BENEDETTO CROCE (continued 5)
Douglas Ainslie translation
According to these views, the tragical catharsis was regarded as designed in general to demonstrate the instability of fortune, or to terrify by example, or to proclaim the triumph of justice, or to render the spectators insensible to the strokes of fortune, owing to their familiarity with suffering. The pedagogic theory, thus renewed and sustained by the authority of the ancients, was popularized in France, Spain, England and Germany, together with all the Italian poetic doctrines of the Renaissance. The French writers of the period of Louis XIV. are altogether penetrated with it. "Cette science agréable qui mêle la gravité des préceptes avec la douceur du langage," is what La Ménardière calls poetry (1640), in the same way as Le Bossu (1675), for whom "le premier but du poète est d'instruire,"[26] as Homer taught, when he wrote two interesting didactic manuals relating to military and political events: the Iliad and the Odyssey.
The "Poetics of the Renaissance."
This pedagogic theory has therefore been reasonably described by all the modern critics in concert, as if by antonomasia, as the Poetics of the Renaissance. It must, however, always be understood that it did not appear for the first time in the fifteenth or sixteenth century, but that it was prevalent and generally accepted at that time. It may even be remarked, as has already been acutely done,[27] that the Renaissance naturally did not distinguish the didactic kind of poetry from the other kinds, since for it every kind of poetry was didactic. But the Renaissance was not a real Renaissance, save when and where it continued the interrupted spiritual work of antiquity, and in this sense it would perhaps be more just to describe as its Poetics, or rather, as the important element in its Poetics, not the repetition of the pedagogic theory of antiquity and of the Middle Ages, but the resumption, which also took place, of the discussions upon the possible, the probable (verisimile, εικός) of Aristotle, on the reasons of Plato's condemnation and on the procedure of the artist who creates by imagining.
Dispute concerning the universal and the probable in art.
It is in such discussions that is to be found the true contribution of that epoch, not to learning, but to the formation of the science of Æsthetic. The ground was prepared and enriched through the work of the interpreters and commentators of Aristotle and of the new writers on Poetics, especially the Italians, and it was also enriched with some seed that was destined to sprout and to become a vigorous plant in the future. The study of Plato also contributed not a little to call attention to the function of the idea, or of the universal, in poetry. What meaning was to be attached to the statement that poetry should aim at the universal and history at the particular? What was the meaning of the proposition that poetry should proceed according to probability? What could that certain idea consist of, which Raphæl said that he followed in his painting?
Fracastoro.
Girolamo Fracastoro was among the first to ask himself this question seriously, in the dialogue Naugerius, sive De poetica (1555). He disdainfully rejected the thesis that the end of poetry is pleasure: far be from us, he exclaimed, so bad an opinion of the poets, who the ancients said were the inventors of all the good arts. Nor did the end of instruction seem to him to be acceptable, which is the task, not of poetry, but of other faculties, such as geography, history, agronomy, philosophy. The poet's task is to represent or to imitate, and he differs from the historian, not in the matter, but in the manner of representation. The others imitate the particular, the poet the universal: the others are like the painters of portraits, the poet produces things as he contemplates the universal and most beautiful idea of them: the others say only what they need to say for their purposes, the poet that he may say everything beautifully and fully.
But the beauty of a poem must always be understood as relative to the class of subject of which it treats; it is the most beautiful in this class, not the supremely beautiful: one must be careful to guard against the equivocal or double meaning of this word "beauty" (æquivocatio illius verbi). A poet never utters what is false or expresses what does not exist, for his words inevitably harmonize in appearance or signification either with the opinions of men or with the universal. Nor can we accept the Platonic axiom that the poet has no knowledge of the things of which he treats; he does know them, but in his own poet's manner.[28]
L. Castelvetro.
While Fracastoro strives to elaborate the important passage in Aristotle touching the universal of poetry, and though somewhat vague in his treatment, keeps fairly close to the mark; Castelvetro, on the contrary, judges the Aristotelian fragment with the freedom and superior knowledge of the true critic. He recognizes that the Poetics is merely a notebook recording certain principles and methods of compiling the art, not the art fully compiled. He remarks, moreover, not without logical acumen, that Aristotle having adopted the criterion of probability or of that "which presents an appearance of historic truth," should have applied his theory in the first case to history, not to poetry; for history being a "narrative according to truth of memorable human actions," and poetry a narrative according to probability of events which might possibly occur, the second cannot receive "all its radiance" from the first. Nor does it escape him that Aristotle describes two different things by the one word "imitation": (a) "following the example of another," which is "acting in exactly the same way as another without knowing the reason of such action": and (b) the imitation "demanded by poetry," which "does things in a manner totally different from that in which they have been done hitherto and proposes a new example for imitation." Nevertheless Castelvetro cannot extricate himself from the confusion between the imaginary and the historical; for he himself says "the realm of the former is generally that of certainty," but "the field of certainty is often crossed with bars of uncertainty just as the field of uncertainty is often crossed with bars of certainty." Also what can be said of this curious interpretation of the Aristotelian theory of pleasure experienced in the imitation of ugly models, that such pleasure is based on the fact that since an imitation is always imperfect, it is incapable of exciting the disgust and fear which would arise from the contemplation of real ugliness? And what of his remark that the characteristics of painting and poetry are so diverse as to be in opposition one to the other; imitation of objects giving rise to great pleasure in the former art and as great displeasure in the latter? And so on in numberless cases of bold but scarcely felicitous subtleties.[29]
Piccolomini and Pinciano.
In opposition to Robortelli, who asserted the identity of the probable and the false, Piccolomini held that the probable (verisimile) is inherently neither false nor true, only by accident becoming one or other.[30] Of the same mind is the Spaniard Alfonso Lopez Pinciano (1596), who says the scope of poetry "no es la mentira, que seria coincider con la sophística, ni la historia que seria tomar la materia al histórico; y no siendo historia porque toca fabúlas ni mentira porque toca historia, tiene por objeto el verisimil, que todo lo abraza. De aqui resulta que es un arte superior á la metaphysica, porqué comprende mucho mas, y se extiende a lo que es y á lo que no es."[31] What may lie behind this notion of probability is still indefinite and impenetrable.
Fr. Patrizzi (Patricius).
Moved by a wish to place poetry on a foundation other than the probable, Francesco Patrizzi, the anti-Aristotelian, composed his Poetica between 1555 and 1586 in refutation of all Aristotle's main doctrines. Patrizzi notes that the word "imitation" is given many meanings by the Greek philosopher, who uses it now to denote a single word, now to describe a tragedy; at times it stands for a figure of speech, at others for a fiction: whence he draws the logical conclusion (from which, however, he shrinks alarmed) "that all philosophic and other kinds of writing and speaking are poetry, since they are made of words which themselves are imitations." He observes further that, according to Aristotle, it is impossible to distinguish between poetry and history (since both are imitations), or to prove that verse is not essential to poetry, or that history, science and art are unsuitable material for it; since Aristotle in several passages says that poetry may comprise "fable, actual occurrences, belief of others, duty, the best, necessity, the possible, the probable, the credible, the incredible, the suitable" as well as "all things worldly." After these objections, some sound, others sophistical, Patrizzi comes to the conclusion that "there is no truth in the dogma that poetry is wholly imitation; and even if it be imitation at all, it belongs not to poets alone, nor is it mere imitation of any kind, but something else not mentioned by Aristotle nor pointed out by any one else, nor yet borne into the mind of man. The discovery may possibly be made in course of time, or some one may hit upon the truth and bring it to light"; but up to the present "such discovery has not been made."[32]
Yet these confessions of ignorance, these endeavours, though vain, to escape from the Aristotelian circle of ideas, and the great literary controversies of the sixteenth century concerning the concept of poetic truth and the probable had their use in that they stimulated interest by directing attention to a mystery still unsolved. Thought had once more begun to move upon the æsthetic problem, and this time it was not destined to be broken off or to lose itself.
III
FERMENTS OF THOUGHT IN THE SEVENTEENTH CENTURY
New words and new observations in the seventeenth century
Interest in æsthetic investigation increased rapidly in the early years of the following century, owing either to the popularity acquired by certain new words or to the novel meanings given to words already familiar, which emphasized new aspects of artistic production and criticism, complicating the problem and rendering it thereby more puzzling and attractive. For example: wit, taste, imagination or fancy, feeling, and several others, which must be examined rather closely.
Wit (ingegno) differed somewhat from intellect. Free use of the word arose, if we mistake not, from its convenience in Rhetoric as conceived by antiquity; that is to say, a suave and facile mode of knowledge, as opposed to the severity of Dialectic; an "Antistrophe to Dialectic," which substituted for reasons of actual fact those of probability or fancy; enthymemes for syllogisms, examples for inductions; so much so that Zeno the Stoic figured Dialectic with her fist clenched and Rhetoric with her hand open. The empty style of the decadent Italian authors in the seventeenth century found its complete justification in this theory of rhetoric; their prose and verse, Marinesque and Achillinesque, professed to exhibit not the true but the striking, subtly conceited, curious or nice. The word wit, ingegno, was now repeated much more frequently than in the preceding century; wit was hailed as presiding genius of Rhetoric; its "vivacities" were lauded to the skies; "belli ingegni" was a phrase seized upon by the French, who rendered it as "esprit" or "beaux esprits."[1] One of the most noteworthy commentators on these matters (although opposed to the literary excesses of the times), Matteo Pellegrini of Bologna (1650), defines wit as "that part of the soul which in a certain way practises, aims, and seeks to find and create the beautiful and the efficacious";[2] he considers the work of "wit" to be the "conceits" and "subtleties" noted by him in a previous pamphlet (1639).[3] Emmanuele Tesauro also descants at considerable length in his Cannochiale Aristotelico (1654) upon wit and subtleties, not alone "verbal" and "lapidary" conceits, but also "symbolic" and "figurative" (statues, stories, devices, satires, hieroglyphs, mosaics, emblems, insignia, sceptres), and even "animated agents" (pantomimes, play-scenes, masques and dances): all things which may be grouped under "polite quibbling" or rhetoric as distinct from "dialectic."
Amongst such treatises, product of their age, one written by the Spaniard Baltasar Gracian (1642) became celebrated throughout Europe.[4] Wit became in his hands the strictly inventive or artistic faculty, "genius"; génie, "genius" were now used as synonyms of wit, ingegno and esprit. In the following century Mario Pagano[5] wrote: "Wit may be taken as equivalent to the génie of the French, a word now commonly used in Italy." To return to the seventeenth century, Bouhours, a Jesuit writer of dialogues on the Manière de bien penser dans les ouvrages d'esprit (1687), says that "'heart' and 'wit' are greatly in fashion just now, nothing else is spoken of in polite conversation, and all discourse is at last brought round to l'esprit et le cœur."[6]
Taste.
