."

We may now apply this definition to the definition of causality quoted above. It is obvious that the argument must be the time at which the earlier event occurs. Thus an instance of causality will be such as: "If the event e₁ occurs at the time t₁, it will be followed by the event e₂." This proposition is intended to be necessary with respect to t₁, i.e. to remain true however t₁ may be varied. Causality, as a universal law, will then be the following: "Given any event e₁, there is an event e₂ such that, whenever e₁ occurs, e₂ occurs later." But before this can be considered precise, we must specify how much later e₂ is to occur. Thus the principle becomes:—

"Given any event e₁, there is an event e₂ and a time-interval τ such that, whenever e₁ occurs, e₂ follows after an interval τ."

I am not concerned as yet to consider whether this law is true or false. For the present, I am merely concerned to discover what the law of causality is supposed to be. I pass, therefore, to the other definitions quoted above.

The second definition need not detain us long, for two reasons. First, because it is psychological: not the "thought or perception" of a process, but the process itself, must be what concerns us in considering causality. Secondly, because it is circular: in speaking of a process as "taking place in consequence of" another process, it introduces the very notion of cause which was to be defined.

The third definition is by far the most precise; indeed as regards clearness it leaves nothing to be desired. But a great difficulty is caused by the temporal contiguity of cause and effect which the definition asserts. No two instants are contiguous, since the time-series is compact; hence either the cause or the effect or both must, if the definition is correct, endure for a finite time; indeed, by the wording of the definition it is plain that both are assumed to endure for a finite time. But then we are faced with a dilemma: if the cause is a process involving change within itself, we shall require (if causality is universal) causal relations between its earlier and later parts; moreover, it would seem that only the later parts can be relevant to the effect, since the earlier parts are not contiguous to the effect, and therefore (by the definition) cannot influence the effect. Thus we shall be led to diminish the duration of the cause without limit, and however much we may diminish it, there will still remain an earlier part which might be altered without altering the effect, so that the true cause, as defined, will not have been reached, for it will be observed that the definition excludes plurality of causes. If, on the other hand, the cause is purely static, involving no change within itself, then, in the first place, no such cause is to be found in nature, and in the second place, it seems strange—too strange to be accepted, in spite of bare logical possibility—that the cause, after existing placidly for some time, should suddenly explode into the effect, when it might just as well have done so at any earlier time, or have gone on unchanged without producing its effect. This dilemma, therefore, is fatal to the view that cause and effect can be contiguous in time; if there are causes and effects, they must be separated by a finite time-interval τ, as was assumed in the above interpretation of the first definition.

What is essentially the same statement of the law of causality as the one elicited above from the first of Baldwin's definitions is given by other philosophers. Thus John Stuart Mill says:—

"The Law of Causation, the recognition of which is the main pillar of inductive science, is but the familiar truth, that invariability of succession is found by observation to obtain between every fact in nature and some other fact which has preceded it."[36]

And Bergson, who has rightly perceived that the law as stated by philosophers is worthless, nevertheless continues to suppose that it is used in science. Thus he says:—

"Now, it is argued, this law [the law of causality] means that every phenomenon is determined by its conditions, or, in other words, that the same causes produce the same effects."[37]

And again:—

"We perceive physical phenomena, and these phenomena obey laws. This means: (1) That phenomena a, b, c, d, previously perceived, can occur again in the same shape; (2) that a certain phenomenon P, which appeared after the conditions a, b, c, d, and after these conditions only, will not fail to recur as soon as the same conditions are again present."[38]

A great part of Bergson's attack on science rests on the assumption that it employs this principle. In fact, it employs no such principle, but philosophers—even Bergson—are too apt to take their views on science from each other, not from science. As to what the principle is, there is a fair consensus among philosophers of different schools. There are, however, a number of difficulties which at once arise. I omit the question of plurality of causes for the present, since other graver questions have to be considered. Two of these, which are forced on our attention by the above statement of the law, are the following:—

(1) What is meant by an "event"?

(2) How long may the time-interval be between cause and effect?

(1) An "event," in the statement of the law, is obviously intended to be something that is likely to recur since otherwise the law becomes trivial. It follows that an "event" is not a particular, but some universal of which there may be many instances. It follows also that an "event" must be something short of the whole state of the universe, since it is highly improbable that this will recur. What is meant by an "event" is something like striking a match, or dropping a penny into the slot of an automatic machine. If such an event is to recur, it must not be defined too narrowly: we must not state with what degree of force the match is to be struck, nor what is to be the temperature of the penny. For if such considerations were relevant, our "event" would occur at most once, and the law would cease to give information. An "event," then, is a universal defined sufficiently widely to admit of many particular occurrences in time being instances of it.

