Part 2 — PART II (continued 2)
Charles H. Kerr translation
Our doctrine assumes the broad, conscious and continuous development of modern technique, and with it that society which produces commodities in the antagonisms of competition, that society which as a first condition and an indispensable means for its own perpetuation presupposes capitalist accumulation in the form of private property; that society which continually produces and reproduces proletarians, and which if it is to perpetuate itself, must incessantly revolutionize its tools, and with them the State and its legal gearings. This society, which, by the very laws of its movement, has laid bare its own anatomy, produces by its reaction the materialistic conception. Even as it has produced in socialism its positive negation, so it has engendered in the new historic doctrine its ideal negation. If history is the product, not arbitrary, but necessary and normal, of men in so far as they are developing, and if they are developing in so far as they are making social experiments, and if they are experimenting in so far as they are making improvements in their labor, which accumulate and preserve products and results, the phase of development in which we live cannot be the last and final phase, and the contrasts which are intimately bound to it and inherent in it are the productive forces of new conditions. And this is how the period of the great economic and political revolutions of these last two centuries has ripened in the mind these two concepts: the immanence and constancy of the processus in historic facts, and the materialist doctrine, which is at bottom the objective theory of social revolutions.
It is beyond doubt that to reascend through the centuries and reconstruct in our thought the development of social ideas to the extent that we find their documents in writers, is something always very instructive, and serving especially to add to our critical knowledge of our concepts as of our ways of thinking. Such a return of the mind over its historic premises, when it does not lead us astray into the empiricism of a boundless erudition, and does not lead us to set up hastily vain analogies, serves without any doubt to give suppleness and a persuasive force to the forms of our scientific activity. In the sum of our science we find again, in fact and through the approximative continuity of tradition, the excellence of all that has been found, conceived and proved, not only in modern times but even in ancient Greece, where first begins precisely and in a definite fashion for the human race the orderly development of conscious, reflective and methodical thought. It would be impossible to take a single step in scientific research without employing means long ago found and tried, such for example as logic and mathematics. To think otherwise would be to assume that each generation must begin over again all the work done since the childhood of humanity.
But it was not given either to the ancient authors in the limited circle of their urban republics, nor to the writers of the Renaissance, always drifting between an imaginary return to antiquity and the need of grasping intellectually the new world in process of birth, to arrive at the precise analysis of the last elements from which society results, and which the incomparable genius of Aristotle did not see, and did not understand beyond the limits within which passes the life of the typical citizen.
The investigation of the social structure, considered in its manners of origin and processus, became active and penetrating and took on multiform aspects in the seventeenth and eighteenth centuries, when economics took shape and when under the different names of “Natural Rights,” “The Spirit of the Laws,” or “The Social Contract,” it was attempted to resolve into causes, into factors and into logical and psychological data, the multiform and often obscure spectacle of a life in which was preparing the greatest revolution ever known. These doctrines, whatever may have been the subjective intention and spirit of the authors—as in the contrasting cases of the conservative Hobbes and the proletarian Rousseau—were all revolutionary in their substance and their effects. Under all of them is always found, as a stimulus and motive, the material and moral needs of a new age, which, by reason of historic conditions, were those of the bourgeoisie. Thus it was necessary to wage war in the name of liberty upon tradition, the Church, privileges, fixed classes, that is to say, the orders and conditions, and consequently upon the State which was or appeared to be their author, and then upon the special privileges of commerce, the arts, labor and science. And man was studied in an abstract fashion, that is to say, individuals taken separately, emancipated and delivered by a logical abstraction from their historic connection and from every social necessity: in the mind of many the concept of society was reduced to atoms, and it even seemed natural to the greatest number to believe that society is only the sum of the individuals composing it. The abstract categories of individual psychology sufficed for the explanation of all human facts; and this is how in all these systems, nothing is spoken of but fear, self-love, egoism, voluntary obedience, tendency toward happiness, the original goodness of man, the freedom of contract and of the moral consciousness, and of the moral instinct or sense, and also many other similar abstract and generic things, as if they were sufficient to explain history, and to create a new history out of its fragments.
By the fact that all society was entering upon an acute crisis, its horror at the antique, at what was superannuated, at what was traditional and had been organized for centuries, and the presentiment of a renovation of all human life, finally produced a total eclipse of the ideas of historic necessity and social necessity, that is to say, of those ideas which, barely indicated by the ancient philosophers, and so developed in our century, had at this period of revolutionary rationalism only rare representatives, like Vico, Montesquieu, and, in part, Quesnay. In this historic situation, which gave birth to a literature that was nimble, destructive and very popular, is found the reason for what Louis Blanc with a certain emphasis has called individualism. Later some have thought they saw in this word the expression of a permanent fact in human nature, which especially might serve as a decisive argument against socialism.
A singular spectacle, and a singular contrast! Capital, however produced, tended to overcome all previous forms of production, and, breaking every bond and boundary, to become the direct or indirect master of society, as, in fact, it has become in the greater part of the world; hence it resulted, that apart from all forms of modern misery and the new hierarchy in which we live, there was realized the most acute antithesis of all history, that is to say, the existing anarchy of production in the whole of society, and an iron despotism in the mode of production in each workshop and each factory! And the thinkers, the philosophers, the economists and the popularizers of the eighteenth century saw nothing but liberty and equality! All reasoned in the same way; all started from the same premises, which brought them to conclude that liberty must be obtained from a government of pure administration, or that they were democrats or even communists. The approaching reign of liberty was before the eyes of all as a certain event, provided they could suppress the bonds and fetters which forced ignorance and the despotism of church and state had imposed upon men, good by nature. These fetters did not appear to be conditions and boundaries within which men were found by the laws of their development, and by the effect of the antagonistic and thus uncertain and tortuous movement of history, but simply obstacles from which the methodical use of reason was to deliver us. In this idealism, which reached its culminating point in certain heroes of the French Revolution, is the seed of a limitless faith in the certain progress of the whole human race. For the first time, the concept of humanity appeared in all its branches, unmingled with religious ideas or hypotheses. The boldest of these idealists were the extreme materialists, because, denying every religious fiction, they assigned this earth as a certain domain to the necessity of happiness provided that reason might open the way.
Never were ideas abused in so inhuman a fashion as between the close of the eighteenth century and the beginning of the nineteenth. The lesson of things was very hard, the saddest disillusions arose and a radical upheaval followed in the minds of men. Facts, in a word, proved to be contrary to all expectations; and this at first produced a profound discouragement among the disillusioned, which, notwithstanding, gave rise to the desire and the need of new investigations. We know that Saint Simon and Fourier, in whom operated precisely at the beginning of the century, in the exclusive forms of the ideas of premature genius, the reaction against the immediate results of the politico-economic revolution, arose resolutely, the first against the jurists, and the second against the economists.
In fact, when once the obstacles to liberty, which had been characteristic of other times, had been suppressed, new obstacles, graver and more painful, had replaced them, and, as equal happiness for all was not realized, society remained in its political form as it had been before, an organization of inequalities. It must be, then, that society is something autonomous, innate, a complex automaton of relations and conditions, which defies the subjective good intentions of each of the members who compose it, and which escapes from the illusions and the designs of the idealists. It thus follows a course of its own from which we may infer certain laws of process and development, but does not suffer us to impose laws upon it. By this transformation in the minds of men, the nineteenth century heralded itself as the century of historic science and of sociology.
The principle of development has, indeed, since then, invaded all domains of thought. In this century, the grammar of history has been discovered, and thus the key has been found to explore the genesis of myths. The embryonic traces of pre-history have been sought out, and, for the first time, the processes of political and legal forms have been arranged into a series. The nineteenth century heralded itself as the century of sociology in the person of Saint Simon, in whom, as happens with the self-taught precursors of genius, we find confused together the germs of so many contradictory tendencies. In this aspect the materialistic conception is a result; but it is a result which is the complement of the whole process of formation; and as a result and a complement it is also the simplification of all historic science and of all sociology, because it takes us back from things derived and from complex conditions to elemental functions. And that is brought about by the direct suggestion of new dynamic experience.