The word taste or good taste was equally widespread and fashionable, signifying the faculty of judgement brought to bear on the beautiful, distinct to some extent from intellectual power, and sometimes divided into active and passive, so that it was usual to speak of one kind of taste as "productive" or "fertile" (thus coinciding with "wit"), and of another as "sterile."
Various meanings of the word taste.
From the rough notes which we possess as to the history of the concept of taste, several meanings of the word, not all of equal importance as indications of the development of ideas, detach themselves in a somewhat confused manner. "Taste," meaning "pleasure" or "delight," was an old-established word in Italy and Spain, as is shown in such phrases as "to have a taste for, to be to one's taste"; when Lope di Vega and other Spaniards speak continually of the drama of their country as seeking to please the popular taste ("deleita el gusto"; "para darle gusto") they mean only the "pleasure" of the populace. In Italy there was a very ancient use of the word in the metaphorical sense of "judgement," either literary, scientific, or artistic; numberless examples of this use occur in writers of the sixteenth century (Ariosto, Varchi, Michæl Angelo, Tasso). To take but one of these: the lines in Orlando Furioso where it is said of the Emperor Augustus, "L' aver avuto in poesia buon gusto La proscrizione iniqua gli perdona," "For having had good taste in poetry he shall be forgiven his iniquitous proscriptions"; or the remark of Ludovico Dolce that' some person "had such exquisite taste, he sang no verses save those of Catullus and Calvus."[7] The word "taste," in the sense of a special faculty or attitude of mind, appears to have been used for the first time in Spain in the middle of the seventeenth century by Gracian,[8] the moralist and political writer already quoted. It is evidently to him that the Italian author Trevisano alludes in a preface to a book by Muratori (1708) when he speaks of "Spaniards, above all others cunning in metaphor," who express themselves in "that eloquent and laconic phrase, good taste"; touching further on taste and genius he quotes, "that ingenious Spaniard," Gracian,[9] who gave the word the sense of "practical wit," enabling one to perceive the "true signification" of things; his "man of good taste" becomes in our language "a man of tact" in the affairs of life.[10]
The transference of the word to the domain of æsthetic seems to have taken place in France during the last quarter of the century. "Il y a dans l'art un point de perfection, comme de bonté ou de maturité dans la nature: celui qui le sent et qui l'aime a le goût parfait; celui qui ne le sent pas, et qui aime au deçà ou au delà, a le goût défectueux. Il y a donc un bon et un mauvais goût, et l'on dispute des goûts avec fondement," writes La Bruyère[11] (1688). As attributes or variants of taste it was usual to mention delicacy and variety or variability. Bearing its fresh critical—literary content, but not freed from the encumbrance of its earlier practical and moral significance, the word spread from France into other European countries. Thomasius introduced it into Germany in 1687;[12] and in England it becomes "good taste." In Italy it appears as early as 1696 as title of a large book written by Camillo Ettori, the Jesuit, Il buon gusto ne' componimenti rettorici.[13] The preface notes: "The expression 'good taste,' proper to those who rightly distinguish good from bad flavour in foods, is now in general use and claimed by every one as a title in connexion with literature and the humanities"; it reappears in 1708 at the beginning of Muratori's[14] book already quoted: Trevisano treats of it philosophically: Salvini discusses it in his note upon the Perfetta Poesia of Muratori above mentioned, where the subject of good taste occupies several pages,[15] and finally it gives its name to the Academy of Good Taste founded at Palermo in 1718.[16] Scholars of the day who took up the discussion of the theme, recollecting some passages scattered throughout the ancient classics, placed the new concept in relation with the "tacitus quidam sensus sine ulla ratione et arte" of Cicero; and with the "indicium" which "nec magis arte traditur quam gustus aut odor" of Quintilian.[17] More particularly Montfaucon de Villars (1671)[18] wrote a book on "Delicacy"; Ettori strove to find some definition more satisfactory than those current at the time (e.g. "it is the finest invention of wit, the flower of wit and extract of beauty's self," and similar conceits);[19] Orsi made it the subject of his Considerazioni written in reply to Bouhours' book.
Fancy or Imagination.
In Italy in the seventeenth century we find imagination or fancy placed on a pinnacle. What do you mean by talking of probability and historical truth (asks Cardinal Sforza Pallavicino in 1644), of false or true in connexion with poetry; which deals not with fiction, fact or historical probability but with primary apprehensions which assert neither truth nor falsehood? Following this line of argument, imagination takes the place of that probable, neither true nor false, advocated by some commentators of Aristotle; a theory strongly criticized by Pallavicino, here agreeing with Piccolomini, whom however he does not name, and in opposition to Castelvetro whom he explicitly mentions. He who goes to the play (continues Pallavicino) knows quite well that the scenes acted on the stage are not real; although he has no belief in them yet they please him greatly. For "if poetry desired to be mistaken for truth, the end she had in view would be a he, by the laws of nature and of God doomed inevitably to perish: for a lie is nothing but an untruth uttered in the hope that it may be mistaken for truth. How then should an art so tainted be allowed to flourish in the best-regulated republics? How should it be commended and used by the very writers of Holy Scripture?" Ut pictura poësis: poetry is like painting, which is a "diligent imitation" aiming at a close copy of the features, colours, acts, nay, even the hidden motives, of the objects it represents: and it "does not pretend that fiction is truth." The sole aim of poetic tales is "to adorn our understanding with imagery, that is to say, with sumptuous, novel, marvellous and splendid appearances. And this is known to diffuse so useful an influence on mankind that humanity insists on rewarding poets with praise more glorious than is bestowed on any other men; their books are protected from the ravages of time with greater solicitude than is shown to scientific treatises or productions of any other art; in the end the names of poets are crowned with adoring veneration. See how the world thirsts for beautiful first apprehensions, although these are neither laden with science nor are they vehicles of truth."[20]
Sixty years later these ideas, although expressed by a Cardinal, seemed all too daring to Muratori, who could not bring himself to allow poets so much latitude, or to enfranchize them from their obligations to the probable. Nevertheless Muratori allows a large space to imagination, "an inferior apprehensive faculty" which, without caring whether things be false or true, confines itself to apprehending them, and "represents" the truth merely, leaving the task of "cognition" to the "superior apprehensive faculty" or intellect.[21] Even the stony heart of Gravina yields to the charm of imagination: he admits it occupies a considerable place in the realm of poetry and suffers his own arid prose to describe it as "a sorceress, but beneficent," "a delirium which cures madness."[22]
Earlier than either of these, Ettori commended it to the good rhetorician, "who in order that he may awaken images" must "familiarize himself with whatever is subject to bodily feeling" and "encounter the genius of imagination, which is a sensuous faculty," to these ends using "species rather than genera (since the latter, being more universal than the former, are less sensible), individuals rather than species, effects than causes, the number of the greater rather than the number of the less."[23]
As far back as 1578 the Spaniard Huarte had maintained that eloquence is the product of imagination rather than of intellect or reason.[24] In England Bacon (1605) ascribed science to intellect, history to memory and poetry to imagination or fancy:[25] Hobbes inquired into the procedure of poetry:[26] Addison (1712) devoted several numbers of his Spectator to analysis of the "pleasures of imagination."[27] Somewhat later, the importance of imagination was felt in Germany, where it found advocates in Bodmer, Breitinger and other writers of the Swiss school, who owed much to the influence of the Italians (Muratori, Gravina, Calepio) and the English: acting in their turn as teachers of Klopstock and the new German critical school.[28]
Feeling.
It was at this same period that opposition became clearly marked between those accustomed "à juger par le sentiment" and those used to "raisonner par principes."[29] The Frenchman, Du Bos, author of Réflexions critiques sur la poésie et la peinture (1719), upholds the theory of feeling; according to him art is simply a self-abandonment "aux impressions que les objets étrangers font sur nous," setting aside all reflective labour. He laughs at those philosophers who deny the force of imagination, and Malebranche's eloquent discourse founded on this denial draws from Du Bos the remark, "c'est à notre imagination qu'il parle contre l'abus de l'imagination." He refuses to see any intellectual nucleus in the productions of the arts, saying that art consists not in instruction but in style: nor is he too respectful towards the probable: he says he finds himself unable to set limits between it and the marvellous, and leaves to "born poets" the task of thus miraculously uniting opposites. For Du Bos there is no criterion of art save feeling, which he calls a "sixième sens," against which dispute is vain since in such matters popular opinion invariably wins the day over the dogmatic pronouncements of artists and men of letters: all the ingenious conceits of the greatest metaphysicians, though unimpeachable in themselves, will not in the slightest degree diminish the lustre of poetry or despoil it of one single attraction. Attempts to discredit Ariosto and Tasso in the eyes of Italians were as vain as those made against the Cid in France. Other people's arguments can never persuade us of the contrary of what we feel.[29] These notions were adopted by many French writers: for example Cartaut de la Villate[30] observes, "Le grand talent d'un écrivain qui veut plaire, est de tourner ses réflexions en sentiments;" and Trublet, "C'est un principe sûr, que la poésie doit être une expression de sentiment."[30] Nor were the English slow in emphasizing the concept of "emotion" in their theories of literature.
Tendency to unite these terms.
In the writings of this period imagination was often identified with wit, wit with taste, taste with feeling, and feeling with first apprehensions or imagination;[31] we have already noted that taste is sometimes critical and sometimes productive: this fusion, identification and subordination of terms apparently distinct shows how they gravitate round one single concept.
Difficulties and contradictions in their definition.
A German critic, one of the very few who have sought to penetrate the darkness surrounding the origins of modern Æsthetic, considers the concept of taste (which we owe, he thinks, to Gracian) "the most important æsthetic doctrine which remained for modern times to discover."[32] But without going so far as to say that taste is the chief doctrine of the science, and the foundation of all the rest, instead of only a particular doctrine, and without recapitulating what we have already said of Gracian's relation to the theory of taste, it is well to repeat that taste, wit, imagination, feeling, and so on, instead of new concepts scientifically grasped, were simply new words corresponding to vague impressions: at most they were problems, not concepts: apprehensions of ground still to be conquered, not yet annexed and brought into subjection. It must not be forgotten that the very men who made use of these terms could scarcely grope after the ideas they suggested without falling back into the old traditions, the only ones on which they had an intellectual grasp. To them the new words were shades, not bodies: when they tried to embrace them their arms returned empty to their own breasts.
Wit and intellect.