(2) The next question concerns the time-interval. Philosophers, no doubt, think of cause and effect as contiguous in time, but this, for reasons already given, is impossible. Hence, since there are no infinitesimal time-intervals, there must be some finite lapse of time τ between cause and effect. This, however, at once raises insuperable difficulties. However short we make the interval τ, something may happen during this interval which prevents the expected result. I put my penny in the slot, but before I can draw out my ticket there is an earthquake which upsets the machine and my calculations. In order to be sure of the expected effect, we must know that there is nothing in the environment to interfere with it. But this means that the supposed cause is not, by itself, adequate to insure the effect. And as soon as we include the environment, the probability of repetition is diminished, until at last, when the whole environment is included, the probability of repetition becomes almost nil.

In spite of these difficulties, it must, of course, be admitted that many fairly dependable regularities of sequence occur in daily life. It is these regularities that have suggested the supposed law of causality; where they are found to fail, it is thought that a better formulation could have been found which would have never failed. I am far from denying that there may be such sequences which in fact never do fail. It may be that there will never be an exception to the rule that when a stone of more than a certain mass, moving with more than a certain velocity, comes in contact with a pane of glass of less than a certain thickness, the glass breaks. I also do not deny that the observation of such regularities, even when they are not without exceptions, is useful in the infancy of a science: the observation that unsupported bodies in air usually fall was a stage on the way to the law of gravitation. What I deny is that science assumes the existence of invariable uniformities of sequence of this kind, or that it aims at discovering them. All such uniformities, as we saw, depend upon a certain vagueness in the definition of the "events." That bodies fall is a vague qualitative statement; science wishes to know how fast they fall. This depends upon the shape of the bodies and the density of the air. It is true that there is more nearly uniformity when they fall in a vacuum; so far as Galileo could observe, the uniformity is then complete. But later it appeared that even there the latitude made a difference, and the altitude. Theoretically, the position of the sun and moon must make a difference. In short, every advance in a science takes us farther away from the crude uniformities which are first observed, into greater differentiation of antecedent and consequent, and into a continually wider circle of antecedents recognised as relevant.

The principle "same cause, same effect," which philosophers imagine to be vital to science, is therefore utterly otiose. As soon as the antecedents have been given sufficiently fully to enable the consequent to be calculated with some exactitude, the antecedents have become so complicated that it is very unlikely they will ever recur. Hence, if this were the principle involved, science would remain utterly sterile.

The importance of these considerations lies partly in the fact that they lead to a more correct account of scientific procedure, partly in the fact that they remove the analogy with human volition which makes the conception of cause such a fruitful source of fallacies. The latter point will become clearer by the help of some illustrations. For this purpose I shall consider a few maxims which have played a great part in the history of philosophy.

(1) "Cause and effect must more or less resemble each other." This principle was prominent in the philosophy of occasionalism, and is still by no means extinct. It is still often thought, for example, that mind could not have grown up in a universe which previously contained nothing mental, and one ground for this belief is that matter is too dissimilar from mind to have been able to cause it. Or, more particularly, what are termed the nobler parts of our nature are supposed to be inexplicable, unless the universe always contained something at least equally noble which could cause them. All such views seem to depend upon assuming some unduly simplified law of causality; for, in any legitimate sense of "cause" and "effect," science seems to show that they are usually very widely dissimilar, the "cause" being, in fact, two states of the whole universe, and the "effect" some particular event.

(2) "Cause is analogous to volition, since there must be an intelligible nexus between cause and effect." This maxim is, I think, often unconsciously in the imaginations of philosophers who would reject it when explicitly stated. It is probably operative in the view we have just been considering, that mind could not have resulted from a purely material world. I do not profess to know what is meant by "intelligible"; it seems to mean "familiar to imagination." Nothing is less "intelligible," in any other sense, than the connection between an act of will and its fulfilment. But obviously the sort of nexus desired between cause and effect is such as could only hold between the "events" which the supposed law of causality contemplates; the laws which replace causality in such a science as physics leave no room for any two events between which a nexus could be sought.

(3) "The cause compels the effect in some sense in which the effect does not compel the cause." This belief seems largely operative in the dislike of determinism; but, as a matter of fact, it is connected with our second maxim, and falls as soon as that is abandoned. We may define "compulsion" as follows: "Any set of circumstances is said to compel A when A desires to do something which the circumstances prevent, or to abstain from something which the circumstances cause." This presupposes that some meaning has been found for the word "cause"—a point to which I shall return later. What I want to make clear at present is that compulsion is a very complex notion, involving thwarted desire. So long as a person does what he wishes to do, there is no compulsion, however much his wishes may be calculable by the help of earlier events. And where desire does not come in, there can be no question of compulsion. Hence it is, in general, misleading to regard the cause as compelling the effect.