The laws of economics, such as they are of themselves and their own inherent force, have triumphed over all illusions and have shown themselves to be the directing power of social life. The great industrial revolution which was produced made it clear that social classes, if they are not a fact of nature, are still less a consequence of chance and of free will; they arise historically and socially in a determined form of production. And who, in truth, has not seen the birth under his eyes of new proletarians upon the economic ruin of so many classes of small proprietors, small peasants and artisans; and who has not been in a position to discover the method of this new creation of a new social status, to which so many men were reduced and in which they were necessarily obliged to live. Who has not been in a position to discover that money, transformed into capital, had succeeded, in a few years, in becoming master by the attraction which it exercises over the labor of free men, in whom the necessity of selling themselves freely as wage workers had been prepared long before by so many ingenious legal processes and by violent or indirect expropriation? And who has not seen the new cities rise around factories and create around their circumference this desolating poverty, which is no longer the effect of individual misfortune, but the condition and the source of wealth? And in this new poverty were numerous women and children, arising for the first time from an unknown existence to take their place on the page of history as a sinister illustration of a society of equals. And who did not feel—even if that had not been announced in the so-called doctrine of the Rev. Malthus—that the number of guests which this mode of economic organization can entertain, if it is sometimes insufficient for him who, by reason of the favorable state of production, has need of hands, is often also superabundant, and therefore finds no occupation and becomes a source of danger? It becomes evident, also, that the rapid and violent economic transformation which was accomplished openly in England had succeeded there, because that country had been able to build up for itself, as compared with the rest of Europe, a monopoly till then unknown, and because to maintain this monopoly an unscrupulous policy had been rendered necessary, and that permitted all, for one happy moment, to translate into prose the ideological myth of the state, which was to be the guardian and the preceptor of the people.
This immediate perception of these consequences of the new life was the origin of the pessimism, more or less romantic, of the laudatores temporis acti from De Maistre to Carlyle. The satire of liberalism invaded minds and literature at the beginning of the nineteenth century. Then begins that criticism of society, which is the first step in all sociology. It was necessary before all else to overthrow the ideology, which had accumulated and expressed itself in so many doctrines of the Natural Right or the Social Contract. It was necessary to get into contact with the facts which the rapid events of so intensive a processus imposed upon the attention in forms so new and startling.
Here appears Owen, incomparable at all points of view, but especially for the clearness which he displayed in the determination of the causes of the new poverty, even though he was but a child in his quest of the means for overcoming it. It was necessary to arrive at the objective criticism of economics, which appeared for the first time, in one-sided and reactionary forms, in Sismondi. In this period where the conditions of a new historic science were ripening, arose so many different forms of socialism, utopian, one-sided or completely extravagant, which never reached the proletarians, either because these had no political consciousness, or if they had any, it manifested itself in sudden starts, as in the French conspiracies and riots from 1830 to 1848, or they kept on the political ground of immediate reforms, as is the case with the Chartists. And nevertheless all this socialism, however Utopian, fantastic and ideological it may have been, was an immediate and often salutary criticism of economics—a one-sided criticism, indeed, which lacked the scientific complement of a general historical conception.
All these forms of criticism, partial, one-sided and incomplete had their culmination in scientific socialism. This is no longer subjective criticism applied to things but the discovery of the self-criticism which is in the things themselves. The real criticism of society is society, itself, which, by the antithetic conditions of the contrasts upon which it rests, engenders from itself, within itself, the contradiction, and finally triumphs over this by its passage into a new form. The solution of the existing antitheses is the proletariat, which the proletarians themselves know or do not know. Even as their misery has become the condition of present society, so in their misery is the justification of the new proletarian revolution. It is in this passage from the criticism of subjective thought, which examines things outside and imagines it can correct them at once, to the understanding of the self-criticism exercised by society over itself in the immanence of its own processus—it is in this only that the dialectic of history consists, which Marx and Engels, in so far as they were materialists, drew from the idealism of Hegel. But on the final reckoning it matters little whether the literary men, who knew no other meaning for dialectics than that of an artificial sophistry nor whether the doctors and scholars who are never apt to go beyond the knowledge of particular facts can ever account themselves for these hidden and complicated forms of thought.
But the great economic transformation, which has furnished the materials composing modern society, in which the empire of capitalism has arrived at the limit of its complete development, would not have been so immediately and so suggestively instructive, if it had not been luminously illustrated by the bewildering and catastrophic movement of the French Revolution. This put in evidence, like a tragedy on the stage, all the antagonistic forces of modern society, because this society has developed on the ruins of previous forms, and because, in so short a time and with so hasty a march, it has traversed the phases of its birth and its establishment.
The revolution ensued from the obstacles which the bourgeoisie had to overcome by violence, since it appeared from evidence that the passage from the old forms to the new forms of production—or of property, if we borrow the language of jurists—could not be realized by the quieter ways of successive and gradual reforms. It brought in its train the upheaval, the friction and the intermingling of all the old classes of the Ancient Regime, and the rapid and bewildering formation at the same time of new classes, in the very rapid but very intensive period of ten years, which, compared with the ordinary history of other times and other countries, seems to us like centuries. This rapid succession of monumental events brought to light the most characteristic moments and aspects of the new or modern society, and that so much the more clearly since the militant bourgeoisie had already created for itself intellectual means and organs which had given it with the theory of its own work the reflex consciousness of its movement.
The violent expropriation of the great part of the old property, that is to say, of the property crystallized in fiefs, in royal and princely domains and in mortmain, with the real and personal rights derived therefrom, put at the disposal of the state, which by the necessity of things had become an exceptional, terrible and all-powerful government, an extraordinary mass of economic resources; thus, there were, on the one side, the singular policy of the assignats which finally annulled themselves, and on the other side, the formation of the new proprietors who owed their fortune to the chances of gambling, to intrigue and to speculation. And who again would have dared thereafter to swear upon the ancient, sacred altar of property, when his recent and authentic title rested in so evident a manner upon the knowledge of fortunate circumstances? If it had ever passed through the head of so many troublesome philosophers, beginning with the Sophists, that law is a creation of man, useful and convenient, this heretical proposition might seem thenceforth a simple and intuitive truth to the meanest of the beggars in Paris. Had not the proletarians with all the common people given the impulse to the revolution in general by the expected movements of April, 1789, and did they not afterwards find themselves, as it were, driven anew from the stage of history after the failure of the revolt of Prairial in 1795? Had they not carried on their shoulders all the ardent defenders of liberty and equality? Had they not held in their hands the Paris Commune, which was, for a time, the impulsive organ of the Assembly and of all France; had they not finally the bitter disillusion of having created new masters for themselves with their own hands? The bewildering consciousness of this disillusion constitutes the psychological motive, rapid and immediate, of the conspiracy of Babeuf, which, for that very reason, is a great fact in history, and bears in itself all the elements of objective tragedy.
The land which fief and mortmain had, as it were, bound to a body, to a family, to a title, now, delivered from its bonds, had become a commodity, to serve as a basis and instrument for the production of merchandise; so docile a commodity, that it was put into circulation in the form of morsels of paper. And around these symbols, multiplied to such a degree over the things that they were to represent that they finished by no longer having any value, Business came forth, a giant, arising, from all sides, on the shoulders of those most wretched in their poverty, and through all the devious ways of politics; it was especially shameless in its way of taking part in war and its glorious successes. Even the rapid progress of technique, hastened by the urgency of circumstances, gave material and occasion to the prosperity of business.
The laws of bourgeois economics, which are those of individual production in the antagonistic field of competition, revolted furiously, through violence and ruse, against the idealistic efforts of a revolutionary government which, strong in its certainty of saving its country, and stronger still in its illusion of founding for eternity the liberty of equals, believed it was possible to suppress gambling by the guillotine, to eliminate Business by closing the Stock Exchange and to assure existence to the common people by fixing the maximum of prices for objects of prime necessity. Commodities, prices and Business reasserted with violence their own liberty against those who wished to preach to them and impose ethics upon them.
Thermidor, whatever may have been the original intentions of the Thermidorians, whether vile, cowardly, or misguided, was, in its hidden causes as in its apparent effects, the triumph of Business over democratic idealism. The constitution of 1793, which marks the extreme limit that can be reached by the democratic ideal, was never put into practice. The grave pressure of circumstances, the menace of the foreigner, the different forms of internal rebellion, from the Girondists to the Vendée, rendered necessary an exceptional government, which was the Terror, born of fear. In proportion as dangers ceased, the need of the terror ceased. But the democracy shattered itself against the Business which was bringing into existence the property of new proprietors. The constitution of the year III. consecrated the principle of moderate liberalism, whence proceeds all the constitutionalism of the European continent; but it was, before all else, the road leading to the guaranty of property. To change the proprietors while preserving property—that is the banner, the watchword, the ensign which defied through the years from Aug. 10, 1792, the violent tumults as well as the bold designs of those who attempted to found society upon virtue, equality and Spartan abnegation. But the Directory was the footpath by which the revolution arrived at the downfall of itself as an idealistic effort; and with the Directory, which was open and professed corruption, this banner became a reality; the proprietors are changed, but property is saved. And, indeed, to raise upon so many ruins a stable edifice, there was need of real force; and this was found in that strange adventurer of incomparable genius, upon whom fortune had imperially smiled, and he was the only one who possessed the virtue of putting an end to this gigantic fable, because there was in him neither shadow nor trace of moral scruples.