Certainly wit differs to a certain extent from intellect. Yet Pellegrini and Tesauro, with other writers of treatises, never fail to point out that intellectual truth lies at the root of wit. Trevisano defines it as "an internal virtue of the soul which invents methods for expressing and executing its own concepts: it is recognizable now in the arrangement of things we invent, now in the clear expression of them: sometimes in cunning reconciliations of matters seemingly opposed, sometimes in tracing analogies but faintly discernible." To sum up, one must not "allow the actions of wit to go unaccompanied by those of intellect," or even by those of practical morality.[33] More ingenuously Muratori says, "Wit is that virtue and active force with which the intellect is able to assemble, unite and discover the similarities, relations and reasons of things."[34] In this manner wit, after having been distinguished from intellect, eventually becomes a part or a manifestation of it. By a somewhat different path the same conclusion is reached by Alexander Pope when he counsels that wit be reined in like a mettlesome horse, and observes:
For wit and judgement often are at strife, Though meant each other's aid like man and wife.[35]
Taste and intellectual judgement.
Similar vicissitudes befell the word "taste," outcome of a metaphor (as was noted by Kant) whose effect was to stand in opposition to intellectualistic principles, as if to say that the judgement governing the choice of food destined solely for the delectation of the palate is of the same nature as that which decides opinions in matters of art.[36] Nevertheless, the very definition of this anti-intellectualistic concept contained a reference to intellect and reason; the implicit comparison with the palate was ultimately taken as signifying an anticipation of reflexion: as Voltaire wrote in the following century: "De même que la sensation du palais anticipe la réflexion."[37] Intellect and reason glimmer through all the definitions of taste belonging to this period. Mme. Dacier wrote in 1684, "Une harmonie, un accord de l'esprit et de la raison."[38] "Une raison éclairée qui, d'intelligence avec le cœur, fait toujours un juste choix parmi des choses opposées ou semblables," wrote the author of Entretiens galants.[39] According to another writer quoted by Bonhours, "taste" is "a natural feeling implanted in the soul, independent of any science that can possibly be acquired"; it is practically "an instinct of right reason."[40] The same Bouhours, whilst deprecating this interpretation of one metaphor by another, says, "Taste is more nearly allied to judgement than wit."[41] The Italian Ettori thinks that it may generally be described as "judgement regulated by art,"[42] and Baruffaldi (1710) identifies it with "discernment" reduced from theory to practice.[43] De Crousaz (1715) observes: "Le bon goût nous fait d'abord estimer par sentiment ce que la raison aurait approuvé, après qu'elle se serait donné le temps de l'examiner assez pour en juger par des justes idées."[44] And somewhat prior to him Trevisano considered it "a sentiment always willing to conform to whatsoever reason accepts," and in conjunction with divine grace, a powerful help to man in revealing the true and good, no longer able to circulate freely among mankind owing to original sin. For König (1727) in Germany taste was "a power of the intellect, product of a healthy mind and acute judgement which makes one able to feel the true, good and beautiful"; and for Bodmer in 1736 (after lengthy correspondence on the subject with his Italian friend Calepio) "a practised reflexion, prompt and penetrating into the smallest details, by which intellect is able to distinguish the true from the false, the perfect from the imperfect." Calepio and Bodmer were opponents of pure feeling, and made a distinction between "taste" and "good taste."[45] Traversing the same intellectualistic path, Muratori speaks of "good taste" in "erudition" and others of "good taste in philosophy."
The "je ne sais quoi."
Perhaps those authors were wise who preferred to remain vague and to identify taste with an indefinable Something, a je ne sais quoi; a nescio quid: a new expression which expressed nothing new, but at least called attention to the problem. Bouhours (1671) discusses it at length: "Les Italiens, qui font mystère de tout, emploient en toutes rencontres leur non so che: on ne voit rien de plus commune dans leurs poètes," and quotes Tasso and others in confirmation.[45] A note upon it is found in Salvini: "This 'good taste' has but recently come to the front; it seems a vague term applicable to nothing particular, and is equivalent to the non so che, to a happy or successful turn of wit."[46] Father Feijóo, who wrote on the Razón del gusto and on El no se qué (1733), says very wisely: "En muchas producciones no solo de la naturaleza, sino del arte, y aun mas del arte que de la naturaleza, encuentran los hombres, fuera di aquellas perfecciones sujetes á su comprehension racional, otro genero de primor misterioso que, lisonjeando el gusto, atormenta el entendemento. Los sentidos le palpan, pero no le puede dissipar la razon, y así, al querer explicarle, no se encuentran voces ni conceptos que cuadren á su idea, y salimos del paso con decir que hay un non se qué, que agrada, que enamora que hechiza, sin que pueda encontrarse revelacion mas clara da este natural misterio."[47] And President Montesquieu: "Il y a quelquefois dans les personnes ou dans les choses un charme invisible, une grâce naturelle, qu'on n'a pu définir, et qu'on a été forcé d'appeler le je ne sais quoi. Il me semble que c'est un effet principalement fondé sur la surprise."[48] Some writers rebelled against the subterfuge of the je ne sais quoi, saying, rightly enough, that it was a confession of ignorance: but they knew not how to escape that ignorance without falling into confusion between taste and intellectual judgement.
Imagination and sensationalism. The corrective of Imagination.
If the attempt to define "wit" and "taste" usually resulted in intellectualism, it was easy to transform imagination and feeling into sensationalistic doctrines. We have seen how earnestly Pallavicino insisted on the non-intellectuality of the fantasies and inventions of the imagination. "Nothing presents itself to the admirer of the beautiful (he writes) to enable him to verify his cognition and satisfy himself that the object recognized is or is not that for which he takes it; if either by vision or by strong apprehension he is led to think it actually present by an act of judgement, his taste for beauty as beauty does not arise from such act of judgement, but from the vision or lively apprehension which might remain in ourselves even when the deception of belief was corrected"; just as happens when we are drowsy and know ourselves to be but half awake, yet are unwilling to tear ourselves from sweet dreams. For Pallavicino imagination cannot err; he assimilates it wholly to the sensations, which are incapable of truth or falsity. And if imaginative knowledge pleases, it is not because it holds a special truth (imaginative truth), but because it creates objects which "though false are pleasing": the painter makes not likenesses but images which, all resemblance apart, are pleasing to the sight: the poet awakens apprehensions "sumptuous, novel, marvellous, splendid."[49] His opinion coincides, if we mistake not, with Marino's sensationalism: "The poet should aim only at the marvellous ... he who cannot amaze his hearers is not worth a straw":[50] he applauds the oft-repeated dictum of "Gabriel Chiabrera, that Pindar of Savona, that poetry should cause the eyebrows to arch themselves."[51] But in the Treatise upon Style written later (1646) he repents of his youthful achievement and appears willing to return to the pedagogic theory: "And forasmuch as I theorized concerning poetry in the basest manner, treating it solely as a minister of that delight which the mind enjoys in the less noble operation of imagination or apprehension arising from imagination; and, therefore, in consequence I somewhat relaxed the strings which bind it to the probable: I now wish to demonstrate that poetry has other functions more exalted and fruitful, while remaining in strict servitude to the probable: which office is to guide our minds in the noble exercise of judgement; thus it becomes the nurse of philosophy which it nourishes with sweet milk."[52] The Jesuit Ettori, while inculcating the use of imagination and recommending orators to go to school with the "actors," points out that imagination should fulfil the simple office of "interpreter" between intellect and truth, never assuming dominion, otherwise the orator would be treating his audience or readers "not as men, to whom intellect is proper, but as beasts whom imagination satisfies."[53]
The conception of imagination as purely sensuous shows strongly in Muratori, who is so convinced that the faculty, if left to itself, would deteriorate into a riot of dreams and intoxication, that he links it to intellect as to "an authoritative friend" who shall influence the choice and combination of images.[54] The problem of the nature of imagination had strong attraction for Muratori, and, while traducing and vilifying, he returns to it again in his Della forza della fantasia umana;[55] describing it as a material faculty essentially different from the mental or spiritual, and denying it the validity of knowledge. Although he had observed that the aim of poetry is distinct from that of science, in that the latter seeks to "know," and the former to "represent" truth,[56] he persisted in counting Poetry as an "art of delectation" subordinate to Moral Philosophy, of whom she was one of the three servants or ministers.[57] Very similarly Gravina held that along with novelty and delight in the marvellous, poetry should endow the mind of the vulgar with "truth and universal cognitions."[58]
Outside Italy the same movement was going on. Bacon, although he assigned poetry to imagination, yet considered it as something intermediary between history and science, approximating epic to history and the most lofty style, the parabolic, to science: ("poēsis parabolica inter reliquas eminet".) Elsewhere he calls poetry somnium or declares absolutely that "scientias fere non parit," and that "pro lusu potius ingenii quam pro scientia est habenda": music, painting and sculpture are voluptuous arts.[59] Addison identified the pleasures of the imagination with those produced by visible objects or the ideas to which they give rise: such pleasures are not so strong as those of the senses nor so refined as those of the intellect: he groups together the pleasures experienced respectively in comparing imitations with the objects imitated, and in sharpening by this means the faculty of observation.[60]
[Sidenote Feeling and Sensationalism.]
The sensationalism of Du Bos and other upholders of feeling appears very clearly. For Du Bos art is a pastime whose pleasantness consists in the fact that it occupies the mind without fatigue, and has affinities with the pleasure provoked by gladiatorial contests, bullfights and tourneys.[61]
For these reasons, whilst noting the importance, in the prehistory of Æsthetic, of these new words and the new views they express; and while recognizing their value as a ferment in the discussion of the æsthetic problem, taken up by thinkers of the Renaissance at the point at which it had been left by the ancients; we yet cannot discern in their apparition the true origin of our science. By these words and the discussions they aroused, the æsthetic fact clamoured even louder and more insistently for its own philosophical justification; but this it was not yet to attain either by this means or by any other.
IV
ÆSTHETIC IDEAS IN THE CARTESIAN AND LEIBNITIAN SCHOOLS, AND THE "ÆSTHETIC" OF BAUMGARTEN
Cartesianism and imagination.