A vaguer form of the same maxim substitutes the word "determine" for the word "compel"; we are told that the cause determines the effect in a sense in which the effect does not determine the cause. It is not quite clear what is meant by "determining"; the only precise sense, so far as I know, is that of a function or one-many relation. If we admit plurality of causes, but not of effects, that is, if we suppose that, given the cause, the effect must be such and such, but, given the effect, the cause may have been one of many alternatives, then we may say that the cause determines the effect, but not the effect the cause. Plurality of causes, however, results only from conceiving the effect vaguely and narrowly and the cause precisely and widely. Many antecedents may "cause" a man's death, because his death is vague and narrow. But if we adopt the opposite course, taking as the "cause" the drinking of a dose of arsenic, and as the "effect" the whole state of the world five minutes later, we shall have plurality of effects instead of plurality of causes. Thus the supposed lack of symmetry between "cause" and "effect" is illusory.

(4) "A cause cannot operate when it has ceased to exist, because what has ceased to exist is nothing." This is a common maxim, and a still more common unexpressed prejudice. It has, I fancy, a good deal to do with the attractiveness of Bergson's "durée": since the past has effects now, it must still exist in some sense. The mistake in this maxim consists in the supposition that causes "operate" at all. A volition "operates" when what it wills takes place; but nothing can operate except a volition. The belief that causes "operate" results from assimilating them, consciously or unconsciously, to volitions. We have already seen that, if there are causes at all, they must be separated by a finite interval of time from their effects, and thus cause their effects after they have ceased to exist.

It may be objected to the above definition of a volition "operating" that it only operates when it "causes" what it wills, not when it merely happens to be followed by what it wills. This certainly represents the usual view of what is meant by a volition "operating," but as it involves the very view of causation which we are engaged in combating, it is not open to us as a definition. We may say that a volition "operates" when there is some law in virtue of which a similar volition in rather similar circumstances will usually be followed by what it wills. But this is a vague conception, and introduces ideas which we have not yet considered. What is chiefly important to notice is that the usual notion of "operating" is not open to us if we reject, as I contend that we should, the usual notion of causation.

(5) "A cause cannot operate except where it is." This maxim is very widespread; it was urged against Newton, and has remained a source of prejudice against "action at a distance." In philosophy it has led to a denial of transient action, and thence to monism or Leibnizian monadism. Like the analogous maxim concerning temporal contiguity, it rests upon the assumption that causes "operate," i.e. that they are in some obscure way analogous to volitions. And, as in the case of temporal contiguity, the inferences drawn from this maxim are wholly groundless.

I return now to the question, What law or laws can be found to take the place of the supposed law of causality?

First, without passing beyond such uniformities of sequence as are contemplated by the traditional law, we may admit that, if any such sequence has been observed in a great many cases, and has never been found to fail, there is an inductive probability that it will be found to hold in future cases. If stones have hitherto been found to break windows, it is probable that they will continue to do so. This, of course, assumes the inductive principle, of which the truth may reasonably be questioned; but as this principle is not our present concern, I shall in this discussion treat it as indubitable. We may then say, in the case of any such frequently observed sequence, that the earlier event is the cause and the later event the effect.

Several considerations, however, make such special sequences very different from the traditional relation of cause and effect. In the first place, the sequence, in any hitherto unobserved instance, is no more than probable, whereas the relation of cause and effect was supposed to be necessary. I do not mean by this merely that we are not sure of having discovered a true case of cause and effect; I mean that, even when we have a case of cause and effect in our present sense, all that is meant is that on grounds of observation, it is probable that when one occurs the other will also occur. Thus in our present sense, A may be the cause of B even if there actually are cases where B does not follow A. Striking a match will be the cause of its igniting, in spite of the fact that some matches are damp and fail to ignite.

In the second place, it will not be assumed that every event has some antecedent which is its cause in this sense; we shall only believe in causal sequences where we find them, without any presumption that they always are to be found.

In the third place, any case of sufficiently frequent sequence will be causal in our present sense; for example, we shall not refuse to say that night is the cause of day. Our repugnance to saying this arises from the ease with which we can imagine the sequence to fail, but owing to the fact that cause and effect must be separated by a finite interval of time, any such sequence might fail through the interposition of other circumstances in the interval. Mill, discussing this instance of night and day, says:—

"It is necessary to our using the word cause, that we should believe not only that the antecedent always has been followed by the consequent, but that as long as the present constitution of things endures, it always will be so."[39]

In this sense, we shall have to give up the hope of finding causal laws such as Mill contemplated; any causal sequence which we have observed may at any moment be falsified without a falsification of any laws of the kind that the more advanced sciences aim at establishing.

In the fourth place, such laws of probable sequence, though useful in daily life and in the infancy of a science, tend to be displaced by quite different laws as soon as a science is successful. The law of gravitation will illustrate what occurs in any advanced science. In the motions of mutually gravitating bodies, there is nothing that can be called a cause, and nothing that can be called an effect; there is merely a formula. Certain differential equations can be found, which hold at every instant for every particle of the system, and which, given the configuration and velocities at one instant, or the configurations at two instants, render the configuration at any other earlier or later instant theoretically calculable. That is to say, the configuration at any instant is a function of that instant and the configurations at two given instants. This statement holds throughout physics, and not only in the special case of gravitation. But there is nothing that could be properly called "cause" and nothing that could be properly called "effect" in such a system.