In this furor of events strange things happened. The citizens armed for the defense of their country, victorious beyond its frontiers over surrounding Europe, into which with their conquest they carried the revolution, transformed themselves into a soldiery to oppress the liberty of their country. The peasants who, at a moment of imperious suggestion, produced over the feudal estates the anarchy of 1789, now having become soldiers, or small proprietors, or small farmers, and having remained for a moment the advance sentinels of the revolution, fell back into the silent and stolid calm of their traditional life, which, without risks and without movements, served as a sure basis for the so-called social order. The petty bourgeois of the cities, and the former members of the guilds rapidly developed, in the camp of economic struggle, into free traffickers in manual labor. The freedom of trade required that every product become easily merchantable, and thus it triumphed over the last obstacle, by enforcing the demand that labor also become for it a free commodity.
All changed at this moment. The state, which for centuries so many million deluded ones had regarded as a sacred institution or a divine mandate, allowed its sovereign to be beheaded by the prosaic means of a technical machine, and thereby lost its sacred character. The state, also, was becoming a technical appliance, which substituted bureaucracy for hierarchy. And as the ancient titles no longer assured their possessors the privilege of exercising diverse functions, this new state could become the prey of all those who wished to seize upon it; it found itself, in a word, put up at auction, with the provision that the successful aspirants must be the solid guarantors of the property of the new and the old proprietors. The new state, which had need of its Eighteenth Brumaire to become an orderly bureaucracy, supported upon victorious militarism, this state which completed the revolution in the act which denied it, could not dispense with its scripture, and it found it in the Civil Code, which is the golden book for a society which produces and sells commodities. It is not in vain that generalized jurisprudence had preserved and annotated for centuries, in the form of a scientific discipline, this Roman law, which was, which is and ever shall be, the typical and classical form of the law of every shopkeeping society, until communism puts an end to the possibility of buying and selling.
The bourgeoisie, which, by the concurrence of so many singular circumstances effected the revolution with the concurrence of so many other classes and semi-classes which after a short lapse of time almost all disappeared from the political stage, seemed, in the moments of the most violent shocks, as if moved by motives inspired by an ideology, which would have absolutely no relation with the effects which actually supervene and perpetuated themselves. The meaning of that is that in the heat of struggle the bewildering change of the economic substructure appeared, as if it were, disguised by ideals and obscure by the interlacings of so many intentions and designs, whence sprung so many acts of cruelty and of unparalleled heroism, so many currents of illusion and hard facts of disenchantment. Never had so powerful a faith in the ideal of progress sprung from human breasts. To deliver the human race from superstition, and even from religion, to make of each individual a citizen, or of every private man a public man; those are its beginnings:—and then on the line of this programme to sum up, in the short activity of a few years, an evolution which appears to the most idealistic of to-day as the work of several centuries to come—that is the idealism of that time! And why should it revolt at the pedagogy of the guillotine?
That poetry, grand certainly, if not joyous, left behind it a prose that was severe enough. And it was the prose of the proprietors who owned their property to chance, it was that of the high finance and the newly rich purveyors, marshals, prefects, journalists and mercenary men of letters; it was the prose of the court of that strange man to whom the qualities of military genius grafted upon the soul of a brigand, had, without any doubt, conferred the right of treating as an ideologist whoever did not admire the bare fact which, in life, as it was with him, can be nothing else than the simple brutality of success.
The French Revolution hastened the course of history in a large part of Europe. To it attaches, on the Continent, all that we call liberalism and modern democracy, except in the case of the false imitation of England, and up to the establishment of Italian unity, which was and will remain perhaps the last act of the revolutionary bourgeoisie. This revolution was the most vivid and most instructive example of the fashion in which a society transforms itself and how new economic conditions develop, and in developing co-ordinate the members of society into groups and classes. It was the palpable proof of the fashion in which law is found, when it is necessary for the expression and the defense of definite relations, and how the state is created, and how disposal is made of its means, its forces and its organs. Here is seen how ideas arise from the fields of social institutions, and how characters, tendencies, sentiments, volitions, that is to say, in a word, moral forces, are produced and develop into conditions governed by circumstances. In a word, the data of social science were, so to speak, prepared by society itself, and it is no wonder if the revolution, which was preceded ideologically by the most acute form of rationalistic doctrinairism ever known, ended finally by leaving behind it the intellectual need of an anti-doctrinaire historical and sociological science, like that which our own century has attempted to construct.
And here, both by what we have seen and by what is known generally, it is useless to recall anew, how Owen forms one of the same group with Saint Simon and Fourier, and to repeat through what ways scientific socialism took its birth. The important thing is in these two points; that historical materialism could not arise but from the theoretical consciousness of socialism; and that it can henceforth explain its own origin with its own principles, which is the greatest proof of its maturity.
Thus I have justified the phrase at the beginning of this chapter: ideas do not descend from heaven.
VIII.
The road traversed thus far has enabled us to take exact account of the precise and relative value of the so-called doctrine of factors; we know also how its adherents come to eliminate objectively those provisional concepts, which were and are a simple expression of a thought not fully arrived at maturity.
And, nevertheless, it is necessary that we speak further of this doctrine, in order to explain better and more in detail for what reasons two of the so-called factors, the state and the law, have been and are still considered as the principal and exclusive subject of history.
Historians have indeed for centuries placed in these forms of social life the essence of development. Moreover, they have perceived this development only in the modification of these forms. History has for centuries been treated as a discipline relative to the juridico-political movement and even to the political movement principally. The substitution of society for politics is a recent thing, and much more recent still is the reduction of society to the elements of historical materialism. In other words, sociology is of quite recent invention, and the reader, I hope, will have understood for himself that I employ this term for the sake of brevity, to indicate in a general manner the science of social functions and variations, and that I do not hold to the specific sense given it by the Positivists.
It is more satisfactory to say that, up to the beginning of this century, the data bearing upon usages, customs, beliefs, etc., or even upon the natural conditions, which serve as the foundation and connection for social forms, were not mentioned in political histories unless as objects of simple curiosity, or as accessories and complements of the narration.
All this cannot be a simple accident, and indeed is not. There is, then, a double interest in taking account of the tardy appearance of social history, both because our doctrine justifies yet again by this means its reason for existence, and because we thus eliminate, in a definite manner, the so-called factors.
If we make an exception of certain critical moments in which social classes, by an extreme incapacity for adapting themselves to a condition of relative equilibrium, enter into a crisis of more or less prolonged anarchy, and if we make an exception of those catastrophes in which an entire world disappears, as at the fall of the Roman Empire of the West, or at the dissolution of the Califate, then it may be said that, ever since there has been a written history, the state appears not only as the creation of society but also as its support. The first step that child-like thought had made in this order of considerations is in this statement: That which governs is also that which creates.
If, moreover, we make an exception of certain short periods of democracy exercised with the vivid consciousness of popular sovereignty, as was the case in a few Greek cities, especially at Athens, and in a few Italian cities, and especially Florence (the former nevertheless were composed of free men who were proprietors of slaves, and the latter of privileged citizens who exploited foreigners and peasants) the society organized into a state was always composed of a majority at the mercy of the minority. And thus the majority of men has appeared in history as a mass sustained, governed, guided, exploited and ill treated, or at least as a variegated conglomeration of interests, which a few had to govern, maintaining in equilibrium the divergences, either by pressure or by compensation.
Thence the necessity of an art of government, and as it is this before all else which strikes those who are studying collective life, it was natural that politics should appear as the author of the social order and as the sign of the continuity in the succession of historic forms. To say politics is to say activity, which, up to a certain point, is exercised in a desired direction, until the moment at least when calculations dash themselves against unknown or unexpected obstacles. By taking the state as an imperfect experience would suggest for the author of society, and politics for the author of the social order, it resulted that the narrators or philosophical historians were driven to place the essence of history in a succession of forms, institutions and political ideas.
Whence the state drew its origin, where the basis of its performance was found, that mattered not, as that matters not in current reasoning. The problems of the genetic order arose, as is known, rather late. The state is and it finds its reason for existence in its present necessity; that is so true that the imagination has not been able to adapt itself to the idea that it has not always existed, and so it has prolonged its conjectural existence back to the first origins of the human race. The gods or demigods and heroes were its founders, in mythology at least, just as in mediæval theology the Pope is the first and therefore the divine and perpetual source of all authority. Even in our time, inexperienced travelers and imbecile missionaries find the state where there is, as among savages and barbarians, nothing but the gens, or the tribe of gentes, or the alliance of gentes.