The obscure world of wit, taste, imagination, feeling and the je ne sais quoi was not selected for examination or even, so to speak, included in the picture of Cartesian philosophy. The French philosopher abhorred imagination, the outcome, according to him, of the agitation of the animal spirits: and though not utterly condemning poetry, he allowed it to exist only in so far as it was guided by intellect, that being the sole faculty able to save men from the caprices of the folle du logis. He tolerated it, but that was all; and went so far as not to deny it anything "qu'un philosophe lui puisse permettre sans offenser sa conscience."[1] It has been observed that the æsthetic parallel with Cartesian intellectualism is to be found in Boileau,[2] slave to rigid raison ("Mais nous que la raison à ses règles engage ...") and enthusiastic partisan of allegory. We have already had occasion to draw attention to the diatribe of Malebranche against imagination. The mathematical spirit fostered in France by Descartes forbade all possibility of a serious consideration of poetry and art. The Italian Antonio Conti, living in that country and witness of the literary disputes raging around him, thus describes the French critics (La Motte, Fontenelle and their followers): "Ils ont introduit dans les belles lettres l'esprit et la méthode de M. Descartes; et ils jugent de la poésie et de l'éloquence indépendamment des qualités sensibles. De là vient aussi qu'ils confondent le progrès de la philosophie avec celui des arts. Les modernes, dit l'Abbé Terrasson, sont plus grands géomètres que les anciens: donc ils sont plus grands orateurs et plus grands poètes."[3] The fight against this mathematical spirit in the matters of art and feeling was still going on in France in the day of the encyclopædists; the din of the battle was heard in Italy, as is shown by the writings of Bettinelli and others. At the time when Du Bos published his daring book there was a counsellor in the parliament of Bordeaux, Jean-Jacques Bel by name, who composed a dissertation (1726) against the doctrine that feeling should be the judge of art.[4]
Crousaz and André.
Cartesianism was incapable of an Æsthetic of imagination. The Traité du beau by the eclectic Cartesian J. P. de Crousaz (1715), maintained the dependence of beauty not upon pleasure or feeling, matters about which there can be no difference of opinion, but upon that which can be approved and therefore reduced to ideas. He enumerates five such ideas: variety, unity, regularity, order and proportion, observing, "La variété tempérée par l'unité, la régularité, l'ordre et la proportion, ne sont pas assurément des chimères; elles ne sont pas du ressort de la fantaisie, ce n'est pas le caprice qui en décide": for him, that is to say, they were real qualities of the beautiful founded in nature and truth. He discovered similar characteristics of the beautiful in the individual beauties of the sciences (geometry, algebra, astronomy, physics, history), of virtue, eloquence and religion, finding in each the qualities laid down above.[5] Another Cartesian, the Jesuit André (1742),[6] distinguished between an essential beauty, independent of every institution, human and even divine; a natural beauty, independent of the opinions of mankind; and, lastly, a beauty to a certain extent arbitrary and of human invention: the first composed of regularity, order, proportion and symmetry (here André relied upon Plato and also as an afterthought brought in St. Augustine's definition): the second having its principal measure in the light which generates colours (as a good Cartesian, he took full advantage of Newton's discoveries): the third belonging to fashion and convention, but never at liberty to violate essential beauty. Each of these three forms of beauty was subdivided into sensible beauty pertaining to bodies, and intelligible beauty of soul.
The English: Locke, Shaftesbury, Hutcheson and the Scottish School.
Like Descartes in France, Locke in England (1690) is an intellectualist, and recognizes no form of spiritual elaboration save reflexion on the senses. None the less he takes over from contemporary literature the distinction between wit and judgement; according to him the former combines ideas with pleasing variety, discovering their similarities and relations and thus grouping them into beautiful pictures which divert and strike the imagination: the latter (judgement or intellect) seeks dissimilarities, guided by the criterion of truth. "The mind, without looking any further, rests satisfied with the agreeableness of the picture, and the gaiety of the fancy; and it is a kind of an affront to go about to examine it by the severe rules of truth and good reason; whereby it appears that it consists in something that is not perfectly conformable to them."[7] England produced philosophers who developed an abstract and transcendent Æsthetic, but one more tinged with sensationalism than that of the French Cartesians. Shaftesbury (1709) raises taste to a sense or instinct for the beautiful; a sense of order and proportion identical with moral sense and, with its preconceptions or presentations, anticipating the recognition of reason. Bodies, spirits, God are the three degrees of beauty.[8] Lineal descendant of Shaftesbury was Francis Hutcheson (1723), who succeeded in popularizing the idea of an inward sense of beauty as something intermediate between sense and reason, and adapted to distinguish unity in variety, concord in the manifold, the true, the beautiful and the good in their substantial identity. Hutcheson maintains that from this sense springs the pleasure we take in art, in imitation and in the likeness between copy and original: the last a relative, as distinct from an absolute, beauty.[9] This view on the whole predominated in England during the eighteenth century and was adopted by Adam Smith as well as by Reid, head of the Scottish school.
Leibniz. Petites perceptions and confused knowledge.
Much more thoroughly and with much greater philosophical vigour Leibniz opened the door to that crowd of psychic facts from which Cartesianism recoiled in horror. In his conception of the real, governed by the law of continuity (natura non facit saltus), presenting an uninterrupted scale of existence from the lowest beings to God, imagination, taste, wit and the like found ample room for shelter. The facts now called æsthetic were identified by Leibniz with Descartes' confused cognition, which might be clear without being distinct: scholastic terms borrowed, it would appear, from Duns Scotus, whose works were reprinted and widely read in the seventeenth century.[10]
In his De cognitione, veritate et ideis (1684), after dividing cognitio into obscura vel clara, the clara into confusa vel distincta, and the distincta into adaequata vel inadaequata, Leibniz remarks that while painters and other artists are able to judge works of art very fairly they can give no reason for their decisions, and if questioned as to the reason of their condemnation of any work of art, they reply it lacks a je ne sais quoi: ("at iudicii sui rationem reddere saepe non posse, et quaerenti dicere, se in re, quae displicet, desiderare nescio quid").[11] They do possess, in fact, clear cognition, but confused and not distinct; what we should call to-day imaginative, not ratiocinative, consciousness: and indeed the latter does not exist in the case of art. There are things impossible to define: "on ne les fait connaître que par des exemples, et, au reste, il faut dire que c'est un je ne sais quoi, jusqu'à ce qu'on en déchiffre la contexture."[12] But these perceptions confuses ou sentiments have "plus grande efficacité que l'on ne pense: ce sont elles qui forment ce je ne sais quoi, ces goûts, ces images des qualités des sens."[13] Whence it appears plainly that in his discussion of these perceptions Leibniz reposes upon the æsthetic theories we discussed in the preceding chapter; indeed at one point[14] he mentions Bouhours' book.
Intellectualism of Leibniz
It might seem that by according claritas and denying distinctio to æsthetic facts Leibniz recognized that their peculiar character is neither sensuous nor intellectual. He might seem to have distinguished them by their "claritas" from pleasure or sense-motions, and from intellect by their lack of "distinctio." But the "lex continui" and the Leibnitian intellectualism forbid this interpretation. In this case obscurity and clarity are quantitative degrees of one single consciousness, distinct or intellectual, towards which both converge and with which in the extreme case they unite.
To admit that artists judge with confused perceptions, clear but not distinct, does not involve denying that these perceptions may be capable of being connected and verified by intellectual consciousness. The self-same object that is confusedly though clearly recognized by imagination is recognized clearly and distinctly by the intellect; which amounts to saying that a work of art may be perfected by being determined by thought. In the very terminology adopted by Leibniz, who represents sense and imagination as obscure and confused, there is a tinge of contempt, as well as the suggestion of a single form of all cognition. This will help us to understand Leibniz' definition of music as "exercitium arithmeticae occultum nescientis se numerare animi." Elsewhere he says: "Le but principal de l'histoire, aussi bien que de la poésie, doit être d'enseigner la prudence et la vertu par des exemples, et puis de montrer le vice d'une manière qui en donne l'aversion et qui porte ou serve à l'éviter."[15]
The "claritas" attributed to æsthetic fact is not specifically different from, but rather a partial anticipation of, the "distinctio" of intellect. Undoubtedly this distinction of degree marks a great advance: but careful analysis shows that Leibniz does not differ fundamentally from those who, by inventing the new words and empirical distinctions examined above, called attention to the peculiarities of æsthetic facts.
Speculation on language.
We find the same invincible intellectualism in the speculations on language greatly in vogue at the time. When critics of the Renaissance and sixteenth century tried to rise above merely empirical and practical grammar and strove to reduce grammatical science to a systematic form, they fell into logicism and described grammatical forms by such terms as pleonastic, improper, metaphorical or elliptic. Thus Julius Cæsar Scaliger (1540); thus, too, the most learned of all, Francisco Sanchez (Sanctius or Sanzio), called Brocense, who, in his Minerva (1587), asserts that names are attached to things by reason, exclusive of interjections which are not parts of speech but merely sounds expressive of joy or sorrow; he denies the existence of heterogeneous and heteroclitic words, and works out a system of syntax by means of four figures of construction, proclaiming the principle "doctrinam supplendi esse valde necessarium," that is to say, that grammatical diversities must be explained as ellipsis, abbreviation or omission with reference to the typical logical form.[16] Gaspare Scioppio follows him exactly, abusing the old grammar with his accustomed violence and crying up the "Sanctian" method, at that time still almost unknown, in his Grammatica philosophica (1628).[17] Amongst critics of the seventeenth century, Jacopo Perizonio must not be forgotten; he wrote a commentary on Sanchez' book (1687). Amongst recognized philosophers who studied the philosophy of grammar and noted the merits and defects of various tongues, we find Bacon.[18] In 1660 Claude Lancelot and Arnauld brought out the Grammaire générale et raisonnée de Port-Royal, a work applying the intellectualism of Descartes rigorously to grammatical forms, and dominated by the doctrine of the artificial nature of language. Locke and Leibniz both speculated about language,[19] but neither succeeded in creating a fresh point of view, although the latter did much to provoke inquiry into the historical origin of languages. All his life Leibniz cherished the notion of a universal language and of an "ars characteristica universalis" as a combination likely to result in great scientific discoveries: prior to him, Wilkins had fostered the same hope, nor indeed, in spite of its utter absurdity, is it even yet wholly extinct.
C. Wolff.
In order to correct the æsthetic ideas of Leibniz it was necessary to alter the very foundations of his system, the Cartesianism upon which it rested. This could not be undertaken by disciples of his own personal school, in whom we notice rather an increase of intellectualism. Giving scholastic form to the brilliant observations of the master, Johann Christian Wolff's system began with the theory of knowledge conceived as an "organon" or instrument, followed by systems of natural law, ethics and politics, together constituting the "organon" of practical activity: the remainder was theology and metaphysics, or pneumatology and physics (doctrine of the soul and doctrine of phenomenal nature). Although Wolff distinguishes a productive imagination, ruled by the principle of sufficient reason, from the merely associative and chaotic,[20] yet a science of imagination considered as a new theoretical value could find no niche in his schematism. Knowledge of a lower order, as such, belonged to Pneumatology and was incapable of possessing its own "organon": at most it could be brought under the organon already existing, which corrected and transcended it by means of logical knowledge in the same way in which Ethics treats the "facilitas appetitiva inferior." As in France the poetics of Boileau corresponded with the philosophy of Descartes, so in Germany the rationalistic poetics of Gottsched[21] reflect the Cartesian-Leibnitian theories of Wolff (1729).