No doubt the reason why the old "law of causality" has so long continued to pervade the books of philosophers is simply that the idea of a function is unfamiliar to most of them, and therefore they seek an unduly simplified statement. There is no question of repetitions of the "same" cause producing the "same" effect; it is not in any sameness of causes and effects that the constancy of scientific law consists, but in sameness of relations. And even "sameness of relations" is too simple a phrase; "sameness of differential equations" is the only correct phrase. It is impossible to state this accurately in non-mathematical language; the nearest approach would be as follows: "There is a constant relation between the state of the universe at any instant and the rate of change in the rate at which any part of the universe is changing at that instant, and this relation is many-one, i.e. such that the rate of change in the rate of change is determinate when the state of the universe is given." If the "law of causality" is to be something actually discoverable in the practice of science, the above proposition has a better right to the name than any "law of causality" to be found in the books of philosophers.

In regard to the above principle, several observations must be made—

(1) No one can pretend that the above principle is a priori or self-evident or a "necessity of thought." Nor is it, in any sense, a premiss of science: it is an empirical generalisation from a number of laws which are themselves empirical generalisations.

(2) The law makes no difference between past and future: the future "determines" the past in exactly the same sense in which the past "determines" the future. The word "determine," here, has a purely logical significance: a certain number of variables "determine" another variable if that other variable is a function of them.

(3) The law will not be empirically verifiable unless the course of events within some sufficiently small volume will be approximately the same in any two states of the universe which only differ in regard to what is at a considerable distance from the small volume in question. For example, motions of planets in the solar system must be approximately the same however the fixed stars may be distributed, provided that all the fixed stars are very much farther from the sun than the planets are. If gravitation varied directly as the distance, so that the most remote stars made the most difference to the motions of the planets, the world might be just as regular and just as much subject to mathematical laws as it is at present, but we could never discover the fact.

(4) Although the old "law of causality" is not assumed by science, something which we may call the "uniformity of nature" is assumed, or rather is accepted on inductive grounds. The uniformity of nature does not assert the trivial principle "same cause, same effect," but the principle of the permanence of laws. That is to say, when a law exhibiting, e.g. an acceleration as a function of the configuration has been found to hold throughout the observable past, it is expected that it will continue to hold in the future, or that, if it does not itself hold, there is some other law, agreeing with the supposed law as regards the past, which will hold for the future. The ground of this principle is simply the inductive ground that it has been found to be true in very many instances; hence the principle cannot be considered certain, but only probable to a degree which cannot be accurately estimated.

The uniformity of nature, in the above sense, although it is assumed in the practice of science, must not, in its generality, be regarded as a kind of major premiss, without which all scientific reasoning would be in error. The assumption that all laws of nature are permanent has, of course, less probability than the assumption that this or that particular law is permanent; and the assumption that a particular law is permanent for all time has less probability than the assumption that it will be valid up to such and such a date. Science, in any given case, will assume what the case requires, but no more. In constructing the Nautical Almanac for 1915 it will assume that the law of gravitation will remain true up to the end of that year; but it will make no assumption as to 1916 until it comes to the next volume of the almanac. This procedure is, of course, dictated by the fact that the uniformity of nature is not known a priori, but is an empirical generalisation, like "all men are mortal." In all such cases, it is better to argue immediately from the given particular instances to the new instance, than to argue by way of a major premiss; the conclusion is only probable in either case, but acquires a higher probability by the former method than by the latter.

In all science we have to distinguish two sorts of laws: first, those that are empirically verifiable but probably only approximate; secondly, those that are not verifiable, but may be exact. The law of gravitation, for example, in its applications to the solar system, is only empirically verifiable when it is assumed that matter outside the solar system may be ignored for such purposes; we believe this to be only approximately true, but we cannot empirically verify the law of universal gravitation which we believe to be exact. This point is very important in connection with what we may call "relatively isolated systems." These may be defined as follows:—

A system relatively isolated during a given period is one which, within some assignable margin of error, will behave in the same way throughout that period, however the rest of the universe may be constituted.

A system may be called "practically isolated" during a given period if, although there might be states of the rest of the universe which would produce more than the assigned margin of error, there is reason to believe that such states do not in fact occur.

Strictly speaking, we ought to specify the respect in which the system is relatively isolated. For example, the earth is relatively isolated as regards falling bodies, but not as regards tides; it is practically isolated as regards economic phenomena, although, if Jevons' sunspot theory of commercial crises had been true, it would not have been even practically isolated in this respect.