Two things were necessary that these prejudices of the judgment should be overcome. In the first place, it was necessary to recognize that the functions of the state arise, increase, diminish, alter and follow each other with the variations of certain social conditions. In the second place, it was necessary to arrive at a comprehension of the fact that the state exists and maintains itself in that it is organized for the defense of certain definite interests, of one part of society against all the rest of society itself, which must be made in such a way, in its entirety, that the resistance of the subjects, of the ill treated and the exploited, either is lost in multiple frictions, or is tempered by the partial advantages, wretched though they be, to the oppressed themselves. Politics, that art so miraculous and so admired, thus brings us back to a very simple formula; to apply a force or a system of forces to the total of resistances.
The first step, and the most difficult, is taken when the state has been reduced to the social conditions whence it draws its origin. But these social conditions themselves have been subsequently defined by the theory of classes, the genesis of which is in the manner of the different occupations, granted the distribution of labor, that is to say, granted the relations which co-ordinate and bind men together in a definite form of production.
Thenceforth the concept of the state has ceased to represent the direct cause of the historic movement as the presumed author of society, because it has been seen that in each of its forms and its variations there is nothing else than the positive and forced organization of a definite class rule, or of a definite compact between different classes. And then by an ulterior consequence from these premises, it is finally to be recognized that politics, as the art of acting in a desired direction, is a comparatively small part of the general movement of history, and that it is but a feeble part of the formation and the development of the state itself, in which many things, that is to say, many relations, arise and develop by a necessary compact, by a tacit consent, or by violence endured and tolerated. The reign of the unconscious, if by that we mean what is not decreed by free choice and forethought, but what is determined and accomplished by a succession of habits, customs, compacts, etc., has become very considerable in the domain of the data which form the object of the historic sciences; and politics, which has been taken as an explanation, has itself become something to explain.
We know now in a positive way the reasons in consequence of which history had necessarily to appear under a purely political form.
But this does not mean that we ought to believe that the state is a simple excrescence, a mere accessory of the social body, or of free association, as so many Utopians and so many ultra-liberal thinkers of anarchist tendencies have imagined. If society has thus far culminated in the state, it is because it has had need of this complement of force and authority, because it is at first composed of units which are unequal by reason of economic differentiations. The state is something very real, a system of forces which maintain equilibrium and impose it through violence and repression. And to exist as a system of forces it has been compelled to develop and to establish an economic power, whether this latter rests upon robbery, the result of war, or whether it consists in direct property in the domain, or whether it is constituted little by little, thanks to the modern method of public taxes, which takes on the constitutional appearance of a self-imposed system of taxation. It is in this economic power, so considerable in modern times, that its capacity for acting is founded. It results, that by reason of a new division of labor, the functions of state give rise to special orders and conditions, that is to say, to very particular classes, without including the class of parasites.
The state, which is and which must be an economic power that in its defense of the ruling classes it may be furnished with means to repress, to govern, to administer and to make war, creates in a direct or an indirect manner an aggregation of new and particular interests, which necessarily react upon society. Thus the state, by the fact that it has arisen and that it maintains itself as a guaranty of the social antitheses, which are a consequence of economic differentiations, creates around itself a circle of persons interested directly in its existence.
Two consequences follow therefrom. As society is not a homogeneous whole, but a body of specialized articulations, or, rather, a multiform complexus of objects and interests, it happens that sometimes the directors of the state seek to isolate themselves, and by this isolation they oppose themselves to the whole of society, and then, in the second place, it happens that organs and functions, created first for the advantage of all, end by no longer serving any interest but those of groups, and permit abuses of power on the part of coteries and camorras. Thence arise aristocracies and hierarchies born from the use of the public power, thence arise dynasties; in the light of simple logic these formations appear wholly irrational.
From the first beginnings of written history the state has increased or diminished its powers, but it has never disappeared, because ever since there have been, in the society of men unequal in consequence of economic differentiation, reasons for maintaining and for defending, through force or conquest, slavery, monopolies, or the predominance of one form of production, with the domination of man over man. The state has become, as it were, the field of an endless civil war, which is developing always, even if it does not always show itself under the startling form of Marius and Sylla, days of June and wars of Secession. Within the state, the corruption of man by man has always flourished, because, if there is no form of domination which does not meet resistance, there are no forms of resistance which, in consequence of the pressing needs of life, may not degenerate into a passive compact.
For these reasons, historic events, seen on the surface of the ordinary monotonous narrative, appear like the repetition of the same type, with few variations, like a series of kaleidoscopic pictures. We need not be astonished if the idealistic Herbart and the caustic or pessimistic Schopenhauer arrived at this conclusion, that there is no history, in the sense of any actual processus, which is to say in common language; history is a tiresome song.
When political history is once reduced to its quintessence, the state remains illuminated in all its prose. Thenceforth there is no more trace either of theological divination, nor of metaphysical transubstantiation, so much in vogue among certain German philosophers,—for whom the state is the Idea, the State Idea which is realized in history, the state is the full realization of the personality, and other stupidities of the same sort. The state is a real organization of defense to guarantee and perpetuate a mode of association, the foundation of which is a form of economic production, or a compact and a transaction between forms. To sum up, the state assumes, either a system of property, or a compact between several systems of property. There is the foundation of all its art, the exercise of which demands that the state itself became an economic power, and that it also dispose of means and processes to make property pass from the hands of some into the hands of others. When, by the effect of an acute and violent change of the forms of production, it is necessary to resort to an unusual and extraordinary readjustment of the relations of property (for example, the abolition of mortmain and fiefs, the abolition of commercial monopolies), then the old political form is insufficient and revolution is necessary to create a new organ which may operate the new economic transformation.
If we make an exception of the very ancient times which are unknown to us, all history is developed in the contacts and the antagonisms of the different tribes and communities, and thereafter of the different nations and different states; that is to say, that the reasons for the internal antitheses in the circle of each society are always more and more complicated with frictions with the outside world. These two reasons for antagonism condition each other reciprocally, but in ways which are always varying. Often it is internal disturbance which urges a community or a city to enter into external collisions; at other times it is these collisions which alter the internal relations.
The principal motive for the different relations between the different communities has been from the beginnings, even as it is to-day, commerce in the broad sense of the word, that is to say, exchange, whether it is a matter of giving up, as in the poor tribes, merely the surplus in exchange for other things, or whether it is a matter, as to-day, of production on a large scale, which is carried on with the exclusive intention of selling so as to draw from a sum of money a larger sum of money. This enormous mass of events exterior and interior, which accumulate and pile upon each other in history, is such a trouble to the historians who content themselves with exploring it and summarizing it, that they become lost in the infinite attempts at chronological groups and bird’s-eye views. Whoever, on the contrary, knows the internal development of the different social types in their economic structure, and who considers political events as the particular results of the forces acting in society, ends by triumphing over the confusion born out of the multiplicity and the uncertainty of first impressions, and instead of a chronological or synchronous series, or a view of the whole, he can arrive at the concrete series of a real processus.
In the presence of these realistic conditions all the ideologies founded on the ethical mission of the state or on any such conception, fall to the ground. The state is, so to speak, fitted into its place, and it remains encased, as it were, in the surroundings of the social development, in its capacity of a form resulting from other conditions, and in its turn, by reason of its existence, reacting naturally upon the rest.
Here arises another question.
Will this form ever be outgrown?—or can there be a society without a state?—or can there be a society without classes?—and if we must be more explicit, will there ever be a form of communist production with a distribution of labor and of tasks such that there will be no room in it for the development of inequalities, that source of domination of man over man?
It is in the affirmative answer to this question that scientific socialism consists, in so far as it affirms the coming of communistic production, not as a postulate, nor as the aim of a free volition, but as the result of the processus immanent in history.
As is well known, the premise of this prevision is in the actual conditions of present capitalist production. This, socializing continually the mode of production, has subjected living labor more and more with its regulations to the objective conditions of the technical process, it has day after day concentrated the property in the means of production more and ever more into the hands of a few, who as stockholders, or speculators, are always found to be more and more removed from immediate labor, the direction of which passes over to intelligence and science. With the increased consciousness of this situation among the proletarians, whose instruction in solidarity comes from the actual conditions of their employment, and with the decrease of the capacity of the holders of capital to preserve the private direction of productive labor, a moment will come, when in one fashion or another, with the elimination in every form of private rent, interest, profit, the production will pass over to the collectivist association, that is to say, will become communistic. Thus will disappear all inequalities, except those of sex, age, temperament and capacity, that is to say, all those inequalities will cease which engender economic classes, or which are engendered by them, and the disappearance of classes will put an end to the possibility of the state, as domination of man over man. The technical and pedagogical government of intelligence will form the only organization of society.