Demand for an organon of inferior knowledge.
It was no doubt dimly seen that even in the inferior faculties some distinction was operative between perfect and imperfect, value and non-value. A passage in a book (1725) by the Leibnitian Bülffinger has often been quoted where he says: "Vellem existerent qui circa facultatem sentiendi, imaginandi, attendendi, abstrahendi et memoriam praestarent quod bonus ille Aristoteles, adeo hodie omnibus sordens, praestitit circa intellectum: hoc est ut in artis formant redigerent quicquid ad illas in suo usu dirigendas et iuvandas pertinet et conducid, quem ad modum Aristoteles in Organo logicam sive facultatem demonstrandi redegit in ordinem."[22] But on reading the extract in its context one recognizes at once that the desired organon would have been merely a series of recipes for strengthening the memory, educating the attention, and so forth: a technique, in a word, not an æsthetic. Similar ideas had been spread in Italy by Trevisano (1708), who, by declaring that the senses might be educated through the mind, asserted the possibility of an art of feeling which should "endow manners with prudence and judgement with good taste."[23] We notice, moreover, that in his day Bülffinger was counted a depreciator of poetry, so much so that a tract against him was written in order to show that "poetry does not diminish the faculty of clear conception."[24] Bodmer and Breitinger were ready "to deduce all the parts of eloquence with mathematical precision" (1727), and the latter sketched a Logic of the Imagination (1740) to which he would have assigned the study of similitudes and metaphors; even had he carried out his project, it is difficult to see how it could have differed materially, from a philosophic point of view, from the treatises on the subject written by the Italian rhetoricians of the seventeenth century.
Alexander Baumgarten: his "Æsthetic."
These discussions and experiments filled the boyhood and helped to form the intellect of young Alexander Gottlieb Baumgarten of Berlin, a follower of the philosophy of Wolff and, at the same time, student and teacher of Latin rhetoric and poetry; these studies led him to reconsider the problem and search for some method by which the precepts of rhetoricians could be reduced to a rigorous philosophical system. On taking his doctor's degree in September 1735, when twenty-one years old, he published a thesis Meditationes philosophicae de nonnullis ad poēma pertinentibus:[25] in which the word "Æsthetic" appears for the first time as name of a special science.[26] Baumgarten always remained much attached to his youthful discovery, and in 1742 when called to teach at the university of Frankfort-on-the-Oder, and again in 1749, he gave by request a course of lectures on Æsthetic (quaedam consilia dirigendarum facultatum inferiorum novam per acroasin exposuit).[27] In 1750 he printed a voluminous treatise wherein the word "Æsthetic" attained the honours of a title-page;[28] in 1758 he published a more slender second part: illness and finally death in 1762 prevented him from completing the work.
Æsthetic as science of sensory consciousness.
What was Æsthetic to Baumgarten? Its objects are sensible facts (ασθητά), carefully distinguished by the ancients from mental objects (νοητά);[29] hence it becomes scientia cognitionis sensitivae, theoria liberalium artium, gnoseologia inferior, ars pulcre cogitandi, ars analogi rationis[30] Rhetoric and Poetry constitute two special and interdependent disciplines which are entrusted by Æsthetic with the distinction between the various styles in literature and other small differences,[31] for the laws she herself investigates are diffused throughout all the arts like guiding-stars for these various subsidiary arts (quasi cynosura quaedam specialium)[32] and must be extracted not from isolated cases only, or from incomplete induction empirically, but from the totality of facts (falsa regula peior est quant nulla.)[33] Nor must Æsthetic be confounded with Psychology, which furnishes its presuppositions only; an independent science, it gives the norm of sensitive cognition (sensitive quid cognoscendi) and deals with "perfectio cognitionis sensitivae, qua talis," which is beauty (pulcritudo), just as the opposite, imperfection, is ugliness (deformitas)[34] From the beauty of sensitive cognition (pulcritudo cognitionis) we must exclude the beauty of objects and matter (pulcritudo obiectorum et materiae) with which it is often confused owing to habits of language, since it is easy to show that ugly things may be thought of in a beautiful manner and beautiful things in an ugly manner (quacum ob receptam rei significationem saepe sed male confunditur; possunt turpia pulcre cogitare ut talia, et pulcriora turpiter).[35] Poetical representations are confused or imaginative: distinctness, that is intellect, is not poetical. The greater the determination, the greater the poetry; individuals "omnimode determinata" are highly poetical; poetical also are images or phantasms as well as all that appertains to the senses.[36] That which judges sensible or imaginary presentations is taste, or "indicium sensuum." These, in brief, are the truths displayed by Baumgarten in his Meditationes and, with many distinctions and examples, in his Æsthetic.[37]
Cricisism of judgements based on Baumgarten.
Nearly all German critics[38] are of opinion that from his own conception of Æsthetic as the science of sensitive cognition Baumgarten should have evolved a species of inductive Logic. But he can be cleared of this accusation: a better philosopher, perhaps, than his critics, he held that an inductive Logic must always be intellectual, since it leads to abstractions and the formation of concepts. The relation existing between "cognitio confusa" and the poetical and artistic facts which belong to the realm of taste had been shown before his day, by Leibniz: neither he nor Wolff nor any other of their school ever dreamed of transforming a treatment of the "cognitio confusa" or "petites perceptions" into an inductive Logic. On the other hand, as a kind of compensation, these critics attribute to Baumgarten a merit he cannot claim, at least to the extent implied by their praises. According to them, he effected a revolution by converting[39] Leibniz' differences of degree or quantitative distinctions into a specific difference, and turning confused knowledge into something no longer negative but positive[40] by attributing a "perfectio" to sensitive cognition qua talis; and by thus destroying the unity of the Leibnitian monad and breaking up the law of continuity, founded the science of Æsthetic. Had he really accomplished such a giant stride, his claim to the title of "father of Æsthetic" would have been placed beyond question. But, in order to win this appellation, Baumgarten ought to have been successful in unravelling all those contradictions in which he was involved no less than Leibniz and all intellectualists. It is not enough to posit a "perfectio"; even Leibniz did that when he attributed claritas to confused cognition, which, when devoid of clearness, remains obscure, that is to say, imperfect. It was imperative that this perfection "qua talis" should be upheld against the "lex continui," and kept uncontaminated by any intellectualistic admixture. Otherwise he was bound to fall back into the pathless labyrinth of the "probable" which is and is not false, of the wit which is and is not intellect, of the taste which is and is not intellectual judgement, of the imagination and feeling which are and are not sensibility and material pleasure. And in that case, notwithstanding the new name: notwithstanding (as we freely admit) the greater insistence than that of Leibniz upon the sensible nature of poetry, Æsthetic, as a science, would not have been born.
Intellectualism of Baumgarten.
Now Baumgarten overcame none of the obstacles above mentioned. Unprejudiced and continued study of his works forces one to this conclusion. Already in his Meditationes he does not seem able to distinguish clearly between imagination and intellect, confused and distinct cognition. The law of continuity leads him to set up a scale of more and less: amongst cognitions, the obscure are less poetical than the confused; the distinct are not poetical, but even those of the higher kinds (that is the distinct and intellectual) are to a certain extent poetical in proportion as they are lower in their nature; compound concepts are more poetical than simple; those of larger comprehension are "extensive clariores."[41] In the Æsthetic Baumgarten expounds his thought more fully and thereby exposes its defects. If the introduction of the book leads one to believe that he sees æsthetic truth to consist in consciousness of the individual, the belief is shattered by the explanations which follow. As a good objectivist he asserts that truth in the metaphysical sense has its counterpart in the soul, namely, subjective truth, logical truth in a wide sense, or æsthetico-logical.[42] And the complete truth lies not in the genus or species, but in the individual. The genus is true, the species more true, the individual most true.[43] Formal logical truth is acquired "cum iactura," by jettisoning much great material perfection: "quid enim est abstractio, si iactura non est?"[44] So much being granted, logical truth differs from æsthetic in this: metaphysical or objective truth is presented now to the intellect, when it is logical truth in a narrow sense; now to the analogy of reason and the lower cognitive faculties, when it is æsthetic;[45] a lesser truth in exchange for the greater which man is not always able to attain, thanks to the "malum metaphysicum."[46] Thus moral truths are comprehended in one fashion by a comic poet, in another by a moral philosopher; an eclipse is described in one way by an astronomer and in another by a shepherd speaking to his friends or his sweetheart.[47] Universals even are accessible, in part at least, to the inferior faculty.[48] Take the case of two philosophers, a dogmatic and a sceptic, arguing, with an æsthete listening to them. If the arguments of either party are so balanced that the hearer cannot determine which is true and which false, this appearance is to him æsthetic truth: if one adversary succeed in overbearing the other so that one argument is shown clearly to be wrong, the error just revealed is likewise æsthetic[49] falsity. Truths strictly æsthetic are (and this is the decisive point) those which appear neither entirely true nor entirely false: probable truths. "Talia autem de quibus non complete quidem certi sumus, neque tamen falsitatem aliquam in iisdem appercipimus, sunt verisimilia. Est ergo veritas æsthetica, a potiori dicta verisimilitudo, ille veritatis gradus, qui, etiamsi non evectus sit ad completam certitudinem, tamen nihil contineat falsitatis observabilis."[50] And especially the immediate sequel: "Cujus habent spectator es auditor esve intra animum quum vident audiuntve, quasdam anticipationes, quod plerumque fit, quod fieri solet, quod in opinione positum est, quod habet ad haec in se quandam similitudinem, sive id falsum (logice et latissime), sive verum sit (logice et strictissime), quod non sit facile a nostris sensibus abhorrens: hoc illud est εἰκός et verisimile quod, Aristotele et Cicerone assentiente, sectetur æstheticus."[51] The probable embraces that which is true and certain to the intellect and the senses, that which is certain to the senses but not to the intellect, that which is probable logically and æsthetically, or logically improbable but æsthetically probable, or, finally, æsthetically improbable but on the whole probable or that whose improbability is not evident.[52] So we reach the admission of the impossible and absurd, the αδύνατον and ἄτοπον of Aristotle.