It will be observed that we cannot prove in advance that a system is isolated. This will be inferred from the observed fact that approximate uniformities can be stated for this system alone. If the complete laws for the whole universe were known, the isolation of a system could be deduced from them; assuming, for example, the law of universal gravitation, the practical isolation of the solar system in this respect can be deduced by the help of the fact that there is very little matter in its neighbourhood. But it should be observed that isolated systems are only important as providing a possibility of discovering scientific laws; they have no theoretical importance in the finished structure of a science.

The case where one event A is said to "cause" another event B, which philosophers take as fundamental, is really only the most simplified instance of a practically isolated system. It may happen that, as a result of general scientific laws, whenever A occurs throughout a certain period, it is followed by B; in that case, A and B form a system which is practically isolated throughout that period. It is, however, to be regarded as a piece of good fortune if this occurs; it will always be due to special circumstances, and would not have been true if the rest of the universe had been different though subject to the same laws.

The essential function which causality has been supposed to perform is the possibility of inferring the future from the past, or, more generally, events at any time from events at certain assigned times. Any system in which such inference is possible may be called a "deterministic" system. We may define a deterministic system as follows:—

A system is said to be "deterministic" when, given certain data, e₁, e₂, ..., e_n, at times t₁, t₂, ..., t_n respectively, concerning this system, if E_t is the state of the system at any time t, there is a functional relation of the form

E_t = f (e₁, t₁, e₂, t₂, ..., e_n, t_n, t). (A)

The system will be "deterministic throughout a given period" if t, in the above formula, may be any time within that period, though outside that period the formula may be no longer true. If the universe, as a whole, is such a system, determinism is true of the universe; if not, not. A system which is part of a deterministic system I shall call "determined"; one which is not part of any such system I shall call "capricious."

The events e₁, e₂, ..., e_n I shall call "determinants" of the system. It is to be observed that a system which has one set of determinants will in general have many. In the case of the motions of the planets, for example, the configurations of the solar system at any two given times will be determinants.

We may take another illustration from the hypothesis of psycho-physical parallelism. Let us assume, for the purposes of this illustration, that to a given state of brain a given state of mind always corresponds, and vice versa, i.e. that there is a one-one relation between them, so that each is a function of the other. We may also assume, what is practically certain, that to a given state of a certain brain a given state of the whole material universe corresponds, since it is highly improbable that a given brain is ever twice in exactly the same state. Hence there will be a one-one relation between the state of a given person's mind and the state of the whole material universe. It follows that, if n states of the material universe are determinants of the material universe, then n states of a given man's mind are determinants of the whole material and mental universe—assuming, that is to say, that psycho-physical parallelism is true.

The above illustration is important in connection with a certain confusion which seems to have beset those who have philosophised on the relation of mind and matter. It is often thought that, if the state of the mind is determinate when the state of the brain is given, and if the material world forms a deterministic system, then mind is "subject" to matter in some sense in which matter is not "subject" to mind. But if the state of the brain is also determinate when the state of the mind is given, it must be exactly as true to regard matter as subject to mind as it would be to regard mind as subject to matter. We could, theoretically, work out the history of mind without ever mentioning matter, and then, at the end, deduce that matter must meanwhile have gone through the corresponding history. It is true that if the relation of brain to mind were many-one, not one-one, there would be a one-sided dependence of mind on brain, while conversely, if the relation were one-many, as Bergson supposes, there would be a one-aided dependence of brain on mind. But the dependence involved is, in any case, only logical; it does not mean that we shall be compelled to do things we desire not to do, which is what people instinctively imagine it to mean.

As another illustration we may take the case of mechanism and teleology. A system may be defined as "mechanical" when it has a set of determinants that are purely material, such as the positions of certain pieces of matter at certain times. It is an open question whether the world of mind and matter, as we know it, is a mechanical system or not; let us suppose, for the sake of argument, that it is a mechanical system. This supposition—so I contend—throws no light whatever on the question whether the universe is or is not a "teleological" system. It is difficult to define accurately what is meant by a "teleological" system, but the argument is not much affected by the particular definition we adopt. Broadly, a teleological system is one in which purposes are realised, i.e. in which certain desires—those that are deeper or nobler or more fundamental or more universal or what not—are followed by their realisation. Now the fact—if it be a fact—that the universe is mechanical has no bearing whatever on the question whether it is teleological in the above sense. There might be a mechanical system in which all wishes were realised, and there might be one in which all wishes were thwarted. The question whether, or how far, our actual world is teleological, cannot, therefore, be settled by proving that it is mechanical, and the desire that it should be teleological is no ground for wishing it to be not mechanical.