In this fashion, scientific socialism, in an ideal fashion at least, has triumphed over the state; and its triumph has given it a complete knowledge both of its mode of origin and the reasons for its natural disappearance. It has understood it precisely because it does not rise up against it in a one-sided and subjective fashion, as did more than once, at different epochs, the cynics, the stoics, the epicureans of all sorts, the religious sectaries, the visionary monks, the utopians and finally, in our days, the anarchists of every stripe. Still more, instead of rising up against it, scientific socialism is proposing to show how the state continually rises up of itself against itself, by creating in the means with which it cannot dispense, as, for example, a colossal system of taxation, militarism, universal suffrage, the development of education, etc., the conditions of its own ruin. The society which has produced it will reabsorb it; that is to say, that just as society in organizing a new form of production will eliminate the antagonisms between capital and labor, so, with the disappearance of proletarians and the conditions which render proletarians possible, will disappear all dependence of men upon his fellow man in any form of hierarchy, whatever it may be.
The terms in which the genesis and the development of the state evolve, from its initial point of appearance in a particular community, where economic differentiation is beginning, up to the moment where this disappearance begins to foreshadow itself, make it henceforth intelligible to us.
The State has been reduced till it is but a necessary complement of certain definite economic forms, and thus the theory which would have seen in it an independent factor in history is thenceforth forever eliminated.
It is henceforth relatively easy to take account of the fashion in which law has been raised up to the rank of a decisive factor of society, and thus of history, directly or indirectly.
Before all else, we must remember in what fashion arose this philosophic conception of justice generalized, which is the principal foundation of the theory which maintains that history is dominated by the progress of independent legislation.
With the precocious dissolution of the feudal society in certain parts of Central and Northern Italy, and with the birth of the Communes, which were republics of production grouped in trade guilds and merchant guilds, the Roman law was forced into a place of honor. This law flowered anew in the Universities. It entered into a struggle with the barbaric laws and also in part with the canon law; it was then evidently a form of thought which answered better to the needs of the bourgeoisie, which was beginning to develop.
In fact, considering the peculiarities of rival laws, which were either customs of barbarous nations, or corporation privileges, or papal or imperial concessions, this law appeared as the universality of written reason. Had it not arrived at the point of regarding human personality in its most abstract and human relations, since a certain Titius is capable of becoming debtor and creditor, of selling and buying, of making a cession, a donation, etc.? Roman law, although elaborated in its last editing at the command of emperors by servile parasites, appeared then, amid the decline of mediæval institutions, as a revolutionary force, and as such it constituted a great step of progress. This law, so universal that it gave the means of overthrowing barbaric laws, was certainly a law which corresponded to human nature considered under its generic relations; and by its opposition to private laws and privileges it appeared as a natural law.
We know, moreover, how this ideology of natural law arose. It acquired its greatest distinction in the seventeenth and eighteenth centuries; but it had long been prepared for by the jurisprudence which took for its base the Roman law, whether it adopted it, revised it, or corrected it.
To the formation of the ideology of natural law another element contributed, the Greek philosophy of later epochs. The Greeks, who were the inventors of those definite arts of the mind which are sciences, never, as is known, drew from their multiple local laws a discipline corresponding to that which we call the science of law. On the contrary, by the rapid progress of abstract research in the circle of their democracies, they arrived very soon at a logical, rhetorical and pedagogical discussion on the nature of justice, the state, the law, penalty; and in their philosophy we may trace the rudimentary forms of all later discussions. But it is not until later, that is to say, in the Hellenistic epoch, when the limits of Greek life were sufficiently enlarged to be mingled with those of the civilized world, that, in the cosmopolitan environment which carried with it the need of searching in each man for the generic man, the rationalism of justice arose—of justice or of natural right in the form given it by the stoic philosophy. The Greek rationalism which had already furnished a certain formal element to the logical codification of Roman law reappeared in the eighteenth century in the doctrine of natural right.
That ideology, whose criticism has served as an arm and an instrument for giving a juridical form to the economic organization of modern society, has had, consequently, various sources. Yet, in fact, this juridical ideology reflects, in the struggle for law and against law, the revolutionary period of the bourgeois spirit. And, although it takes its doctrinal point of departure in a return to the traditions of the ancient philosophy, in the generalization of Roman jurisprudence, in everything else, and in all its development, it is completely new and modern. Roman law, although it was generalized by scholasticism and by modern elaboration, still remains within itself a collection of special cases which have not been deduced according to a preconceived system, nor preordained by the systematic mind of the legislator. On the other hand, the rationalism of the stoics, their contemporaries and their disciples, was a work of pure contemplation, and it produced no revolutionary movement around it. The ideology of natural law, which finally took the name of philosophy of law, was, on the contrary, systematic, it started always from general formulae, it was aggressive and polemic, and still more, it was at war with orthodoxy, with intolerance, with privilege, with constituted bodies; in fine, it fought for the liberties which to-day constitute the formal conditions of modern society. It is with this ideology, which was a method of struggle, that arose for the first time, in a typical and decisive form, that idea that there is a law which is one and the same with reason. The laws against which the struggle was carried on appear as deviations, backward steps, errors.
From this faith in rational law arose the blind belief in the power of the legislator, which grew into fanaticism at the critical moments of the French Revolution.
Thence the belief that society as a whole is to be submitted to one single law, equal for all, systematic, logical, consistent. Thence the conviction that a law guaranteeing to all a legal equality, that is to say, the privilege of contracting, guaranteed also liberty to all.
The triumph of true law assures the triumph of reason, and the society which is regulated by a law equal for all is a perfect society!
It is useless to say that there were illusions at the bottom of these tendencies. We all know to what this universal liberation of men was to lead. But what is most important here is the fact that these persuasions arose from a conception of law, which considered it as detached from the social causes which produced it. Likewise that reason, to which these ideologies appealed, reduced itself to relieving labor, association, traffic, commerce, political forms and conscience from all limits and all obstacles which prevented free competition. I have already shown in another chapter how the great Revolution of the eighteenth century may serve us for experience. And if there is still some one to-day who insists on speaking of a rational law which dominates history, of a law, in short, which would be a factor, instead of being a simple fact in historic revolution, that means that he is living out of our time and that he has not understood that our liberal and equalitarian codification has already, in fact, marked the end and the term of that whole school of natural law.
By different ways we have arrived in this century at reducing law, considered previously as a rational thing, into a material thing, and thus into a thing corresponding to definite social conditions.
In the first place, the interest in history gained in extent and in depth, and it led students to recognize that to understand the origins of law, it was not sufficient to stop at the data of pure reason, nor at the study of Roman law alone. Barbaric laws, the usages and customs of nations and societies, so despised by the rationalists, have been theoretically restored to honor. That was the only way to arrive, through the study of the most ancient forms, at an understanding of how the most recent forms could have been successively produced.
Codified Roman law is a very modern form; that personality, which it assumes as a universal subject, is an elaboration of a very advanced epoch, in which the cosmopolitanism of social relations was dominated by a military-bureaucratic constitution. In this environment, in which a written code of reason had been built up, there was no longer any trace of spontaneity or popular life, there was no more democracy. This same law, before arriving at this crystallization, had arisen and had developed: and if we study it in its origins and in its developments, and especially if, in this study, we employ the comparative method, we recognize that, upon many points, it is analogous to the institutions of inferior societies and nations. It therefore becomes evident that the true science of law can be nothing less than the genetic history of the law itself.
But, while the European continent had created in the codification of civil law the type and the textbook of practical bourgeois judgment, was there not in England another self-originating form of law, which arose and developed in a purely practical manner, from the very conditions of the society which produced it without system, and without the action of methodical rationalism having any part in it? The law, which actually exists and is applied, is therefore a much simpler and much more modest thing than was imagined by the enthusiasts who sing the praises of written judgment, of the empire of reason. For their defense, it must not be forgotten that they were the ideal precursors of the great Revolution. For ideology it was necessary to substitute the history of legal institutions. The philosophy of law ended with Hegel; and if objectors mention the books published since, I reply that the works published by professors are not always the index of the progress of thought. The philosophy of law thus became the philosophical study of the history of law. And it is not necessary to repeat here again how historic philosophy ended in economic materialism and in what sense critical communism is the reversal of Hegel.
This revolution, apparently a revolution in ideas alone, is merely an intellectual reflection of the revolutions which have been produced in practical life.
In our century, legislating has become an epidemic; and reason enthroned in legal ideology has been dethroned by parliaments. In these the antitheses of class interests have taken on the form of parties; and the parties struggle for or against definite laws; and all law appears as a simple fact, or as a thing which it is useful or not useful to do.