If after reading these paragraphs, highly important as revealing the true thought of Baumgarten, we turn once more to the Introduction to his work, we notice at once his commonplace and erroneous conception of the poetic faculty. To a friend who suggested that there was no need for him to concern himself with confused or inferior consciousness both because "confusio mater erroris" and because "facilitate inferior es, caro, debellandae potius sunt quam excitandae et confirmandae," Baumgarten replied that confusion is a condition wherein to find truth: that nature makes no sudden leap from obscurity to clarity: that noonday light is reached from night time through the dawn (ex node per auroram meridies): that in the case of the inferior faculties a guide, not a tyrant, is needed (imperium in facilitates inferiores poscitur, non tyrannis).[53] This is still the attitude of Leibniz, Trevisano and Bülffinger. Baumgarten is terrified lest he should be accused of treating subjects unworthy a philosopher. "Quousque tandem" (says he to himself), "dost thou, professor of theoretic and moral philosophy, dare to praise lies and mixtures of true and false as though they were noble works?"[54] And if there is one thing above all others from which he is anxious to guard himself it is sensualism, unbridled and non-moralized. The sensitive perfection of Cartesianism and Wolffianism was liable to be confused with simple pleasure, with the feeling of the perfection of our organism:[55] but Baumgarten falls into no such confusion. When in 1745 one Quistorp combated his æsthetic theory by saying that if poetry consisted in sensuous perfection it was a thing hurtful to men, Baumgarten answered disdainfully that he did not expect he should ever find time to reply to a critic of such calibre as to mistake his "oratio perfecta sensitiva" for an "oratio perfecte (that is omnino) sensitiva."[56]
New names and old meanings.
Save in its title and its first definitions Baumgarten's Æsthetic is covered with the mould of antiquity and commonplace. We have seen that he refers back to Aristotle and Cicero for the first principles of his science; in another instance he attaches his Æsthetic to the Rhetoric of antiquity, quoting the truth enunciated by Zeno the Stoic, "esse duo cogitandi genera, alterum perpetuum et latius, quod Rhetorices sit, alterum concisum et contractius, quod Dialectices," and identifying the former with the æsthetic horizon, the latter with the logical.[57] In his Meditationes he rests upon Scaliger and Vossius;[58] of modern writers beside the philosophers (Leibniz, Wolff, Bülffinger) he quotes Gottsched, Arnold,[59] Werenfels, Breitinger[60]; by means of these latter he is able to make acquaintance with discussions upon taste and imagination, even without direct acquaintance with Addison and Du Bos, as well as the Italians, whose writings had immense vogue in Germany in his day, and with whom his resemblances leap to the eye. Baumgarten always feels himself to be in perfect accord with his predecessors; never at variance with them. He never felt himself to be a revolutionary; and though some have been revolutionaries without knowing it, Baumgarten was not one of them. Baumgarten's works are but another presentation of the problem of Æsthetic still clamouring for solution in a voice so much the stronger as it uttered a commonplace: he proclaims a new science and presents it in conventional scholastic form; the babe about to be born receives the name of Æsthetic by premature baptism at his hands: and the name remains. But the new name is devoid of new matter; the philosophical armour covers no muscular body. Our good Baumgarten, full of ardour and conviction, and often curiously brisk and vivacious in his scholastic Latinism, is a most sympathetic and attractive figure in the history of Æsthetic: of the science in formation, that is to say, not of the science brought to completion: of Æsthetic condenda not condita.
V
GIAMBATTISTA VICO
Vico as inventor of æsthetic science.
The real revolutionary who by putting aside the concept of probability and conceiving imagination in a novel manner actually discovered the true nature of poetry and art and, so to speak, invented the science of Æsthetic, was the Italian Giambattista Vico.
Ten years prior to the publication in Germany of Baumgarten's first treatise, there had appeared in Naples (1725) the first Scienza nuova, which developed ideas on the nature of poetry outlined in a former work (1721), De constantia iurisprudentis, outcome of "twenty-five years' continuous and harsh meditation."[1] In 1730 Vico republished it with fresh developments which gave rise to two special books (Della sapienza poetica and Della discoperta del vero Omero) in the second Scienza Nuova. Nor did he ever tire of repeating his views and forcing them upon the attention of his hostile contemporaries at every opportunity, seizing such occasion even in prefaces and letters, poems on the occasion of weddings or funerals, and in such press notices as fell to his duty as public censor of literature.
And what were these ideas? Neither more nor less, we may say, than the solution of the problem stated by Plato, attacked but not solved by Aristotle, and again vainly attacked during the Renaissance and afterwards: is poetry rational or irrational, spiritual or brutal? and, if spiritual, what is its special nature and what distinguishes it from history and science?
As we know, Plato confined it within the baser part of the soul, the animal spirits. Vico re-elevates it and makes of it a period in the history of humanity: and since history for him means an ideal history whose periods consist not of contingent facts but of forms of the spirit, he makes it a moment in the ideal history of the spirit, a form of consciousness. Poetry precedes intellect, but follows sense; through confusing it with the latter, Plato failed to grasp the position it should really occupy and banished it from his Republic. "Men at first feel without being aware; next they become aware with a perturbed and agitated soul; finally they reflect with an undisturbed mind. This Aphorism is the Principle of poetical sentences which are formed by the sense of passions and affections; differing thereby from philosophical sentences which are formed by reflexion through ratiocination; whence the latter approach more nearly to truth the more they rise towards the universal, while the former have more of certainty the more they approach the individual."[2] An imaginative phase of consciousness, but one possessed of positive value.
Poetry and Philosophy: imagination and intellect.
The imaginative phase is altogether independent and autonomous with respect to the intellectual, which is not only incapable of endowing it with any fresh perfection but can only destroy it. "The studies of Metaphysics and Poetry are in natural opposition one to the other; for the former purges the mind of childish prejudice and the latter immerses and drowns it in the same: the former offers resistance to the judgement of the senses, while the latter makes this its chief rule: the former debilitates, the latter strengthens, imagination: the former prides itself in not turning spirit into body, the latter does its utmost to give a body to spirit: hence the thoughts of the former must necessarily be abstract, while the concepts of the latter show best when most clothed with matter: to sum up, the former strives that the learned may know the truth of things stripped of all passion: the latter that the vulgar may act truly by means of intense excitement of the senses, without which stimulant they assuredly would not act at all. Hence from all time, in all languages known to man, never has there been a strong man equally great as metaphysician and poet: such a poet as Homer, father and prince of poetry."[3] Poets are the senses, philosophers the intellect, of mankind.[4] Imagination is "stronger in proportion as reason is weaker."[5]
No doubt "reflexion" may be put in verse; but it does not become poetry thereby. "Abstract sentences belong to philosophers, since they contain universals; and reflexions concerning such passions are made by poets who are false and frigid."[6] Those poets "who sing of the beauty and virtue of ladies by reflexion ... are philosophers arguing in verses or in love-rhymes."[7] One set of ideas belongs to philosophers, another to poets: these latter are identical with those of painters, from which "they differ only in colours and words."[8] Great poets are born not in epochs of reflexion but in those of imagination, generally called barbarous: Homer, in the barbarism of antiquity: Dante in that of the Middle Ages, the "second barbarism of Italy."[9] Those who have chosen to read philosophic reason into the verse of the great father of Greek poetry have transferred the character of a later age into an earlier, since the era of poets precedes that of philosophers and countries in infancy were sublime poets. Poetic locutions arose before prose, "by the necessity of nature" not "by caprice of pleasure"; fables or imaginative universals were conceived before reasoned, i.e. philosophical universals.[10]
With these observations Vico justified and at the same time corrected the opinion of Plato in the Republic, denying to Homer wisdom, every kind of wisdom; the legislative of Lycurgus and Solon, the philosophic of Thales, Anacharsis and Pythagoras, the strategic of military commanders.[11] To Homer (he says) belongs wisdom, undoubtedly, but poetic wisdom only: the Homeric images and comparisons derived from wild beasts and the elements of savage nature are incomparable; but "such success does not spring from talent imbued with domesticity and civilized with any philosophy."[12]
When anybody takes to writing poetry in an era of reflexion, it is because he is returning to childhood and "putting his mind in fetters"; no longer reflecting with his intellect, he follows imagination and loses himself in the particular. If a true poet dallies with philosophical ideas, it is not "that he may assimilate them and dismiss imagination," but merely "that he may have them in front of him, to examine as though on a stage or public platform."[13] The New Comedy which made its appearance after Socrates is undeniably impregnated with philosophic ideas, with intellectual universals, with "intelligible kinds of human conduct"; but its authors were poets in so far only as they knew how to transform logic into imagination and their ideas into portraits.[14]
Poetry and History.
The dividing line between art and science, imagination and intellect, is here very strongly drawn: the two distinct activities are repeatedly contrasted with a sharpness that leaves no room for confusion. The line of demarcation between poetry and history is hardly less firm. While not quoting Aristotle's passage, Vico implicitly shows why poetry seemed to Aristotle more philosophical than history, and at the same time he dispels the erroneous opinion that history concerns the particular and poetry the universal. Poetry joins hands with science not because it consists in the contemplation of concepts but because, like science, it is ideal. The most beautiful poetic story must be "wholly ideal": "by means of idea, the poet breathes reality into things otherwise unreal; masters of poetry claim that their art must be wholly compact of imagination, like a painter of the ideal, not imitative like a portrait-painter: whence, from their likeness to God the Creator, poets and painters alike are called divine."[15] And against those who blame poets for telling stories which, they say, are untrue, Vico protests: "The best stories are those approximating most nearly to ideal truth, the eternal truth of God: it is immeasurably more certain than the truth of historians who often bring into play caprice, necessity or fortune; but such a Captain as, for instance, Tasso's Godfrey is the type of a captain of all times, of all nations, and so are all personages of poetry, whatever difference there may be in sex, age, temperament, custom, nation, republic, grade, condition or fortune; they are nothing save the eternal properties of the human soul, rationally discussed by politicians, economists and moral philosophers, and painted as portraits by the poet."[16] Referring to an observation made by Castelvetro, and approving it in part, to the effect that if poetry is a presentiment of the possible it should be preceded by history, imitation of the real, yet finding himself confronted by the difficulty that, nevertheless, poets invariably precede historians, Vico solves the problem by identifying history with poetry: primitive history was poetry, its plot was narration of fact, and Homer was the first historian; or rather "he was a heroic character amongst Greek men, in so far as they poetically narrated their own history."[17] Poetry and history, therefore, are originally identical; or rather, undifferentiated. "But inasmuch as it is not possible to give false ideas, since falsity arises from an embroiled combination of ideas, so is it impossible to give a tradition, however fabulous, that has not had, at the beginning, a basis of truth."[18] Hence we gain an entirely new insight into mythology: it is no longer an arbitrary calculated invention, but a spontaneous vision of truth as it presented itself to the spirit of primitive man. Poetry gives an imaginative vision; science or philosophy intelligible truth; history the consciousness of certitude.
Poetry and language.