There is, in all these questions, a very great difficulty in avoiding confusion between what we can infer and what is in fact determined. Let us consider, for a moment, the various senses in which the future may be "determined." There is one sense—and a very important one—in which it is determined quite independently of scientific laws, namely, the sense that it will be what it will be. We all regard the past as determined simply by the fact that it has happened; but for the accident that memory works backward and not forward, we should regard the future as equally determined by the fact that it will happen. "But," we are told, "you cannot alter the past, while you can to some extent alter the future." This view seems to me to rest upon just those errors in regard to causation which it has been my object to remove. You cannot make the past other than it was—true, but this is a mere application of the law of contradiction. If you already know what the past was, obviously it is useless to wish it different. But also you cannot make the future other than it will be; this again is an application of the law of contradiction. And if you happen to know the future—e.g. in the case of a forthcoming eclipse—it is just as useless to wish it different as to wish the past different. "But," it will be rejoined, "our wishes can cause the future, sometimes, to be different from what it would be if they did not exist, and they can have no such effect upon the past." This, again, is a mere tautology. An effect being defined as something subsequent to its cause, obviously we can have no effect upon the past. But that does not mean that the past would not have been different if our present wishes had been different. Obviously, our present wishes are conditioned by the past, and therefore could not have been different unless the past had been different; therefore, if our present wishes were different, the past would be different. Of course, the past cannot be different from what it was, but no more can our present wishes be different from what they are; this again is merely the law of contradiction. The facts seem to be merely (1) that wishing generally depends upon ignorance, and is therefore commoner in regard to the future than in regard to the past; (2) that where a wish concerns the future, it and its realisation very often form a "practically independent system," i.e. many wishes regarding the future are realised. But there seems no doubt that the main difference in our feelings arises from the accidental fact that the past but not the future can be known by memory.

Although the sense of "determined" in which the future is determined by the mere fact that it will be what it will be is sufficient (at least so it seems to me) to refute some opponents of determinism, notably M. Bergson and the pragmatists, yet it is not what most people have in mind when they speak of the future as determined. What they have in mind is a formula by means of which the future can be exhibited, and at least theoretically calculated, as a function of the past. But at this point we meet with a great difficulty, which besets what has been said above about deterministic systems, as well as what is said by others.

If formulæ of any degree of complexity, however great, are admitted, it would seem that any system, whose state at a given moment is a function of certain measurable quantities, must be a deterministic system. Let us consider, in illustration, a single material particle, whose co-ordinates at time t are x_t, y_t, z_t. Then, however, the particle moves, there must be, theoretically, functions f₁, f₂, f₃, such that

x_t = f_t (t), y_t = f₂ (t), z_t = f₃ (t).

It follows that, theoretically, the whole state of the material universe at time t must be capable of being exhibited as a function of t. Hence our universe will be deterministic in the sense defined above. But if this be true, no information is conveyed about the universe in stating that it is deterministic. It is true that the formulæ involved may be of strictly infinite complexity, and therefore not practically capable of being written down or apprehended. But except from the point of view of our knowledge, this might seem to be a detail: in itself, if the above considerations are sound, the material universe must be deterministic, must be subject to laws.

This, however, is plainly not what was intended. The difference between this view and the view intended may be seen as follows. Given some formula which fits the facts hitherto—say the law of gravitation—there will be an infinite number of other formulæ, not empirically distinguishable from it in the past, but diverging from it more and more in the future. Hence, even assuming that there are persistent laws, we shall have no reason for assuming that the law of the inverse square will hold in future; it may be some other hitherto indistinguishable law that will hold. We cannot say that every law which has held hitherto must hold in the future, because past facts which obey one law will also obey others, hitherto indistinguishable but diverging in future. Hence there must, at every moment, be laws hitherto unbroken which are now broken for the first time. What science does, in fact, is to select the simplest formula that will fit the facts. But this, quite obviously, is merely a methodological precept, not a law of Nature. If the simplest formula ceases, after a time, to be applicable, the simplest formula that remains applicable is selected, and science has no sense that an axiom has been falsified. We are thus left with the brute fact that, in many departments of science, quite simple laws have hitherto been found to hold. This fact cannot be regarded as having any a priori ground, nor can it be used to support inductively the opinion that the same laws will continue; for at every moment laws hitherto true are being falsified, though in the advanced sciences these laws are less simple than those that have remained true. Moreover it would be fallacious to argue inductively from the state of the advanced sciences to the future state of the others, for it may well be that the advanced sciences are advanced simply because, hitherto, their subject-matter has obeyed simple and easily ascertainable laws, while the subject-matter of other sciences has not done so.

The difficulty we have been considering seems to be met partly, if not wholly, by the principle that the time must not enter explicitly into our formulæ. All mechanical laws exhibit acceleration as a function of configuration, not of configuration and time jointly; and this principle of the irrelevance of the time may be extended to all scientific laws. In fact we might interpret the "uniformity of nature" as meaning just this, that no scientific law involves the time as an argument, unless, of course, it is given in an integrated form, in which case lapse of time, though not absolute time, may appear in our formulæ. Whether this consideration suffices to overcome our difficulty completely, I do not know; but in any case it does much to diminish it.

It will serve to illustrate what has been said if we apply it to the question of free will.