The proletariat has arisen; and wherever the struggle of the laborers has taken definite form, the bourgeois codes have been convicted of falsehood. Written judgment has shown itself powerless to save the wage-workers from the oscillations of the market, to guarantee women and children against the oppressive hours of the factories, or to find an expedient to solve the problem of forced idleness. The partial limitation of the hours of labor has, itself alone, been the subject and the occasion of a gigantic struggle. The small and the large bourgeoisie, agrarians and manufacturers, advocates of the poor and defenders of accumulated wealth, monarchists and democrats, socialists and reactionaries, have bitterly contended over extracting profit from the action of the public authorities and over exploiting the contingencies of politics and parliamentary intrigue, to find the guaranty and the defense of certain definite interests in the interpretation of existing law, or in the creation of a new law. This new legislation has more than once been revised, and the strangest oscillations may be observed in it; extending from the humanitarianism which defends the poor and even animals, to the promulgation of martial law. Justice has been stripped of its mask and has become merely a profane thing.
The consciousness of experience has come to us and has given us a formula as precise as it is modest; every rule of law has been and is the customary, authoritative, or judicial defense of a definite interest; the reduction of law to economics is then almost immediately accomplished.
If the materialistic conception finally came to furnish to these tendencies an explicit and systematic view, it is because its orientation has been determined by the visual angle of the proletariat. This last is the necessary product and the indispensable condition of a society in which all the persons are, from an abstract point of view, equal before the law, but where the material conditions of development and the liberties of each are unequal. The proletarians are the forces through which the accumulated means of production reproduce themselves and reconstitute themselves into new wealth; but they themselves live only by enrolling themselves under the authority of capital; and from one day to the next they find themselves out of work, impoverished and exiles. They are the army of social labor, but their chiefs are their masters. They are the negation of justice in the empire of law, that is to say, that they are the irrational element in the pretended domain of reason.
History then has not been a processus for arriving at the empire of reason in law; it has thus far been nothing else than a series of changes in the form of subjection and servitude. History then consists entirely in the struggle of interests, and law is but the authoritative expression of the interests which have triumphed.
These formulæ indeed do not permit us to explain, by the immediate examination of the various interests which are at its base, every particular law which has appeared in history. The facts of history are very complicated; but these general formulæ suffice to indicate the style and the method of research which has been substituted for legal ideology.
IX.
Here I must give certain formulæ.
Granted the conditions of the development of labor and the instruments appropriated to it, the economic structure of society, that is to say, the form of production of the immediate means of life, determines, on an artificial field, in the first place and directly, all the rest of the practical activity of those associated, and the variation of this activity in the processus which we call history, that is to say:—the formation, the frictions, the struggles and the erosions of the classes;—the corresponding regulations relative to law and morality;—and the reasons and modes of subordination and subjection of men toward men and the corresponding exercise of dominion and authority, in fine, that which gives birth to the State and that which constitutes it. It determines, in the second place, the tendency and in great part, in an indirect fashion, the objects of imagination and of thought in the production of art, religion and science.
The products of the first and of the second stage, in consequence of the interests which they create, the habits which they engender, the persons whom they group and whose spirit and inclinations they specify, tend to fix themselves and isolate themselves as independent entities; and thence comes that empirical view, according to which different independent factors, having an efficacy and a rhythmic movement of their own, contribute to form the historic processus and the social configurations which successively result from it. It is the social classes, in so far as they consist in differentiations of interests, which unfold in definite ways and in forms of opposition (—whence come the friction, the movement, the process and the progress—), which have been the factors—if it was ever necessary to employ this expression:—the real, proper and positive factors of history, from the disappearance of primitive communism until to-day.
The variations of the underlying (economic) structure of society which, at first sight, show themselves intuitively in the agitation of the passions, develop consciously in the struggles against law and for law, and become realized in the shaking and in the ruin of a definite political organization, have in reality their adequate expression only in the change in the relations which exist between the different social classes. And these relations change with the change of the relations which previously existed between the productivity of labor and the (legal-political) conditions of co-ordination of those who co-operate in production.
And finally, these connections between the productivity of labor and the co-ordination of those who co-operate in it are changed with the changing of the instruments—in the broad sense of the word—necessary to production. The processes and the progress of technique, as they are the index, are also the condition of all the other processus and of all progress.
Society is for us a fact, which we cannot solve, unless it be by that analysis which reduces the complex forms to the simpler forms, the modern forms to the older forms: but that is to remain always, nevertheless, in a society which exists. History is but the history of society—that is to say, the history of the variations of human co-operation, from the primitive horde down to the modern State, from the immediate struggle against nature, by the means of a few very simple tools, down to the present economic structure, which reduces itself to these two poles; accumulated labor (capital) and living labor (proletarians). To resolve the social complexus into simple individuals, and to reconstruct it afterwards by the acts of free and voluntary thought; to construct, in fine, society with its reasons, is to misunderstand the objective nature and the immanence of the historic processus.
Revolutions, in the broadest sense of the word, and in the specific sense of the destruction of a political organization, mark the real and proper dates of historic epochs. Seen from afar, in their elements, in their preparation and their effects, at long range, they may appear to us as moments of a constant evolution, with minute variations; but considered in themselves, they are definite and precise catastrophes, and it is only as catastrophes that they are historic events.
X.
Ethics, art, religion, science, are they then but products of economic conditions?—expositions of the categories of these very conditions?—effluvia, ornaments, emanations and mirages of material interests?
Affirmations of this sort, announced with this nudity and crudity, have already for some time passed from mouth to mouth, and they are a convenient assistance to the adversaries of materialism, who use them as a bugbear. The slothful, whose number is great even among the intellectuals, willingly fit themselves to this clumsy acceptance of such declarations. What a delight for all careless persons to possess, once for all, summed up in a few propositions, the whole of knowledge, and to be able with one single key to penetrate all the secrets of life! All the problems of ethics, æsthetics, philology, critical history and philosophy reduced to one single problem and freed thus from all difficulties!
In this way the simpletons might reduce the whole of history to commercial arithmetic; and finally a new and authentic interpretation of Dante might give us the Divine Comedy illustrated with the process of manufacturing pieces of cloth which the wily Florentine merchants sold for their greater profit!
The truth is that the declarations which involve problems are converted very easily into vulgar paradoxes in the heads of those who are not accustomed to triumph over the difficulties of thought by the methodical use of appropriate means. I shall speak here, in general terms, of these problems, but, as it were, by aphorisms; and certainly I do not propose to write an encyclopedia in this short essay.
And first of all, ethics.
I do not mean systems and catechisms, religious or philosophic. Both of these have been and are above the ordinary and profane course of human events in most cases, as Utopias are above things. Neither do I speak of those formal analyses of ethical relations, which have been elaborated from the Sophists down to Herbart. This is science and not life. And it is formal science, like logic, geometry and grammar. The one who latest and with so much profundity defined these ethical relations (Herbart), knew well that ideas, that is to say, the formal points of view of the moral judgment, are in themselves powerless. Therefore he put into the circumstances of life and into the pedagogic formation of character the reality of ethics. He might have been taken for Owen if he had not been a retrograde.
I am speaking of that ethics which exists prosaically and in an empirical and current fashion, in the inclinations, the habits, the customs, the counsels, the judgments and the appreciations of ordinary mortals. I am speaking of that ethics which as suggestion, as impulse and as bridle, appears in different degrees of development, and more or less unmistakably, although in a fragmentary fashion, among all men; by the very fact of association because each occupies a definite position in the association, they naturally and necessarily reflect upon their own works and the works of others, and they conceive obligations and appreciations and all the first elements of general precepts.
There is the factum; and what is most important is that this factum appears to us varied and multiple in the different conditions of life, and variable through history. This factum is the datum of research. Facts are neither true nor false, as Aristotle already knew. Systems, on the contrary, theologic or rational, may be true or false because they aim to comprehend, explain and complete the fact, by bringing that fact to another fact, or integrating it with another.
Some points of preliminary theory are henceforth settled, in all that concerns the interpretation of this factum.
The will does not choose of itself, as was supposed by the inventors of free will, that product of the impotency of the psychological analysis not yet arrived at maturity. Volitions, in so far as they are facts of consciousness, are particular expressions of the psychic mechanism. They are a result, first of necessities, and then, of all that precedes them up to the very elementary organic impulse.