Language and poetry are, in Vico's estimation, substantially the same. In refuting the "vulgar error of grammarians" who maintain the priority of the birth of prose over that of verse, he finds "within the origin of Poetry, so far as it has been herein discovered," the "origin of languages and the origin of letters."[19] This discovery was made by Vico after "toil as disagreeable and overwhelming as we should undergo had we to strip off our own nature and enter into that of the primæval men of Hobbes, Grotius, or Puffendorf; creatures possessing no language at all, by whom were created the languages of the ancient world."[20] But his painful labour was richly repaid by his refutation of the erroneous theory that languages sprang from convention or, as he said, "signified at will," whereas it is evident that "from their natural origin words must have had natural meanings; this is plainly seen in common Latin ... wherein almost all words have arisen by natural necessity, either from natural properties or from their sensible effects; and in general, metaphor forms the bulk of language in the case of every people."[21] This argument strikes a blow at another common error of the grammarians, "that the language of prose writers is correct, that of poets incorrect."[22] The poetic tropes grouped under the heading of metonymy seem to Vico to be "born of the nature of primitive peoples, not of capricious selection by men skilled in poetic art";[23] stories told "by means of similitudes, imagery and comparisons," result "from lack of the genera and species required to define things with propriety," and "are therefore, by reason of natural necessities, common to entire peoples."[24] The earliest languages must have consisted of "dumb gestures and objects which had natural connexions with the ideas to be expressed."[25] He observes very acutely that to these figurate languages belong not only hieroglyphics but the emblems, knightly bearings, devices and blazons which he calls "mediæval hieroglyphics."[26] In the barbarous Middle Ages "Italy was forced to fall back on the mute language ... of the earliest gentile nations in which men, before discovering articulate speech, were obliged like mutes to use actions or objects having natural connexions with the ideas, which at that time must have been exceedingly sensuous, of the things which they wished to signify; such expressions, clad in almost vocal words, must have had all the lively expressiveness of poetic diction." [27] Hence arise three kinds or phases of language: dumb show, the language of the gods; heraldic language, or that of the heroes; and spoken language. Vico also looked forward to a universal system of etymology, a "dictionary of mental words common to all nations."
Inductive and formalistic
A man with ideas of this sort about imagination, language and poetry could not say he was satisfied with formalistic and verbal Logic, whether Aristotelian or scholastic. The human mind (says Vico) "makes use of intellect when from things which it feels by sense it gathers something that does not fall under sense: this is the true meaning of the Latin intelligere."[28] In a rapid outline of the history of Logic, Vico wrote: "Aristotle came and taught the syllogism, a method more suited to expound universals in their particulars than to unite particulars by the discovery of universals: then came Zeno with his sorites, which corresponds with modern philosophic methods and refines, without sharpening, the wits; and no advantage whatever was reaped from either by mankind at large. With great reason, therefore, does Verulam, equally eminent as politician and philosopher, propound, commend and illustrate induction in his Organum: he is followed by the English with excellent results to experimental philosophy."[29] From this source is derived his criticism of mathematics, which have always, but especially in his day, been considered as the type of perfect science.
Vico opposed to all formal theories of poetry.
In all this, Vico is not only a thorough revolutionary, but is quite conscious of being so: he knows himself to be in opposition to all previous theories on the subject. He says that his new principles of poetry "are wholly opposed to, and not merely different from, all which have been imagined from the time of Plato and his disciple Aristotle to Patrizzi, Scaliger and Castelvetro among the moderns; poetry is now discovered to have been the first language used by all nations alike, even the Hebrew."[30] In another passage he says that by his theories "is overthrown all that has ever been said of the origin of poetry, beginning from Plato and Aristotle, right down to our own Patrizzi, Scaliger and Castelvetro; and it is found that poetry arising through defect of human ratiocination is as sublime as any which owes its being to the later rise of philosophy and the arts of composition and criticism; indeed, that these later sources never gave rise to any poetry that could equal, far less surpass it."[31] In the Autobiography he boasts of having discovered "other principles of poetry than those found by Greeks and Latins and all others from those times down to the present day; on these are founded other views on mythology."[32]
These ancient principles of poetry "laid down first by Plato and confirmed by Aristotle" had been the anticipation or prejudice which had misled all writers on poetic reason (among whom he cites Jacopo Mazzoni). Statements "even of most serious philosophers such as Patrizzi and others" upon the origin of song and verse are so inept that he "blushes even to mention them."[33] It is curious to see him annotating the Ars Poetica of Horace, with a view to finding some plausible sense in it by applying the principles of the Scienza nuova.[34]
It is probable that he was familiar with the writings of Muratori among contemporaries, for he quotes him by name, and of Gravina, who was a personal acquaintance; but if he read the Perfetta Poesia and the Forza della fantasia he could not have been satisfied by the treatment meted out to the faculty of imagination, so highly valued and respected by himself; and if Gravina influenced him at all it must have been by provoking him to contradiction. In this latter (if not directly in such French writers as Le Bossu) he may have met with the fallacy of regarding Homer as a repository of wisdom, a fallacy which he combated with vigour and pertinacity. In his estimation, among the gravest faults of the Cartesians was their inability to appreciate the world of imagination and poetry. Of his own times he complained they were "benumbed by analytical methods and by a philosophy which sought to deaden every faculty of soul which reached it through the body, especially that of imagination, now held to be mother of all human error": times "of a wisdom which freezes the generous soul of the best poetry," and prevents all understanding of it.[35]
Judgments of grammarians and linguists who preceded him
It is just the same with the theory of language. "The manner of birth and the nature of languages has been the cause of much painful toil and meditation: nor, from the Cratylus of Plato, in which in our other works we have falsely delighted and believed" (he alludes to the doctrine followed by him in his own first book, De antiquissima Italorum sapientia), "down to Wolfgang Latius, Julius Cæsar Scaliger, Francisco Sanchez and others, can we find anything to satisfy our understanding; so much that in discussing matters of this kind Signor Giovanni Clerico says there is nothing in philology involved in such a maze of doubt and difficulty."[36] The chief grammarian-philosophers do not escape criticism. Grammar, says he, lays down rules for speaking correctly: Logic for speaking truly; "and since in the order of nature we must speak truly before learning to speak correctly, Giulio Cesare della Scala, followed by the best grammarians, employs all his magnificent energy to reason to the causes of the Latin language from the principles of logic. But his great design ended in failure for this reason, that he attached himself to the logical principles of a single philosopher, namely Aristotle, whose principles are too universal to explain the almost infinite particulars which naturally beset him who would reason concerning a language. Whence it happened that Francisco Sanchez, who followed him with admirable zeal, attempting in his Minerva to explain the innumerable particles which are found in Latin by his famous principle of ellipsis, and trying thereby, though without success, to vindicate the logical principles of Aristotle, fell into the most cumbrous clumsinesses among an almost innumerable host of Latin phrases whereby he meant to make good the slight and subtle omissions employed by Latin in expressing its meaning."[37] The origin of parts of speech and syntax is wholly different from that assigned to them by folk who fancied that "the people who invented language must first have gone to school to Aristotle."[38] The same criticism undoubtedly must have extended to the logico-grammarians of Port-Royal, for Vico remarked that the Logic of Arnauld was built "on the same plan as that of Aristotle."[39]
Influence of seventeenth century writers on Vico.
It may well be granted that Vico was more in sympathy with the seventeenth-century rhetoricians, in whom we have detected a premonition of æsthetic science. For Vico, as for them, wit (referring to imagination and memory) was "the father of all invention": judgement concerning poetry was for him a "judgement of the senses," a phrase equivalent to "taste" or "good taste," expressions never used by him in this connexion. There is no doubt he was familiar with the writers of treatises on wit and conceits, for, in a dry rhetorical manual written for the use of his school (in which one looks in vain for a shadow of his own personal ideas), he quotes Paolo Beni, Pellegrini, Pallavicino and the Marquis Orsi.[40] He highly esteems Pallavicini's treatise on Style and has knowledge of the book Del bene by the same author;[41] perhaps too his mind was not unaffected by the flash of genius which had enabled the Jesuit for one instant to perceive that poetry consists of "first apprehensions." He does not name Tesauro, but there is no doubt he knew him; indeed the Scienza nuova includes a section, besides that on poetry, upon "blazons," "knightly bearings," "military banners," "medals," and so forth, precisely similar in method to that of Tesauro when he treats of" figurate conceits" in his Cannochiale aristotelico.[42] For Tesauro such conceits are merely metaphorical ingenuities, like any other; for Vico they are wholly the work of imagination, for imagination expresses itself not in words only, but in the "mute language" of lines and colours. He knew something also of Leibniz; the great German and Newton were by him described as" the greatest wits of the time"[43]; but he seems to have remained in complete ignorance of the æsthetic attempts of the Leibnitian school in Germany. His "Logic of poetry" was a discovery independent of, and earlier than, Bülffinger's Organon of the inferior faculties, the Gnoseologia inferior of Baumgarten, and the Logik der Einbildungskraft of Breitinger. In truth, Vico belongs on one side to the vast Renaissance reaction against formalism and scholastic verbalism, which, beginning with the reaffirmation of experience and sensation (Telesio, Campanella, Galileo, Bacon), was bound to go on by reasserting the function of imagination in individual and social life: on the other side he is a precursor of Romanticism.
Æsthetic in the "Scienza nuova."
The importance of Vico's new poetic theory in his thought as a whole as well as in the organism of his Scienza nuova has never been fully appreciated, and the Neapolitan philosopher is still commonly regarded as the inventor of the Philosophy of History. If by such a science is meant the attempt to deduce concrete history by ratiocination and to treat epochs and events as if they were concepts, the only result of Vico's efforts to solve the problem could have been failure; and the same is true of his many successors. The fact is that his philosophy of history, his ideal history, his Scienza nuova d' intorno alia comune natura delle nazioni, does not concern the concrete empirical history which unfolds itself in time: it is not history, it is a science of the ideal, a Philosophy of the Spirit. That Vico made many discoveries in history proper which have been to a great extent confirmed by modern criticism (e.g. on the development of the Greek epic and the nature and genesis of feudal society in antiquity and in the Middle Ages) certainly deserves all emphasis; but this side of his work must be kept distinctly apart from the other, strictly philosophical, side. And if the philosophical part is a doctrine expounding the ideal moments of the spirit, or in his own words "the modifications of our human mind," of these moments or modifications Vico undertakes especially to define and fully describe not the logical, ethical and economic moments (though on these too he throws much fight), but precisely the imaginative or poetic. The larger portion of the second Scienza nuova hinges on the discovery of the creative imagination, including the "new principles of Poetry," the observations on the nature of language, mythology, writing, symbolic figures and so forth. All his "system of civilization, of the Republic, of laws, of poetry, of history, in a word, of humanity at large" is founded upon this discovery, which constitutes the novel point of view at which Vico places himself. The author himself observes that his second book, dedicated to Poetic Wisdom, "wherein is made a discovery totally opposed to Verulam's," forms "nearly the whole body of the work"; but the first and third books also deal almost exclusively with works of the imagination. It might be maintained, therefore, that Vico's "New Science" was really just Æsthetic; or at least the Philosophy of the Spirit with special emphasis upon the Philosophy of the Æsthetic Spirit.