(1) Determinism in regard to the will is the doctrine that our volitions belong to some deterministic system, i.e. are "determined" in the sense defined above. Whether this doctrine is true or false, is a mere question of fact; no a priori considerations (if our previous discussions have been correct) can exist on either side. On the one hand, there is no a priori category of causality, but merely certain observed uniformities. As a matter of fact, there are observed uniformities in regard to volitions; thus there is some empirical evidence that volitions are determined. But it would be very rash to maintain that the evidence is overwhelming, and it is quite possible that some volitions, as well as some other things, are not determined, except in the sense in which we found that everything must be determined.

(2) But, on the other hand, the subjective sense of freedom, sometimes alleged against determinism, has no bearing on the question whatever. The view that it has a bearing rests upon the belief that causes compel their effects, or that nature enforces obedience to its laws as governments do. These are mere anthropomorphic superstitions, due to assimilation of causes with volitions and of natural laws with human edicts. We feel that our will is not compelled, but that only means that it is not other than we choose it to be. It is one of the demerits of the traditional theory of causality that it has created an artificial opposition between determinism and the freedom of which we are introspectively conscious.

(3) Besides the general question whether volitions are determined, there is the further question whether they are mechanically determined, i.e. whether they are part of what was above defined as a mechanical system. This is the question whether they form part of a system with purely material determinants, i.e. whether there are laws which, given certain material data, make all volitions functions of those data. Here again, there is empirical evidence up to a point, but it is not conclusive in regard to all volitions. It is important to observe, however that even if volitions are part of a mechanical system, this by no means implies any supremacy of matter over mind. It may well be that the same system which is susceptible of material determinants is also susceptible of mental determinants; thus a mechanical system may be determined by sets of volitions, as well as by sets of material facts. It would seem, therefore, that the reasons which make people dislike the view that volitions are mechanically determined are fallacious.

(4) The notion of necessity, which is often associated with determinism, is a confused notion not legitimately deducible from determinism. Three meanings are commonly confounded when necessity is spoken of:—

(α) An action is necessary when it will be performed however much the agent may wish to do otherwise. Determinism does not imply that actions are necessary in this sense.

(β) A propositional function is necessary when all its values are true. This sense is not relevant to our present discussion.

(γ) A proposition is necessary with respect to a given constituent when it is the value, with that constituent as argument, of a necessary propositional function, in other words, when it remains true however that constituent may be varied. In this sense, in a deterministic system, the connection of a volition with its determinants is necessary, if the time at which the determinants occur be taken as the constituent to be varied, the time-interval between the determinants and the volition being kept constant. But this sense of necessity is purely logical, and has no emotional importance.

We may now sum up our discussion of causality. We found first that the law of causality, as usually stated by philosophers, is false, and is not employed in science. We then considered the nature of scientific laws, and found that, instead of stating that one event A is always followed by another event B, they stated functional relations between certain events at certain times, which we called determinants, and other events at earlier or later times or at the same time. We were unable to find any a priori category involved: the existence of scientific laws appeared as a purely empirical fact, not necessarily universal, except in a trivial and scientifically useless form. We found that a system with one set of determinants may very likely have other sets of a quite different kind, that, for example, a mechanically determined system may also be teleologically or volitionally determined. Finally we considered the problem of free will: here we found that the reasons for supposing volitions to be determined are strong but not conclusive, and we decided that even if volitions are mechanically determined, that is no reason for denying freedom in the sense revealed by introspection, or for supposing that mechanical events are not determined by volitions. The problem of free will versus determinism is therefore, if we were right, mainly illusory, but in part not yet capable of being decisively solved.

FOOTNOTES:

XToC

KNOWLEDGE BY ACQUAINTANCE AND KNOWLEDGE BY DESCRIPTION

The object of the following paper is to consider what it is that we know in cases where we know propositions about "the so-and-so" without knowing who or what the so-and-so is. For example, I know that the candidate who gets most votes will be elected, though I do not know who is the candidate who will get most votes. The problem I wish to consider is: What do we know in these cases, where the subject is merely described? I have considered this problem elsewhere[40] from a purely logical point of view; but in what follows I wish to consider the question in relation to theory of knowledge as well as in relation to logic, and in view of the above-mentioned logical discussions, I shall in this paper make the logical portion as brief as possible.