Ethics does not place itself nor does it engender itself. There is no such universal foundation of the ethical relations varied and variable, as that spiritual entity which has been called the moral conscience, one and unique for all men. This abstract entity has been eliminated by criticism like all other such entities, that is to say, like all the faculties of the soul. What a beautiful explanation of the fact, in truth, to assume the generalization of the fact itself as a means of explanation. People reasoned thus: the sensations, the perceptions, the intuitions at a certain moment are found imagined, that is to say, changed in their form, therefore the imagination has transformed them. To this class of inventions belongs the moral conscience, which was accepted as a postulate of the ethical estimates, which are always conditioned. The moral conscience which really exists is an empirical fact; it is an index or a summary of the relative ethical formation of each individual. If there can be in it material for science, this cannot explain the ethical relations by means of the conscience, but the very thing it needs is to understand how that conscience is formed.
If volitions are derived, and if morality results from the conditions of life, ethics, in its completeness, is but a formation; its problem is altogether pedagogic.
There is a pedagogy which I will call individualistic and subjective, which, granted the generic conditions of human perfectibility, constructs abstract rules by which men, who are still in a period of formation, may be led to be strong, courageous, truthful, just, benevolent, and so on through the entire extent of the cardinal or secondary virtues. But again, can subjective pedagogy construct of itself a social background upon which all these beautiful things ought to be realized? If it constructs it, it simply elaborates a Utopia.
And, in truth, the human race, in the rigid course of its development, never had time nor occasion to go to the school of Plato or of Owen, of Pestalozzi or Herbart. It has done as it has been forced to do. Considered in an abstract manner, all men can be educated and all are perfectible; as a matter of fact, they have always been perfected and instructed as much as and in the measure that they could, granted the conditions of life in which they were obliged to develop. It is here precisely that the word environment is not a metaphor, and that the use of the word compact is not metaphorical. Real morality always presents itself as something conditioned and limited, which the imagination has sought to outgrow, by constructing Utopias, and by creating a supernatural pedagogue, or a miraculous redemption.
Why should the slave have had the ways of seeing and the passions and the sentiments of the master whom he feared? How could the peasant relieve himself of his invincible superstitions, to which he was condemned by his immediate dependence upon nature and his mediate dependence upon a social mechanism unknown to him, and by his blind faith in the priest, who stands to him as a magician and sorcerer. In what fashion could the modern proletarian of the great industrial cities, exposed continuously to the alternatives of misery or subjection, how could he realize that way of living, regulated and monotonous, which was the one suited to the members of the trade guilds, whose existence seemed imbedded in a providential plan? From what intuitive elements of experience could the hog merchant of Chicago, who furnishes Europe with so many products at a cheap rate, extract the conditions of serenity and intellectual elevation which gave to the Athenian the qualities of the noble and good man, and to the Roman citizen, the dignity of heroism? What power of docile Christian persuasion will extract from the souls of the modern proletarians their natural reasons of hate against their determined or undetermined oppressors? If they wish that justice be done, they must appeal to violence; and before the love of one’s neighbor as a universal law can appear possible to them, they must imagine a life very different from the present life, which makes a necessity of hatred. In this society of differentiations, hatred, pride, hypocrisy, falsehood, baseness, injustice and all the catechism of the cardinal vices and their accessories make a sad appendage to the morality, equal for all, upon which they constitute the satire.
Ethics then reduces itself for us to the historical study of the subjective and objective conditions of how morality develops or meets obstacles to its development. In this only, that is to say, within these limits, we can recognize some value in the affirmation that morality corresponds to the social situations, and, in the last analysis, to the economic conditions. Only an idiot could believe that the individual morality of each one is proportionate to his individual economic situation. That is not only empirically false, but intrinsically irrational. Granted the natural elasticity of the psychic mechanism, and also the fact that no one lives so shut up in his own class that he does not undergo the influence of other classes, of the common environment and of the interlacing traditions, it is never possible to reduce the development of each individual to the abstract and generic type of his class and his social status. We are dealing there with the phenomena of the mass, of those phenomena which form, or should form, the objects of moral statistics: the discipline which has thus far remained incomplete, because it has taken for the objects of its combinations groups which it creates of itself by the addition of numbers of cases (for example, adulteries, thefts, homicides) and not the groups which, as classes, conditions, or situations exist really, that is to say, socially.
To recommend morality to men while assuming or ignoring their conditions, this was hitherto the object and the class of argument of all the catechists. To recognize that these are given by the social environment, that is what the communists oppose to the utopia and the hypocrisy of the preachers of morality. And as they see in morality not a privilege of the elect, nor a gift of nature, but a result of experience and education, they admit human perfectibility through reasons and arguments which are, in my opinion, more moral and more ideal than those which have been given by the ideologists.
In other words, man develops, or produces himself, not as an entity generically provided with certain attributes, which repeat themselves, or develop themselves, according to a rational rhythm, but he produces and develops himself as at once cause and effect, as author and consequence, of certain definite conditions, in which are engendered also definite currents of ideas, of opinions, of beliefs, of imaginations, of expectations, of maxims. Thence arise ideologies of every sort, as also the generalization of morality in catechisms, in canons and in systems. We must not be surprised if these ideologies, once arisen, are afterwards cultivated alone by themselves, if they finally appear, as it were, detached from the living field whence they took their birth, nor if they hold themselves above man as imperative rules and models.
The priests and the doctrinaires of every sort have given themselves for centuries to this labor of abstraction, and have forced themselves to maintain the resulting illusions. Now that the positive sources of all ideologies have been found in the mechanism of life itself, we must explain realistically their mode of generation. And as that is true of all ideologies, it is true also and, in particular of those which consist in projecting ethical estimates beyond their natural and direct limits, making of them anticipations of divine announcements or presuppositions of universal suggestions of conscience.
Therein lies the object of the special historic problems. We cannot always find the tie which unites certain ethical ideas to practical definite conditions. The concrete social psychology of past times often remains impenetrable to us. Often the commonest things remain for us unintelligible, for example, the animals considered as unclean, or the origin for the repugnance at marriage between persons of remote degrees of relationship. A prudent course of study leads us to conclude that the motives of many details will remain always concealed. Ignorance, superstition, singular illusions, symbolisms, these with many others are causes of that unconscious element, often found in customs, which now constitutes for us the unknown and the unknowable.
The principal cause of all difficulty is precisely in the tardy appearance of what we call reason, so that the traces of the proximate motives of ideas have been lost or have remained enveloped in the ideas themselves.
On the subject of science we can be much more brief.
For a long time history has been made in an artless fashion. Granted and admitted that the different sciences have their statements in manuals and encyclopedias, it seemed sufficient to work out chronologically the appearance of the different formulas, resolving the total of the systematic summary into the elements which have successively served to compose it. The general presupposition was simple enough; underneath this chronology is the rational conception which develops and progresses.
This method, if so it could be called, had within itself a certain disadvantage; it permitted us at best to understand how, one stage of science being granted, another stage of science may be derived from it by reason, but it did not permit us to discern by what condition of facts men were driven to discover science for the first time, that is to say, to reduce considered experience into a new and definite form. The question was, then, to find why there is an actual history of science, to find the origin of the scientific necessity, and what unites in a genetic fashion that necessity to our necessities in the continuity of the social processus.
The great progress of modern technique, which really constitutes the intellectual substance of the bourgeois epoch, has worked, among other miracles, this one also, of revealing to us for the first time the practical origin of the scientific attitude. (We can never forget the Florentine Academy, which produced this phrase, when Italy was in the twilight of its past grandeur and when modern society was in the dawn of the great industry.) Henceforth we are in a position to take up the guiding thread of what, by abstraction, is called the scientific spirit; and no one is any longer astonished at finding that everything in scientific discoveries has come about, as was the case in other primitive times, when the clumsy elementary geometry of the Egyptians arose from the necessity of measuring the fields exposed to the annual inundations of the Nile, and when the periodicity of these inundations suggested, in Egypt and in Babylon, the discovery of the rudiments of the astronomical movements.
It is certainly true that when science is once created and partially ripened, as had already happened in the Hellenic period, the work of abstraction, of deduction and of combination continues among scientists in such a way that it possibly obliterates the consciousness of the social causes of the first production of science itself. But if we examine in their main features the epochs of the development of science, and if we confront the periods which the ideologists would characterize as periods of progress and of retrogression of intelligence, we perceive clearly the social reason for the impulses, sometimes increasing, sometimes decreasing, toward scientific activity. What need had the feudal society of Western Europe for this ancient science, which the Byzantines preserved, at least materially, while the Arabs, free agriculturists, industrious artisans, or skillful merchants, had succeeded in increasing it a little. What is the Renaissance, if not the joining of the initiatory movement of the bourgeoisie to the traditions of ancient learning, which had become usable? What is all the accelerated movement of scientific knowledge, since the seventeenth century, but the series of acts accomplished by intelligence, refined by experience, to assure human labor, in the forms of an improved technique, the dominion over natural forces and conditions? Thence arises the war against darkness, superstition, the Church, religion; thence arise naturalism, atheism, materialism; thence the installation of the domain of reason. The bourgeois epoch is the epoch of minds in full play. (Vico.) It is worth remembering that this government of the Directory, which was the prototype and the compendium of all liberal corruption, was the first to introduce in the University and at the Academy in a formal and solemn fashion the science of free inquiry with Lamark! This science, which the bourgeois epoch has, through its inherent conditions, stimulated and made to grow like a giant, is the only heritage of past centuries which communism accepts and adopts without reserve.