Vico's mistakes.
Among so many luminous points, or rather in such a general blaze of light, there are yet dark nooks in his mind; corners that remain in shadow. By not maintaining a rigid distinction between concrete history and the philosophy of the spirit, Vico allowed himself to suggest historical periods which do not correspond with the real periods, but are rather allegories, the mythological expression of his philosophy of the spirit. From the same source arises the multiplicity of those periods (usually three in number) which Vico finds in the history of civilization in general, in poetry and language and practically every subject. "The first peoples, who were the children of the human race, founded first the world of the arts: next, after a long interval, the philosophers, who were therefore the aged among nations, founded the world of the sciences: with which humanity attained completion."[44] Historically, understood in an approximate sense, this scheme of evolution has some truth; but only an approximate truth. In consequence of the same confusion of history and philosophy he denied primitive peoples any kind of intellectual logic, and conceived not only their physics, cosmology, astronomy and geography as poetic in character, but their morals, their economy and their politics as well. But not only has there never been a period in concrete human history entirely poetic and ignorant of all abstraction or power of reasoning, but such a state cannot even be conceived. Morals, politics, physics, all presuppose intellectual work, however imperfect they may be. The ideal priority of poetry cannot be materialized into a historical period of civilization.
Linked with this error is another into which Vico often falls when he asserts that "the chief aim of poetry" is to "teach the ignorant vulgar to act virtuously" and to "invent fables adapted with the popular understanding capable of producing strong emotion."[45] Having regard to the clear explanations he himself gave of the inessentiality of abstractions and intellectual artifice in poetry; when we remember that for him poetry makes her own rules for herself without consulting anybody, and that he clearly established the peculiar theoretical nature of the imagination, such a proposition cannot be taken as a return to the pedagogic and heteronomous theory of poetry which in substance he had left far behind: therefore, without doubt, it follows from his historical hypothesis of a wholly poetical epoch of civilization, in which education, science and morality were administered by poets. Another consequence is that "imaginative universals" are apparently sometimes understood by him as imperfect universals (empirical or representative concepts as they were subsequently called); although, on the other hand, individualization is so marked in them and their unphilosophical nature so accentuated that their interpretation as purely imaginative forms may be taken as normal. In conclusion, we remark that fundamental terms are not always used by Vico in the same sense: it is not always clear how far "sensation," "memory," "imagination," "wit" are synonymous or different. Sometimes "sensation" seems outside the spirit, at others one of its chief moments; poets are sometimes the organ of "imagination," sometimes the "sensation" of humanity; and imagination is described as "dilated memory." These are the aberrations of a thought so virgin and original that it was not easy to regulate.
Progress still to be achieved.
To sever the Philosophy of the Spirit from History, the modifications of the human mind from the historic vicissitudes of peoples, and Æsthetic from Homeric civilization, and by continuing Vico's analyses to determine more clearly the truths he uttered, the distinctions he drew and the identities he divined; in short, to purge Æsthetic of the remains of ancient Rhetoric and Poetics as well as from some over-hasty schematisms imposed upon her by the author of her being: such is the field of labour, such the progress still to be achieved after the discovery of the autonomy of the æsthetic world due to the genius of Giambattista Vico.
VI
MINOR ÆSTHETIC DOCTRINES OF THE EIGHTEENTH CENTURY
The influence of Vico.
This step in advance had no immediate effect. The pages in the Scienza nuova devoted to æsthetic doctrine were actually the least read of any in that marvellous book. Not that Vico exercised no influence at all; we shall see that several Italian authors both of his own time and of the generation immediately following show traces of his æsthetic ideas; but these traces are all external and material and therefore sterile. Outside Italy the Scienza nuova (already announced by a compatriot in 1726 in the Acta of Leipzig with the graceful comment that magis indulget ingenio quam veritati and the pleasing information that ab ipsis Italis taedio magis quam applausu excipitur)[1] was mentioned toward the end of the century, as is well known, by Herder, Goethe, and some few others.[2] In connection with poetry, especially with the Homeric question, Vico's book was quoted by Friedrich August Wolf, to whom it had been recommended by Cesarotti[3] after the publication of the Prolegomena ad Homerum (1795), but without any suspicion of the importance of its general doctrine of poetry, of which the Homeric hypothesis was a mere application. Wolf (1807) imagined himself in the presence of a talented forerunner in an isolated problem, instead of a man of intellectual stature towering above any philologist, however great.
Italian writers: Conti.
Neither by reliance on the works of Vico, who founded no real school, nor, it must be added, by any independent effort along new lines, did thought succeed in maintaining or improving upon the position already attained. A notable attempt to establish a philosophical theory of poetry and the arts was made by the Venetian A. Conti, who left numerous sketches for essays on imagination, the faculties of the soul, poetic imitation and similar subjects, designed for inclusion in a large treatise on the Beautiful and Art. Conti had started by professing ideas very like those of Du Bos, affirming that the poet must "put everything in images"; that taste is as indefinable as feeling, and that there are persons without taste just as there are blind and deaf persons; he also wrote polemical tracts against the Cartesians. Later he abandoned his sensationalistic or sentimentalist theories,[4] and, inquiring into the nature of poetry, declared himself ill-satisfied with Castelvetro, Patrizzi, and even Gravina. "Had Castelvetro," he observes, "who writes so subtly of Aristotle's Poetics, given two or three chapters to a philosophical explanation of the idea of imitation, he would have solved many questions raised but not clearly answered by himself concerning poetic theories. In his Poetica and in his controversy against Torquato Tasso, Patrizzi never succeeded in clearly defining the philosophical idea of imitation; he collected much useful information about the history of poetry, but wilfully lost the Platonic doctrine by allowing it to mingle with the historical detail instead of gathering it up without sophistry into a single point, when it would have appeared in a very different guise. The Ragion poetica of Gravina shadows forth a sort of philosophical idea of imitation; but so wholly engrossed is he in deducing therefrom rules for lyrical, dramatical and epic poetry, and illustrating each with examples from the most celebrated poets, Greek, Latin and Italian, that he is too busy to question the sufficiency of the fertile idea he has propounded."[5] A close follower of contemporary European thought, Conti was familiar with Hutcheson, whose theories he vigorously repudiated, observing, "Why this multiplication of faculties?" The soul is one, and for scholastic convenience only has been divided into three faculties: sense, imagination, intellect; the first "concerns herself with objects present before her; imagination with those afar into which memory gradually merges: but the object of sense and imagination is always particular; it is only the mind, the intellect, the spirit, that by comparing particulars apprehends the universal." "Before introducing a new sense for the pleasure of beauty" Hutcheson should have "assigned limits to these three faculties of cognition and demonstrated that the pleasure occasioned by beauty does not arise from the three pleasures of these three faculties, or from intellectual pleasure alone, to which they all reduce, if the functions of the soul be carefully analysed." Thus it would appear that the mistake of the Scotchman[6] arose from his habit of separating pleasure from the cognitive faculties, placing the former apart in a special empty "sense of beauty."[7] On the other hand, when rewriting the history of the opinions of various critics upon the Aristotelian doctrine of the universal in poetry, Conti gave much weight to the dialogue Naugerius seu De poëtica of Fracastoro;[8] for an instant he seems on the point of grasping the essence of the poetic universal and identifying it with the characteristic, which makes us call even horrible things wholly beautiful. "In all his journeys Balzac never saw a beautiful old woman: in the poetic or picturesque sense an old woman is highly beautiful, if depicted as having suffered all the dilapidations of age": immediately after, however, he identifies the characteristic with Wolff's concept of perfection: "It does not differ from being, nor does being differ from the truth which the schoolmen call transcendental and which is the object of all arts and all sciences; we call it the object of poetry when by means of imaginary presentations it ravishes the intellect and moves the wall, transporting both these faculties into the ideal and archetypal world of which, following S. Augustine, Father Malebranche discourses at length in his Recherche de la vérité."[9] In the same way Fracastoro's universal gives place to the universal of science: "Owing to the infinity of their determinations all we can know of particulars is their common properties, which is merely another manner of saying that we have no science save of universal. Thus it is precisely the same if we say the object of poetry is science or the universal; which is the doctrine of Navagero, following Aristotle."[10] The "imaginative universals of Signor Vico" (with whom he had interchanged some letters) opened no new views for him: he notes that Signor Vico "talks a great deal about them" and "holds that the most uncivilized men, having framed them not from any wish to please or serve others, but from the necessity of expressing their feelings as nature taught them, spoke in poetical language the elements of a theology, a physics, and an ethics wholly poetical." Conti excuses himself from immediate examination of "this critical question" and only opines that "it can be shown in many ways that these imaginative universals are the material or object of poetry, in so far as they contain within them sciences or things considered in themselves"[11]—a conclusion diametrically opposed to that which "Signor Vico" meant to express. Conti is next obliged to ask himself how it is possible that poetry's object should be not the true but the probable, when the universal of poetry is the same as that of science. He answers by coming down to the commonplace level of a Baumgarten: "When sciences receive a particular colouring, we pass from the true to the probable." Imitation means giving the impression of truth; that is done by selecting a few of its features only; and this is the procedure in which the probable just consists. If you wish to describe the rainbow poetically, a great part of the Newtonian optics must be thrown overboard; thus "many circumstances of mathematical demonstration" will be neglected in poetical descriptions, and the rest, which is utilized, will form the probable or that particular "which awakens the universal idea, slumbering in the minds of the learned." The great art of poetry consists "in selection of the image containing the greatest number of points of universal doctrine which, by being inserted in the example, may so colour the precept that I may find it without seeking it, or recognize it through its connexion with events described."[12] Hence poetry cannot be content with imitation; allegory too is needed: "in ancient poetry one thing is read and another is meant." Here follows the inevitable instance of the Homeric poems, in which Conti certainly finds elements which cannot be reduced to instruction and allegory and therefore to some extent deserve the Platonic condemnation.[13] He recognizes a species of imagination differing from passive sensibility, "which Father Malebranche calls active imagination, and Plato the art of imagery; it comprises all that is meant by wit, sagacity, judgement and good taste, which teach a poet to use or not to use at a given time or place the rules and licences of art, and to control the extravagance of his imagery."[14] On the question of literary taste he follows the opinion of Trevisano and decides that it consists in "setting in mutual harmony, that is to say restraining within limits, the soul's cognitive faculties, memory, imagination and intellect, allowing none to overwhelm another."[15]