In order to make clear the antithesis between "acquaintance" and "description," I shall first of all try to explain what I mean by "acquaintance." I say that I am acquainted with an object when I have a direct cognitive relation to that object, i.e. when I am directly aware of the object itself. When I speak of a cognitive relation here, I do not mean the sort of relation which constitutes judgment, but the sort which constitutes presentation. In fact, I think the relation of subject and object which I call acquaintance is simply the converse of the relation of object and subject which constitutes presentation. That is, to say that S has acquaintance with O is essentially the same thing as to say that O is presented to S. But the associations and natural extensions of the word acquaintance are different from those of the word presentation. To begin with, as in most cognitive words, it is natural to say that I am acquainted with an object even at moments when it is not actually before my mind, provided it has been before my mind, and will be again whenever occasion arises. This is the same sense in which I am said to know that 2+2=4 even when I am thinking of something else. In the second place, the word acquaintance is designed to emphasise, more than the word presentation, the relational character of the fact with which we are concerned. There is, to my mind, a danger that, in speaking of presentation, we may so emphasise the object as to lose sight of the subject. The result of this is either to lead to the view that there is no subject, whence we arrive at materialism; or to lead to the view that what is presented is part of the subject, whence we arrive at idealism, and should arrive at solipsism but for the most desperate contortions. Now I wish to preserve the dualism of subject and object in my terminology, because this dualism seems to me a fundamental fact concerning cognition. Hence I prefer the word acquaintance because it emphasises the need of a subject which is acquainted.

When we ask what are the kinds of objects with which we are acquainted, the first and most obvious example is sense-data. When I see a colour or hear a noise, I have direct acquaintance with the colour or the noise. The sense-datum with which I am acquainted in these cases is generally, if not always, complex. This is particularly obvious in the case of sight. I do not mean, of course, merely that the supposed physical object is complex, but that the direct sensible object is complex and contains parts with spatial relations. Whether it is possible to be aware of a complex without being aware of its constituents is not an easy question, but on the whole it would seem that there is no reason why it should not be possible. This question arises in an acute form in connection with self-consciousness, which we must now briefly consider.

In introspection, we seem to be immediately aware of varying complexes, consisting of objects in various cognitive and conative relations to ourselves. When I see the sun, it often happens that I am aware of my seeing the sun, in addition to being aware of the sun; and when I desire food, it often happens that I am aware of my desire for food. But it is hard to discover any state of mind in which I am aware of myself alone, as opposed to a complex of which I am a constituent. The question of the nature of self-consciousness is too large and too slightly connected with our subject, to be argued at length here. It is difficult, but probably not impossible, to account for plain facts if we assume that we do not have acquaintance with ourselves. It is plain that we are not only acquainted with the complex "Self-acquainted-with-A," but we also know the proposition "I am acquainted with A." Now here the complex has been analysed, and if "I" does not stand for something which is a direct object of acquaintance, we shall have to suppose that "I" is something known by description. If we wished to maintain the view that there is no acquaintance with Self, we might argue as follows: We are acquainted with acquaintance, and we know that it is a relation. Also we are acquainted with a complex in which we perceive that acquaintance is the relating relation. Hence we know that this complex must have a constituent which is that which is acquainted, i.e. must have a subject-term as well as an object-term. This subject-term we define as "I." Thus "I" means "the subject-term in awarenesses of which I am aware." But as a definition this cannot be regarded as a happy effort. It would seem necessary, therefore, either to suppose that I am acquainted with myself, and that "I," therefore, requires no definition, being merely the proper name of a certain object, or to find some other analysis of self-consciousness. Thus self-consciousness cannot be regarded as throwing light on the question whether we can know a complex without knowing its constituents. This question, however, is not important for our present purposes, and I shall therefore not discuss it further.

The awarenesses we have considered so far have all been awarenesses of particular existents, and might all in a large sense be called sense-data. For, from the point of view of theory of knowledge, introspective knowledge is exactly on a level with knowledge derived from sight or hearing. But, in addition to awareness of the above kind of objects, which may be called awareness of particulars; we have also (though not quite in the same sense) what may be called awareness of universals. Awareness of universals is called conceiving, and a universal of which we are aware is called a concept. Not only are we aware of particular yellows, but if we have seen a sufficient number of yellows and have sufficient intelligence, we are aware of the universal yellow; this universal is the subject in such judgments as "yellow differs from blue" or "yellow resembles blue less than green does." And the universal yellow is the predicate in such judgments as "this is yellow," where "this" is a particular sense-datum. And universal relations, too, are objects of awarenesses; up and down, before and after, resemblance, desire, awareness itself, and so on, would seem to be all of them objects of which we can be aware.

In regard to relations, it might be urged that we are never aware of the universal relation itself, but only of complexes in which it is a constituent. For example, it may be said that we do not know directly such a relation as before, though we understand such a proposition as "this is before that," and may be directly aware of such a complex as "this being before that." This view, however, is difficult to reconcile with the fact that we often know propositions in which the relation is the subject, or in which the relata are not definite given objects, but "anything." For example, we know that if one thing is before another, and the other before a third, then the first is before the third; and here the things concerned are not definite things, but "anything." It is hard to see how we could know such a fact about "before" unless we were acquainted with "before," and not merely with actual particular cases of one given object being before another given object. And more directly: A judgment such as "this is before that," where this judgment is derived from awareness of a complex, constitutes an analysis, and we should not understand the analysis if we were not acquainted with the meaning of the terms employed. Thus we must suppose that we are acquainted with the meaning of "before," and not merely with instances of it.