It would not be useful to stop here for the discussion of the so-called antithesis between science and philosophy. If we accept those fashions of philosophizing which are confounded with mysticism and theology, philosophy never means a science or doctrine separate from its appropriate and particular things, but it is simply a degree, a form, a stage of thought with relation to the things which enter into the domain of experience. Philosophy is, then, either a generic anticipation of the problems which science has still to elaborate specifically, or a summary and a conceptual elaboration of the results at which the sciences have already arrived. As for those who, that they may not appear behind the times, talk now of scientific philosophy, if we do not wish to stop over the humorous element that there is in that expression, it will suffice to say that they are simply fools.
I said some pages back, in my statement of formulas, that the economic structure determines in the second place the direction, and in great part and indirectly, the objects of imagination and of thought in the production of art, of religion and of science. To express this otherwise, or to go further, would be to put one’s self voluntarily on the road toward the absurd.
Before all else, in this formula, we are opposing the fantastic opinion, that art, religion and science are subjective developments and historical developments of a pretended artistic, religious or scientific spirit, which would go on manifesting itself successively through its own rhythm of evolution, favored or retarded on this side or that by material conditions. By this formula, it is desired to assert, moreover, the necessary connection, through which every fact of art and of religion is the exponent, sentimental, fantastic and thus derived, of definite social conditions. If I say in the second place, it is to distinguish these products from the facts of legal-political order which are a true and proper projection of economic conditions. And if I say in great part and indirectly the objects of these activities, it is to indicate two things: that in artistic or religious production the mediation from the conditions to the products is very complicated, and again that men, while living in society, do not thereby cease to live alone by themselves in nature, and to receive from it occasion and material for curiosity and for imagination.
After all, this is all reduced to a more general formula; man does not make several histories at the same time, but all these alleged different histories (art, religion, etc.) make up one alone. And it is not possible to take account of that clearly except at the characteristic and significant moment of the production of new things, that is to say in the periods which I will call revolutionary. Later, the acceptance of the things that have been produced, and the traditional repetition of a definite type, obliterated the sense of the origins of things.
Try, if you will, to detach the ideology of the fables which are at the foundation of the Homeric poems, from that moment of historic evolution where we find the dawn of Aryan civilization in the basin of the Mediterranean, that is to say, from that phase of the higher barbarism in which arises, in Greece and elsewhere, the epic. Or try to imagine the birth and the development of Christianity elsewhere than in Roman cosmopolitanism, and otherwise than by the work of those proletarians, those slaves, those unfortunates, those desperate ones, who had need of the redemption of the Apocalypse and of the promise of the Kingdom of God. Find, if you will, the ground for supposing that in the beautiful environment of the Renaissance the romanticism should begin to appear, which scarcely appeared in the decadent Torquato Tasso; or that one might attribute to Richardson or to Diderot the novels of Balzac, in whom appears, as a contemporary of the first generation of socialism and sociology, the psychology of classes. Far back, farther, farther, at the first origins of the mythical conceptions, it is evident that Zeus did not assume the characters of father of gods and men until the power of the patria potestas was already established, and that series of processus began which culminated in the State. Zeus thus ceases to be what was at first the simple divus (brilliant) or the Thunderer. And it is to be observed that at an opposite point of historic evolution, a great number of thinkers of the past century reduced to a single abstract God, who is a simple regent of the world, all that variegated image of the unknown and transcendental type, developed in so great a wealth of mythological, Christian or pagan creations. Man felt himself more at home in nature, thanks to experience, but felt himself better able to penetrate the gearing of society, the knowledge of which he possessed in part. The miraculous dissolved in his mind, to the point where materialism and criticism could afterwards eliminate that poor remnant of transcendentalism, without taking up war against the gods.
There is certainly a history of ideas; but this does not consist in the vicious circle of ideas that explain themselves. It lies in rising from things to the idea. There is a problem; still more, there is a multitude of problems, so varied, multiple, multiform and mingled are the projections which men have made of themselves and of their economic-social conditions, and thus of their hopes and their fears, of their desires and their deceptions, in their artistic and religious concepts. The method is found, but the particular execution is not easy. We must above all guard against the scholastic temptation of arriving by deduction at the products of historic activity which are displayed in art and in religion. We must hope that philosophers like Krug, who explained the pen with which he wrote by a process of dialectic deduction, have remained forever buried in the notes of Hegel’s logic.
Here I must state certain difficulties.
Before attempting to reduce secondary products (for example, art and religion) to the social conditions which they idealize, one must first acquire a long experience of specified social psychology, in which the transformation is realized. Therein consists the justification of that sum of relations, which is designated in another form of language, under the name of Egyptian world, Greek consciousness, spirit of the Renaissance, dominant ideas, psychology of nations, of society or of classes. When these relations are established, and men have become accustomed to certain conceptions and certain modes of belief or of imagination, the ideas transmitted by tradition tend to become crystallized. Thus they appear as a force which resists new formations; and as this resistance shows itself through the spoken word, through writing, through intolerance, through polemics, through persecution, so the struggle between the new and the old social conditions takes on the form of a struggle between ideas.
In the second place, through the centuries of history properly so-called, and as a consequence of the heredity of the pre-history of savagery and of the conditions of subjection and those of inferiority in which the majority of men were and are placed, resulted acquiescence in what is traditional, and the ancient tendencies are perpetuated as obstinate survivals.
In the third place, as I have said, men living socially, do not cease to live also in nature. They are not, of course, bound to nature as animals are, because they live on an artificial groundwork. Every one understands, moreover, that a house is not a cave, that agriculture is not natural pasturage, and that pharmacy is not exorcism. But nature is always the immediate subsoil of the artificial groundwork, and it is the environment which contains us. The industrial arts have put between us social animals, and nature, certain intermediaries which modify, set aside or remove the natural influences; but it has not for all that destroyed the efficacy of these, and we continually feel their effects. And even as we are born men or women, as we die almost always in spite of ourselves, and as we are dominated by the instinct of generation, so we also bear in our temperament certain special conditions which education in the broad sense of the word, or social compact, can modify, it is true, within certain limits, but which they can never suppress. These conditions of temperament, repeated in infinite cases throughout the centuries, constitute what is called the race. For all these reasons, our dependence upon nature, although it has diminished since prehistoric times, continues in our social life, just as the food which the sight of nature affords to the curiosity and the imagination continues also in our social life. Now these effects of nature, and the sentiments immediate or mediate which result from it, although they have been perceived, since history began, only on the visual angle which is given us by the conditions of society, never fail to reflect themselves in the products of art and of religion, and that adds to the difficulties of a realistic and complete interpretation of both.
XI.
In employing this doctrine as a new principle of research, as a precise means of defining our position, and as a visual angle, will it really be possible finally to arrive at a new narrative history? It is not possible to make an affirmative answer in general to this generic demand. Because, in fact, if we assume that the critical communist, the sociologist of economic materialism, or as he is commonly called, the Marxist, has the necessary critical preparation, the habit of historical study, and also the gift required for an orderly and vivacious narration, there is no reason for affirming that he cannot write history, as heretofore the partisans of all other political schools have written it.
We have the example of Marx, and there is an argument from fact which admits of no reply. But he was the first and the principal author of the decisive concepts of this doctrine, reducing it at once into an instrument of political orientation, in his character of an incomparable publicist, during the revolutionary period of 1848 to 1850. And then he applied it with the greatest precision in that essay entitled Eighteenth Brumaire of Louis Bonaparte, of which it may be said today, at a great distance, and after so many publications, if we except certain infinitesimal details and certain false forecasts, that it would be possible to make neither corrections nor important complements. I will not repeat, since I am not writing a bibliography, the list of the different writings of Marx or Engels—of which we have so many attempts from the Peasants’ War (1850) down to his posthumous writings on The Present Unity of Germany—which are an application of the doctrine, nor those of their successors and of the popularizers of scientific socialism. Even in the socialist press we may read, from time to time, valuable attempts at explanation of certain political events, in which is found, precisely by reason of historic materialism, a clearness of vision which would be sought in vain among the writers and the disputants who have not yet torn away the fantastic veils and ideological envelopes of history.